Information

Wendy Weant is a financial professional at Transamerica Financial Advisors, Inc., a broker-dealer with over 4,800 registered representatives nationwide. Wendy has held an industry securities registration for 11 years and is subject to SEC and FINRA oversight.

Licenses and Conduct

Regulator

License Status

Registered

Registered

Disclosures

No Disclosures Found

No Disclosures Found

As of Date

12/02/2014

12/02/2014

*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Information is provided 'as is' and solely for informational purposes, not for investment purposes or advice.BrightScope is not a fiduciary under ERISA. BrightScope is not endorsed by or affiliated with FINRA.