Vitamin D deficiency is a potentially modifiable risk factor that may be targeted for breast cancer prevention. We examined the safety, feasibility, and biomarker effects of high-dose vitamin D among women at high risk for breast cancer. Forty high-risk women, defined as a 5-year breast cancer risk ≥1.67% per the Gail model, lobular or ductal carcinoma in situ, were assigned to a 1-year intervention of vitamin D3 20,000 IU or 30,000 IU weekly. Participants were monitored for toxicity every 3 months, underwent serial blood draws at baseline, 6 and 12 months, and a digital mammogram at baseline and 12 months. Biomarker endpoints included serum 25-hydroxyvitamin D [25(OH)D], 1,25-dihydroxyvitamin D [1,25(OH)2D], parathyroid hormone (PTH), insulin-like growth factor (IGF-1), IGF binding protein (IGFBP-3), and mammographic density (MD) using Cumulus software. From November 2007 to January 2011, we enrolled 40 women; 37 were evaluable at 6 months and 30 at 12 months. One patient was taken off study for hypercalciuria; otherwise, the intervention was well tolerated. From baseline to 12 months, mean serum 25(OH)D and 1,25(OH)2D rose from 20.0 to 46.9 ng/ml and 69.7 to 98.1 pg/ml, respectively (p<0.01). Serum PTH decreased by 12% at 6 months and IGF-1/IGFBP-3 ratio decreased by 4.3% at 12 months (p&lt0.05). There was no significant change in MD regardless of menopausal status or dose level. We demonstrated that 1 year of high-dose vitamin D3 was associated with a significant increase in circulating vitamin D levels and favorable effects on IGF signaling, but no significant change in MD.

Vitamin D deficiency is often defined as circulating 25-hydroxyvitamin D [25(OH)D] levels of less than 20 ng/ml [1-3]. Sufficient blood concentrations of 25(OH)D generally focus on bone health, with a common definition of an optimal level of with a common definition of an optimal level of ≥32 ng/ml, which maximally suppresses serum parathyroid hormone (PTH). By these standards, the majority of the U.S. population is vitamin D insufficient or deficient.

The current recommended dietary allowance (RDA) of vitamin D is 600 IU per day for those 70 years or younger, but some argue that this dose is too low to provide a public health benefit. Oral daily intake of 1000 IU of vitamin D increases circulating 25(OH) D levels by about 10 ng/ml [6]. Given the high prevalence of vitamin D deficiency in the general population, in order to raise serum 25(OH)D above 40-50 ng/ml, the putative target level for breast cancer risk reduction, individuals would have to consume about 3000-4000 IU daily, which remains below the current upper safety limit set by the Institute of Medicine (IOM). Vitamin D toxicities, including hypercalcemia, hypercalciuria, bone demineralization, and nephrocalcinosis, are rare and generally only occur when serum 25(OH)D rises above 150 ng/ml [7].

The relationship between vitamin D status and mammographic density (MD), a strong predictor of breast cancer risk, remains unclear [8]. MD refers to the relative proportions of radiolucent fat and radiodense epithelial and stromal tissue[9,[10] and may serve as a useful intermediate biomarker for breast cancer risk assessment in investigations of potential chemopreventive agents. Cross-sectional studies evaluating the association between vitamin D intake and MD observed an inverse association among premenopausal women, particularly with high serum IGF-1 and low serum IGF binding protein-3 (IGFBP-3) [11,12]. However, there is limited data on the biologic effects of vitamin D supplementation for breast cancer prevention in human intervention trials.

We conducted a pilot study in 40 women at high-risk for breast cancer development, who were assigned to a 1-year intervention of vitamin D3 (cholecalciferol) 20,000 IU or 30,000 IU weekly. We hypothesized that vitamin D supplementation modulates serum-based biomarkers of vitamin D metabolism and IGF signaling and decreases MD, a strong intermediate biomarker of breast cancer risk

Material and Methods

Subjects

We conducted two pilot studies at the breast center of Columbia University Medical Center (CUMC) in New York, NY. Twenty high-risk premenopausal women were assigned to a 1-year intervention of vitamin D3 20,000 IU weekly (N=10) or 30,000 IU weekly (N=10) (NCT00976339). In a concurrent study, 20 highrisk postmenopausal women were randomized to vitamin D3 20,000 IU weekly vs. 30,000 IU weekly for 1 year (NCT00859651). We combined the results from the two trials, which were approved by the institutional review board at CUMC. All participants provided written informed consent in English or Spanish.

High risk for breast cancer was defined as having a predicted 5-year risk of invasive breast cancer according to the Breast Cancer Risk Assessment Tool (BCRAT) or Gail model (www.cancer. gov/bcrisktool) of 1.67% or greater, lobular carcinoma in situ (LCIS), or resected ductal carcinoma in situ (DCIS). Both premenopausal and postmenopausal women were included in this analysis. Postmenopausal status was defined as >6 months since last menstrual period, prior bilateral oophorectomy, or serum follicle-stimulating hormone (FSH) values consistent with institutional normal values for postmenopausal status (>20 mIU/mL).

Other eligibility criteria included:

1. age 21 years or older;
2. normal baseline clinical breast exam and mammogram;
3. baseline mammographic density (MD) greater than or equal to 25% as assessed qualitatively by the Breast Imaging-Reporting and Data System (BIRADS) classification (2=scattered fibroglandular densities, 25-50%; 3=heterogeneously dense, 51-75%; 4=extremely dense, >75%);
4. baseline serum 25(OH)D less than 32 ng/ml;
5. prior use of a selective estrogen receptor modulator (SERM), tamoxifen or raloxifene, allowed as long as the SERM was discontinued at least 28 days prior to enrollment;
6. willingness to allow collection of blood for biomarker analysis and banking;
7. at least one evaluable breast for MD assessment, defined as no bilateral mastectomies, bilateral breast implants, or prior radiation to the contralateral breast (among women with DCIS);
8. willingness to not take calcium or vitamin D supplements during the 1-year intervention; however, up to 1000 mg of calcium supplementation was allowed for postmenopausal women;
9. normal serum calcium;
10. no history of kidney stones;
11. adequate renal and hepatic function with serum creatinine, bilirubin, transaminases, and alkaline phosphatase <2.0x the institutional upper limit of normal (IULN);
12. no hypersensitivity reactions to vitamin D;
13. Zubrod performance status of 0 or 1;
14. not pregnant or nursing;
15. no significant medical or psychiatric condition that would preclude study completion.

The primary objectives were to determine the safety and feasibility of high-dose vitamin D for 1 year among high-risk women. All participants were evaluable for toxicity from the time of their first dose of study drug. Safety was assessed by monitoring routine clinical and laboratory parameters, including serum calcium, albumin, and creatinine and spot urine calcium and creatinine, every 3 months for the duration of the study.

Correlative Studies

Secondary objectives were to investigate the biologic effects of vitamin D supplementation on blood-based and image-based biomarkers. Blood samples were collected at baseline, 6 and 12 months for measurement of serum 25(OH)D, 1,25-dihydroxyvitamin D [1,25(OH)2D], PTH, IGF-1, and IGFBP-3. Serum 25(OH)D and 1, 25(OH)2D were assessed by an HPLC method that selectively measures vitamin D2 and D3, as previously described [13]. Serum PTH was measured by a standard 2-site immunoradiometric assay (Scantibodies Laboratory, Santee, CA) that detects only whole PTH,1-84 and does not measure inactive PTH fragment [14]. Serum IGF-1 and IGFBP-3 levels were assayed by ELISA analysis with reagents from Diagnostic Systems Laboratories. The interassay coefficient of variation for serum 25(OH)D and 1, 25(OH)2D was <10%. Inter-and intra-assay precision for PTH were 6.3% and 2.8%, respectively. For IGF-1 and IGFBP-3, intra-assay precision were 3.5% and 1.0%, respectively. All blood samples were analyzed in batches by blinded personnel.

Bilateral digital mammograms were conducted at baseline and after the 12-month intervention. Due to changes in MD with the menstrual cycle, mammograms were obtained within 10 days of the start of menstrual bleeding in premenopausal women. Mammographic percent density (proportion of the breast with dense tissue) from cranio-caudal views was assessed using semi-automated methods by the Cumulus software [15]. All MD readings were conducted by an investigator (MBT) blinded to treatment assignment and the timing of the mammograms (baseline or 12 months); we randomized digitized images from the same women within the same batch.

Statistical Analysis

The percentage of participants with each toxicity was compared between the treatment groups using a Fisher’s exact test of proportions at a two-sided 0.05 level of significance. Descriptive statistics were performed for each of the biomarker endpoints for the two dose levels and for both dose levels combined. We calculated the means (standard deviation, SD), medians (range), and percent change from baseline for each biomarker. Paired t-tests and 2-sample t-tests (using raw data or log-transformed data from the perspective of normality assumption) were used to compare within-group and between-group differences for the two vitamin D dose levels, respectively. For the secondary biomarker endpoints, we had 80% power to detect a difference of 0.51SD after vitamin D supplementation (both dose levels combined), using a paired t-test at the 0.05 significance level and assuming a 20% unevaluable rate. Repeated measure analysis of variance (ANOVA) was used with a time interaction term using dose level as the main effect. We then conducted subgroup analyses stratifying by
vitamin D dose level, baseline serum 25(OH)D (<20 ng/ml vs. 20-32 ng/ml), and menopausal status. In addition, correlation coefficients and multivariable linear regression with adjustment for known confounders, such as age, race, body mass index (BMI), menopausal status, and baseline MD, were used to determine the relationship between MD and blood biomarkers. All statistical analyses were conducted using SAS 9.2 (SAS Institute, Cary, NC) and p<0.05 was considered statistically significant in all analyses.

Results

From November 2007 to January 2011, we screened 296 women for participation and 192 (65%) were eligible (Figure 1). The main reasons for ineligibility included serum 25(OH)D ≥ 32 ng/ml (31%), currently taking a SERM (16%) or vitamin D supplement (5%), history of kidney stones (14%), and baseline MD <25% (12%). Of the 192 eligible women, 40 (21%) enrolled including 20 premenopausal and 20 postmenopausal women. Eighteen women were assigned to a 1-year intervention of vitamin D3 20,000 IU weekly and 22 women received a dose of 30,000 IU weekly. There was a higher rate of drop-out/loss to follow-up at the higher dose level (27%) compared to the lower dose of vitamin D (17%). Of the 40 women enrolled, 37 were evaluable at 6 months and 30 at 12 months.

Table3:

After 1 year of high-dose vitamin D, there was no significant change in mean percent density from baseline to 12 months (19.2% vs. 20.8%, p=0.537), regardless of menopausal status, vitamin D dose level, or baseline serum 25(OH)D (Figure 2). At 12 months, MD was inversely correlated with serum 25(OH)D (correlation coefficient=-0.45, p=0.02) and positively associated with serum IGF-1 (correlation coefficient=0.54, p=0.005). However, these associations were not significant after adjustment for age, race, BMI, and menopausal status (data not shown). In multivariable analysis, change in MD did not correlate with changes in any blood biomarkers after adjusting for age, race, BMI, menopausal status, and baseline MD (data not shown).

Overall, high-dose vitamin D was well-tolerated with no grade 3 or higher toxicities and only 1 episode of hypercalciuria at the 30,000 IU weekly dose level. At both dose levels of vitamin D, there was a significant increase in serum 25(OH)D at 6 and 12 months with over 85% achieving the putative target level of ≥40 ng/ml. We observed a favorable effect on circulating IGF-1/IGFBP- 3 ratio, but no significant change in MD with 1 year of vitamin D3 (cholecalciferol).

Cholecalciferol is a vitamin D precursor, which gets hydroxylated in the liver to 25(OH)D (calcidiol), the main circulating form, and then hydroxylated in the kidney by 1α-hydroxylase to 1,25(OH)2D (calcitriol), the most active metabolite [16]. Many extrarenal tissues, including the breast, also express 1α-hydroxylase to locally activate vitamin D, which has paracrine and autocrine effects in these tissues [17]. Circulating 25(OH)D is the substrate for conversion to 1,25(OH)2D in target tissues and may be the limiting factor in local activation of vitamin D [18].

In women given standard doses of vitamin D 400-600 IU daily, no substantial change in serum 25(OH)D was observed and the majority remained in the insufficient range [19,20]. Recent clinical trials demonstrated increases in vitamin D levels only with highdose supplementation. We observed a significant increase in serum 25(OH)D and 1,25(OH)2D at both dose levels of vitamin D. The mean increase in serum 25(OH)D of 20-30 ng/ml was in line with what was anticipated with daily oral intake of 2000-3000 IU daily of vitamin D3 [6].

Numerous observational studies have reported an inverse association between vitamin D status, including circulating 25(OH)D levels, and breast cancer risk. In a meta-analysis of observational studies, an increase in serum 25(OH)D by 20 ng/ml was inversely associated with breast cancer risk, with a summary relative risk (RR)=0.73 (95% confidence interval (CI)=0.60-0.88) [21]. However, nearly all of these studies reported a single measurement of 25(OH)D. There have been no prospective studies evaluating the effect of change in vitamin D level with serial measurements over time on breast cancer risk.

On the other hand, the Institute of Medicine (IOM) has raised concerns about negative health effects of circulating 25(OH)D above 50 ng/ml [22]. Some observational studies have found Ushaped relationships between cancer incidence rates and serum 25(OH)D [23-25], although the statistical power to investigate risk at very high levels of 25(OH)D in these studies was very low. Vitamin D toxicities, including hypercalcemia and hyperciuria, are rare and tend to occur when serum 25(OH)D rises above 150 ng/ml. A 17% increased incidence of kidney stones was observed with calcium and vitamin D compared to placebo in the Women’s Health Initiative (WHI) randomized controlled trial, 2.5% vs. 2.1%, respectively[26]. A review of clinical trial data on the safety of high-dose vitamin D suggested that daily doses as high as 10,000 IU are safe [27]. We observed slightly more fatigue, rash, and gastrointestinal toxicities with vitamin D3 30,000 IU weekly compared to 20,000 IU weekly, but no significant differences in the biomarker endpoints.

Preclinical studies support various antitumor effects of vitamin D in breast cancer. The vitamin D receptor (VDR) is a ligand-dependent transcription factor that regulates a wide range of cellular processes central to cancer development, including apoptosis, cell proliferation, differentiation, angiogenesis, and metastasis [28]. Specific pathways affected include IGF signaling, causing inhibition of the MAPK and ERK pathways [4]. IGFs are peptide hormones with anti-apoptotic and mitogenic effects [29-31] and IGFBPs, of which IGFBP-3 is the most abundant form, block IGF-1 from binding to its receptor [32]. Several epidemiologic studies reported a significant positive correlation between circulating IGF-1 and breast cancer risk, particularly among premenopausal women [33-35]. Although 1 year of high-dose vitamin D supplementation did not significantly alter serum IGF-1 and IGFBP-3, there was a favorable effect on IGF-1/IGFBP-3 ratio at 12 months. The change in IGF-1/IGFBP-3 ratio was statistically significant but modest (mean absolute change, 1.5 x10-3; percentage change, 4.3%). Whether this change is clinically relevant remains to be seen, however, comparable differences were seen between breast cancer cases and age-matched unaffected controls [36]. Since we did not adjust for multiple comparisons for the secondary biomarker endpoints, these results need to be interpreted with caution and confirmed in larger studies.

In terms of mammographic density (MD), women in the highest quartile of MD demonstrated a 4-to-6-fold increase in breast cancer risk compared to women in the lowest quartile [10]. In addition to qualitative assessment with BIRADS classification, MD can now be assessed on a continuous scale using computerassisted techniques [15]. Anti-estrogens, such as tamoxifen, have been shown to significantly reduce MD within 12-18 months of initiation [37]; however, the effects of non-hormonal interventions on MD remain uncertain.

A recent systematic review of 14 observational studies examining the association between vitamin D and MD yielded inconsistent results [8]. Much of the association was limited to premenopausal women [11], particularly among those with high circulating IGF-1 and low IGFBP-3 levels [12], suggesting that vitamin D may modulate MD and breast cancer risk via IGF signaling. We previously reported an inverse association between serum 25(OH) D and mammographic dense area in the late summer and fall months, when peak levels of circulating vitamin D occur [38].

In this intervention trial, we did not see a significant change in MD after 1 year of high-dose vitamin D3, although we only had sufficient statistical power to examine an absolute change of 7-8%. MD correlated with serum 25(OH)D and IGF-1 at 12 months; however, these associations were no longer significant after adjustment for known confounders. Possible explanations for these null findings include the small sample size, the need for longer follow-up, and the relatively low baseline MD in our study population. In a prior study, greater declines in percent density were observed among women with higher baseline MD [39]. In addition, the potential cancer protective effect of vitamin D may not be mediated via changes in MD. Larger studies with longer follow-up will be needed to evaluate the effects of vitamin D supplementation on MD and other intermediate markers of breast cancer risk.

An analysis of randomized controlled trials of vitamin D (300 to 2000 IU daily) with or without calcium supplementation and primary fracture outcomes demonstrated that all-cause mortality was reduced by 7% (hazard ratio [HR]=0.93, 95% CI=0.87-0.99), but without sufficient evidence to support vitamin D for cancer prevention [40,41]. Of note, most of the trial participants were postmenopausal women over the age of 65. In the WHI, over 36,000 postmenopausal women were randomized to calcium plus vitamin D 400 IU daily or placebo, with no difference in breast cancer incidence after a mean follow-up of 7 years [20]. Among WHI participants, no significant difference in MD after a year of vitamin D supplementation was reported [42]. However, the ratio of mean breast density comparing calcium and vitamin D to placebo was 0.67 (95% CI=0.41-1.07) with ≥80% study drug compliance and no hormone replacement therapy use. In a randomized controlled trial of calcium and vitamin D 1100 IU daily for 4 years in 1,179 postmenopausal women, a 60% reduction in overall cancer incidence was found compared to placebo [43]. Neither of these trials distinguished between the effects of calcium and vitamin D. The effects of higher doses of vitamin D supplementation on breast cancer incidence, particularly among premenopausal or high-risk women, are still unknown. More recent trials assessing moderate to high doses of vitamin D to prevent cancer and other chronic diseases are currently ongoing [44].

We demonstrated the safety and feasibility of enrolling high-risk women to an intervention trial of high-dose vitamin D. However, we needed to screen nearly 300 women to enroll 40 participants over a 3-year period at our institution. The most common reason for ineligibility was baseline serum 25(OH)D ≥32 ng/ml or current vitamin D supplement use.

Increasing awareness of vitamin D deficiency and adoption of high-dose supplementation may diminish the feasibility of conducting vitamin D intervention trials. For example, Cescon et al. found that over 80% of patients with newly diagnosed breast cancer reported current vitamin D supplement use and over 70% already had adequate levels of serum 25(OH)D [45].

To our knowledge, this is the first study to report the effects of high-dose vitamin D supplementation on biomarkers of breast cancer risk among high-risk women. Strengths of this study included the relatively long 1-year intervention, testing of two different dose levels of vitamin D, collection of serial blood samples and mammograms for biomarker analyses, and the racially/ethnically diverse study population. Over half the participants in our trial were from racial/ethnic minority groups, which have a higher prevalence of vitamin D deficiency compared to non-Hispanic whites [46]. The main weaknesses were the relatively small sample size and higher than anticipated drop-out rate (25%).

The biomarker effects of high-dose vitamin D among high-risk premenopausal women are currently under investigation. Two ongoing trials are evaluating the effects of vitamin D 2000 IU daily or 20,000 IU weekly for 1 year on change in MD among premenopausal women with increased MD or at high risk for breast cancer development (NCT01224678 and NCT01097278). These studies include serial blood draws and breast tissue sampling, which will add to our understanding of the biologic effects of vitamin D on serum and breast tissue-based biomarkers.

Vitamin D deficiency has become a shared concern among physicians, who often routinely screen for vitamin D deficiency and recommend supplementation. In the 2010 IOM report addressing vitamin D supplementation [22], the RDA for vitamin D was raised from 400 to 600 IU daily for persons 70 years and younger and the upper safety limit for healthy individuals from 2000 to 4000 IU daily. However, based upon the current literature, the IOM concluded that there was insufficient evidence to recommend vitamin D supplementation for cancer prevention
www.IOM.edu/vitaminD. Despite promising preclinical and observational data, we must await the results of rigorously conducted randomized controlled trials before making broad recommendations of vitamin D supplementation for breast cancer prevention.

Acknowledgement and Declarations

Funded in part by grants from the Prevent Cancer Foundation and the Avon Foundation for Women. This publication was also made possible by Grant Number UL1 RR024156 from the National Center for Research Resources (NCRR), a component of the National Institutes of Health (NIH), and NIH Roadmap for Medical Research. Its contents are solely the responsibility of the authors and do not necessarily represent the official view of NCRR or NIH. The authors have no potential conflicts of interest to disclose.