Transition Support

Transition Support

Financial Professionals are always unsure about the best way to transition their book of business to a new firm. What is the cost and when is the best time to make a transition and will I have to do the heavy lifting? Will I miss any revenue when I move my registration?

At Silver Oak, we help advisors and their team coordinate every aspect of the transition. We provide a dedicated transition team to execute every aspect of the client transition, which includes but not limited to:

Advisory Account Transitions

Advisory Account Form Population

Establishing new ACH and Systematic Investments

Broker Dealer Change Form Requests

Updated New Account Profiles

Client Portal Setup

Client Segmentation for Reporting

Technology Integrations

Coordinating a transfer can take approximately 45-60 days to effectively plan a successful transition. We map out each step, so the branch can execute the move and plan accordingly.