Insights: Asset Management

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Registered investment advisers that maintain custody of customer assets, and who are registered with the SEC, are subject to various regulations and must review these requirements for their organization to determine the right path to follow.

Fund managers are typically responsible for the preparation of financial statements of their underlying investment, in accordance with ASC 946, which requires the valuation of investments under ASC 820 – Fair Value Measurements.

Each member firm of Baker Tilly International is a separate and independent legal entity. Baker Tilly Virchow Krause, LLP and its subsidiaries are not responsible or liable for, and cannot be bound by, any acts or omissions of any other member of Baker Tilly International.