Identification of critical activities and the planned recovery time objectives;

Thorough risk and impact assessments of locations and processes;

A training and awareness program for all staff that relates to their BCM roles;

Regular testing of all BCM arrangements and components, including teams;

Continued maintenance and review of arrangements to respond to changing client requirements, emerging risks and changes to the firm.

UBS AG utilises the following strategies to implement the firm’s recovery objectives:

Dedicated technical recovery facilities;

Internal and third party work area recovery facilities;

Remote working capabilities;

Utilizing its local, regional and international recovery capabilities.

Further Information

For further information relating to UBS AG’s business continuity and crisis management arrangements, please talk to your relationship manager.

UBS AG is a public company incorporated with limited liability in Switzerland domiciled in the Canton of Basel-City and the Canton of Zurich respectively registered at the Commercial Registry offices in those Cantons with Identification No: CH-270.3.004.646-4 and having respective head offices at Aeschenvorstadt 1, 4051 Basel and Bahnhofstrasse 45, 8001 Zurich, Switzerland and is authorised and regulated by the Financial Market Supervisory Authority in Switzerland.

The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. Please consult the sales restrictions relating to the products or services in question for further information. Activities with respect to US securities are conducted through UBS Securities LLC, a US broker dealer. Member of SIPC.