2nd Annual Trade Surveillance and Compliance Monitoring

Highly automated trading alongside
high-profile cases of market abuse have brought trade surveillance and
compliance monitoring under the regulatory and public spotlight; it is
essential that compliance maintain procedures that tackle high frequency and
high volume trading loopholes. As regulators assess rules surrounding necessary
compliance, there is also the need to go beyond the surveillance of vanilla
products into cross-asset surveillance. In order to achieve this level of
insight into the nature of different products and to develop system
sophistication parallel to that of automated trading, it is essential to
establish a holistic approach to surveillance and monitoring, in terms of data
networks between departments as well as cross-border surveillance.

This marcus evans conference provides practical advice on key trade
surveillance and compliance monitoring challenges such as algo-governance,
system implementation and maintenance and cross-asset surveillance. The agenda
includes in-depth case-studies held by speakers from leading firms, regulators
and associations.