Financial Services Regulatory Authorisation in India

Analysis, advice and full management of regulatory applications.

At CCL we manage your regulatory application thoroughly and professionally setting out the project plan at the outset and keeping you up to date with all the milestones and timelines involved. To date, we have assisted with more than 1,000 regulatory authorisations through our offices in London, Dubai, Abu Dhabi and Mumbai.

Our services include:

Analysis of regulatory requirements relevant to your business

Advice on approvals required

Ensuring your business plan addresses all areas of interest by the regulator

Liaising with your other advisers and with the regulator

Project managing your firm’s application from start to finish

There are two financial services regulators in India. Which one applies to your Firm?

RBI Licensing

Our lead RBI Authorisation specialist spent 40 years with the regulator, supervising RBI regulated Firms. He knows exactly what the regulator expects from an applicant firm and is therefore ideally qualified to guide your firm through a successful application. The types of firms that we assist with RBI Authorisation include:

Foreign Banks setting up their representative office or fully-fledged branch in India

SEBI Licensing

Our SEBI specialist has a thorough understanding of the regulator’s requirements having worked in the Compliance and Risk Management department of one of the largest SEBI regulated investment banking entities for more than 18 years.

The types of firms that our SEBI authorisation specialists help include: