From: D. Patrick Cain [dcain@rjfs.com]
Sent: Monday, June 24, 2002 1:07 PM
To: rule-comments@sec.gov
Subject: PROPOSED RULE 34-42099
I would like to oppose the proposed rule to exempt certain broker-dealers
from the Investment Act of 1940. Consumers and the general public are better
served by professionals who are providing financial planning advise acting
in a fiduciary capacity and who disclose any conflicts of interest.
Please withdraw the proposed rule.
Kind Regards,
Pat Cain CFP
Lake Wales, Fl