United States Government Publishing OfficepublisherpbldistributordstUnited StatesNational Archives and Records AdministrationOffice of the Federal RegisterauthorautGovernment Organizationtextgovernment publicationengFRRegulatory Information1999_registerexecutive2010-09-24articleRevised Transfer Agent Form and Related RuleProposed RulesD09002ee18f2e7359D09002ee18f2e7412United StatesSecurities and Exchange CommissionoriginatororgUnited States Government Agency or SubagencyThe Securities and Exchange Commission (Commission) is publishing for comment its proposal to amend Rule 17Ac2-2 and related Form TA-2 and its proposal to rescind Rule 17a-24 under the Securities Exchange Act of 1934. The amendment would make technical corrections and provide greater clarity to Form TA-2. Accordingly, the amendments are designed to clarify filing requirements and instructions; eliminate or change ambiguous terms and phrases; delete certain redundant or unnecessary questions; and add questions that would help the Commission to more effectively monitor the transfer agent industry.64 FR 15310https://www.gpo.gov/fdsys/granule/FR-1999-03-31/99-784099-7840fr31mr99-20RIN 3235-AH448010-01-PRelease No. 34-41204https://www.gpo.gov/fdsys/granule/FR-1999-03-31/99-7840/content-detail.htmlhttps://www.gpo.gov/fdsys/pkg/FR-1999-03-31/html/99-7840.htmhttps://www.gpo.gov/fdsys/pkg/FR-1999-03-31/pdf/99-7840.pdf11 p.153101532064 FR 15310Code of Federal RegulationsTitle 17 Part 24017 CFR Part 240Code of Federal RegulationsTitle 17 Part 24917 CFR Part 249RIN 3235-AH44Revised Transfer Agent Form and Related Rule; Federal Register Vol. 64, Issue PRORULE99-7840SECURITIES AND EXCHANGE COMMISSION1999-05-17Release No. 34-41204File No. S7-11-998010-01-P99-7840Proposed rule.The Securities and Exchange Commission (Commission) is publishing for comment its proposal to amend Rule 17Ac2-2 and related Form TA-2 and its proposal to rescind Rule 17a-24 under the Securities Exchange Act of 1934. The amendment would make technical corrections and provide greater clarity to Form TA-2. Accordingly, the amendments are designed to clarify filing requirements and instructions; eliminate or change ambiguous terms and phrases; delete certain redundant or unnecessary questions; and add questions that would help the Commission to more effectively monitor the transfer agent industry.Comments are due on or before May 17, 1999.Jerry W. Carpenter, Assistant Director, or Lori R. Bucci, Special Counsel, at 202/942-4187, Office of Risk Management and Control, Division of Market Regulation, Securities and Exchange Commission, Washington, D.C. 20549-1001.Federal RegisterVol. 64, no. 61Office of the Federal Register, National Archives and Records Administration1999-03-31continuingdailydepositedborn digital356 p.
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AE 2.7:GS 4.107:AE 2.106:KF70.A2https://www.gpo.gov/fdsys/pkg/FR-1999-03-31P0b002ee180a78a1b0097-63260042-12190364-1406769-004-00000-9000582072f:fr31mr99https://www.gpo.gov/fdsys/pkg/FR-1999-03-31/content-detail.htmlhttps://www.gpo.gov/fdsys/pkg/FR-1999-03-31/pdf/FR-1999-03-31.pdffdlp1528515631DGPO2010-09-242016-04-13FR-1999-03-31machine generatedengFRFR-1999-03-316461