What's your strategy for meeting SEC 17a-4c compliance?

﻿Many financial services companies are scrambling to comply with new SEC regulation regarding broker-dealer records. Our quick-to-implement ILINX Event Tracker provides a reliable tool that will help you meet criteria specified in SEC 17a-4c by creating non-rewritable and non-erasable formats of broker-dealer event records for storage on electronic media.﻿

﻿ILINX Event Tracker allows you to take structured data—data extracted from your line-of-business system databases—and convert it to a non-erasable and non-writable formats such as TIFF, PDF or PDF A. Strategic metadata will accompany your records to storage to enable speedy retrieval during the required time period.﻿

﻿Join other organizations who have expediently solved their SEC 17a-4c compliance challenge. Contact us today to see a demo of ILINX Event Tracker.

Respond quicker to any request

Increase up-sell and cross-sell opportunity

More face time means representatives will have time to find out where a customer's needs intersect with your offerings, increasing customer lifetime value and customer share-of-wallet.

Consolidate data for improved customer service

Pull data from multiple systems and deliver in a single interface for your knowledge workers. Codeless integration with any system allows your workers to access data while staying within their home application.

Use analytics to know your customer better

Integrate data from multiple systems to analyze where you have an opportunity to extend services. Gain visibility into your processes to see where you can streamline to better serve your customer base.

Enable efficiencies that will positively impact your bottom line

Ingest secure data real-time, at the point of transaction

From the internet

On any tablet

Any mobile device

Hands free processing

Integrate data from all systems to optimize Business Process Management (BPM)

ILINX Capture Format Converter enables the conversion of files from multiple formats to one or two easily digestible formats, improving security by keeping documents safe from unwanted modification.

ILINX Capture was designed for a distributed environment, and is the most flexible platform for onboarding information.

Our flexible architecture supports quick deployment—no thick client installations on every workstation and device. Whether your operations span a few miles or the globe, your entire capture environment can be securely managed with ease from a central location. Active directory and sophisticated permissions allow your IT group to have detailed control over user access and activity.

Compliance made easy

Auditing, reporting & analytics

With increasing regulation over financial service business activity, a robust and well-designed ECM system greatly mitigates risk around the ability to produce critical information for your specific needs.

Through the entire lifecycle of your documents and data, from capture to disposal, ILINX provides tools for process intelligence and discovery.

As you navigate an increasingly complex content landscape, ILINX provides visibility, and quickly enables the delivery of information, both on demand or as a scheduled event.

Track adherence to operational best practices

Ensure regulatory compliance

Package and deliver documents in a variety of unique ways

Records retention

Limiting liability is usually the primary driver to implement a solution, and the right Retention Management solution can positively impact your bottom line through savings in labor hours and overhead expenses.

﻿ ILINX provides a streamlined alternative to complex and expensive records management systems. From creation to disposition and final destruction of your documents and data, ﻿ILINX Retention Management﻿ replaces manual retention practices with an automated solution for the proactive management of your records. ﻿

Robust auditing and approvals

Easily configure without custom code

Flexible options for processing content based on simple or sophisticated criteria

An executable action plan

Our proven ECMECOSYSTEM methodology allows us to find ways to go above and beyond in every engagement. This level of service results in a long-lasting business relationship that consistently exceeds expectations.

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ILINX Software for powerful paperless business processing

An enterprise-class platform for information management, ILINX was designed to meet the evolving needs of your business units. ILINX extends the capabilities of your hardware and software to improve process productivity, mitigate risk and increase revenue.