3 Introduction The purpose of this guide is to orient supervisors and managers through the process of Workers Compensation should an employee become ill or injured. Our intent is to help you understand your role and responsibilities so that proper procedures are followed and state compliance is maintained. This guide is designed to give you the tools needed to handle Workers Compensation cases and to work toward preventing injuries. If a work-related injury or illness does occur, you want to be prepared. It is important to read this guide before an injury/illness occurs. You need to know what steps to take and who to contact when responding to emergency and non-emergency situations. It is important that you respond quickly and fairly. Please take the time to become familiar with the comprehensive services available to CSU East Bay employees as outlined in this guide. The material in this guide is organized by topic and includes a glossary of terms for reference and an appendix of forms. Where pertinent, a Q &A will be located at the end of certain sections. Forms located in the appendix can be downloaded through the Human Resources website. Frequently Used Telephone Numbers Emergency Dial (Campus Police will dispatch Ambulance Fire Department) Risk Management o Main number (510) o Workers Compensation Coordinator (510) o Fax (510) Student Health Center (510) First Aid Only Sedgwick Claims Management Services (510) P.O. Box 2078 Oakland, CA Sedgwick CMS administers California State University, East Bay s Workers Compensation program. Sedgwick CMS is a claims management firm headquartered in Oakland, California. They facilitate process to determine whether the injury or ill did arise out of employment and during the course of employment and the employee s eligibility to receive Workers Compensation benefits. If you would like to provide feedback regarding this guide or have additional questions, please contact the Risk Management office. 3

4 Section 1 What is Workers Compensation? Workers Compensation is an employer-paid benefit program that provides compensation and medical benefits if an employee is injured or becomes ill due to a work related circumstance. Any injury or illness is covered under Workers Compensation if it is caused by the employee s job. This includes serious injuries as well as first aid injuries. Under Workers Compensation law, the employee may receive medical care if he/she is injured, no matter who was at fault. Eligibility for benefits will be determined by CSU s third party Workers Compensation claims administrator, Sedgwick Claims Management Services Some injuries may not be covered through the workers compensation program. Such cases may include but are not limited to injuries while voluntarily engaging in recreational, social, or athletic activities outside of the employee s work duties. Who is covered? California State University, East Bay employees which includes faculty, staff, special consultants, student assistants, work study students, and appointed volunteers are covered by Workers Compensation. Volunteers include non-paid board members, non-paid faculty, student teachers or any other person registered with the school, who is volunteering their time to benefit the University. If a volunteer sustains an injury/illness/disease, the department must follow the Workers Compensation reporting procedures. Employees under contract must refer to their agreement with the University in order to determine who covers Workers Compensation benefits. Injuries and Illnesses According to the California Labor Code, the term "injury" includes any injury, illness, or disease arising out of employment and occurring in the course of employment (AOE/COE). Other terms used in reference to an injury are: industrial injury, industrial accident, compensable injury, and work injury. Injuries are categorized in three ways: Specific: Injury to one or more parts of the body resulting from a specific incident. (Example- Employee falls down stairs and fractures a bone.) Cumulative: Injury from repetitive traumatic activities over a period of time. (Example- Employee experiences hearing loss due to repeated noise exposure.) Aggravation: A pre-existing condition or non work-related condition aggravated by an occupational injury or disease. The employer provides medical treatment until the employee returns to the pre-injury status of the pre-existing condition. (Example- Employee s previous back injury exacerbated by continued heavy lifting.) Sedgwick will evaluate reported injuries/illness based on: The accident/exposure must have occurred during assigned work hours. (Assigned work hours begin when the employee arrives at work.) Workers Compensation benefits generally do not cover accidents that occur while coming and going to work or at lunch, unless the lunch period is paid time and attendance on University property is required. 4

5 The accident/exposure must have occurred on the employer s premises or a location required by the employer. The accident/exposure must have occurred while performing a work-related activity. A workrelated activity is defined as one that benefits the employer, even if it may not be an assigned duty. For this reason, injuries/exposures that occur on authorized breaks are generally covered by Workers Compensation. A claim may be denied or reduced in benefits if injury or illness was due to: The employee was intoxicated or had illegal drugs in his or her system at the time the injury occurred. Injuries are purposely self-inflicted. Injuries/Illnesses caused by an accident/exposure, which is defined as an unexpected and unforeseen event (i.e., acts of nature thunder, earthquakes ) Injuries sustained by an employee who assaults or was involved in activities intended to injure another person are not covered. However, the innocent injured employee would be covered by Worker s Compensation and Sedgwick CMS, our third party administrator, may act against the assaulting employee to recover monetary damages. It is determined by the insurer that the employee misrepresented his/her claim The employee knowingly works outside his/her limitations while on modified duty 5

6 Section 2 When an Injury or Illness Occurs at Work You want to be prepared when an injury occurs at work. The following is a checklist you may use as a supervisor to ensure the proper steps are taken. Step 1 Arrange medical care for the injured employee. In an emergency call 911 immediately from any campus phone. You will be connected to a campus police dispatcher, who will send a police officer and, if needed, emergency medical personnel. Emergency injuries and illnesses include but are not limited to: o Excessive bleeding and broken bones o Chest pain o Unconsciousness o Life threatening injuries First Aid: If the injury or illness requires medical attention and it is not an emergency, employees may be sent directly to Student Health Services. This medical facility is designated to treat FIRST AID injuries and/or illnesses that require no more than one visit. When employees go to Student Health Services for evaluation and/or treatment Risk Management will provide an Authorization for Treatment to take with them. These injuries/illnesses include but are not limited to: o Minor injuries and illnesses o Cuts, scratches, scrapes Injuries/Illness: If the employee requires treatment beyond First Aid, the employee will be referred to a designated occupational medical facility unless there is a Pre-Designation of Treating Physician form on file in Risk Management. These injuries/illnesses include but are not limited to: o Back injuries, knee strains o Exposure to hazardous substances o Cumulative trauma injuries During after-hours and weekends, employees must go to the nearest emergency room. If needed, the supervisor should escort or assist the employee to the medical facility. Step 2 Your responsibility as the Supervisor Within eight (8) hours of your knowledge of the injury/illness complete the Supervisor s Injury and Illness Incident Report (Appendix A). Reporting promptly helps prevent problems and delays in providing benefits, including medical care the employee may need to avoid further injury. Your role is to look into the incident by completing the Supervisor s Injury and Illness Incident Report with the employee. First aids must also be reported on this form. 6

7 Do not give this form to the employee to complete. It is the supervisor s responsibility to address concerns, if any, surrounding the injury with the employee. Addressing safety and training concerns are critical in preventing injuries. Forward original to Risk Management with a copy to: o Environmental Health & Safety (EH&S) o Student Health Services o Originating department Step 3 Your role with the injured/ill worker The Employee will need to complete two forms and return them to Risk Management: 1) Employee s Report of Work Injury/Illness (Appendix B) is to be filled out by the employee and submitted to Risk Management within 24 hours. 2) Employee s Claim for Workers Compensation (DWC 1) form will be provided to employee by Risk Management within one working day of the date of knowledge. Step 4 Accident Investigation Environmental Health & Safety (EH&S) will evaluate the supervisors report and dictate if an investigation is necessary. If necessary, the supervisor will be contacted by EH&S to meet. A report with suggested recommendations will be forwarded to the Supervisor and Risk Management. The Environmental Health & Safety (EH&S) investigation will consist of: Interviewing injured personnel and witnesses. Examining the injured employee s work area for causative factors Reviewing established procedures to ensure they are adequate and were followed. Reviewing training records of affected employee and determine all contributing causes of the accident. Taking corrective actions to prevent accident/exposure from reoccurring. Recording and reporting all findings and actions taken. Step 5 Contact with the injured/ill employee If you are not sure about whether to contact the employee when they are off from work consult with Risk Management. Risk Management will follow up with the injured employee periodically. 7

8 Step 6 Returning to Work Risk Management will the supervisor regarding work restrictions, if any. Be open to discuss possible modified work or alternative work when the employee is able to return. If feasible, arrange to have equipment needed or other temporary accommodations in place. Review Section 5: Return-To-Work Program process (page 15) for details and definitions. Workers Compensation Claim and Employee Personnel Files To protect the employee s privacy, any documents that relate to an injury or disability including the Employer s Report of Occupational Injury and Illness (Form 5020) and the Workers Compensation Claim Form (DWC Form 1) will be kept in a separate file from the rest of an employee s personnel file in Risk Management. Filing of a legitimate Workers Compensation claim is not to be used as grounds for disciplinary actions against an employee. Questions and Answers Q. Why is the Supervisor s Injury and Illness Incident Report form so important? A. The California Occupational Safety and Health Administration, or Cal/OSHA, requires employers to report EVERY case involving a serious injury or illness, or death, immediately within eight (8) hours. Supervisor s Injury and Illness Incident Report is a standardized form designed by CSU East Bay to be filled out by the employee s supervisor. These forms are maintained for at least three years after the date of the incident or report of illness. Q. Why is the Workers Compensation Claim Form (DWC 1) necessary? A. The Workers Compensation claim form is required by law for any occupational injury occurring on or after January 1, The form must be provided to the injured employee within one working day of injury notification. This form will be provided to the employee by Risk Management upon receipt of the Supervisor Report of Injury/Illness form. First aid is not reported under Workers Compensation. Q. What if I don t have all the information for completing the Supervisor Injury/Illness Incident Report form? A. Delaying the form may seriously jeopardize the employee s disability payments or medical care, as well as the claims investigation process. If possible, contact the employee by phone if you are unable to meet with them. Q. If a Student employee is hurt on the job, should I complete the Supervisor Injury/Illness Incident Report form? A. Yes. As the supervisor of the student employee, you must look into the incident by completing this form. Q. If an employee is injured elsewhere (i.e., while in another department on official business), which departmental supervisor is responsible for reporting the injury? 8

9 A. Employees should inform their own supervisor of the injury so that the supervisor can complete the Supervisor s Injury and Illness Incident Report form. Risk Management will follow through by providing the employee with the Workers Compensation Claim Form (DWC 1). Q. What if an employee tells me an injury is job-related but does not wish to file a claim for the injury? A. It is the employee s right not to file. State law requires, however, that the Supervisor s Injury and Illness Incident Report form be completed by the employer every time an occupational injury is reported. To aid in the claims process, attach a statement indicating the employee does not wish to pursue the claim at this time. State law still requires that the Workers Compensation Claim form (DWC Form 1) be given to the employee within one working day of notice of injury. Risk Management will provide this form to the employee with 24 hours. This does not include minor injuries such as first aid. If the employee does not wish to file a claim, State law does not require the employee to complete the Workers Compensation Claim Form (DWC 1). Q. What should I do if an employee is hospitalized and unable to interview for a Supervisor s Injury and Illness Incident Report? A. Contact Risk Management immediately. Risk Management will mail the claim form to the employee s home address within one working day from the date of knowledge. The Supervisor s Injury and Illness Incident Report will need to be filled out as soon as it is feasible to speak with the injured employee. Q. What is the supervisors responsibility for administering first aid to an injured employee? A. Send the employee to the Student Health Services office, (510) The supervisor must also contact Risk Management immediately in order to authorize treatment. Q. Can I or my employee go to the Student Health Services if the employee s injury is not work-related? A. No. For personal health care problems, the employee should seek his/her own health care provider. The Student Health Services office is only available to employees who sustain a first aid work-related injury. Q. If my employee calls in to report back problems, are they considered work-related injuries? A. Ask the employee what happened. If the employee states that the back problems are work-related, contact Risk Management immediately. You must also complete the Supervisor s Injury and Illness Incident Report form within eight (8) hours. Medical examinations and claims investigation will determine the nature and extent of the employee s injury. Q. Who determines what benefits an employee is eligible for and whether or not the injury is workrelated? A. The type and amount of benefits are established by law. Sedgwick CMS, the third-party administrator, determines whether the injury is work-related or not. They will conduct a fact gathering process which can take up to 90 days. In addition Sedgwick CMS will speak with the employee, supervisor, and review the medical evaluations to determine whether the injury/illness is work related. Q. Am I required to complete the Supervisor s Injury and Illness Incident Report form for an employee who claims to be out because of work-related stress? A. Yes, if the employee claims to be out because of stress caused by work (or if work restrictions from the physician indicate this), you are required to complete a Supervisor s Injury/Illness form. Contact Risk Management immediately. Risk Management will mail a claim form to the employee s home address 9

10 within one working day of the date of knowledge of injury/illness. Sedgwick CMS will conduct an investigation to determine work-related stress factors with any stress claim. No compensation is due in the following situations: Claim is filed after notice of termination or layoff unless special conditions exist. Psychiatric injury was substantially caused by a lawful, nondiscriminatory, good faith personnel action. (i.e. a valid reprimand or separation) 10

11 Section 3 Workers' Compensation Claims Sometimes it is difficult to know whether an employee s injury/illness/disease will be covered by Workers Compensation benefits. Although the University does not make decisions regarding claim acceptance or denial, we can provide you with information on how claims are processed. The Claim Process The following stages of the claim process takes place when an employee is injured or becomes ill: 1. Injury occurs and medical treatment is obtained. 2. Supervisor completes the Supervisor s Injury and Illness Incident Report form within eight (8) hours of injury/illness. 3. Completed Supervisor s Injury and Illness Incident Report form is sent by employee s supervisor to Risk Management with copies to: a. Environmental Health Services b. Student Health Services 4. Risk Management will provide Sedgwick CMS with a copy of the Supervisor s Injury and Illness Incident Report. 5. Risk Management will provide the employee with Workers Compensation Claim Form (DWC1), from date of knowledge of injury. 6. Sedgwick CMS contacts the injured employee, the employee s supervisor, and the employee s treating physician. An initial decision is usually made within the first 14 days. If there are questions regarding compensability, Sedgwick CMS will send a Delay in Decision letter to the injured worker and proceeds with gathering additional information surrounding the claims. The final decision must be made within 90 days. If medical reports are pending, claim may be denied pending the medical reports. 7. If claim is accepted, Industrial Disability Leave (IDL) or Temporary Disability (TD) benefits are paid until the employee returns to work or the medical condition becomes Permanent and Stationary (P&S) for injuries prior to January 1, 2004 or for injures after January 1, 2004, when employee reaches Maximum Medical Improvement (MMI). The employee is eligible for this benefit only if the physician certifies that the injury caused the employee to lose time from work. Dates must be verified by physician and Sedgwick CMS. 8. If the employee is eligible for IDL or TD, Risk Management will contact the department to generate an e-saf/e-faf placing the employee on Industrial Disability Leave, Temporary Disability, or NonIndustrial Disability Leave. Risk Management will contact the department once the physician s work status and restrictions, if any, have been received. An e-saf/e-faf will then need to be generated reinstating the employee back to work. 9. If the claim is delayed, the employee may use his/her accruals (i.e., sick leave, vacation, personal holiday, CTO) during this leave period of lost time. The employee may also be eligible for NonIndustrial Disability Leave (NDI), and/or Catastrophic Leave during the lost time pending the 11

12 decision of the claim. In addition, Family Medical Leave may run concurrently with above leaves. Human Resources will contact the injured/ill employee regarding eligibility of these leave programs. 10. During the delay process or during the process of a claim, Sedgwick CMS may require the employee to schedule and attend a Qualified Medical Examination (QME) with a doctor selected from a panel of doctors provided by the Industrial Medical Council. The appointment is not with the employee s treating physician. The employee should be allowed to attend on University release time; therefore, the employee s time is not charged. Please contact the Workers Compensation Coordinator to confirm date. 11. Once employee is returned to work but is still under the care of a physician, the CSU policy states that absences shall be charged to the employee s leave credits (i.e., sick leave, vacation, CTO ) for doctor s appointments, physical therapy, and/or medical procedures. The only exception is for attending a Qualified Medical Examination authorized by Sedgwick CMS. Please refer to item #10 above. Please contact the Workers Compensation Coordinator for confirmation of date if employee requests time off for attending a QME. 12. If an employee is unable to perform his/her usual and customary job, the employee s must submit the Industrial Work Status provided by their physician to Risk Management PRIOR to returning to work. Modified work, alternative work or reduced-hours work will be addressed by Risk Management and the Supervisor. Please review Section 5: Return-to-Work Program. 13. If the employee is unable to return to his/her customary job or requires permanent accommodations, Sedgwick CMS will notify the employee and employer by letter with a copy of the doctor s final report. Risk Managment, the Supervisor and University s Disability Compliance Officer will meet to address options. Employee will then be contacted to communicate options. 14. Employees who are permanently disabled as determined by their Primary Treating Physician, may be eligible to receive Permanent Disability (PD) benefits. The percentage of Permanent Disability is determined using state guidelines, American Medical Association (AMA) Guide, and an assessment of the injured employee s permanent impairment and limitations. The funds are paid directly to the employee and are not considered income. Departments are not notified when an employee receives Permanent Disability (PD). Future medical treatment may also be awarded, depending on medical recommendations. Claims Investigation Some claims require further review by the University's third-party administrator, Sedgwick CMS, to verify that they are work-related. These cases may include stress claims, claims with a delay in filing, and overexertion/overextension cases due to repetitive activities. In order for these claims to be deemed compensable, the injury must be arising out of employment and occurring in the course of employment (AOE/COE). In addition to reviewing medical records and requesting medical evaluations, Sedgwick CMS may send a representative to visit the worksite and meet with the employee, employee s supervisor, co-workers, or witnesses to obtain more information concerning the injury. Any person who makes or causes to be made any knowingly false or fraudulent material statement or material representation for the purpose of obtaining or denying workers' compensation benefits or payments is guilty of a felony. 12

13 Questions and Answers Q. What is a Delay in Decision? A. A Delay in Decision is a notice sent by Sedgwick CMS to an injured worker when there is a question related to the compensability of the injury. Q. Can I, as a department supervisor, be personally sued? A. As a general rule, no, unless you act outside your scope of employment with serious and willful misconduct or discrimination. In such cases, you may be held personally liable. In addition to seeking an increase in benefits, an employee may pursue civil remedies. The term willful means that the conduct was intended. Misconduct is defined as inappropriate behavior. An employee seeking an increase in benefits must prove that the employer s conduct involved intent to injure or showed a reckless disregard for employee safety. If an employer knowingly violates a safety order and the violation is the cause of the injury, it will constitute serious and willful misconduct. Also, if the employer fails to provide a safe place to work as required by law, the intent required for serious and willful misconduct may be inferred. If an employer discharges, threatens to discharge, or discriminates against an employee because he or she has filed or made known an intention to file an application for adjudication, or because the employee has received a rating, award, or settlement, the employer is guilty of a misdemeanor. The employee can file a discrimination action known as Section "132a." 13

14 Section 4 Workers Compensation Benefits Medical benefits may include medical treatment, surgery and prescriptions. An employee should have no out-of-pocket medical expenses when they have an accepted Workers Compensation claim and treatment has been authorized by Sedgwick CMS utilization review process. When an Injury or Illness Results in Time Away from Work The employee is eligible for this benefit only if the physician certifies that the injury caused the employee to lose time from work and Sedgwick CMS accepts the employee s claim for Workers Compensation benefits. If the claim is approved by Sedgwick Risks Services, these benefits are not paid for the first three calendar days (waiting period) the employee is unable to work. Employee may use sick leave or available accruals to cover the waiting period. If the employee is hospitalized as an inpatient or unable to work for more than 14 calendar days, the three-day waiting period does not apply. If the claim is delayed, the employee may use his/her accruals (i.e., sick leave, vacation, personal holiday, CTO) during the period of lost time. The employee may also be eligible for NonIndustrial Disability (NDI) and/or Catastrophic Leave during the lost time pending the decision of the claim. In addition, Family Medical Leave (FML) may run concurrently with disability leaves. The employee should contact Risk Management for additional information. Benefits If the claim is accepted, and the injured employee was off work for more than three calendar days, Sedgwick Risks Services will authorize Industrial Disability Leave or Temporary Disability based on the physician s certification and employee s eligibility for this benefit. The employee will need to review and complete the Industrial Disability Fact Sheet, (Appendix C). This Industrial Disability Fact Sheet form offers the employee four options for receiving income. This form must be completed and returned to Risk Management once there is a loss of wages. It is important that the employee understand that the compensation option chosen will also be used for future lost wages on that claim. The following information will be provided to the employee with further details regarding these options: Worker s Compensation Benefits (Appendix D) Disability Payments/Deductions Summary (Appendix D) Coordination of Benefits Coordinating these benefits, generating e-safs/e-fafs can be complicated and confusing. The Workers Compensation Coordinator and the Payroll Technician can assist the department and the employee during this process. Supplemental Job Displacement Benefits (SJDB) Workers injured on or after January 1, 2004, who have reached permanent & stationary status or maximum medical improvement and have a permanent disability caused by the injury, may be eligible to receive supplemental job displacement benefits (voucher) for retraining or skill enhancement: a) You may be eligible for supplemental job displacement benefits if you do not return to work for your employer within 60 days after Industrial Disability Leave (IDL)/Temporary Disability (TD) benefits end. Unless the employer offers modified work, alternative work or permanent accommodations within 30 days, IDL/TD benefits will end. 14

15 b) Vouchers will be for education-related retraining or skill enhancement at a state approved or accredited school. The amount of the vouchers will depend on the rating or award for permanent partial disability (PPD). Risk Management and the department will need to determine within 30 days whether modified work, alternative work, or permanent accommodation is available. If modified work, alternative work, or permanent accommodation is offered, the employee receives an offer letter from Sedgwick CMS to begin work. The employee then has 30 days to accept or reject the offer. If modified work, alternative work or permanent accommodation is not offered, the employee may be eligible for Supplemental Job Displacement Benefits (SJDB). Death Benefits If an employee s death is the result of a work-related injury or disease, death benefits are payable to qualified dependents/beneficiaries. If you would like additional non work-related disability information visit our website at or contact Risk Management. Catastrophic Leave, Family Medical Leave, and NonIndustrial Leave Questions and Answers Q. Does an employee lose employment service credits for the time lost because of a work injury? A. No, provided the injury is accepted by Sedgwick CMS and the employee remains on the payroll. Q. What is my reporting responsibility regarding employees with recurring injuries who sporadically take off and/or re-injure themselves at work? A. Any time an employee loses one day or more from work because of a work injury, call Risk Management immediately. The Workers Compensation Coordinator will relay this information to Sedgwick CMS to avoid delays in claims processing or in providing disability payments. Q. How should I report my employee s time off on Workers Compensation? A. If a claim is on delay, the employee may use his/her accruals (sick leave, vacation, personal holiday, CTO) during the period of lost time. The employee may also be eligible for NonIndustrial Disability (NDI), Catastrophic Leave, and/or Family Medical Leave (FML) during the lost time pending the decision of the claim. The employee should contact Human Resources for additional information. If the claim is accepted and the employee has been placed off work by the physician, Human Resources will request the department generate two (2) e-safs/e-fafs placing the employee on Industrial Disability Leave (IDL) or Temporary Disability (TD) benefits AND reinstating employee from the industrial leave of absence. Information such as effective dates will be provided by Human Resources. If the employee is on modified work, alternative work, permanent accommodations, or returned to full duty with no restrictions and needs to go to a medical appointment, physical therapy, treatment, x-rays or other medical procedure related to the employee s claim, the CSU policy requires that the employee use his/her available accruals (i.e., sick leave, vacation, CTO ). If the employee needs to attend a Qualified Medical Exam (QME), such time shall not be reported on the attendance. Please contact Risk Management to confirm appointment with a Qualified Medical Examiner. 15

16 Q. When can I replace an employee who is out on Workers Compensation? A. You can temporarily replace an injured employee according to Human Resources policies and collective bargaining agreements. An injured employee who is on pay status IDL/TD cannot be medically separated. If you wish to replace an employee who is out on Workers Compensation, contact Human Resources. Section 5 Return-to-Work Program As a supervisor, you play an important role in an ill or injured employee s recovery and return to work. When an employee has the opportunity to return to work, you can often help speed recovery by providing the needed accommodations. The University, department, and employee all benefit from providing accommodations through modified work, alternative work or permanent accommodations. In addition, federal law, staff personnel policy, and collective bargaining agreements all require that efforts be made to provide reasonable accommodation. Contact with the Injured Employee The Workers Compensation Program encourages contact between the supervisor and employee during absences resulting from an injury or illness. The type, frequency, and content of the contact will vary depending on many factors, including the type of claim and the prior relationship between supervisor and employee. Modified Work/Alternative Work Risk Management will periodically forward the supervisor updates regarding the status of the employee. Often an employee may be recovered enough to come to work and perform transitional duties before he/she is able to perform the job fully. The supervisor will be notified once the employee is being released to full duty or modified duties. The supervisor will be notified of such restrictions, if any. Please do not allow the employee to return to work PRIOR to providing a medical release to Risk Management/Human Resources. As a supervisor, you play a very important role in the recovery of an injured/disabled employee. One proven way of decreasing a disabled employee s recovery time is by allowing him/her to return to work with modified work, alternative work, or reduced-hours work. A shorter recovery period often results in a quicker return to regular job duties, which benefits both the employee and the department. Transitional work allows an employee to work in a modified, alternative, or reduced-hours capacity, for a defined period of time, while recuperating from an illness or injury. Risk Management will discuss the work restrictions with you to avoid any misunderstandings and to assist you in determining how the restrictions can best be accommodated. Usually, simple ways of modifying a job can be identified by the supervisor, the employee, and the Workers Compensation Coordinator. An option might be a simple modification of the work-site. A different chair height or rearrangement of a work surface may enable someone to return to the job. Sometimes portions of the job can be omitted or assigned to another worker temporarily (modified work). At other times, it may be appropriate to assign an injured worker to a different position (alternative work). An employee and supervisor cannot, however, change the restrictions outlined by the physician. Job assignments must stay within the employee s abilities as stated in the restrictions. If you need clarification, the Workers Compensation Coordinator can contact the physician who developed the restrictions for the employee. 16

17 Transitional work can be: Modified Work Changing, transferring, or eliminating specific job duties within the employee s regular job to meet the temporary work restrictions; Alternative Work Offering the employee a position other than his/her regular job to meet the temporary work restrictions; Reduced-Hours Work Offering less than full-time work to meet the temporary work restrictions. Return-to-Work Process The success of the Return-to-Work Program relies on the collaborative efforts between the employee and the supervisor. Both parties need to be a part of this process to ensure its success. The goal is to facilitate the transition from light or limited duty to the resumption of the employee s regular job duties. California State University, East Bay s Return-to -Work Program allows an employee with temporary work restrictions to work in a modified work, alternative work or reduced-hour work for a defined period of time (up to 90 days), while recuperating from an injury or illness. If restrictions go beyond 90 days, the Workers Compensation Coordinator, Supervisor and University s Disability Compliance Officer will need to evaluate the status of the employee in accordance with the American with Disabilities Act (ADA) and Fair Employment and Housing Act (FEHA). The following is the typical Return-to-Work Work process: Treating physician releases employee to work with restrictions. Treating physician provides work restrictions in writing to employee. Employee provides work restrictions to Risk Management. A medical release must be provided and reviewed by Risk Management prior to the employee s return to work. Please do not allow employee to return to work before discussing with Workers Compensation Coordinator. Workers Compensation Coordinator provides work restrictions to supervisor. Workers Compensation Coordinator, supervisor/manger, and employee engage in an interactive dialogue to discuss the possibility of modified work, alternative work, and/or reduced-hours work. As needed the University s Disability Compliance Officer will participate in the process. Workers Compensation Coordinator will instruct supervisor to complete one or both of these forms: Work Activity Analysis (Appendix E) and/or Description of Employee s Job Duties [DWC RU-91] (Appendix G) form. The Work Activity Analysis and the Description of Employee s Job Duties [DWC RU- 91] will outline the assigned duties based on the dialogue with the Workers Compensation Coordinator, supervisor, employee, and if applicable the University s Disability Compliance Officer. Send completed form(s) to Workers Compensation Coordinator for review. 17

18 Workers Compensation Coordinator and supervisor determine start and end date of Return-to-Work Agreement based on physician s note. Period not to exceed 90 days. Supervisor reviews Return-to-Work Agreement, Work Activity Analysis and/or Employee Information Sheet with employee. Supervisor and employee complete and sign Return-to-work Agreement during review. Supervisor reviews with employee and gives a copy to employee. Copy of Return-to-Work Agreement, Employee Information Sheet and Work Activity Analysis or to employee and forward originals to Risk Management. Workers Compensation Coordinator will contact department to generate an e-saf/e-faf reinstating employee from disability leave. Employee starts modified work, alternative work or reduced-hours work as agreed upon. Once employee is returned to work but is still under the care of a physician, the CSU policy states that absences shall be charged to the employee s leave credits (i.e., sick leave, vacation, CTO ) for doctor s appointments, physical therapy, and/or medical procedures. The only exception is for attending a Qualified Medical Examination (QME) authorized by Sedgwick CMS. Please contact the Workers Compensation Coordinator for confirmation of date if employee requests time off for attending a QME. Workers Compensation Coordinator will provide updates on restrictions to supervisor as physician s work status are received. Re-evaluation of the Return-to-Work Agreement and Work Activity Analysis and/or Description of Employee s Job Duties [DWC RU- 91] will be discussed as needed. An amendment to these documents may be required. Supervisor monitors employee s work progress. Supervisor reviews the progress of the Return-to-Work Agreement and Work Activity Analysis and/or Description of Employee s Job Duties [DWC RU-91] with employee at an agreed upon date (e.g., midpoint). Supervisor contacts Workers Compensation Coordinator near conclusion of the Return-to- Work Agreement to discuss whether the plan should be terminated, extended, or altered. Supervisor meets with employee to inform him/her of terminated, extended, or altered agreement. An amended Return-to-Work Agreement and Work Activity Analysis and/or Description of Employee s Job Duties [DWC RU-91] may be required. Supervisor should contact the Workers Compensation Coordinator in Risk Management ( ) for assistance during any part of this process. Transitioning an Employee Back to Work Returning to work after a disability leave due to an illness or injury can be a difficult transition for an employee. How easily an employee transitions back to work will depend upon a number of factors. For example, factors such as the length of the absence, the effectiveness of the accommodations, and how welcome and included the employee feels upon his/her return can all impact the ease in which an employee transitions back to work. 18

19 As a supervisor, your actions can also have a positive impact on your employee s transition back to work. Below, are a few tips you can follow to make your employee s return to work as smooth as possible. Prior to the employee s first day back at work: o o o o o Inform your staff of the employee s return to work and the specific date. Do not disclose or discuss the employee s condition with your staff. Simply tell your staff that the employee is returning to work from his/her leave of absence. If the employee s return to work impacts other employees job duties, inform them of the changes. If needed, prepare and arrange for work space, computer access, phone set-up, training, re-orientation, etc. If needed, arrange for a computer workstation evaluation by contacting the Workers Compensation Coordinator in Risk Management ( ). On the employee s first day back at work: o o o o o o o Personally greet and welcome the employee back at work. Introduce the employee to new staff members, if any. Re-orient the employee to your department if there have been any organizational and/or procedural changes. If you have not already done so, review with the employee the completed Return-to- Work Agreement, Work Activity Analysis and/or Description of Employee s Job Duties [DWC RU-91] and the Employee Information Sheet. Ask the employee to sign and date the agreement and send the originals to Risk Management. Remind the employee that his/her health/safety is the primary concern; therefore, if he/she is asked to perform a task that exceeds his/her work restrictions or he/she feel unable to perform a task, he/she should immediately notify you. Reassure the employee that his/her disability details have not been shared with his/her co-workers and that he/she should not feel compelled to do so. While the employee continues to work: o o o o o As you do with your other employees, periodically check-in with the employee to see how he/she is doing. Meet with the employee on the agreed-upon date (e.g., midpoint) to formally note his/her progress. Status of recovery will be provided to the Supervisor by Risk Management. Keep the Workers Compensation Coordinator updated on progress. If the employee is unable to go to work due to their work injury, contact Risk Management immediately. Monitoring the Return-to-Work Program Modified work and alternative work are temporary in duration, and subject to regular re-evaluation. The treating physician will address any restrictions if applicable, upon each medical appointment. Upon receiving additional information, the University will re-evaluate its ability to continue to provide modified or alternative work and to increase or decrease the assigned tasks, based on the restrictions outlined by the physician. Roles/Responsibilities Employee: The employee is responsible for providing Risk Management with a work status form from his/her doctor indicating the physical restrictions and the expected duration prior to returning to work. 19

20 If modified or alternative work has been found, the employee must accept the assignment; otherwise, he/she jeopardizes his/her temporary disability benefits if the assignment offered is turned down without good cause. Work within the limits of the Work Activity Analysis and/or Description of Employee s Job Duties [DWC RU-91] and physician s medical release. Department: The department is responsible for working with Workers Compensation Coordinator in providing a transitional assignment within the department upon receipt of the employee s medical restrictions. If modified or alternative work is not available, the department is responsible for documenting why an assignment is not possible. Ensure that employee released to modified or alternative work is working within the job restrictions. Ensure that employee receives a thorough return-to-work orientation and that he/she understands their work within the limits of the Work Activity Analysis and/or Description of Employee s Job Duties [DWC RU-91]. Immediately report any absences related to the work injury to the Workers Compensation Coordinator. Workers Compensation Coordinator Establish clear, consistent return to work guidelines. Monitor medical progress of the eligible employee and initiate the Return-to-Work Program. Ensure an understanding of the program by both the supervisor and the affected employee. Verify that all participants understand the work limitations and abide by the plan guidelines. Monitor the program plan. Meet with the supervisor and the employee as needed. Permanent Accommodations In the event an employee s physical/mental restrictions become permanent and the employee is not a Qualified Injured Worker (QIW), which would be a vocational rehabilitation issue for injuries prior to January 1, 2004, the Department in conjunction with Risk Management and the University s Disability Compliance Officer will attempt to accommodate the employee s work requirements. Each situation is unique and will be handled one case at a time. Permanent accommodations are coordinated with the supervisor through Risk Management and reviewed by the University s Disability Compliance Officer. The Workers Compensation Coordinator will work closely with the supervisor during the process. 20

Revised: 08/03/06 THE CITY OF POMONA SAFETY POLICIES AND PROCEDURES WORKERS COMPENSATION POLICY City Manager: I. PURPOSE This Policy describes the procedures for the City of Pomona s self-insured workers

THE EMPLOYEE S ROLE: When an Employee is Injured on the Job Human Resources Management Workers Compensation Program August 16, 2010 This guidebook gives an overview of the California workers compensation

New Hire Notice -- Injuries Caused By Work What does workers compensation cover? You may be entitled to workers' compensation benefits if you are injured or become ill because of your job. Workers' compensation

County of Alameda Risk Management Unit Workers Compensation 101 County of Alameda - Self Insured Self-Insured Program: All benefits are funded directly by County of Alameda and administered by Third Party

UC Berkeley Transitional Work Program Supervisor s Tool Kit Contents: Supervisor Information Sheet... 2 Provides supervisor with an overview of the goals and philosophy of the Transitional Work Program

This pamphlet may be given to all newly hired employees in the State of California. Employers and claims administrators may use the content of this document and put their logos and additional information

WORKERS COMPENSATION HANDBOOK WHAT IS WORKERS COMPENSATION? If you get hurt on the job, your employer is required by law to pay for workers compensation benefits. You could get hurt by: One event at work.

UNIVERSITY CORPORATION, SAN FRANCISCO STATE TIME OF HIRE PAMPHLET WHAT IS WORKERS COMPENSATION? If you get hurt on the job, your employer is required by law to pay for workers compensation benefits. You

This pamphlet, or a similar one that has been approved by the Administrative Director, must be given to all newly hired employees in the State of California. Employers and claims administrators may use

Managed Return to Work Date Effective April 15, 2011 City Manager Revision Date Effective Code Number HR 23 Human Resources Responsible Key Business Objective: The City of Charlotte seeks to ensure the

Step by Step Procedure in Processing a Workers Compensation Claim and Working with Injured Workers and Managers Step I: Initial Knowledge of Injured Employee If you know of or are informed about an employee

Transitional Return to Work Program Manager and Supervisor Toolkit Supervisor Information Sheet Provides supervisor with an overview of the goals and philosophy of the Transitional Work Program and step-by-step

This section establishes policies and procedures pertaining to work-related injuries and diseases. I. PROCEDURES A. Any employee who sustains or witnesses a work-related injury or any employee who is diagnosed

Chapter 6. Working for Your Employer After Injury After a job injury, staying at work or returning to work safely and promptly can help in your recovery. It can also help you avoid financial losses from

GEORGIA STATE BOARD OF WORKERS COMPENSATION EMPLOYEE HANDBOOK Please be aware that the Workers Compensation Law, Rules and Regulations are subject to change on July 1st of each year. If you have any questions

TABLE OF CONTENTS INTRODUCTION...1 WHAT IS WORKERS COMPENSATION?...2 What is an Injury...2 California Workers Compensation Benefits...2 Types of Workers Compensation Claims...3 THE DEPARTMENTS INVOLVED

Workers Compensation Overview YOUR LEGAL RIGHTS Workers compensation provides benefits to workers who are injured on the job or who have an illness, disease, or disability caused or made worse by workplace

New Hire Notice -- Injuries Caused By Work What does Workers Compensation cover? You may be entitled to workers' compensation benefits if you are injured or become ill because of your job. Workers' compensation

Federal Employees Compensation Act FAQS for Supervisors 1. What should you do if you are a supervisor of an injured employee? When an Appropriated Fund employee is injured as a result of work, ensure the

YOUTH CONSULTATION SERVICE (YCS) WORKERS COMPENSATION POLICY AND PROCEDURES - 1 -Revised 02/05 PHILOSOPHY STATEMENT It shall be the philosophy of Youth Consultation Service to value its employees as important

What is Workers Compensation? Who Administers the Workers Compensation Program and Related Responsibilities? Who is Eligible for Workers Compensation? What Coverage is Provided? What is a Compensable Injury?

RETURN TO WORK POLICY APM 5.12 (Revised 5/2012) It is the policy of Sul Ross State University to provide a return to work program as the means to return employees to meaningful, productive employment following

Provided By Heath Benefit Partners Workers Compensation Employee Workers compensation laws in California regulate the determination and payment of benefits for employees injured in the course of employment.

The County of Scotland Transitional Duty Policy A. PURPOSE This policy defines the County of Scotland s Transitional Duty Program for employees who are injured on the job. B. POLICY/MISSION STATEMENT It

JUSTICE ADMINISTRATIVE COMMISSION POLICY AND PROCEDURES FOR WORKER S COMPENSATION POLICY STATEMENT The Justice Administrative Commission (JAC) strives for a safe and secure place to work, but there are

YOUR WORKERS COMPENSATION BENEFITS 1 I M INJURED. NOW WHAT? No one ever plans to get hurt on the job. But when an unfortunate incident occurs, Montana State Fund (MSF) and your employer want to make sure

An Injured Workers Guide to the Workers Compensation Process Table of Contents I. Claim Information A. General Information 1. What is workers compensation? 2. How do I know if I qualify for Workers Compensation?

An Employee s Guide to the Missouri Workers Compensation System Missouri Department of Labor and Industrial Relations Division of Workers Compensation Important Information You may want to put names and

Guide for Injured Workers This is a guide to Oklahoma workers' compensation law and rules. It is based on laws and rules in effect in 2015. Laws and rules can change by acts of the Legislature, rulemaking

RE: Workers Compensation Claims Kit Dear Policyholder: Welcome to the Workers Compensation Insurance Program offered through Tower Group Companies. While we hope that your company never experiences a workers

Volunteer Return to Work Volunteer Modified Duty Handbook Workers Compensation Fund toll-free: 1.800.446.2667 web: www.wcfgroup.com Although preventing injuries is the best way to control workers compensation

Ryerson University POLICY-PROCEDURE Workplace Accident, Illness and Disability Management System Policy and Supporting Program 1. Introduction Provisions within the Ontario Workplace Safety and Insurance

Last Revision: 03/30/10 Page 1 of 7 Workers Compensation The purpose of this regulation is to ensure that employees of Three Rivers Community College injured within the course and scope of their employment

New York University University Policy Title: Workers Compensation Policy and Procedure Effective Date: 01/01/2011 Last Revised: 03/07/2013 Issuing Authority: Office of the Executive Vice President Responsible

INJURED ON THE JOB? A SUMMARY OF THE RIGHTS AND BENEFITS AVAILABLE TO INJURED WORKERS UNDER ILLINOIS LAW Law Offices ANESI, OZMON, RODIN, NOVAK & KOHEN, LTD 161 NORTH CLARK STREET AT RANDOLPH 21ST FLOOR

Workers Compensation in California A Guidebook for Injured Workers Fifth Edition July 2014 Publishing Information This guidebook was designed and produced by the Office of the Director, Department of Industrial

EMPLOYEE RIGHTS AND RESPONSIBILITIES WHEN INJURED AT WORK It has come to our attention that you have been involved in a work-related accident. We would like to take this opportunity to advise you of some

Introduction The Iowa Workers Compensation Act provides the only legal remedy against their employer for workers who are injured on the job. Workers Compensation law can be very technical. The law is administered

The University of Texas at San Antonio Office of Environmental Health, Safety and Risk Management Workers Compensation and Return to Work Plan Fully Revised i. REVIEW & SIGNATURE PAGE This Workers Compensation

NOTICE TO NEW EMPLOYEES WORKERS' COMPENSATION This form complies with Division 4, Chapter 2, Article 4, Section 3550 and 3551 of the California Labor Code. If a work related injury or illness occurs, you

Short-Term Disability Program April 1, 2015 THE CBS SHORT-TERM DISABILITY (STD) PROGRAM The CBS Short -Term Disability (STD) Program is a salary continuance program designed to provide eligible employees

RETURN-TO-WORK SERVICES TABLE OF CONTENTS Early Intervention...2 Creating A Return-To-Work Program...3 Keep in Mind...3 Five Steps for Creating an Effective Return-To-Work Policy...4 Situations to Avoid

Associated Students, California State University, Northridge, Inc. Injury and Work- Related Illness Prevention Program 1. PURPOSE STATEMENT It is the intention of the Associated Students, California State