The need for experienced and informed compliance officers has never been greater. Compliance officers in any market need to be able to understand the products and markets and to apply the regulator’s rules and principles accordingly.

Attending the course will help you:

Increase your knowledge of key fixed income products

Improve your understanding of the rules attached to those products

Increase your skills in dealing with those rules in practice

Leading to:

Closer co-operation between the business and Compliance

Mitigation of the Firm’s compliance risk

Who should attend?

This one-day course is designed for compliance officers to learn the fundamentals of the fixed income market and the key rules associated with that market.

This course is aimed at:

People thinking of moving into compliance

New compliance officers

Compliance officers with up to five years’ experience

Compliance officers who might move into fixed income in the future and who need to refresh their knowledge.

London

For security reasons, delegates who have not registered in advance will not be admitted to this course. Delegates will be required to provide photo identification on arrival, to ensure entry.

Cost

£950 for members and £1,200 for non-members

Course materials will be provided to candidates in electronic format prior to the start of programme. Please ensure that you have access to this document during the course by either printing off a copy or by downloading it on your laptop, iPad or Tablet.

Should you require a hard copy of the course materials, there is a charge for printing off and sending the course materials to the training venue. Please contact education@icmagroup.org a minimum of two weeks before the course start date for further details on this.