Overview

Brokers Duty of Care - Updated for 2015!

Event Detail

With increased regulation and controls on the brokering industry it is important to keep up to speed on your obligations and duties to your customers, and other people. The consequences of failures to comply can be very serious, and the Christchurch earthquakes have shown that some brokers have failed to meet these standards.

This workshop will recap on the regulatory obligations, and cover the common law and other duties owed by Insurance Brokers. With the help of examples the seminar will consider such issues as:

Compliance with obligations under the Financial Adviser’s regulations;