MENTORED CAREER DEVELOPMENT AWARDS: CHANGE IN NIH POLICY CONCERNING
CONCURRENT SUPPORT FROM CAREER DEVELOPMENT AWARD AND A RESEARCH GRANT
RELEASE DATE: November 14, 2003
NOTICE: NOT-OD-04-007 (This Notice has been revised, see NOT-OD-08-065. See also NOT-HS-05-005)
National Institutes of Health (NIH)
With this notice, the National Institutes of Health (NIH) modifies its
policy on mentored career development awards (K Awards) to allow award
recipients to hold concurrent support from their career award and a
competing research grant when recognized as a Principal Investigator or
subproject Director. Thus mentored career award recipients in the
last two years of their support period will be permitted to reduce the
level of effort required for the career award and replace that effort
with an NIH research grant or subproject provided they remain in a
mentored situation. This policy will permit those candidates who are
ready to apply for and receive NIH research support to continue to
benefit from the period of protected time offered by the career
development award.
Background
NIH mentored career development mechanisms are intended to support a
period of career development in preparation for a role as an
independent researcher (see
http://grants.nih.gov/training/careerdevelopmentawards.htm). In some
cases, current NIH policy has delayed the period of transition to
independence until the career award is completed or nearly completed.
This policy has often led to a hiatus in research support and an
increased likelihood that career award recipients will not transition
to independent research support. In rare cases, the NIH has
discontinued mentored career awards at the time of receipt of
independent research funding. With this announcement, the NIH will
discontinue the practice of early termination of a career award when
the recipient receives an NIH research project grant or when the
recipient is named as the director of a subproject on a multi-project
NIH grant. This policy is consistent with the NIH Roadmap Initiative
in terms of promoting the career development of clinical researchers
(see http://nihroadmap.nih.gov/). It is our hope, that this change in
policy will facilitate the transition of all mentored career award
recipients to independent NIH research support.
Implementation
Effective for competing applications submitted for February 1, 2004 and
beyond, mentored career award recipients, in the last two years of
career award support, are encouraged to obtain funding from NIH either
as Principal Investigator on a competing research grant award or
cooperative agreement, or as project leader on a competing multi-
project award. Requested budgets for a competing research grant or a
subproject on a multi-project grant should request appropriate amounts
for the salary and associated costs for the career recipient’s effort.
At the time the research grant is awarded, the effort required on the
career award may be reduced to no less than 50 percent and replaced by
effort from the research award so that the total level of research
commitment remains at 75 percent or more for the duration of the
mentored career award. This change in policy applies to the following
mentored career award mechanisms: K01, K07 (developmental) K08, K22,
K23, and K25, as well as the individuals mentored through institutional
K12 awards. To be eligible for salary support from the Center or
Research Project Grant (RPG):
(1) The career award recipient must be the named Principal Investigator
on a competing NIH research project grant (R01, R03, R15, R21, R34,
etc.) or the recipient must become the sub-project director on a
competing multi-component research or center grant or cooperative
agreement (P01, P50, U01, etc.).
(2) The career award must be active when the RPG or center competing
application is submitted.
(3) The career award must have no more than two years of support
remaining by the planned start date of the Center or RPG award.
In a letter accompanying the Center or RPG application, the chair of
the mentored award recipient’s department or other responsible
institutional official must provide evidence that the recipient will
continue to focus on the development of his/her research career, will
continue to have access to his/her mentor, and that the recipient’s
total level of research effort will be maintained and protected at a
minimum of 75 percent.
When a mentored career award recipient obtains independent support, as
described above, the NIH Institute or Center supporting the career
award will adjust the level of effort committed to the career award to
no less than 50 percent consistent with maintaining total research
effort at 75 percent or more of total professional effort. NIH will
maintain the total salary amounts committed to the career award if
consistent with the adjusted level of effort and institutional base
salary (up to the legislative limit). The career award may also be
adjusted to avoid budgetary overlap. Consistent with long-standing
policies, additional salary for career award recipients may not be
derived from NIH research grants unless the recipient is the named
Principal Investigator on the research grant or has been named director
of a subproject on a competing multi-component NIH grant.
For additional information concerning this change contact:
Walter T. Schaffer, Ph.D.
Acting Director, Office of Extramural Programs
NIH Research Training Officer
6705 Rockledge Drive, Room 3537
Bethesda, Maryland 20892-7922
Phone 301-435-2687
FAX 301-480-0146
EMail ws11q@nih.gov