Apriem Advisors

Apriem Advisors
(CRD# 108188) is a financial advisory firm headquartered in
Irvine, CA.
They
manage $431,124,595 in 1,473 accounts and
serve the financial needs of clients across 9 states (or territories).

Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

William Pugh (CRD# 4855771) is an Investment Advisor Representative working at
Apriem Advisors in Irvine, CA and has
over 12 years
of experience in the finance industry.
William Pugh has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,
pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put
clients' interests first and comply with the Financial Planning Practice Standards.

Harmon Kong (CRD# 1912783) is an Investment Advisor Representative working at
Apriem Advisors in Irvine, CA and has
over 27 years
of experience in the finance industry.
Harmon Kong has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,
pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put
clients' interests first and comply with the Financial Planning Practice Standards.

Benjamin Lau (CRD# 3171887) is an Investment Advisor Representative working at
Apriem Advisors in Irvine, CA and has
over 18 years
of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.