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Overview

Recognized by the industry for its award-winning trade surveillance and monitoring capabilities, SMARTS Trade Surveillance enables compliance teams at both buy- and sell-side market participants to minimize the most common surveillance challenges:

Efficiently analyzing and managing alerts and outputs, and demonstrating appropriate review and escalation of alerts

Sourcing, capturing and maintaining data elements required to conduct a complete review of all trading activity

As the industry benchmark for real-time and T1 cross-market surveillance platforms, SMARTS Trade Surveillance technology leverages 20 years of experience to create meaningful alerts that analyze complexities in trading across both asset classes and trading venues. SMARTS Trade Surveillance automates the detection, investigation and analysis of potentially abusive or disorderly trading, to help improve the overall efficiency of the surveillance organization and reduce cost, even as market complexity and new regulations increase.

The solution has direct connectivity to market centers and covers a wide range of asset classes over 85 trading venues. SMARTS Trade Surveillance's hosted SaaS delivery enables users to leverage a library of alerts developed from over 90 100 customers, reducesinfrastructure requirements and also provides the ability for new firms to be up and running in a matter of a few weeks from project inception. SMARTS Trade Surveillance is currently used by over 1,000 surveillance professionals globally.

Reduce operational cost and complexity of the surveillance program via hosted technology and customized data feeds

Leverage the knowledge and experience of 20 years in surveillance

SMARTS Trade Surveillance Broker has been recognized by Waters Technology in both 2013 and 2014 and the Best Market Surveillance Provider and by Sell-Side Technology in 2014 as Best Sell-Side Surveillance Product.

From award-winning capabilities for market and trade surveillance to robust analytics and case management that enable firms to proactively conduct surveillance beyond the alert to partnerships with leaders in the eComms monitoring and relationship analytics space, Nasdaq provides all of tools necessary to keep surveillance professionals ahead of the sophisticated traders they are watching.