Portfolio management for businesses (other than small businesses) or institutional clients

Types of Clients

Registered States

Registered Investment Advisor

Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

Michael Evans (CRD# 1307113) is an Investment Advisor Representative working at
M. Griffith Investment Services, Inc. in New Hartford, NY and has
over 32 years
of experience in the finance industry.
Michael Evans has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,
pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put
clients' interests first and comply with the Financial Planning Practice Standards.

Theresa Flemma (CRD# 1315768) is an Investment Advisor Representative working at
M. Griffith Investment Services, Inc. in New Hartford, NY and has
over 32 years
of experience in the finance industry.
Theresa Flemma has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,
pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put
clients' interests first and comply with the Financial Planning Practice Standards.

Scott George (CRD# 2638248) is an Investment Advisor Representative working at
M. Griffith Investment Services, Inc. in New Hartford, NY and has
over 22 years
of experience in the finance industry.
Scott George has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,
pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put
clients' interests first and comply with the Financial Planning Practice Standards.

Jeffrey Gornick (CRD# 1163056) is an Investment Advisor Representative working at
M. Griffith Investment Services, Inc. in New Hartford, NY and has
over 31 years
of experience in the finance industry.
Jeffrey Gornick has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,
pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put
clients' interests first and comply with the Financial Planning Practice Standards.

Michele Sheridan (CRD# 2358792) is an Investment Advisor Representative working at
M. Griffith Investment Services, Inc. in New Hartford, NY and has
over 23 years
of experience in the finance industry.
Michele Sheridan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,
pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put
clients' interests first and comply with the Financial Planning Practice Standards.

Matthew Savery (CRD# 5866367) is an Investment Advisor Representative working at
M. Griffith Investment Services, Inc. in New Hartford, NY and has
over 5 years
of experience in the finance industry.
Matthew Savery has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,
pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put
clients' interests first and comply with the Financial Planning Practice Standards.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.