Advanced Securities Regulation Seminar

Course Catalog Number:

5704

Course Credits:

3

Course Type:

Seminar

Graduation Requirements:

Upper-Level Writing

"W" Writing

Course Priority:

Seminar - 3rd Year Priority

The course will focus on advance subjects not thoroughly explored, or not touched upon at all, in the basic securities regulation course. Those subjects include certain of the provisions of recent legislation (the Dodd-Frank Act of 2010 and the JOBS Act of 2011), the Investment Company Act of 1940, and the Investment Advisers Act. Students will be required to present materials on these subject as well as their own papers.