We use cookies to customise content for your subscription and for analytics.If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Rule 800 Series

On October 9th, the SEC granted immediate effectiveness to a proposed rule change filed by NASDAQ OMX PHLX LLC to clarify further that the provisions of the Rule 800 Series are not effective to permit the listing of securities and include a reference on the need to comply with Rule 10C-1 under the Securities Exchange Act of 1934 should the exchange list equity securities in the future. Publication is expected in the Federal Register during the week of October 15. SEC Release No. 34-68012.