Implementing UCITS V

Course Summary:

This half day course aims to provide attendees with the necessary understanding of the UCITS V Regulations, the underlying Directive and the various requirements and how to better implement them in their business.

Course Content:

This course will provide attendees with a better understanding of the following:

Background to Funds

Scope of the Regulations

Authorisation Process

Activities of the Management Company

Organisational Requirements

Outsourcing Requirements

Conduct of Business Requirements

Complaints Handling

Role of the Depositary

Mergers of Funds

Eligible Assets

Risk Management Process

Master-Feeder Funds

Transparency and Information for Investors

Key Investor Information Document

Fund Valuation

Cross-border Marketing

Powers of the Central Bank

Other directives and regulations

Enforcement

Who Should Attend:

Fund Managers

Trustees/Custodians

Directors (both Non-Executive and Connected Party)

Fund Administration Management

Compliance Officers

Lawyers

Auditors

Regulators

Cost:

€380 (All training fees are VAT exempt)

Details:

Date

Time

Venue

Wednesday 15th May 2019

9.15 am - 1.15 pm

38-39 Baggot Street Dublin 2

Thursday 12th December 2019

9.15 am - 1.15 pm

38-39 Baggot Street Dublin 2

Alternative Payments:

To pay by bank transfer/cheque please make your booking via bookings@complianceireland.com including the course name, course date, your name and contact details (including email address and telephone number). We will email you with an invoice and course details which includes the details of how to make payments.