Sousa Financial

Our Services

Sousa Financial provides a broad range of services to individuals, families and business owners. Since its founding in 1994, Sousa Financial has focused on responsive, personal, innovation and professionalism.

Sousa Financial will customize your portfolio allocation taking into consideration your limitations or restrictions, the market and economy at the time and your financial situation, goals and objectives.

Sousa Financial is dually registered as an independent registered investment advisor and securities representative through Royal Alliance Associates, Inc. in order to offer a broad range of investment advisory products and services.

Types of Services

Retirement Plan Consulting Services

Strategic Planning and Investment Policy Development/Review

Plan Review

Plan Fee and Cost Analysis

Acting as Third Party Service Provider Liaison

Assessment of Plan Investments and Investment Options

Plan Participant Education and Communication

Investment Management

Customized Individual Management

Third Party Money Management Analysis, Recommendation and Monitoring

Financial planning

Financial & Insurance Analysis

Review of Executive Benefits

Contact Us

David J. Sousa is a Registered Representative (s) of and offers securities products & services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of AZ, CA, CT, FL, GA, MA, MD, NC, NE, NH, NJ, NV, PA, RI, TN, TX, WA No offers may be made or accepted from any
resident outside the specific state(s) referenced.

David J. Sousa is also separately registered as an investment adviser representative under Sousa Financial entity, a registered investment advisor, offering advisory services in the states of CA, CT, GA, MA, MD, NH, NJ, NV, PA, RI, TN, TX. As such, these services are strictly intended for individuals residing in states where RIA is licensed.

A broker-dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker-dealer, investment adviser, BD agent or IA rep registration requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirement, or an applicable exemption or exclusion.

For information concerning the licensing status or disciplinary history of broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.