Indian River Shores,
Florida
Securities Lawyers

Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes... Read More »

D. Daxton White is an AV rated attorney by Martindale Hubbell, the attorney rating service, indicating the highest rating for legal ability and ethics. He is a member of the Florida and Illinois Bar Associations, as well as the Indian River County Bar Association. He is also a member of the Public Investors Arbitration Bar Association (PIABA), an association of securities attorneys who dedicate their practices to the representation of investors defrauded by their financial professional or brokerage firm. Mr. White has also served on the PIABA Legislative Committee which attempts to advance the cause of investors through the use...

Scott focuses his legal practice working with business owners to provide advice on asset protection, contract negotiations, corporate governance, and securities law. Scott’s experience includes extensive litigation experience that informs his approach to advising clients on various business transactions. While his practice is based in Florida, he is also admitted in Michigan and Illinois and has represented clients in many other jurisdictions.

Former SEC Enforcement Attorney (7-1/2 years)
Represented investors in claims against financial services providers for over 16 years
MBA
Formerly taught Investments and Corporate Finance in college
More biographical information at www.thomasfshinelaw.com

Mark R. Osherow is a Florida Bar Board Certified Specialist in Business Litigation with nearly 30 years of experience. He has practiced for the majority of those years in both state and federal courts throughout Florida. With significant trial and alternative dispute resolution experience, Osherow has taken countless depositions ans served as first-chair in numerous trials, arbitrations and mediations. He serves as a legal advisor for his clients as they assess their business risks across a large segment of industry and service providers.

Mr. Osherow was recently selected by his peers for inclusion in The Best Lawyers in America...

Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations. Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, churning, unauthorized trading, failure to execute trades, failure to hedge, selling away, theft, research analyst conflicts of...

Since its inception in 1999, Hamilton & Associates Law Group, P.A. has provided services in the area of corporate finance, and securities law specialilzing in going public transactions and direct public offerings. The firm has represented more than 300 market participants in corporate finance and securities transactions since its inception. The firm represents issuers, corporate officers and directors, shareholders and other financial market participants in all areas of securities law and corporate finance. The firm has a substantial practice involving its role as the securities lawyer in the going public process including initial public offerings, direct public offerings as well...

B.F. "Biff" Godfrey has over 40 years' experience and puts his vast knowledge to use as an Of Counsel attorney with the Central Florida law firm of Bogin, Munns & Munns, P.A., and his own Godfrey Legal. Mr. Godfrey specializes in numerous areas including Business Law, Real Estate, and General Contract Law. He is admitted to the bars in both Florida and Texas, where he received his J.D from Southern Methodist University School of Law. Prior to receiving his law degree, Biff Godfrey earned his B.A. from the University of Notre Dame. In the past, he...

I represent start-up businesses and existing businesses that want to expand through franchising, licensing, dealerships, distributorships, private placement of securities. I also do business entity formation such as S corporations and LLC. I also represent buyers and sellers of businesses. I represent tenants in lease negotiation.

Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.

For over seventeen years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.
In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).
I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...

Mr. Doner was admitted to the Florida Bar in 1983 and has garnered a long list of professional accolades and accomplishments throughout his career, including having been admitted entry into the prestigious Million Dollar Advocates Forum. Adam is a Partner at the law offices of Gordon & Doner and provides a comprehensive range of both experience and knowledge to our firm.

Winter Park, Florida attorney Eric A. Lanigan has provided clients aggressive and experienced legal representation in real estate, business and civil, foreclosure, bankruptcy, and securities and investment losses law in Central Florida since 1976. Eric Lanigan has a strong history in securities law and the financial industry. He provides clients with the complex legal advice and counsel that family, individual and businesses need to get through legal issues. There’s not much I haven’t litigated from basic employment contract disputes to suits for defending for non-performance, to collecting damages in class-action suits,” Lanigan said. He has...

Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.

David A. Carter is a member of the Florida and Iowa Bar Associations. He has been practicing law since 1982 and in the Boca Raton, Florida area since 1990.
He graduated from the University of South Florida with a degree in finance. He obtained his law degree from Drake University in Des Moines, Iowa in 1982. For seven years following graduation from law school, Mr. Carter practiced law with the Des Moines law firm of Neiman, Neiman, Stone & Spellman, P.C. where he specialized in bankruptcy law.
Most of Mr. Carter’s clients are individuals or businesses in financial distress. He represents retirees...

Mr. Zuckerbrod began his legal career in 1987 as an Enforcement Attorney with the New York Stock Exchange (NYSE) and subsequently joined the Law Department of Merrill Lynch where he worked for 13 years. Mr. Zuckerbrod also represented Merrill Lynch Trust Company and has for decades dealt with complex trust and estate issues and has a vast understanding of fiduciary duty. In 2002, Mr. Zuckerbrod joined the law firm of Greenberg Traurig, P.A. where he primarily defended such clients as Morgan Stanley and Smith Barney in securities arbitration, often involving trust accounts and related issues. From January 2008 through...

My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...

Prior to attending law school, Mr. Young spent over eight years working in the securities industry. During that time period, he was a Vice President at a global securities and money management firm located in Winter Park, Florida, holding licenses as a General Securities Registered Representative (Series 7), a Registered Investment Advisor Representative (Series 65), a Uniform Securities Agent State Law Examination (Series 63) and Florida Insurance and Variable Annuity. Mr. Young joined the firm of Colling Gilbert Wright & Carter in September 2006 after spending several years practicing plaintiff-side securities litigation with Hooper & Weiss, LLC. He continues to...

Since 2000, I have helped business owners, professionals, and other people understand how the law affects them, their businesses, and their families, I have helped them deal with problems, and I have helped them realize opportunities. I've helped people with a wide range of legal matters including business ownership, mergers and acquisitions, private placements, commercial transactions, joint ventures, business succession planning, wills, trusts and estate planning, estate tax planning, asset protection planning, trust administration, probate administration, and federal and state taxation.

For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.

L. Reed Bloodworth, Bloodworth Law, PLLC., is an Orlando, Florida attorney who practices business litigation, and trust and estate litigation. Since 2004 Reed has handled hundreds of cases and helped businesses, families and individuals in Florida pursue legal actions, negotiations, mediations, settlements, or when necessary, lawsuits. Reed has been selected by legal peers as one the Florida Legal Elite™, an award granted by Florida Trend to fewer than 2% of Florida attorneys. He is an Avvo-Rated Superb, and a Martindale-Hubbell AV Peer-Rated Pre-Eminent attorney.

Craig Stein has been practicing law for 15 years. He has handled over 850 employment and consumer related securities matters and also represented over 400 brokers who transferred billions of dollars in assets under management from one brokerage firm to another. Mr. Stein is the Chair of the Palm Beach County Bar Association Securities Law Committee.

Gary S. Menzer received his bachelor’s degree from the University of Central Florida and his Juris Doctor from St. Thomas University School of Law. Mr. Menzer began his career with Morgan Stanley as a financial advisor and later as a hedge fund trader. Mr. Menzer has held series 7, 31, 55 and 63 registrations. Prior to becoming a Founding Partner in Menzer & Hill, Mr. Menzer served as Vice President and Corporate Counsel for a publicly-traded broker-dealer. Having served as Corporate Counsel, Mr. Menzer brings a truly unique perspective and understanding of how broker-dealers defend against...

Securities Lawyers in Nearby Counties

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