Senior Management Responsibilities

Course overview

The principal financial services regulators, the Prudential Regulation Authority and the Financial Conduct Authority, require senior management of authorised firms to be aware of what the regulators expect of them and to be able to provide evidence of meeting regulatory requirements, were one or both of the regulators to visit the firm.

This course covers key aspects of senior management responsibilities based on the regulators’ handbooks and public statements made. The material has been aligned with what is generally perceived to be current best practice.

On completion of this course, you will gain an understanding of:

Background to importance of senior management responsibilities

Governance

Policy and control framework

Key functions

Risk management

Preventing financial crime

Capital management

Board responsibilities

Key information

learn at your own pace

help meet your annual CPD requirements

develop your own learning needs.

BPP is a leading provider of online technical CPD for accounting professionals.

Disclaimer: This course is available for ACCA members, you may need your ACCA membership number to complete your booking. This course and outline is provided by a third-party course provider. All course bookings are subject to the terms and conditions set by the course provider. Please see individual supplier pages for full terms and conditions. ACCA takes no liability for bookings made with third-party suppliers.