Failure to Supervise

Brokerage firms have the responsibility to supervise the actions of their employees. When they fail to do so, it can have a significant negative impact on the investors. When brokers and advisors act in a way that is detrimental to investors, the broker, as well as his or her employer, can be held liable for any losses the investor suffers as a result.

These cases can be quite complex, and the brokerage firms will go to great lengths to avoid responsibility for your losses. Be sure that you have an experienced brokerage failure to supervise lawyer with the commitment and the skill to take on any brokerage firm, no matter how large or powerful. The Law Offices of Robert Wayne Pearce, P.A., has successfully represented clients in all types of negligence and failure to supervise claims.

We Are Well-Recognized Stockbroker Supervision Law Attorneys in Florida

Supervision within a brokerage firm can take many different forms, and management's failure on any front can create grounds for a claim. Among other areas, management should have processes in place for the regular review of investor accounts, quality checks to see that the right products are being recommended to the right investors, audits to ensure that brokers are only selling products approved by the firm and other considerations.

The firm conducts a complete investigation in every case to determine the actions by your broker or advisor, which caused you to lose money and how the firm's failure to supervise allowed it to happen. Attorney Pearce aggressively seeks full recovery of your financial losses and works to ensure that all negligent parties are held accountable in West Palm Beach and nationwide.

Free Initial Consultation With Attorneys Who Can Handle Your Failure to Supervise Problems

Robert Wayne Pearce, P.A. understands that when a brokerage firm fails to supervise its agents and representatives, your investments can suffer the consequences. Attorney Pearce is dedicated to securing the best possible result for your case, holding brokerage firms accountable for their failure to supervise broker misconduct. Mr. Pearce provides a complete review of your case and explains all of your legal options, giving you peace of mind in making smart decisions about your case.

For representation by a law firm with the experience, knowledge and resources to handle the most complex of securities, commodities and investment disputes, contact us by phone at 561-338-0037, toll free at 800-732-2889, or via e-mail. We can also arrange to meet with you at offices in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere if we believe you have a viable claim.

Mr. Pearce has tried, and mediated numerous disputes involving complex securities, commodities, administrative, contract, commercial, business tort and employment law issues for over 40 years.

Robert Pearce is part of that unusual breed of lawyers that are able to create empathy with clients and thoroughly adopt their cause. No half efforts here. He and his group of professionals are outstanding strategists that can execute with precise fervor and unyielding determination. Theirs is a huge wave of facts, research, precedents and preparation, that has impressed me in its thoroughness and creativity, and most importantly with the results. No stone goes unturned and no effort is ever spared. In my book, he and they are those of a very rare kind that one wants to keep for a very long time. Ramon F.

★★★★★

This law firm is the real deal. We were so lucky that they took our case as they have so much experience in securities and all the wrongdoing that happens in these investment companies where they mislead you and your money (as in our case) into schemes that are not what you think they are. Mr. Robert Pearce is one of the best lawyers around, a truly professional who will fight for you and will tell you as it is all the time. Astrid M.

★★★★★

Mr. Pearce is a great professional and attorney. He led me through every step of the process in a clear, direct and straightforward manner. I highly recommend him as a securities attorney. Rey S.

★★★★★

Just like the song from HAMILTON, it's so nice to have Bob Pearce on your side. He is the consumate plaintiff's lawyer: smart. dedicated, fully able to try a case but a great negotiator in a mediation. He did a wonderful job for us, fully supporting us through the process and more than holding his own against a large national law firm. Maurice Z.

★★★★★

No lawyer except Bob said I had a chance of winning. When Ubs lawyers laughingly offered me zero to settle the dispute, Bob became even more determined to prove everybody wrong. Bob was extremely prepared, and always a step ahead of the opposing attorneys throughout the arbitration. In the end, Bob and I had the last laugh when the arbitrators awarded me almost 6 million dollars. J. Blanco

Past results are not a guarantee of the results in future matters, and the outcome of a particular case or matter cannot be predicated upon a lawyer's or our law firm's past results. We do not make any guarantee, promise or other assurance that the same result or similar results can be obtained in any matter we may undertake, and you should not assume that a similar result or outcome can be obtained by our law firm in your legal matter. The outcome of a particular matter depends on a variety of factors, including, among other things, the specific facts and circumstances of the matter, the applicable law, the competence of opposing counsel, and unanticipated events.

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