Osobní finance

Private individuals - VIII. Stocks services

Note: This is a historical version of the List of Tariffs and Fees of ?eská spo?itelna valid from 01.01.2013 to 18.01.2013. Currently valid versions of the List are available at another part of our web.

Please note that to print the List of Tariffs and Fees you must use its pdf version. This version is not optimized for printing, therefore it might result in an incomplete document depending on your specific browser and printer setup.

change of information related to the asset account in follow-up records of Česká spořitelna, a.s.

free of charge

1.3.4.

Assignment of AIN (NID)

free of charge

1.3.5.

maintainance of securities in follow-up records of Česká spořitelna, a.s. (charges in per cent are calculated daily. They are based on the market value for the securities other than bons quoted on regulated market and on the nominal value for bonds and securities quoted on non-regulated market. The charge is due quarterly)

1.3.5.1.

Czech quoted equities, foreign equities and foreign bonds

1.3.5.1.1.

average value of assets lower than CZK 1 million

0.06% p.a.

1.3.5.1.2.

average value of assets higher than CZK 1 million and lower than CZK 3 million

0.05% p.a.

1.3.5.1.3.

average value of assets higher than CZK 3 million and lower than CZK 10 million

0.04% p.a.

1.3.5.1.4.

average value of assets higher than CZK 10 million and lower than CZK 30 million

0.03% p.a.

1.3.5.1.5.

average value of assets higher than CZK 30 million

0.02% p.a.

1.3.5.2.

Czech bonds (domestic goverment bonds only)

1.3.5.2.1.

average value of assets lower than CZK 1 million

0.008% p.a.

1.3.5.2.2.

average value of assets higher than CZK 1 million and lower than CZK 3 million

0.006% p.a.

1.3.5.2.3.

average value of assets higher than CZK 3 million and lower than CZK 10 million

0.004% p.a.

1.3.5.2.4.

average value of assets higher than CZK 10 million and lower than CZK 30 million

0.003% p.a.

1.3.5.2.5.

average value of assets higher than CZK 30 million

0.002% p.a.

1.3.5.3.

other non-quoted securities

1.3.5.3.1.

average value of assets lower than CZK 1 million

0.16% p.a.

1.3.5.3.2.

average value of assets higher than CZK 1 million and lower than CZK 3 million

0.13% p.a.

1.3.5.3.3.

average value of assets higher than CZK 3 million and lower than CZK 10 million

0.10% p.a.

1.3.5.3.4.

average value of assets higher than CZK 10 million and lower than CZK 30 million

0.08% p.a.

1.3.5.3.5.

average value of assets higher than CZK 30 million

0.06% p.a.

1.4.

Asset account at
Central Securities Depository Prague
, a.s.

1.4.1.

account opening

100

1.4.2.

account cancellation

100

1.4.3.

change of information related to the asset account in Central Securities Depository

transfer of securities between Česká spořitelna, a.s. clients in the follow-up records of Česká spořitelna, a.s. (both of the clients have securities maintained in the follow-up records), a fee is charged on the debit side only

100 per ISIN

1.5.5

transfer of securities that are or that are not listed on the regulated market of the Prague Stock Exchange from asset account in records of Central Securities Depository maintained by other securities trader or transfer from asset account in follow-up records of other securities trader – to client’s asset account in follow-up records of Ćeská spořitelna, a.s. or to client‘s asset account maintained by Česká spořitelna, a.s. at Central Securities Depository

150 per ISIN

1.5.6

transfer of securities from client’s asset account in follow-up records of Česká spořitelna, a.s. or transfer form client’s asset account in records of Central Securities Depository maintained by Česká spořitelna, a.s., except for transfer of securities between two asset accounts of one client maintained by Česká spořitelna, a.s. in records of Central Securities Depository or between two accounts of one client in follow-up records of Česká spořitelna, a.s., and except for transfer of all securities within one client from asset account maintained by Česká spořitelna, a.s. at Central Securities Depository to client’s asset account in follow-up records of Česká spořitelna, a.s.

800 per ISIN

1.5.7

transfer of securities between two asset accounts of one client maintained by Česká spořitelna, a.s. in records of Central Securities Depository

free of charge

1.5.8

transfer of all securities (as a part of transfer of entire asset account) that are or that are not listed on the regulated market of the Prague Stock Exchange from unclassified asset account in records of Central Securities Depository to client’s asset account in follow-up records of Ćeská spořitelna, a.s. or to client‘s asset account maintained by Česká spořitelna, a.s. at Central Securities Depository, fees are calculated only on debit side

100 per ISIN

1.5.9.

transfer of all securities within one client from asset account maintained by Česká spořitelna, a.s. at Central Securities Depository to client’s asset account in follow-up records of Česká spořitelna, a.s., a fee is charged on the debit side only

100 per ISIN

2.
Foreign market trading

Item

Text

Price (CZK)

2.1.

Conclusion of a brokerage contract

free of charge

2.2.

Arrangement of STOCK, ETFs (exchange traded funds) and ETCs (exchange traded commodities) purchase or sale
- fees are charged as a percentage of the volume of executed trades

2.2.1.

placement of order

free of charge

2.2.2.

cancellation of order

free of charge

2.2.3.

France

0,90% min. EUR 23

2.2.4.

Japan

0,90% min JPY 3350

2.2.5.

Germany

0,90% min EUR 23

2.2.6.

Poland

0,90% min PLN 100

2.2.7.

Austria

0,90 min EUR 23

2.2.8.

USA

0,60% min USD 20

2.2.9.

United Kingdom

0,90% min GBP 23

2.3.

Securities administration
(fees are charged as a percentage of market value - as of the last day of the quarter - of securities held in administration as of the last day of the quarter, the fees are payable quarterly)

2.3.1.

France

0.01700% for each quarter for 1 ISIN *), min. EUR 2.00

2.3.2.

Japan

0.04800% for each quarter for 1 ISIN *), min. JPY 300

2.3.3.

Germany

0.01700% for each quarter for 1 ISIN *), min. EUR 2.00

2.3.4.

Poland

0.04800% for each quarter for 1 ISIN *), min. PLN 5.00

2.3.5.

Austria

0.01700% for each quarter for 1 ISIN *), min. EUR 2.00

2.3.6.

USA

0.04800% for each quarter for 1 ISIN *), min. USD 2.00

2.3.7.

United Kingdom

0.04800% for each quarter for 1 ISIN *), min. GBP 2.00

2.4.

Collection of revenues (dividends)

third party fees

*) if 1 ISIN is registered with more depositories, the fee shall be paid separately for each such registration

*) with third-party funds, the maximum fee is subject to the prospectus of the particular fund
**) discounts don´t added up, higher discount is applied

4.
Asset management

fees are determined on an individual basis

5.
Securities custody, management and depositing

Item

Text

Price (CZK)

5.1.

Deposit account (securities account)

5.1.1.

deposit account opening and maintenance – annual fee

30

5.1.2.

collection of securities from the central deposit of the Stock Exchange Securities Register (does not directly relate to the settlement of a securities trading transaction)

500 per offering, maximum 1,000

5.1.3.

failure to collect the securities within a date specified in advance

0.5% per day from the total nominal value, minimum CZK 100 per day

5.2.

Securities custody

5.2.1.

for accepting securities into custody *)

5.2.1.1.

bulk

to 0.5% from the total nominal value, however, at minimum 30 per securities offering (per ISIN) +21% VAT

5.2.1.2.

separate

to 1.0 % from the total nominal value, however, at minimum 100 per securities offering (per ISIN) +21% VAT

5.2.2.

annual fee for the custody of securities**)

5.2.2.1.

bulk

to 0.4% from the total nominal value, however, at minimum 30 per securities offering (per ISIN) +21% VAT

5.2.2.2.

separate

to 0.8 % from the total nominal value, however, at minimum 100 per securities offering (per ISIN) +21% VAT

5.3.

Securities management

5.3.1.

for accepting securities into custody *)

to 0.6% from the total nominal value, however, at minimum 40 per securities offering (per ISIN)***)

5.3.2.

annual fee for the custody of securities**)

to 0.5% from the total nominal value, however, at minimum 40 per securities offering (per ISIN)***)

5.3.3.

for securing and arranging collection

to 0.3% from the total nominal value, however, at minimum 50 per securities offering (per ISIN)***)

5.4.

Deposition of securities (custody associated with management)

5.4.1.

for accepting securities into deposition*)

5.4.1.1.

bulk

to 0.8% from the total nominal value, however, minimum 50 per securities offering (per ISIN) +21% VAT

5.4.1.2.

separate

to 1.5 % from the total nominal value, however, at minimum 100 per securities offering (per ISIN) +21% VAT

5.4.2.

annual deposition fee **)

5.4.2.1.

bulk

to 0.6% from the total nominal value, however, at minimum 50 per securities offering (per ISIN) +21% VAT

5.4.2.2.

separate

to 1.3% from the total nominal value, however, at minimum 100 per securities offering (per ISIN) +21% VAT

5.4.3.

arrangement of security yields

5.4.3.1.

bulk

to 3% from the yield, however, at minimum 20 per securities offering (per ISIN)

5.4.3.2.

separate

to 3% from the yield, however, at minimum 30 per securities offering (per ISIN)

5.4.4.

arrangement of security principal collection

5.4.4.1.

bulk

to 0.5% from the total nominal value, however, at minimum 30 per securities offering (per ISIN)

5.4.4.2.

separate

to 1.0% from the total nominal value, however, at minimum 50 per securities offering (per ISIN)

*) This fee applies to the period from the acceptance of securities until 31st December of the respective year.
**) This fee applies to the period of the year following the acceptance of the securities as well as to successive years, at all times based on the state as at 31st December of the respective year.
***) Where, pursuant to Section 36 and 37 of the Securities Act and Act No. 513/1991 Coll., the

Arranging the collection of security yields, it shall be deemed as remuneration for a tax exempt activity;

Whereas for other activities, it shall bee deemed as remuneration for taxable fulfilment subject to 21% VAT.

If no separate fees for the arrangement of the collection of security yields and for other activities are specified by the agreement, the total fee for securities management stipulated by the Agreement on Securities Management shall be deemed as remuneration for performance, which is considered as a tax exempt activity.

6.
Other capital market services

Item

Text

Price (CZK)

6.1.

Procurement of the Statement of accounts kept by the Central Security Depository

380

6.2.

Settlement of heritage

6.2.1

Service charge for acceptance of the Request for heritage settlement applied for each heritor. (This regards all investment instruments both in the Registry of CS and in the Registry of Central Security Depository)

400

6.2.2.

The charge for each transferred ISIN in the Registry of Central Security Depository *)

300

6.3.

Establishment/change/termination/exercise of contractual right of lien

6.3.1.

service charge for acceptance of the Request for establishment/change/termination/exercise of contractual right of lien (applies to all investment instruments in records of Česká spořitelna, a.s., in follow-up records of Ćeská spořitelna and in records of Central Securities Depository)

400

6.3.2.

charge for one pledged ISIN in follow-up records of Česká spořitelna, a.s. connected to records of Central Securities Depository, or in its records

300

6.4.

donation of securities from follow-up records of Česká spořitelna, a.s. connected to records of Central Securities Depository or from its records do Nadační fond CDCP (Central Securities Depositary Foundation)

300

*) The client transfers the advance of CZK 2100 on his/her investment account. CS will charge the amount equal to the multiple of this fee and the number of ISIN transferred on the date of settlement. Maximum charge will not be higher than the advance amount.

7.
Securities portfolio management

for selected clients the fees are determined on an individual basis

8.
Common and other items

Item

Text

Price (CZK)

8.1.

Direct sale of Česká spořitelna, a.s. equity securities

0 up to 200

Prices quoted in CZK

Apart from the fees for services specified in the List of Charges, also other expenses (e.g. expenses of other banks and institutions) are charged. The fees are paid in cash during the provision of services or debited to the applicable account, however, such fees shall be settled not later than upon account closing and/or at the end of the year. Upon request, Česká spořitelna shall issue a receipt for fees paid in cash.

Additional fees charged for services provided by Česká spořitelna, a.s. are detailed in other parts of the List of Charges.

In exceptional cases, the bank may provide a discount from the specified fee.

If services that are subject to VAT are provided to persons registered for VAT in another Member State or to a foreign individual liable to taxation, the tax liability (place of performance) lies outside the country and the fee therefore is not subject to VAT.

This List of Charges shall become valid as of 1 January 2013 and any amendments hereto shall be published at the branches of Česká spořitelna, a.s.

Note: This is a historical version of the List of Tariffs and Fees of ?eská spo?itelna valid from 01.01.2013 to 18.01.2013. Currently valid versions of the List are available at another part of our web.