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2002 Administrative Actions: April - June

The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between April, 2002 and June, 2002. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.

Licensee Name

Type of License

Case No.

Primary Allegation(s)

Disposition

Effective Date

Roblin Insurance Agency, Inc. Needham, MA

Full Lines Broker

3734B

Paying Commissions to unlicensed entity

Settlement Agreement: Cease & Desist

04/10/2002

Vigue, James Waterville, ME

Non-resident agent

3603

Failure to Maintain Qualities of Trustworthiness & Suitability

Settlement Agreement: Permanent License Revocation

04/12/2002

IRC, Inc. Lynnfield, MA

Agent & Broker

3734E

Paying Commissions to unlicensed entity

Settlement Agreement: Cease & Desist

04/12/2002

SAN Group Insurance Agency, Inc. Swanzey, NH

Non-resident agent

3734F

Paying Commissions to unlicensed entity

Settlement Agreement: Cease & Desist

04/15/2002

Bryden & Sullivan Insurance Agency, Inc.

Agent & Broker

3594

Unfair or deceptive trade practice or method of competition in business of insurance

Consent Agreement: $5,000 Administrative Assessment; Cease & Desist

04/17/2002

Preszler, Carol Aberdeen, SD

Non-resident agent

3221

Misrepresentation on insurance license application

Hearing Officer Order on Motion for Summary Decision: License Revocation