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Financial Information

Business Continuity Plan

Key West Investments’ policy is to respond to a Significant Business Disruption (SBD) by safeguarding employees’ lives and firm property, making a financial and operational assessment, quickly recovering and resuming operations, protecting all of the firm’s books and records, and allowing our customers to transact business. In the event that we determine we are unable to continue our business, we will assure customers prompt access to their funds and securities.

Key West will maintain copies of its BCP plan and the annual reviews, and the changes that have been made to it for inspection. An electronic copy of our plan is located in the data service provider of network backup and recovery software and services, to provide a voluntary electronic repository service specifically designed for FINRA firms.

If you would like a copy of this Business Continuity Plan summary, you may contact our Investment Executive or go to www.keywestinvestments.com. The plan is subject to change without notice. In the event that the Business Continuity Plan summary is modified, the updated document will be available at www.keywestinvestments.com.