Viscardi Center Jobs

Global Compliance plays a critical role in the successful execution of the firm's mission. The Compliance function supports the development and maintenance of a strong regulatory compliance culture by working closely with the Business, Legal, Risk, Line of Business (LOB) Oversight & Control, and Audit functions to provide expertise on regulatory compliance matters. The Compliance function also develops and maintains practices to identify, measure, manage, and remediate regulatory related risks, and monitors and tests the operating effectiveness of the Firm’s Compliance Core Practices.

Position Description / Responsibilities :

This Vice President role reports into the newly established CCB Technology Compliance Group and will specifically focus on Incident Management Compliance. The key activities for this role include:

· Governance and Oversight of high priority technology incidents that affect the customer experience

· Monitoring and Testing of incident impact post fix

· Data Analysis

· Policies and Procedures

· Training and Awareness

· Issue Management

· Risk Assessment and Reporting

· Risk Control Self-Assessment

The candidate must also work in strong partnership and coordination with the LOB Compliance Managers to ensure there is effective communication of incident status and proper follow up post remediation. This role interacts with senior level employees requiring excellent executive presence and communication skills.

Desired Background and/or Training :

Experienced professional, currently at the VP level, with regulatory compliance background and strong project management and presentation skills. Bachelor’s degree required. Incumbents typically have 5-7 years banking experience and 3-5 years experience in Compliance, Legal, Risk, Control or Audit. Excellent problem solver with the ability to manage multiple assignments. In addition, strong communication skills, both verbal and written along with excellent analytical skills, and attention to detail required.