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News March 6, 2017 Issue

New SEC Already Here as Piwowar and White House Make Changes

If youíre looking for changes at the SEC, you donít need to wait for Jay Clayton to be approved by the Senate as the new SEC chair. The agency has already changed in a number of ways. Acting chairman Michael Piwowar recently limited who can initiate enforcement actions, most division directors have left, and the Trump administration plans to place regulatory monitors in federal agencies.