10th Specialty Finance Summit

About The Conference

iGlobal Forum is pleased to announce the upcoming 10th Specialty Finance Summit, taking place on September 6th in New York. The economy is still improving, but as competition and subsequent valuations reach new heights, lender protections are loosening, and skepticism on the longevity of the current credit cycle is starting to build. Regulatory uncertainty is also creating a volatile environment in both the core specialty finance asset classes as well as alternatives. Investors are closely watching rising interest rates, movement in the CFPB, new equipment financing regulations and the brand new risks brought on by ICOs. Industry experts will share their best hedging practices in this risky market, and discuss diversification strategies to new asset classes and growth markets. As the established industry leader, we’ll be bringing together senior-level representatives from investors, lenders, specialty finance companies, BDCs and hedge funds to discuss the evolving market in a connection-driven environment for our tenth successful program.

Key Topics Covered

● Expert keynote interview on taking a macroeconomic view to find targeted returns● Evaluating M&A deals by nontraditional players in a high valuation market, and planning an exit● Marketplace lending in the mainstream: better quality originations and improved underwriting● Moving outside traditional asset classes and finding value in alternatives and niches● Finding returns in growth markets and increasing market share through improved access to financial products● Best hedging and diversification strategies to prepare your portfolio for a downturn● Evaluating new technologies and regulations that will impact tomorrow’s market● Developing mutually beneficial industry partnerships to create unique financing products● Opportunities in ICOs as securities, and the uncertainty surrounding regulatory implications● An interactive workshop on new AML & CDD regulations for specialty finance companies

Keith Kaplan

CEO

TESLA FOUNDATION

Keith Kaplan is a thought, creativity and technology leader that has conceived, created and partnered in many successful business and technology projects. Mr. Kaplan is always on the edge of emerging technology and how this integrates into our lives in a commercial and personal way.

Mr. Kaplan is currently the CEO and the Co-Founder of the Tesla Foundation, The Tesla Foundation is a Science and Technology Think Tank specializing in: All Things Autonomous,Smart Cities, Infrastructure, and Emerging Technologies. As the citizen of the world are in the transition to the 4th Stage of the Industrial Revolution, our businesses and workforce are migrating from “Factory to Autonomous Applications.” Robots have left the building and our leaders, captains of industry, students, educators, and workforce must be educated and transitioned to profit, live, and thrive in a hyper-connected virtual and robotic urban world in a sustainable way. This is the mission and purpose of the Tesla Foundation, to move at the pace of technology with science, creativity, value, integrity, trust, and urgency to foster a better today and tomorrow.

At 15 years of age Mr. Kaplan was accepted to the California Institute of the Arts, “Cal Arts”, for Music and Composition, and the emerging study of computers for compositional programing. He flourished in the integration of engineering and computer science in creativity and has made this his life's work.

Keith composed the score for the world famous performance art work “Prometheus on a Black Landscape” by using early computer sequencing and sampling techniques to simulate a full orchestra. The work premiered at the Highways Performance Center in Santa Monica California before the ensemble embarked on a world tour of the performance for the next year.Needing to peruse his desires in business and computer scienceKeith was given the position at the Los Angeles Times/Recycler as the VP Creative Coordinator/IT Consultant to manage the production staff and work with the creation of the classified website “Recycler.com,” one of the first ever made. While at the Los Angeles Times, Keith collaborated and created with some of the biggest ad agencies and corporations in the world.As a founding member of the rock band Even Rude, Keith scored a hit single on national rock radio with the song “Vilified” that was part of the soundtrack for one of the bestselling video games ever released “Tony Hawk Pro Skater.” Later that year the band won the “Los Angeles Music Awards” best Modern Rock Award.Keith went on to form KKMedia, a Digital Advertising and Technology Agency in the early 2000’s. Working with Fortune 100 companies and exciting LA Start Ups, KKMedia became a “Goto Branding and Technology partner.” This lead to a successful exit to Public Media.Mr. Kaplan has traveled the world talking about the integration of NextGen Technologies into our everyday lives. From meetings with the White House, appearing on major TV and Radio stations, authoring articles in major publications, andspeaking atmajor conferences and symposiums globally.

As Computer Scientist and Creative, he has the unique mix of rational and creative thought. Mr. Kaplan has continuously and vigorously pursued and participated in many innovative projects that push the limits of technology and how it can be used for good.

Mr. Kaplan sees the integration of technology as an opportunity to further the good of mankind and has stated,” It is the responsibility of those that have the means to assure the safe and ethical integration of all technology for the betterment of humankind.”

Eric Starr

Partner

CAPX PARTNERS

As a Partner with CapX Partners, Eric is responsible for developing technology-enabled solutions to drive scale and operational efficiency. His areas of focus include origination, underwriting, portfolio management, and finance. As a business developer, Eric's industry emphasis is on healthcare, energy, technology, and manufacturing.

Prior to joining CapX in 2008, Eric worked as a hedge fund manager and was a member of the risk committee at Forest Investment Management. Previous to that, Eric owned Starr Capital Management, which was acquired by Forest in 2005. While at Starr, Eric managed a multi-strategy hedge fund that focused on quantitative, non-directional strategies. Eric’s fund management career began when he co-founded Aventine Investment Management in 1994. Prior to that, Eric traded currency and currency derivatives for Refco and Union Bank of Switzerland.

Eric holds a bachelor’s degree in political science from Brandeis University and a master’s degree in finance from New York University’s Stern School of Business.

Managing few investment opportunities with high levels of deployable capital, and agreements absent of some lender protections

Challenges in distinguishing credit quality a decade out from the financial crisis

Preparing for potential debt restructurings

Mark Radzik

Managing Partner

GRANITE CREEK CAPITAL

Mr. Radzik is one of the three co-founders of Granite Creek. Beyond his overall responsibilities as Managing Partner of Fund I and member of its Investment Committee, Mr. Radzik was primarily charged with overseeing Fund I’s management and administration, in addition to overseeing a number of investments. Mr. Radzik serves as Granite Creek’s representative in the oversight of Raging River Capital, L.P., a special purpose vehicle formed to acquire the equity and bonds of Taseko Mines Limited. In addition, Mr. Radzik serves as a board member and member of the credit committee of Renovo Financial. Prior to co-founding Granite Creek, Mr. Radzik spent seven years at Equity Group Investments (“EGI”), billionaire investor Sam Zell’s private investment firm, where he invested throughout the capital structure in buyouts, growth equity and distressed situations. Before EGI, Mr. Radzik invested in senior debt and made equity co-investments for BNP Paribas, a global banking institution. While at EGI and BNP Paribas, Mr. Radzik participated in transactions with Mr. Boorstein and Mr. Lehman. He started his career working in the Special Services Division of Arthur Andersen & Co. providing accounting due diligence and restructuring services. Mr. Radzik is a CPA and holds a B.S. and an M.B.A. from Indiana University.

Dan Galvanoni

Chairman

DPG INVESTMENTS

Daniel currently serves actively as a Chairman of the Board in his capacity with DPG Investments LLC, Spring Tree Holding, LLC, Spring Tree Lending, LLC, and Spring Tree Financial, LLC. Mr. Galvanoni is also an active board member with regards to Exodus Road (a non-profit dedicated and focused on saving/rescuing children out of sex slavery globally.)

In addition, Mr. Galvanoni assists in managing portfolio investments and operating partnerships, which the firm strategically holds, and exits. DPG is active, managing over 30 operating private partnerships and portfolio investments/interests in which Mr. Galvanoni takes an active role by adding strategic value to DPG positions in its portfolio on an annual basis.

Prior to starting his own firm Dan was an associate at a money center bank. Following the sale of a major global mobile wireless hand held (Bar Code Readers) computing conglomerate Telxon Corporation and affiliates in which the Galvanoni Family held significant interest, the family then formed Wesselink& Galvanoni Holdings LLC. Wesselink& Galvanoni Holdings LLC, a private family investment office, began its deployment of capital into international and domestic real estate development projects, early/mid stage private equity companies, and various early stage technology investments.Mr. Galvanoni graduated from Fairfield University, in Fairfield Connecticut

John Earl

Managing Partner

KEYSTONE NATIONAL GROUP

Mr. Earl is a co-founder of Keystone and Managing Partner of the firm. He is active in investment selection, due diligence, and the general management of the firm. Mr. Earl was previously a senior investment banker with Lehman Brothers. While at Lehman Brothers, Mr. Earl was active in evaluating and executing a broad variety of direct investment opportunities and monetization strategies including initial public offerings, secondary equity offerings, recapitalizations and company sale transactions. Prior to joining Lehman Brothers, Mr. Earl held previous investment banking and structured finance positions at Dillon, Read & Co., Inc. and Credit Suisse.

Casey Alexander

Senior Vice President - Research Analyst

COMPASS POINT RESEARCH & TRADING

Casey Alexander is a Senior Vice President - Research Analyst with Compass Point covering the Business Development Companies which he has been following since 2009. He has also covered The Golf Equipment Industry since 1996. Prior to joining Compass Point in 2016 he was the Director of Research, a Special Situations Analyst and a member of the Gilford Securities Board of Directors, with a short stint at Ladenburg Thalmann in between. Prior to joining Gilford Securities Inc. Mr. Alexander spent eight years with PaineWebber Inc. During his tenure at PaineWebber, Mr. Alexander filled multiple roles including Head of Over-the-Counter Marketing, Divisional Sales Manager and Branch Manager. Mr. Alexander successfully completed the PaineWebber Equity Institute portfolio management program. Mr. Alexander has also been employed by Prudential Securities and E.F. Hutton during his 38 year career in the securities business. Mr. Alexander is a tournament golfer and has been ranked as one of the top amateur tournament golfers in the New York metropolitan region.

Stacey Schachter

President

VION INVESTMENTS

Mr. Schacter is currently CEO of Vion Receivable Investments, which he started with private equity backing in 2008 at the start of the “great recession”. Prior to Vion, Mr. Schacter worked over a 17 year period as outside counsel, and eventually general counsel and CEO of a financial unit of Schottenstein Stores Corporation. While in private practice, Mr. Schacter focused on mergers & acquisitions, Chapter 11 bankruptcy, and compliance. Mr. Schacter holds a JD from The Ohio State University Law School (’88) and a BS in Accounting and Economics from Miami University (Ohio)(’85).

Determining an exit timeline on new acquisitions: are valuations too high in the increasingly competitive market?

Scott M. Rosen

Partner

SOLAR CAPITAL

Since joining Solar Capital Partners in September 2007, Mr. Rosen has helped lead in excess of $3.0 billion of commitments including debt investments, control equity investments, joint ventures and other strategic firm activities. Over the last five years, Mr. Rosen has actively lead the origination, underwriting and portfolio management of the firm’s lender finance and asset based lending platform investments. He is a member of the Board of Managers for Crystal Financial, Gemino Healthcare Finance, Nations Equipment Finance and North Mill Capital.

From 2001-2003, Mr. Rosen was an analyst in CIBC World Market's New York Sponsor Coverage/Leveraged Finance Group. During this period, Mr. Rosen facilitated numerous private equity related transactions including levered loans, high yield bonds, equity co-investments and Private Equity LP investments. Following CIBC, Mr. Rosen joined Wellspring Capital Management, a private equity firm focused on middle market value investments, as a senior associate, where he was involved with over $225 million of equity investments by the firm including working on the firm's successful acquisition and public listing of Susser Holdings and acting as a temporary CFO for a distressed portfolio company.

Mr. Rosen graduated from Cornell University's College of Arts & Sciences in 2001 with a Bachelor's Degree in Government. While at Cornell, he was a member of the National Society of Collegiate Scholars and a member of the Cornell Men's Rugby Football Club.

Rana Mitra

Managing Director

ATALAYA CAPITAL MANAGEMENT

Rana Mitra is a Managing Director at Atalaya Capital Management, focused on making opportunistic credit and special situations investments, primarily via three principal strategies – specialty finance, corporate and real estate. Prior to joining Atalaya, Mr. Mitra was a Vice President at Del Mar Asset Management, L.P. a multi-strategy hedge fund. At Del Mar, Mr. Mitra primarily focused on private credit and distressed investments and also reviewed relative value investments across bank debt, bonds, CDS and equities. Prior to Del Mar, Mr. Mitra was a Director at Marc Bell Capital Partners, LLC a special situations investment firm involved in private equity, credit and public equity investments. Mr. Mitra began his career in the Investment Banking Division of Bear, Stearns & Co. Inc. Mr. Mitra received his BS in Economics, summa cum laude from the Wharton School at the University of Pennsylvania.

Kenneth Von Rausch

Alan Snyder

Managing Partner

SHINNECOCK PARTNERS

Alan C. Snyder is the Managing General Partner of Shinnecock Partners, a 29-yearold family office investment boutique, and its investment funds, General Partner of Shinnecock Group. Alan was the Founder and non-Executive Board Chairman of Snap Insurance LLC; the Founder, CEO, President, and Chairman of the Board of Answer Financial Inc. and the Insurance Answer Center; CEO of Aurora National Life Assurance; Executive-in-Charge of Executive Life Insurance Company on behalf of the California Department of Insurance; President and COO of First Executive Corporation, a $20 billion life holding company; and Executive Vice President and member of the Board of Directors at Dean Witter Financial Services Group (a predecessor firm to Morgan Stanley). He managed most of the product areas and as part of a three-person team undertook the development of the Discover card. He is the former Chairman, President and Board Member of the Western Los Angeles Boy Scout Council. Mr. Snyder is a graduate of Georgetown University (WSJ Scholar) and Harvard Business School (Baker Scholar).

Matthew Pennino

Senior Managing Director

BRYANT PARK CAPITAL

Matt is a Managing Director at Bryant Park Capital’s New York Office and has 16 years of investment banking experience. Matt joined Bryant Park Capital in February 2017 and is focused on sourcing, managing and executing capital raising and advisory assignments within the specialty finance industry.Prior to joining BPC, Matt was a managing director at Brean Capital, a middle market investment banking boutique. At Brean, Matt successfully completed number of debt and equity capital raise transactions, with a focus on the specialty finance sector. Matt began his career as an analyst in the investment banking group at Jefferies & Company.Matt received a Bachelor Science in Economics from the Wharton School of the University of Pennsylvania, with concentrations in Finance and Management. He holds a Series 7 and Series 63 securities license.

Greg Hunt

Chief Financial Officer and Treasurer

APOLLO INVESTMENT CORPORATION

Mr. Hunt began his term as Chief Financial Officer and Treasurer of Apollo Investment Corporation in May 2012. Previously, Mr. Hunt was Executive Vice President and Chief Financial Officer for Yankee Candle which he joined in April 2010. Prior to joining Yankee Candle, Mr. Hunt served as the Executive Vice President of Strategic and Commercial Development for Norwegian Cruise Lines from 2007 to 2009. Prior to joining Norwegian Cruise Lines, Mr. Hunt served as Chief Financial Officer and Chief Restructuring Officer of Tweeter Home Entertainment Group, Inc. from 2006 to 2007 and Chief Financial Officer and Co-Chief Executive of Syratech Corporation from 2001 to 2006. Prior to Syratech, Mr. Hunt held several senior financial leadership positions including Chief Financial Officer of NRT Inc., Culligan Water Technologies, Inc. and Samsonite Corporation. Mr. Hunt earned a bachelor’s degree in accounting and finance from the University of Vermont and is a Certified Public Accountant.

Christopher Donohoe

Managing Director,

SANDLER O'NEILL & PARTNERS

Chris Donohoe is a Managing Director in the Investment Banking Group at Sandler O’Neill + Partners, L.P., and he leads the Specialty Finance team. He advises on a broad range of strategic issues, including capital raising for specialty finance companies, which include equipment leasing and finance, commercial finance, BDCs, consumer finance, mortgage, credit cards, solar finance, online lendingand fintechcompanies and a range of other non-bank financial services. Mr. Donohoe has over 20 years of experience as an investment banker to the specialty finance industry.Prior to joining Sandler O’Neill in 2012, Mr. Donohoe was a Managing Director and the head of specialty finance investment banking at BMO Capital Markets. Prior to that, he held Managing Director roles at Bank of America and J.P. Morgan, where he also focused on the specialty finance sector. Mr. Donohoe’s recent transaction experience includes advising asset-based lender Gibraltar on its sale to Hercules, advising consumer lender Triad on its sale to ECN, advising healthcare lender Springstone on its sale to LendingClub, and assisting solar lender Sunlight Financial in raising over $1 billion in equity, debt and loan flow financing since its inception. Mr. Donohoe has worked on a number of specialty finance debt offerings including leading three bonddeals for BDC of America raising over $300 million and roles ona number of other BDCand finance company debt transactions. Over his career, Mr. Donohoe has worked on a number of landmark specialty finance transactions including the multi-billion dollar sales of KKR Financial, CIT and Heller and the IPOs of Capital One, CIT, Heller, Santander Consumer, PennantPark, Regional Management and Esquire Financial. Mr. Donohoe holds a Masters of Business Administration with high honors from The University of Chicago Booth School of Business and a Bachelor of Arts in mathematics from Duke University.

Rob Bolandian

Partner, Global Head of Investment Banking

CAMBRIDGE WILKINSON

Mr. Bolandian has 25 years of investment management experience across a broad range of asset classes, including private equity, hedge funds, long/short equity, real estate, fixed income and mergers and acquisitions. Rob helped structure and build a de novo multi-billion dollar family office in order to deploy capital on behalf of a single family. He held several C-Level positions and his responsibilities included developing investment initiatives targeting growth, capital preservation and/or income maximization, depending on the individual family member's risk/return profile. Rob also helped oversee and manage direct principal investments in the Transportation, Energy and Financial sectors.

Prior to the single family office, Mr. Bolandian was a Senior Executive Vice President at MBNA, a $35 billion mono line credit card institution. Mr. Bolandian reported to the Chairman, and provided him with personalized analytics on the financial services industry, macroeconomic environment and competitive landscape. Mr. Bolandian worked on the company's Merger & Acquisitions deal team and was responsible for executing on company acquisitions. Rob was also a member of the Senior Operating Committee, which was formed to continually implement best practices across the organization.

Rob also has experience trading and managing equity portfolios, S&P futures portfolios, fixed income and merger arbitrage portfolios. Mr. Bolandian's stock picking was based on deep bottoms-up fundamental research. His portfolios are built to reflect a blend of deep value and GARP and were geared for absolute return.

Mr. Bolandian has his Series 79 & 63 licenses and resides in Westport, Connecticut.

Neil Wolfson

President and CEO

SF CAPITAL GROUP

Neil Wolfson is President and CIO of SF Capital Group, where he oversees all debt and equity investing, asset allocation, investment management, tax estate planning, performance reporting and operations for a billion dollar multi-generational family office. At SF Capital he invested in over 30 direct debt and equity investments in emerging technology companies with a focus on FinTech companies. Prior to joining SF Capital Group, Neil spent five years as Chief Investment Officer and President of Wilmington Trust Investment Management, a $40 billion investment management firm, responsible for all of the firm’s investment management. He was also President and CEO of the Wilmington Funds, a $10 billion mutual fund family. Prior to Wilmington Trust, Neil served for eight years as a Partner at KPMG LLP and National Partner in Charge of KPMG’s Investment Consulting Practice. Neil also spent over a decade at Kidder, Peabody & Co. where he ran the managed money area, co-founded the Analytical Investment Strategies Group, was a senior portfolio manager for Kidder Peabody Asset Management and the Kidder Peabody Asset Allocation Fund and ran the firm’s PRIME Asset Consulting Group. Prior to Kidder, he developed a multi-factor security selection system currently employed by a number of investment management firms. He started his career developing financial futures and options contracts for a commodity exchange.

Neil serves on the Board of Directors for OnDeck (ONDK) including Chair of the Audit Committee and Member of the Risk Committee, FastPay, Nextivity,Lenda, Patch of Land, Cloud Lendingand TodayTix

Neil holds an MBA in Finance and a BS in Management from New York University. A member of the New York Society of Security Analysts, he became a Chartered Financial Analyst in 1993.

Neil frequently provides market commentary to the media. His quotes have appeared in the Wall Street Journal, New York Times, Business Week, Forbes, Washington Post, Chicago Sun Times and USA Today. He has appeared more than a hundred times on CNBC, Bloomberg Television, CNN and FoxNews. In 2007, Institutional Investor selected Neil as one of the 20 Rising Stars of Wealth Management.

Gregory J. Nowak

Partner

PEPPER HAMILTON LLP

Gregory J. Nowak is a partner in the Philadelphia office of Pepper Hamilton LLP and a practice leader for hedge funds in the firm’s Funds Services Practice Group. Mr. Nowak is also one of the leaders of the firm’s Marketplace Lending Practice Group. He concentrates his practice in securities law, particularly in representing investment management companies and other clients on matters arising under the Investment Company Act of 1940 and the related Investment Advisers Act of 1940. Mr. Nowak represents many hedge funds and other alternative investment funds in fund formation and investment and compliance matters, including compliance audits and preparation work.

● Non-bank lenders are making major inroads into the commercial lending space - How has this trend affected pricing and covenants?● Securitization is becoming accessible to more asset classes - will this trend continue?● The Future of LIBOR is quickly dimming - Will it be a slow and painful death for borrowers and lenders?● For the first time in a decade short and long term rates are rising and quickly- How to navigate through this new cycle of rates● What Hedging strategies are being used to mitigate the risk in the wake of derivatives regulation and the growth of non-bank lenders

Alexandra Cooley

Co-Founder & Chief Investment Officer

GREENWORKS LENDING

Alexandra “Ali” Cooley has been passionate about the natural environment since she can remember. In co-founding Greenworks Lending to expand small business access to funding for clean energy projects, she has channeled her passions to positively affect the environment while supporting the growth of small businesses locally and across the nation.

Ali’s commitment to the clean energy sector was cemented through her prior professional experience, where she traveled extensively through the developing world and analyzed traditional energy infrastructure projects and how policy, as well as market shifts influenced investor returns. The deeper she got into the work, the more she realized she was missing a connection between her day-to-day work and the issues she cared most about solving. She returned to the States and entered Yale University’s joint MBA/Environmental Management program with a focus on intersection of public energy policy and finance, where she gained perspective on how the government can lay the foundation to create private enterprises that solve environmental and energy issues without overly burdening taxpayers.

After Yale, she joined the Connecticut Green Bank, where she oversaw and managed the development of over $100M in financial products for deploying clean energy in the state using mostly private capital. One of the initiatives she worked on was developing and implementing the underwriting criteria and capital markets strategy for the award-winning CT C-PACE program. There she found common ground with Jessica Bailey, who was leading Green Bank initiatives in the commercial real estate sector. In their time at the Green Bank, Jessica and Ali discovered how C-PACE could be transformative in unlocking clean energy upgrades in the commercial real estate market.Jessica and Ali founded Greenworks Lending in 2015 to scale C-PACE and bring the benefits C-PACE financing offers to building owners across the country.

G. Benjamin Bingham

CEO & Founder

SCARAB FUNDS

G. Benjamin Bingham CFP™ is the author of Making Money Matter…Impact Investing to Change the World. He is also the founder of Scarab Funds (www.3sistersinvest.com ), an RIA with its own family of proprietary impact investment strategies and pipeline. i His writing and his work with Impact Investing draws on broad experience as an artist, bio-dynamic farmer, Waldorf teacher and co-founder of three social enterprises: 1) From 28-34 a farm based campus for young people who wanted a college experience without intellectual academics; 2) from 43-46 a biological healthcare company and 3) from 46-present a workflow technology firm focused on personalizing healthcare. He became an investment advisor to his network of socially minded investors at Legg Mason in 2001 and an independent money manager since 2007. His intent is to help investors understand what they own and transition to investments that match their real values

Josh Wander

Co-Founder

777 PARTNERS

Josh Wander co-founded 777 Partners in 2015 as part of the management buyout of SuttonPark Capital from PennantPark. Prior to founding 777, he held executive roles at SuttonPark Capital, First Sustainable LLC, and Structured Asset Funding where he sourced, structured, and financed alternative assets. Mr. Wander directs strategy and investment at 777, chairing the firm’s investment committee, and sits on the boards of F3EA holdings, Signal Legal, and First Sustainable. He has a B.S. in Finance from the University of Florida.

Joyce A. Frost

Co-Founder

RIVERSIDE RISK ADVISORS

Joyce Frost is co-founder of Riverside Risk Advisors and has over 25 years of experience in the interest rate, currency and credit derivatives markets.

Prior to founding Riverside, Joyce was a Senior Vice President of Cournot Capital Inc, a highly successful seller of credit protection sponsored by Morgan Stanley. In her capacity, Joyce assisted in ramping up a portfolio of over $25 billion in swap notional, securing triple AAA credit ratings from three agencies, issuing $250 million of Senior Debt, and facilitating the successful sale of Cournot to an affiliate of Magnetar Capital in 2008.

Prior to Morgan Stanley and before a six year retirement, Joyce was Head of Marketing for Chase’s newly-formed Credit Derivatives Group. Between 1995 and 2001, Joyce contributed to the development and execution of the bank’s first credit derivatives transactions, including total return swaps, credit default swaps, off balance sheet financing vehicles and the market’s first synthetic CLO. Her clients ranged from banks, insurance companies, hedge funds and corporations. During her tenure, Chase’s Credit Derivatives group was rated “Best in Credit Derivatives” by Global Finance Magazine and “Best in Credit Derivatives” by Derivatives Strategies Magazine, in addition to other premier industry recognitions.

Between 1985 and 1995, Joyce was responsible for marketing fixed income derivatives to corporate, project finance, real estate and other end users. Joyce successfully concluded hundreds of transactions ranging from plain vanilla swaps to the most complex cross-border project finance transactions in Latin America. She started her fixed income career at The Northern Trust Company, continued at Chase and spent five years at Sumitomo Bank Capital Markets.

Joyce is Co-Editor of the Handbook of Credit Derivatives (McGraw Hill, 1999) and author of many articles published on the use of derivatives by corporations and other end-users. She has spoken at dozens of industry conferences throughout North and South America and Europe.

Joyce earned a B.S. in Finance from Indiana University’s Kelley School of Business and an MBA in Finance from the University of Chicago’s Booth School of Business.

She currently is Board Chair of Excellence Community Schools, a network of charter schools in New York City and Stamford CT, Founding Chair and current VP, Board of Trustees of the Bronx Charter School for Excellence, one of the top rated charter schools in New York State, and Secretary of the Board of Directors of New York Cares, New York City’s premier volunteer organization.

These sessions provide a discussion-oriented setting to cover the most pertinent trends in the specialty finance industry with your peers. They are designed for all participants to share their expertise, and interact directly with experts leading the sector in an intimate environment. Choose between one of the following topics:

Scott R. Saks

Partner

PEPPER HAMILTON LLP

Scott R. Saks is a partner in the Financial Services Practice Group of Pepper Hamilton LLP, resident in the New York office. Mr. Saks has extensive securities, capital markets, finance and corporate transactional experience representing underwriters, initial purchasers, lenders and other financial institutions, and both U.S. and foreign corporations in U.S. and international public and private securities offerings, high-yield and investment grade debt offerings, committed leveraged and other bank financings, U.S. and foreign securities exchange listings, securities law compliance, debt and equity tender offers, private debt and equity investments, acquisitions and dispositions, joint ventures, recapitalizations and restructurings, and general corporate matters.

The current interest rate environment - Is the LIBOR forward curve a good predictor of where we are heading?

Hedging during the life cycle of assets - Hedging cash flow risk when you really need to hedge the market value of your assets

Dodd Frank regulatory requirements - Some actually may work in your favor

ISDA Documentation - It's not as bad as it seems

Joyce A. Frost

Co-Founder

RIVERSIDE RISK ADVISORS

Joyce Frost is co-founder of Riverside Risk Advisors and has over 25 years of experience in the interest rate, currency and credit derivatives markets.

Prior to founding Riverside, Joyce was a Senior Vice President of Cournot Capital Inc, a highly successful seller of credit protection sponsored by Morgan Stanley. In her capacity, Joyce assisted in ramping up a portfolio of over $25 billion in swap notional, securing triple AAA credit ratings from three agencies, issuing $250 million of Senior Debt, and facilitating the successful sale of Cournot to an affiliate of Magnetar Capital in 2008.

Prior to Morgan Stanley and before a six year retirement, Joyce was Head of Marketing for Chase’s newly-formed Credit Derivatives Group. Between 1995 and 2001, Joyce contributed to the development and execution of the bank’s first credit derivatives transactions, including total return swaps, credit default swaps, off balance sheet financing vehicles and the market’s first synthetic CLO. Her clients ranged from banks, insurance companies, hedge funds and corporations. During her tenure, Chase’s Credit Derivatives group was rated “Best in Credit Derivatives” by Global Finance Magazine and “Best in Credit Derivatives” by Derivatives Strategies Magazine, in addition to other premier industry recognitions.

Between 1985 and 1995, Joyce was responsible for marketing fixed income derivatives to corporate, project finance, real estate and other end users. Joyce successfully concluded hundreds of transactions ranging from plain vanilla swaps to the most complex cross-border project finance transactions in Latin America. She started her fixed income career at The Northern Trust Company, continued at Chase and spent five years at Sumitomo Bank Capital Markets.

Joyce is Co-Editor of the Handbook of Credit Derivatives (McGraw Hill, 1999) and author of many articles published on the use of derivatives by corporations and other end-users. She has spoken at dozens of industry conferences throughout North and South America and Europe.

Joyce earned a B.S. in Finance from Indiana University’s Kelley School of Business and an MBA in Finance from the University of Chicago’s Booth School of Business.

She currently is Board Chair of Excellence Community Schools, a network of charter schools in New York City and Stamford CT, Founding Chair and current VP, Board of Trustees of the Bronx Charter School for Excellence, one of the top rated charter schools in New York State, and Secretary of the Board of Directors of New York Cares, New York City’s premier volunteer organization.

Investor risk appetite and tolerance in the current market and how expectations will evolve

Opportunities in the consumer finance market and the structural future of the CFPB

The market for small businesses seeking financing, and the changing relationship between the borrower and investor or lender

David Barrosse

Founder & Managing Partner

CAPSTONE

David Barrosse is the founder and CEO of Capstone. He is an expert on financial regulation with over 20 years of experience advising investors. David spent the first half of his career in various roles in the capital markets division of both Merrill Lynch and JP Morgan. His last role at JP Morgan was as co-head of equity derivatives sales and trading for the Asia Pacific region. In 2003, David became a senior advisor to the Presidential Campaign of General Wes Clark and later served as a consultant to several senior Members of Congress, including to the Chairman of the Senate Finance Committee, the Chair of the Senate Agriculture Committee and the Chairman of the House Financial Services Committee’s Capital Markets Subcommittee. David is a fellow at the Bipartisan Policy Center, focusing on capital markets competitiveness and financial regulation.

Cheryl Carner

Senior Managing Director

CRYSTAL FINANCIAL LLC

Cheryl Carner is a Senior Managing Director with Crystal Financial and is responsible for business development, originations and marketing strategy. She sources, structures and underwrites senior and juniorsecured debt financings for middle-market companies across a wide range of industries including consumer, specialty finance and business services.

Prior to joining Crystal, Cheryl was a SVP with GE Franchise Finance focused on debt financings for private equity backed restaurant companies. At CapitalSource, she was the Managing Director of the Retail & Consumer specialty lending team and provided over $1.0 Billion ofcommitments to private equity backed retail, restaurant, apparel and consumer product companies. Her 25 years of experience in the financial services sector, began with Fleet Retail Finance and its predecessor entities.Cheryl received her BBA at the University of Massachusetts at Amherst and her MBA at the F.W. Olin Graduate School of Business at Babson College.

Katherine Fisher

Partner

HUDSON COOK

Katherine (“Kate”) Fisher is a partner with Hudson Cook, LLP in the firm's Maryland office. Her practice focuses on the areas of Consumer Financial Services and Small Business Financing. Kate represents banks, finance companies, private equity and investment bank investors, merchant cash advance companies, and small business lenders establishing new programs and products, and conducts due diligence and compliance reviews of consumer lending and business financing portfolios.Kate's practice also includes assisting clients with compliance with state and federal consumer protection and related laws as they develop and maintain mortgage lending, automobile finance and other credit programs.Kate is a founding member and board member of the Alternative Finance Bar Association and Vice Chair of the Maryland Bar Association’s Consumer Credit and Financial Institutions Committee. She has testified before the United States House of Representatives Small Business Subcommittee regarding improving small business capital access and appeared several times before the California legislature regarding proposed disclosures for business finance transactions.

Barbara Sinsley

General Counsel and Chief Compliance Officer

FACTORTRUST

BARBARA SINSLEY is General Counsel for FactorTrust, the Alternative Credit Bureau, overseeing contractual, intellectual property, regulatory compliance with a focus on Compliance Management Systems, Fair Credit Reporting Act (“FCRA”) as well as human resources and cyber-security matters. She received a degree in Behavioral Science and Law and Psychology from the University of Wisconsin-Madison and her J.D. from South Texas College of Law. She was admitted to practice law before the Florida Supreme Court in 1990, and she is also admitted to practice before the United States Supreme Court, all United States District Courts for Florida and the United States Court of Appeals for the Eleventh Circuit. Ms. Sinsley was certified by the Supreme Court of Florida as a Mediator in 2001.

Ms. Sinsley was previously a partner in the firm of Barron, Newburger& Sinsley PLLC specializing and debt collection defense and regulatory matters. Prior to working with Barron, Newburger& Sinsley, she was Vice President and Compliance Counsel for Asset Acceptance Capital Corp. one of the few publicly traded debt buyers. Ms. Sinsley is a frequent private consultant in class actions and has handled numerous regulatory investigations. She has appeared on the TODAY Show, and Fox Business News. In 2008, Mrs. Sinsley obtained the third formal opinion letter ever issued by the FTC and in 2010, along with David Medine; she was issued a rare closing letter in an investigation involving probate collections. On November 28, 2011, her case of Mims v. Arrow was heard before the U.S. Supreme Court.

Ms. Sinsley is a member of the Florida Bar. She is a member of the National Association of Retail Collection Attorneys (NARCA) and is the co-founder and the co-chairperson of the In-house Counsel Division of NARCA. She is also a member of the Democratic Attorney’s General Association (DAGA). She previously served as DBA International’s General Counsel.

1-on-1 Networking Session: Alongside the cocktail reception, we will be running a series of concise and targeted meetings, where business owners and finance providers will connect and evaluate the potential for mutual business endeavors. (Pre-registration is required to attend this session.)

Keynote Speakers

Keith Kaplan

CEO

TESLA FOUNDATION

Keith Kaplan is a thought, creativity and technology leader that has conceived, created and partnered in many

Keith Kaplan is a thought, creativity and technology leader that has conceived, created and partnered in many successful business and technology projects. Mr. Kaplan is always on the edge of emerging technology and how this integrates into our lives in a commercial and personal way.

Mr. Kaplan is currently the CEO and the Co-Founder of the Tesla Foundation, The Tesla Foundation is a Science and Technology Think Tank specializing in: All Things Autonomous,Smart Cities, Infrastructure, and Emerging Technologies. As the citizen of the world are in the transition to the 4th Stage of the Industrial Revolution, our businesses and workforce are migrating from “Factory to Autonomous Applications.” Robots have left the building and our leaders, captains of industry, students, educators, and workforce must be educated and transitioned to profit, live, and thrive in a hyper-connected virtual and robotic urban world in a sustainable way. This is the mission and purpose of the Tesla Foundation, to move at the pace of technology with science, creativity, value, integrity, trust, and urgency to foster a better today and tomorrow.

At 15 years of age Mr. Kaplan was accepted to the California Institute of the Arts, “Cal Arts”, for Music and Composition, and the emerging study of computers for compositional programing. He flourished in the integration of engineering and computer science in creativity and has made this his life's work.

Keith composed the score for the world famous performance art work “Prometheus on a Black Landscape” by using early computer sequencing and sampling techniques to simulate a full orchestra. The work premiered at the Highways Performance Center in Santa Monica California before the ensemble embarked on a world tour of the performance for the next year.Needing to peruse his desires in business and computer scienceKeith was given the position at the Los Angeles Times/Recycler as the VP Creative Coordinator/IT Consultant to manage the production staff and work with the creation of the classified website “Recycler.com,” one of the first ever made. While at the Los Angeles Times, Keith collaborated and created with some of the biggest ad agencies and corporations in the world.As a founding member of the rock band Even Rude, Keith scored a hit single on national rock radio with the song “Vilified” that was part of the soundtrack for one of the bestselling video games ever released “Tony Hawk Pro Skater.” Later that year the band won the “Los Angeles Music Awards” best Modern Rock Award.Keith went on to form KKMedia, a Digital Advertising and Technology Agency in the early 2000’s. Working with Fortune 100 companies and exciting LA Start Ups, KKMedia became a “Goto Branding and Technology partner.” This lead to a successful exit to Public Media.Mr. Kaplan has traveled the world talking about the integration of NextGen Technologies into our everyday lives. From meetings with the White House, appearing on major TV and Radio stations, authoring articles in major publications, andspeaking atmajor conferences and symposiums globally.

As Computer Scientist and Creative, he has the unique mix of rational and creative thought. Mr. Kaplan has continuously and vigorously pursued and participated in many innovative projects that push the limits of technology and how it can be used for good.

Mr. Kaplan sees the integration of technology as an opportunity to further the good of mankind and has stated,” It is the responsibility of those that have the means to assure the safe and ethical integration of all technology for the betterment of humankind.”

Speakers

Eric Starr

Partner

CAPX PARTNERS

As a Partner with CapX Partners, Eric is responsible for developing technology-enabled solutions to drive scale

As a Partner with CapX Partners, Eric is responsible for developing technology-enabled solutions to drive scale and operational efficiency. His areas of focus include origination, underwriting, portfolio management, and finance. As a business developer, Eric's industry emphasis is on healthcare, energy, technology, and manufacturing.

Prior to joining CapX in 2008, Eric worked as a hedge fund manager and was a member of the risk committee at Forest Investment Management. Previous to that, Eric owned Starr Capital Management, which was acquired by Forest in 2005. While at Starr, Eric managed a multi-strategy hedge fund that focused on quantitative, non-directional strategies. Eric’s fund management career began when he co-founded Aventine Investment Management in 1994. Prior to that, Eric traded currency and currency derivatives for Refco and Union Bank of Switzerland.

Eric holds a bachelor’s degree in political science from Brandeis University and a master’s degree in finance from New York University’s Stern School of Business.

Alexandra Cooley

Co-Founder & Chief Investment Officer

GREENWORKS LENDING

Alexandra “Ali” Cooley has been passionate about the natural environment since she can remember. In

Alexandra “Ali” Cooley has been passionate about the natural environment since she can remember. In co-founding Greenworks Lending to expand small business access to funding for clean energy projects, she has channeled her passions to positively affect the environment while supporting the growth of small businesses locally and across the nation.

Ali’s commitment to the clean energy sector was cemented through her prior professional experience, where she traveled extensively through the developing world and analyzed traditional energy infrastructure projects and how policy, as well as market shifts influenced investor returns. The deeper she got into the work, the more she realized she was missing a connection between her day-to-day work and the issues she cared most about solving. She returned to the States and entered Yale University’s joint MBA/Environmental Management program with a focus on intersection of public energy policy and finance, where she gained perspective on how the government can lay the foundation to create private enterprises that solve environmental and energy issues without overly burdening taxpayers.

After Yale, she joined the Connecticut Green Bank, where she oversaw and managed the development of over $100M in financial products for deploying clean energy in the state using mostly private capital. One of the initiatives she worked on was developing and implementing the underwriting criteria and capital markets strategy for the award-winning CT C-PACE program. There she found common ground with Jessica Bailey, who was leading Green Bank initiatives in the commercial real estate sector. In their time at the Green Bank, Jessica and Ali discovered how C-PACE could be transformative in unlocking clean energy upgrades in the commercial real estate market.Jessica and Ali founded Greenworks Lending in 2015 to scale C-PACE and bring the benefits C-PACE financing offers to building owners across the country.

Joseph F. Ingrassia

Managing Member

CAPSTONE CAPITAL GROUP, LLC

Mr. Ingrassia is a co-founder of the Capstone Cayman Current Liquidity Fund, L.P. and Capstone Current Liquidity

Mr. Ingrassia is a co-founder of the Capstone Cayman Current Liquidity Fund, L.P. and Capstone Current Liquidity Fund, L.P. which make senior subordinated loans to the various companies comprising the Capstone Credit Group of companies. The Current Liquidity Funds have met their investment objectives and return to their investors each year since their inception in 2009. Since the mid 1990’s, Mr. Ingrassia has been a principal of the various companies comprising the Capstone Credit Group of companies engaged in accounts receivable factoring, accounts receivable financing, purchase order financing, trade finance and asset based lending.

The Capstone Credit Group typically funds clients with sales of $20,000,000 or below that are engaged in industries where progress billing is typical. Progress billing industries include but are not limited to construction subcontractors, publishing, IT staffing, government contracting and others through its non-recourse factoring program. In addition, Capstone makes available to selected clients PO financing to increase the clients ability to grow and perform under their contracts with creditworthy obligors.

Mr. Ingrassia is a co-founder of Romulus Entertainment Cayman Fund L.P., Romulus Entertainment Fund LP, a Delaware limited partnership and Romulus Capital Management, Inc. and is an officer and director of Romulus Cayman Capital Management Ltd., the General Partner of the Fund. Mr. Ingrassia is also a Managing Member of Romulus Entertainment, LLC and Romulus Media Lending, LLC a and oversees marketing of the Romulus programs and services to investors, joint venture partners and various parties who originate business opportunities for Romulus.

Mr. Ingrassia divides his time between the Capstone Current Liquidity Funds, the Capstone Credit Group’s business and the various Romulus Funds and Operating Entities.

Mr. Ingrassia received a Bachelor of Arts Degree in Psychology from Siena College, Loudonville, NY, and an MBA from Golden Gate University, San Francisco, CA in 1984 and served as an officer in the United States Army following his graduation from college.

Joyce A. Frost

Joyce Frost is co-founder of Riverside Risk Advisors and has over 25 years of experience in the interest rate,

Joyce Frost is co-founder of Riverside Risk Advisors and has over 25 years of experience in the interest rate, currency and credit derivatives markets.

Prior to founding Riverside, Joyce was a Senior Vice President of Cournot Capital Inc, a highly successful seller of credit protection sponsored by Morgan Stanley. In her capacity, Joyce assisted in ramping up a portfolio of over $25 billion in swap notional, securing triple AAA credit ratings from three agencies, issuing $250 million of Senior Debt, and facilitating the successful sale of Cournot to an affiliate of Magnetar Capital in 2008.

Prior to Morgan Stanley and before a six year retirement, Joyce was Head of Marketing for Chase’s newly-formed Credit Derivatives Group. Between 1995 and 2001, Joyce contributed to the development and execution of the bank’s first credit derivatives transactions, including total return swaps, credit default swaps, off balance sheet financing vehicles and the market’s first synthetic CLO. Her clients ranged from banks, insurance companies, hedge funds and corporations. During her tenure, Chase’s Credit Derivatives group was rated “Best in Credit Derivatives” by Global Finance Magazine and “Best in Credit Derivatives” by Derivatives Strategies Magazine, in addition to other premier industry recognitions.

Between 1985 and 1995, Joyce was responsible for marketing fixed income derivatives to corporate, project finance, real estate and other end users. Joyce successfully concluded hundreds of transactions ranging from plain vanilla swaps to the most complex cross-border project finance transactions in Latin America. She started her fixed income career at The Northern Trust Company, continued at Chase and spent five years at Sumitomo Bank Capital Markets.

Joyce is Co-Editor of the Handbook of Credit Derivatives (McGraw Hill, 1999) and author of many articles published on the use of derivatives by corporations and other end-users. She has spoken at dozens of industry conferences throughout North and South America and Europe.

Joyce earned a B.S. in Finance from Indiana University’s Kelley School of Business and an MBA in Finance from the University of Chicago’s Booth School of Business.

She currently is Board Chair of Excellence Community Schools, a network of charter schools in New York City and Stamford CT, Founding Chair and current VP, Board of Trustees of the Bronx Charter School for Excellence, one of the top rated charter schools in New York State, and Secretary of the Board of Directors of New York Cares, New York City’s premier volunteer organization.

Christopher Donohoe

Managing Director,

SANDLER O'NEILL & PARTNERS

Chris Donohoe is a Managing Director in the Investment Banking Group at Sandler O’Neill + Partners, L.P., and he

Chris Donohoe is a Managing Director in the Investment Banking Group at Sandler O’Neill + Partners, L.P., and he leads the Specialty Finance team. He advises on a broad range of strategic issues, including capital raising for specialty finance companies, which include equipment leasing and finance, commercial finance, BDCs, consumer finance, mortgage, credit cards, solar finance, online lendingand fintechcompanies and a range of other non-bank financial services. Mr. Donohoe has over 20 years of experience as an investment banker to the specialty finance industry.Prior to joining Sandler O’Neill in 2012, Mr. Donohoe was a Managing Director and the head of specialty finance investment banking at BMO Capital Markets. Prior to that, he held Managing Director roles at Bank of America and J.P. Morgan, where he also focused on the specialty finance sector. Mr. Donohoe’s recent transaction experience includes advising asset-based lender Gibraltar on its sale to Hercules, advising consumer lender Triad on its sale to ECN, advising healthcare lender Springstone on its sale to LendingClub, and assisting solar lender Sunlight Financial in raising over $1 billion in equity, debt and loan flow financing since its inception. Mr. Donohoe has worked on a number of specialty finance debt offerings including leading three bonddeals for BDC of America raising over $300 million and roles ona number of other BDCand finance company debt transactions. Over his career, Mr. Donohoe has worked on a number of landmark specialty finance transactions including the multi-billion dollar sales of KKR Financial, CIT and Heller and the IPOs of Capital One, CIT, Heller, Santander Consumer, PennantPark, Regional Management and Esquire Financial. Mr. Donohoe holds a Masters of Business Administration with high honors from The University of Chicago Booth School of Business and a Bachelor of Arts in mathematics from Duke University.

Scott M. Rosen

Partner

SOLAR CAPITAL

Since joining Solar Capital Partners in September 2007, Mr. Rosen has helped lead in excess of $3.0 billion of

Since joining Solar Capital Partners in September 2007, Mr. Rosen has helped lead in excess of $3.0 billion of commitments including debt investments, control equity investments, joint ventures and other strategic firm activities. Over the last five years, Mr. Rosen has actively lead the origination, underwriting and portfolio management of the firm’s lender finance and asset based lending platform investments. He is a member of the Board of Managers for Crystal Financial, Gemino Healthcare Finance, Nations Equipment Finance and North Mill Capital.

From 2001-2003, Mr. Rosen was an analyst in CIBC World Market's New York Sponsor Coverage/Leveraged Finance Group. During this period, Mr. Rosen facilitated numerous private equity related transactions including levered loans, high yield bonds, equity co-investments and Private Equity LP investments. Following CIBC, Mr. Rosen joined Wellspring Capital Management, a private equity firm focused on middle market value investments, as a senior associate, where he was involved with over $225 million of equity investments by the firm including working on the firm's successful acquisition and public listing of Susser Holdings and acting as a temporary CFO for a distressed portfolio company.

Mr. Rosen graduated from Cornell University's College of Arts & Sciences in 2001 with a Bachelor's Degree in Government. While at Cornell, he was a member of the National Society of Collegiate Scholars and a member of the Cornell Men's Rugby Football Club.

David Barrosse

Founder & Managing Partner

CAPSTONE

David Barrosse is the founder and CEO of Capstone. He is an expert on financial regulation with over 20 years of

David Barrosse is the founder and CEO of Capstone. He is an expert on financial regulation with over 20 years of experience advising investors. David spent the first half of his career in various roles in the capital markets division of both Merrill Lynch and JP Morgan. His last role at JP Morgan was as co-head of equity derivatives sales and trading for the Asia Pacific region. In 2003, David became a senior advisor to the Presidential Campaign of General Wes Clark and later served as a consultant to several senior Members of Congress, including to the Chairman of the Senate Finance Committee, the Chair of the Senate Agriculture Committee and the Chairman of the House Financial Services Committee’s Capital Markets Subcommittee. David is a fellow at the Bipartisan Policy Center, focusing on capital markets competitiveness and financial regulation.

G. Benjamin Bingham

CEO & Founder

SCARAB FUNDS

G. Benjamin Bingham CFP™ is the author of Making Money Matter…Impact Investing to Change the World. He is also

G. Benjamin Bingham CFP™ is the author of Making Money Matter…Impact Investing to Change the World. He is also the founder of Scarab Funds (www.3sistersinvest.com ), an RIA with its own family of proprietary impact investment strategies and pipeline. i His writing and his work with Impact Investing draws on broad experience as an artist, bio-dynamic farmer, Waldorf teacher and co-founder of three social enterprises: 1) From 28-34 a farm based campus for young people who wanted a college experience without intellectual academics; 2) from 43-46 a biological healthcare company and 3) from 46-present a workflow technology firm focused on personalizing healthcare. He became an investment advisor to his network of socially minded investors at Legg Mason in 2001 and an independent money manager since 2007. His intent is to help investors understand what they own and transition to investments that match their real values

Alan Snyder

Managing Partner

SHINNECOCK PARTNERS

Alan C. Snyder is the Managing General Partner of Shinnecock Partners, a 29-yearold family office investment

Alan C. Snyder is the Managing General Partner of Shinnecock Partners, a 29-yearold family office investment boutique, and its investment funds, General Partner of Shinnecock Group. Alan was the Founder and non-Executive Board Chairman of Snap Insurance LLC; the Founder, CEO, President, and Chairman of the Board of Answer Financial Inc. and the Insurance Answer Center; CEO of Aurora National Life Assurance; Executive-in-Charge of Executive Life Insurance Company on behalf of the California Department of Insurance; President and COO of First Executive Corporation, a $20 billion life holding company; and Executive Vice President and member of the Board of Directors at Dean Witter Financial Services Group (a predecessor firm to Morgan Stanley). He managed most of the product areas and as part of a three-person team undertook the development of the Discover card. He is the former Chairman, President and Board Member of the Western Los Angeles Boy Scout Council. Mr. Snyder is a graduate of Georgetown University (WSJ Scholar) and Harvard Business School (Baker Scholar).

Cheryl Carner

Senior Managing Director

CRYSTAL FINANCIAL LLC

Cheryl Carner is a Senior Managing Director with Crystal Financial and is responsible for business development,

Cheryl Carner is a Senior Managing Director with Crystal Financial and is responsible for business development, originations and marketing strategy. She sources, structures and underwrites senior and juniorsecured debt financings for middle-market companies across a wide range of industries including consumer, specialty finance and business services.

Prior to joining Crystal, Cheryl was a SVP with GE Franchise Finance focused on debt financings for private equity backed restaurant companies. At CapitalSource, she was the Managing Director of the Retail & Consumer specialty lending team and provided over $1.0 Billion ofcommitments to private equity backed retail, restaurant, apparel and consumer product companies. Her 25 years of experience in the financial services sector, began with Fleet Retail Finance and its predecessor entities.Cheryl received her BBA at the University of Massachusetts at Amherst and her MBA at the F.W. Olin Graduate School of Business at Babson College.

Greg Hunt

Chief Financial Officer and Treasurer

APOLLO INVESTMENT CORPORATION

Mr. Hunt began his term as Chief Financial Officer and Treasurer of Apollo Investment Corporation in May 2012.

Mr. Hunt began his term as Chief Financial Officer and Treasurer of Apollo Investment Corporation in May 2012. Previously, Mr. Hunt was Executive Vice President and Chief Financial Officer for Yankee Candle which he joined in April 2010. Prior to joining Yankee Candle, Mr. Hunt served as the Executive Vice President of Strategic and Commercial Development for Norwegian Cruise Lines from 2007 to 2009. Prior to joining Norwegian Cruise Lines, Mr. Hunt served as Chief Financial Officer and Chief Restructuring Officer of Tweeter Home Entertainment Group, Inc. from 2006 to 2007 and Chief Financial Officer and Co-Chief Executive of Syratech Corporation from 2001 to 2006. Prior to Syratech, Mr. Hunt held several senior financial leadership positions including Chief Financial Officer of NRT Inc., Culligan Water Technologies, Inc. and Samsonite Corporation. Mr. Hunt earned a bachelor’s degree in accounting and finance from the University of Vermont and is a Certified Public Accountant.

Rana Mitra

Managing Director

ATALAYA CAPITAL MANAGEMENT

Rana Mitra is a Managing Director at Atalaya Capital Management, focused on making opportunistic credit and

Rana Mitra is a Managing Director at Atalaya Capital Management, focused on making opportunistic credit and special situations investments, primarily via three principal strategies – specialty finance, corporate and real estate. Prior to joining Atalaya, Mr. Mitra was a Vice President at Del Mar Asset Management, L.P. a multi-strategy hedge fund. At Del Mar, Mr. Mitra primarily focused on private credit and distressed investments and also reviewed relative value investments across bank debt, bonds, CDS and equities. Prior to Del Mar, Mr. Mitra was a Director at Marc Bell Capital Partners, LLC a special situations investment firm involved in private equity, credit and public equity investments. Mr. Mitra began his career in the Investment Banking Division of Bear, Stearns & Co. Inc. Mr. Mitra received his BS in Economics, summa cum laude from the Wharton School at the University of Pennsylvania.

Rob Bolandian

Partner, Global Head of Investment Banking

CAMBRIDGE WILKINSON

Mr. Bolandian has 25 years of investment management experience across a broad range of asset classes, including

Mr. Bolandian has 25 years of investment management experience across a broad range of asset classes, including private equity, hedge funds, long/short equity, real estate, fixed income and mergers and acquisitions. Rob helped structure and build a de novo multi-billion dollar family office in order to deploy capital on behalf of a single family. He held several C-Level positions and his responsibilities included developing investment initiatives targeting growth, capital preservation and/or income maximization, depending on the individual family member's risk/return profile. Rob also helped oversee and manage direct principal investments in the Transportation, Energy and Financial sectors.

Prior to the single family office, Mr. Bolandian was a Senior Executive Vice President at MBNA, a $35 billion mono line credit card institution. Mr. Bolandian reported to the Chairman, and provided him with personalized analytics on the financial services industry, macroeconomic environment and competitive landscape. Mr. Bolandian worked on the company's Merger & Acquisitions deal team and was responsible for executing on company acquisitions. Rob was also a member of the Senior Operating Committee, which was formed to continually implement best practices across the organization.

Rob also has experience trading and managing equity portfolios, S&P futures portfolios, fixed income and merger arbitrage portfolios. Mr. Bolandian's stock picking was based on deep bottoms-up fundamental research. His portfolios are built to reflect a blend of deep value and GARP and were geared for absolute return.

Mr. Bolandian has his Series 79 & 63 licenses and resides in Westport, Connecticut.

Sajal K. Srivastava

Co-Founder, President & Chief Investment Officer

TRIPLEPOINT CAPITAL LLC

Mr. Srivastava is the co-founder, President, and Chief Investment Officer of TriplePoint Capital LLC and

Mr. Srivastava is the co-founder, President, and Chief Investment Officer of TriplePoint Capital LLC and TriplePoint Venture Growth BDC Corp. (NYSE: TPVG). Mr. Srivastava oversees TriplePoint’s day-to-day operations, as well as, investment analysis, finance, legal, account servicing, and portfolio monitoring groups. Mr. Srivastava also leads TriplePoint’s international business segment. Mr. Srivastava has served as a voting member of TriplePoint’s Investment Committee since inception. Mr. Srivastava brings a strong venture leasing, lending, and technology finance background to TriplePoint Capital and TriplePoint Venture Growth BDC Corp. He carries a unique perspective, having worked on the investment side in concert with his expertise in the operational and servicing aspects of the business. Prior to TriplePoint, Mr. Srivastava worked at Comdisco Ventures, where he worked directly with Jim Labe, the other co-founder of TriplePoint Capital, and the founder and CEO of Comdisco Ventures. While at Comdisco Ventures, Mr. Srivastava served as the as head of their Investment and Credit Analyst team, and structured, negotiated, and managed over $200 million of transactions. Prior to Comdisco Ventures, Mr. Srivastava was a financial analyst in the technology investment banking group at Prudential Securities working on debt and equity financings, as well as mergers and acquisitions advisory services.

Mr. Srivastava received a Bachelor of Arts degree from Stanford University and a Master of Science degree in Engineering Economic Systems and Operations Research from Stanford University.

Gregory J. Nowak

Partner

PEPPER HAMILTON LLP

Gregory J. Nowak is a partner in the Philadelphia office of Pepper Hamilton LLP and a practice leader for hedge

Gregory J. Nowak is a partner in the Philadelphia office of Pepper Hamilton LLP and a practice leader for hedge funds in the firm’s Funds Services Practice Group. Mr. Nowak is also one of the leaders of the firm’s Marketplace Lending Practice Group. He concentrates his practice in securities law, particularly in representing investment management companies and other clients on matters arising under the Investment Company Act of 1940 and the related Investment Advisers Act of 1940. Mr. Nowak represents many hedge funds and other alternative investment funds in fund formation and investment and compliance matters, including compliance audits and preparation work.

David Bonderman

Founding Partner

TPG SPECIALTY LENDING

David Bonderman is Chairman and Founding Partner of TPG. David holds an undergraduate degree from the University

David Bonderman is Chairman and Founding Partner of TPG. David holds an undergraduate degree from the University of Washington and graduated from Harvard Law School, where he was a member of the Harvard Law Review and a Sheldon Fellow. David serves on a number of public and private Boards, some of which include China International Capital Corporation Ltd, Cushman & Wakefield, Kite Pharma, Inc., Ryanair Holdings, plc (of which he is Chairman), The Rock and Roll Hall of Fame Foundation, the Grand Canyon Trust, and The Wilderness Society, as well as various academic and advisory boards.

Joel Magerman

CEO & Managing Partner

BRYANT PARK CAPITAL

Joel has been Chairman & CEO of Bryant Park Capital since 2001 and became the majority shareholder in 2003.

Joel has been Chairman & CEO of Bryant Park Capital since 2001 and became the majority shareholder in 2003. During the course of his career he has been involved in closing over 100 transactions as both a principal and investment banker. Joel has deep experience in the specialty finance sector. From 1991 to 1995 Joel was the Senior Vice President for FCA International, LTD (FCA:TSX), one of the top three financial services firms in the receivables management sector, where he headed corporate development, M&A, and US sales, marketing and customer service. In that capacity he founded and was President of Structured Financial Capital, the second largest purchaser of structured settlements issued by the state of NJ. He also was a founding partner of Reliant Partners, a firm that purchased over $1.5 billion of non-performing assets from the Resolution Trust Corporation. Joel has his MS from the University of Pennsylvania and his BA from UCLA. He has been a panelist and speaker on a number of topics and is a FINRA registered securities principal (series 24).

Casey Alexander

Senior Vice President - Research Analyst

COMPASS POINT RESEARCH & TRADING

Casey Alexander is a Senior Vice President - Research Analyst with Compass Point covering the Business Development

Casey Alexander is a Senior Vice President - Research Analyst with Compass Point covering the Business Development Companies which he has been following since 2009. He has also covered The Golf Equipment Industry since 1996. Prior to joining Compass Point in 2016 he was the Director of Research, a Special Situations Analyst and a member of the Gilford Securities Board of Directors, with a short stint at Ladenburg Thalmann in between. Prior to joining Gilford Securities Inc. Mr. Alexander spent eight years with PaineWebber Inc. During his tenure at PaineWebber, Mr. Alexander filled multiple roles including Head of Over-the-Counter Marketing, Divisional Sales Manager and Branch Manager. Mr. Alexander successfully completed the PaineWebber Equity Institute portfolio management program. Mr. Alexander has also been employed by Prudential Securities and E.F. Hutton during his 38 year career in the securities business. Mr. Alexander is a tournament golfer and has been ranked as one of the top amateur tournament golfers in the New York metropolitan region.

Barbara Sinsley

General Counsel and Chief Compliance Officer

FACTORTRUST

BARBARA SINSLEY is General Counsel for FactorTrust, the Alternative Credit Bureau, overseeing contractual,

BARBARA SINSLEY is General Counsel for FactorTrust, the Alternative Credit Bureau, overseeing contractual, intellectual property, regulatory compliance with a focus on Compliance Management Systems, Fair Credit Reporting Act (“FCRA”) as well as human resources and cyber-security matters. She received a degree in Behavioral Science and Law and Psychology from the University of Wisconsin-Madison and her J.D. from South Texas College of Law. She was admitted to practice law before the Florida Supreme Court in 1990, and she is also admitted to practice before the United States Supreme Court, all United States District Courts for Florida and the United States Court of Appeals for the Eleventh Circuit. Ms. Sinsley was certified by the Supreme Court of Florida as a Mediator in 2001.

Ms. Sinsley was previously a partner in the firm of Barron, Newburger& Sinsley PLLC specializing and debt collection defense and regulatory matters. Prior to working with Barron, Newburger& Sinsley, she was Vice President and Compliance Counsel for Asset Acceptance Capital Corp. one of the few publicly traded debt buyers. Ms. Sinsley is a frequent private consultant in class actions and has handled numerous regulatory investigations. She has appeared on the TODAY Show, and Fox Business News. In 2008, Mrs. Sinsley obtained the third formal opinion letter ever issued by the FTC and in 2010, along with David Medine; she was issued a rare closing letter in an investigation involving probate collections. On November 28, 2011, her case of Mims v. Arrow was heard before the U.S. Supreme Court.

Ms. Sinsley is a member of the Florida Bar. She is a member of the National Association of Retail Collection Attorneys (NARCA) and is the co-founder and the co-chairperson of the In-house Counsel Division of NARCA. She is also a member of the Democratic Attorney’s General Association (DAGA). She previously served as DBA International’s General Counsel.

Neil Wolfson

President and CEO

SF CAPITAL GROUP

Neil Wolfson is President and CIO of SF Capital Group, where he oversees all debt and equity investing, asset

Neil Wolfson is President and CIO of SF Capital Group, where he oversees all debt and equity investing, asset allocation, investment management, tax estate planning, performance reporting and operations for a billion dollar multi-generational family office. At SF Capital he invested in over 30 direct debt and equity investments in emerging technology companies with a focus on FinTech companies. Prior to joining SF Capital Group, Neil spent five years as Chief Investment Officer and President of Wilmington Trust Investment Management, a $40 billion investment management firm, responsible for all of the firm’s investment management. He was also President and CEO of the Wilmington Funds, a $10 billion mutual fund family. Prior to Wilmington Trust, Neil served for eight years as a Partner at KPMG LLP and National Partner in Charge of KPMG’s Investment Consulting Practice. Neil also spent over a decade at Kidder, Peabody & Co. where he ran the managed money area, co-founded the Analytical Investment Strategies Group, was a senior portfolio manager for Kidder Peabody Asset Management and the Kidder Peabody Asset Allocation Fund and ran the firm’s PRIME Asset Consulting Group. Prior to Kidder, he developed a multi-factor security selection system currently employed by a number of investment management firms. He started his career developing financial futures and options contracts for a commodity exchange.

Neil serves on the Board of Directors for OnDeck (ONDK) including Chair of the Audit Committee and Member of the Risk Committee, FastPay, Nextivity,Lenda, Patch of Land, Cloud Lendingand TodayTix

Neil holds an MBA in Finance and a BS in Management from New York University. A member of the New York Society of Security Analysts, he became a Chartered Financial Analyst in 1993.

Neil frequently provides market commentary to the media. His quotes have appeared in the Wall Street Journal, New York Times, Business Week, Forbes, Washington Post, Chicago Sun Times and USA Today. He has appeared more than a hundred times on CNBC, Bloomberg Television, CNN and FoxNews. In 2007, Institutional Investor selected Neil as one of the 20 Rising Stars of Wealth Management.

Kenneth Von Rausch

Stacey Schachter

President

VION INVESTMENTS

Mr. Schacter is currently CEO of Vion Receivable Investments, which he started with private equity backing in 2008

Mr. Schacter is currently CEO of Vion Receivable Investments, which he started with private equity backing in 2008 at the start of the “great recession”. Prior to Vion, Mr. Schacter worked over a 17 year period as outside counsel, and eventually general counsel and CEO of a financial unit of Schottenstein Stores Corporation. While in private practice, Mr. Schacter focused on mergers & acquisitions, Chapter 11 bankruptcy, and compliance. Mr. Schacter holds a JD from The Ohio State University Law School (’88) and a BS in Accounting and Economics from Miami University (Ohio)(’85).

Dan Galvanoni

Chairman

DPG INVESTMENTS

Daniel currently serves actively as a Chairman of the Board in his capacity with DPG Investments LLC, Spring Tree

Daniel currently serves actively as a Chairman of the Board in his capacity with DPG Investments LLC, Spring Tree Holding, LLC, Spring Tree Lending, LLC, and Spring Tree Financial, LLC. Mr. Galvanoni is also an active board member with regards to Exodus Road (a non-profit dedicated and focused on saving/rescuing children out of sex slavery globally.)

In addition, Mr. Galvanoni assists in managing portfolio investments and operating partnerships, which the firm strategically holds, and exits. DPG is active, managing over 30 operating private partnerships and portfolio investments/interests in which Mr. Galvanoni takes an active role by adding strategic value to DPG positions in its portfolio on an annual basis.

Prior to starting his own firm Dan was an associate at a money center bank. Following the sale of a major global mobile wireless hand held (Bar Code Readers) computing conglomerate Telxon Corporation and affiliates in which the Galvanoni Family held significant interest, the family then formed Wesselink& Galvanoni Holdings LLC. Wesselink& Galvanoni Holdings LLC, a private family investment office, began its deployment of capital into international and domestic real estate development projects, early/mid stage private equity companies, and various early stage technology investments.Mr. Galvanoni graduated from Fairfield University, in Fairfield Connecticut

John Earl

Managing Partner

KEYSTONE NATIONAL GROUP

Mr. Earl is a co-founder of Keystone and Managing Partner of the firm. He is active in investment selection, due

Mr. Earl is a co-founder of Keystone and Managing Partner of the firm. He is active in investment selection, due diligence, and the general management of the firm. Mr. Earl was previously a senior investment banker with Lehman Brothers. While at Lehman Brothers, Mr. Earl was active in evaluating and executing a broad variety of direct investment opportunities and monetization strategies including initial public offerings, secondary equity offerings, recapitalizations and company sale transactions. Prior to joining Lehman Brothers, Mr. Earl held previous investment banking and structured finance positions at Dillon, Read & Co., Inc. and Credit Suisse.

Mark Radzik

Managing Partner

GRANITE CREEK CAPITAL

Mr. Radzik is one of the three co-founders of Granite Creek. Beyond his overall responsibilities as Managing

Mr. Radzik is one of the three co-founders of Granite Creek. Beyond his overall responsibilities as Managing Partner of Fund I and member of its Investment Committee, Mr. Radzik was primarily charged with overseeing Fund I’s management and administration, in addition to overseeing a number of investments. Mr. Radzik serves as Granite Creek’s representative in the oversight of Raging River Capital, L.P., a special purpose vehicle formed to acquire the equity and bonds of Taseko Mines Limited. In addition, Mr. Radzik serves as a board member and member of the credit committee of Renovo Financial. Prior to co-founding Granite Creek, Mr. Radzik spent seven years at Equity Group Investments (“EGI”), billionaire investor Sam Zell’s private investment firm, where he invested throughout the capital structure in buyouts, growth equity and distressed situations. Before EGI, Mr. Radzik invested in senior debt and made equity co-investments for BNP Paribas, a global banking institution. While at EGI and BNP Paribas, Mr. Radzik participated in transactions with Mr. Boorstein and Mr. Lehman. He started his career working in the Special Services Division of Arthur Andersen & Co. providing accounting due diligence and restructuring services. Mr. Radzik is a CPA and holds a B.S. and an M.B.A. from Indiana University.

Josh Wander

Co-Founder

777 PARTNERS

Josh Wander co-founded 777 Partners in 2015 as part of the management buyout of SuttonPark Capital from

Josh Wander co-founded 777 Partners in 2015 as part of the management buyout of SuttonPark Capital from PennantPark. Prior to founding 777, he held executive roles at SuttonPark Capital, First Sustainable LLC, and Structured Asset Funding where he sourced, structured, and financed alternative assets. Mr. Wander directs strategy and investment at 777, chairing the firm’s investment committee, and sits on the boards of F3EA holdings, Signal Legal, and First Sustainable. He has a B.S. in Finance from the University of Florida.

Scott R. Saks

Partner

PEPPER HAMILTON LLP

Scott R. Saks is a partner in the Financial Services Practice Group of Pepper Hamilton LLP, resident in the New

Scott R. Saks is a partner in the Financial Services Practice Group of Pepper Hamilton LLP, resident in the New York office. Mr. Saks has extensive securities, capital markets, finance and corporate transactional experience representing underwriters, initial purchasers, lenders and other financial institutions, and both U.S. and foreign corporations in U.S. and international public and private securities offerings, high-yield and investment grade debt offerings, committed leveraged and other bank financings, U.S. and foreign securities exchange listings, securities law compliance, debt and equity tender offers, private debt and equity investments, acquisitions and dispositions, joint ventures, recapitalizations and restructurings, and general corporate matters.

Matthew Pennino

Senior Managing Director

BRYANT PARK CAPITAL

Matt is a Managing Director at Bryant Park Capital’s New York Office and has 16 years of investment banking

Matt is a Managing Director at Bryant Park Capital’s New York Office and has 16 years of investment banking experience. Matt joined Bryant Park Capital in February 2017 and is focused on sourcing, managing and executing capital raising and advisory assignments within the specialty finance industry.Prior to joining BPC, Matt was a managing director at Brean Capital, a middle market investment banking boutique. At Brean, Matt successfully completed number of debt and equity capital raise transactions, with a focus on the specialty finance sector. Matt began his career as an analyst in the investment banking group at Jefferies & Company.Matt received a Bachelor Science in Economics from the Wharton School of the University of Pennsylvania, with concentrations in Finance and Management. He holds a Series 7 and Series 63 securities license.

Katherine Fisher

Partner

HUDSON COOK

Katherine (“Kate”) Fisher is a partner with Hudson Cook, LLP in the firm's Maryland office. Her practice

Katherine (“Kate”) Fisher is a partner with Hudson Cook, LLP in the firm's Maryland office. Her practice focuses on the areas of Consumer Financial Services and Small Business Financing. Kate represents banks, finance companies, private equity and investment bank investors, merchant cash advance companies, and small business lenders establishing new programs and products, and conducts due diligence and compliance reviews of consumer lending and business financing portfolios.Kate's practice also includes assisting clients with compliance with state and federal consumer protection and related laws as they develop and maintain mortgage lending, automobile finance and other credit programs.Kate is a founding member and board member of the Alternative Finance Bar Association and Vice Chair of the Maryland Bar Association’s Consumer Credit and Financial Institutions Committee. She has testified before the United States House of Representatives Small Business Subcommittee regarding improving small business capital access and appeared several times before the California legislature regarding proposed disclosures for business finance transactions.

LUNCHEON WORKSHOP

ALTERNATIVE ASSET CLASSES AND STRATEGIES TO MANAGE RISK

● Opportunities in unique areas - focus on: ICOs, litigation finance, healthcare, life science, etc.● The future of infrastructure financing with public-private partnerships on the table● The availability of traditional commercial lending to manage portfolio risk● Market shift vulnerability of smaller, newer companies and the impact this may have on BDCs and SBICs● Alternative, niche lending tranches● Diversification strategies and new asset classes to hedge risk

Joseph F. Ingrassia

Managing Member

CAPSTONE CAPITAL GROUP, LLC

Mr. Ingrassia is a co-founder of the Capstone Cayman Current Liquidity Fund, L.P. and Capstone Current Liquidity Fund, L.P. which make senior subordinated loans to the various companies comprising the Capstone Credit Group of companies. The Current Liquidity Funds have met their investment objectives and return to their investors each year since their inception in 2009. Since the mid 1990’s, Mr. Ingrassia has been a principal of the various companies comprising the Capstone Credit Group of companies engaged in accounts receivable factoring, accounts receivable financing, purchase order financing, trade finance and asset based lending.

The Capstone Credit Group typically funds clients with sales of $20,000,000 or below that are engaged in industries where progress billing is typical. Progress billing industries include but are not limited to construction subcontractors, publishing, IT staffing, government contracting and others through its non-recourse factoring program. In addition, Capstone makes available to selected clients PO financing to increase the clients ability to grow and perform under their contracts with creditworthy obligors.

Mr. Ingrassia is a co-founder of Romulus Entertainment Cayman Fund L.P., Romulus Entertainment Fund LP, a Delaware limited partnership and Romulus Capital Management, Inc. and is an officer and director of Romulus Cayman Capital Management Ltd., the General Partner of the Fund. Mr. Ingrassia is also a Managing Member of Romulus Entertainment, LLC and Romulus Media Lending, LLC a and oversees marketing of the Romulus programs and services to investors, joint venture partners and various parties who originate business opportunities for Romulus.

Mr. Ingrassia divides his time between the Capstone Current Liquidity Funds, the Capstone Credit Group’s business and the various Romulus Funds and Operating Entities.

Mr. Ingrassia received a Bachelor of Arts Degree in Psychology from Siena College, Loudonville, NY, and an MBA from Golden Gate University, San Francisco, CA in 1984 and served as an officer in the United States Army following his graduation from college.

Sponsors

Riverside Risk Advisors is a leading independent derivatives advisory firm based in New York City. Each team member has extensive derivatives knowledge and years of experience at major dealers, including Morgan Stanley, Chase and Societe Generale,

Riverside Risk Advisors is a leading independent derivatives advisory firm based in New York City. Each team member has extensive derivatives knowledge and years of experience at major dealers, including Morgan Stanley, Chase and Societe Generale, structuring, executing and trading interest rate, currency and structured credit derivatives. Riverside serves as an extension of its clients’ transaction team offering structuring and negotiating expertise, resulting in significant savings on new hedge transactions and early terminations with their dealers, as well as improved commercial terms on the underlying ISDA documentation. Riverside also assists clients by facilitating compliance with the arduous new rules imposed by Dodd-Frank as well as post transaction accounting and valuation support. Riverside is in the unique position to assist specialty finance companies with their derivatives programs given the team's deep experience in both derivatives and structured product. Asset classes of its clients include structured settlements, insurance premium finance, container leases, and CMBS. Riverside clients also include project finance sponsors in the traditional and renewable energy space, private equity firms, insurance companies and corporates among others. Riverside levels the playing field for derivatives end-users by providing highly specialized expertise and advice without any conflict of interest. Our clients' goals become our goals. We are a critical extension to clients' deal teams, helping them achieve best execution on their derivatives transactions.

Pepper Hamilton LLP is a multi-practice law firm with more than 500 lawyers nationally. The firm provides corporate, litigation and regulatory legal services to leading businesses, governmental entities, nonprofit organizations and individuals throughout the

Pepper Hamilton LLP is a multi-practice law firm with more than 500 lawyers nationally. The firm provides corporate, litigation and regulatory legal services to leading businesses, governmental entities, nonprofit organizations and individuals throughout the nation and the world. Pepper’s Funds Services Group is composed of more than 50 lawyers from multiple and diverse practice areas. With judgment honed from representing hundreds of pooled investment vehicles over more than two decades, we have helped both U.S. and international funds and their sponsors, managers, advisers and investors define and achieve their goals. The Funds Services Group is a core component of the firm’s Investment Funds Industry Group, which is an interdisciplinary industry group comprised of more than 60 lawyers nationwide who focus their practices in areas vital to the success of all types of investment funds throughout their entire life cycle, including with respect to formation, transactional and investment, operational, and regulatory and compliance matters. The Fund Services Group within IFIG includes experienced investment management, corporate and securities lawyers, seasoned regulatory lawyers (including veterans of the asset management industry, the SEC, FINRA, the United States Department of Justice and other agencies), and tax and employee benefits lawyers, who regularly work with the issues that arise from different fund structures, different fund strategies and different investor bases.

Since 1997, Hudson Cook, LLP has been advising clients on banking, consumer financial services and privacy law, with an emphasis on compliance with federal and state laws and government investigations and enforcement. With more than 55 attorneys across 13

Since 1997, Hudson Cook, LLP has been advising clients on banking, consumer financial services and privacy law, with an emphasis on compliance with federal and state laws and government investigations and enforcement. With more than 55 attorneys across 13 offices nationwide, the firm focuses on helping clients mitigate risk while advancing their business goals. For more information, visit www.hudsoncook.com.

Media Partners

Family Office Magazine is a widely distributed and visually stunning magazine that is a premier gateway to the Family Office and HNWI Community. The publication has contributions and articles from some of the most prominent Family Offices, Private Banks and

Family Office Magazine is a widely distributed and visually stunning magazine that is a premier gateway to the Family Office and HNWI Community. The publication has contributions and articles from some of the most prominent Family Offices, Private Banks and Wealth Management Firms in the World.

Family Office Networks is a unique collection of different Family Offices located throughout the world that is able to bring the financial industry and financial professionals to various single family and multi-family office locations. We are able to offer a

Family Office Networks is a unique collection of different Family Offices located throughout the world that is able to bring the financial industry and financial professionals to various single family and multi-family office locations. We are able to offer a diverse list of financial management services to millions of wealthy individuals and their families. For more information, please visit www.familyofficenetworks.com.

Financial Poise has one mission: to provide reliable and plain English business, financial, and legal intelligence and continuing education to investors, private business owners, executives, and their respective trusted advisors. All of our content is created

Financial Poise has one mission: to provide reliable and plain English business, financial, and legal intelligence and continuing education to investors, private business owners, executives, and their respective trusted advisors. All of our content is created by proven experts in their respective fields, who are invited to our Faculty only after we vet their credentials. Our editorial staff then works with them to make sure that what they produce is easily understandable and digestible. Go to https://www.financialpoise.com/ to learn more about Financial Poise.

Peer2Peer Finance News (P2PFN) is the first online and print monthly magazine dedicated purely to the UK’s fast-growing peer-to-peer finance industry. With dedicated personal finance, SME and industry news sections, it is a portal for anyone interested in

Peer2Peer Finance News (P2PFN) is the first online and print monthly magazine dedicated purely to the UK’s fast-growing peer-to-peer finance industry. With dedicated personal finance, SME and industry news sections, it is a portal for anyone interested in peer-to-peer finance, whether they are working within the industry itself, an investor, or a borrower. The emphasis is on high-quality, timely, exclusively-sourced content that provides insightful analysis into the sector. For UK residents we are extending a complimentary subscription to our monthly print magazine. To subscribe please send an email to info@p2pfinancenews.co.uk. For all other countries please send an email toinfo@p2pfinancenews.co.uk, and we will advise you on applicable shipping fees.

Preqin is the leading source of information for the alternative assets industry, providing data and analysis via online databases, publications and complimentary research reports. Preqin is an independent business with over 250 staff based in New York,

Preqin is the leading source of information for the alternative assets industry, providing data and analysis via online databases, publications and complimentary research reports. Preqin is an independent business with over 250 staff based in New York, London, Singapore, San Francisco and Hong Kong serving over 12,500 customers in 94 countries.

Preqin has the most comprehensive and extensive information available on the private equity, hedge fund, real estate, infrastructure, private debt and natural resources industries, encompassing funds and fundraising, performance, fund managers, institutional investors, deals and fund terms. Leading alternative assets professionals from around the world rely on Preqin’s services daily, and its data and statistics are regularly quoted by the financial press. More information available at: www.preqin.com.

DuniaFintech is online media specializing about technology and startup financial technology. Now we are focusing on bringing fintech related news and providing advertising services on technology, property, cryptocurrency, and other ads that allow to appear in

DuniaFintech is online media specializing about technology and startup financial technology. Now we are focusing on bringing fintech related news and providing advertising services on technology, property, cryptocurrency, and other ads that allow to appear in the online media DuniaFintech.com.

Forbes Real Estate Investor is a premium monthly newsletter focusing on U.S. publicly-traded REITs. The editor, Brad Thomas, is the #1 analyst on Seeking Alpha where his articles generate over 5 million annual pageviews. Thomas has been feautured in Forbes.

Forbes Real Estate Investor is a premium monthly newsletter focusing on U.S. publicly-traded REITs. The editor, Brad Thomas, is the #1 analyst on Seeking Alpha where his articles generate over 5 million annual pageviews. Thomas has been feautured in Forbes. Kiplinger's, Barron's, Fox Business, and CNN.

REIDIN is the leading real estate information company focusing on emerging markets. REIDIN helps real estate professionals access hard to get real estate data and information in a timely and cost effective basis by providing them intelligent and user-friendly

REIDIN is the leading real estate information company focusing on emerging markets. REIDIN helps real estate professionals access hard to get real estate data and information in a timely and cost effective basis by providing them intelligent and user-friendly information solutions. REIDIN Data & Research and Technology Teams together with a global network of Information Partners endeavors to provide high-end real estate analysis and research support. Among REIDIN’s clients are Real Estate Developer, Banks, Mortgage and Insurance Companies, Agents/Brokers, Appraisal Firms, Consultancies and Government Agencies. More information available at: www.reidin.com.

SmartMoneyMatch connects the global investment community. For alignment of interest in the investment field, SmartMoneyMatch.com offers two main functionalities:

1. Investments can be classified (as are products on eBay), and you can specify your supply or

SmartMoneyMatch connects the global investment community. For alignment of interest in the investment field, SmartMoneyMatch.com offers two main functionalities:

1. Investments can be classified (as are products on eBay), and you can specify your supply or demand and give other users the opportunity to search for investments according to given relevant criteria for the investment process. Additionally, you can make a request for proposal (RFP) within the given criteria, and potential suppliers can state which kind of RFP they are willing to respond.

2. Users can mutually connect with one another on the platform. This functionality is similar to that of LinkedIn, focusing on criteria relevant to the investment industry. (At registration, you can choose who will be able to see your information.)

The FinTech Professionals Association’s mission is to bring the traditional financial services world together with new and emerging financial technology companies to expand opportunities, share ideas, network and shape the future of the industry.

The

The FinTech Professionals Association’s mission is to bring the traditional financial services world together with new and emerging financial technology companies to expand opportunities, share ideas, network and shape the future of the industry.

The FinTech Pro’s are comprised of FinTech entrepreneurs and professionals from across the globe, representing financial institutions as well as new insurgents in areas such as banking, real estate and property tech, lending, AI, online investing, regtech and a host of other industries . Our goal is to create a vibrant online community that aggregates FinTech centric events, news and resources from around the globe while creating a vast network of established and emerging professionals.

BarclayHedge, a division of Backstop Solutions, is a leading research based provider of information services to the alternative investment industry. Barclay began publishing fund data for CTAs and hedge funds in 1989 and currently maintains data on more than

BarclayHedge, a division of Backstop Solutions, is a leading research based provider of information services to the alternative investment industry. Barclay began publishing fund data for CTAs and hedge funds in 1989 and currently maintains data on more than 26,000+ alternative investment vehicles. BarclayHedge provides access to its hedge fund, fund of funds, and managed futures databases to thousands of investors worldwide in Excel, Access, and formats compatible with most third party analysis packages. Barclay’s 31 hedge fund indices, 10 managed futures indices, and 7 UCITS indices are universally recognized as alternative investment performance benchmarks and are utilized by investment professionals around the globe.

Terms and Conditions - Payment Policy

Payment is due in full at the time of registration and includes lunches, refreshments and detailed conference materials.

Your registration will not be confirmed until payment is received and may be subject to cancellation.

iGlobal Forum Cancellation, Postponement and Substitution Policy

You may substitute delegates at any time. iGlobal Forum does not provide refunds for cancellations.

For cancellations received in writing more than seven (7) days prior to the conference you will receive a 100% credit to be used at another iGlobal Forum conference for up to one year from the date of issuance.

For cancellations received seven (7) days or less prior to an event (including day 7), no credit will be issued. In the event that iGlobal Forum cancels an event, delegate payments at the date of cancellation will be credited to a future iGlobal Forum event. This credit will be available for up to one year from the date of issuance.

In the event that iGlobal Forum postpones an event, delegate payments at the postponement date will be credited towards the rescheduled date. If the delegate is unable to attend the rescheduled event, the delegate will receive a 100% credit representing payments made towards a future iGlobal Forum event. This credit will be available for up to one year from the date of issuance. No refunds will be available for cancellations or postponements.

iGlobal Forum is not responsible for any loss or damage as a result of a substitution, alteration or cancellation/postponement of an event. iGlobal Forum shall assume no liability whatsoever in the event this conference is cancelled, rescheduled or postponed due to a fortuitous event, Act of God, unforeseen occurrence or any other event that renders performance of this conference impracticable or impossible. For purposes of this clause, a fortuitous event shall include, but not be limited to: war, fire, labor strike, extreme weather or other emergency.

Please note that speakers and topics were confirmed at the time of publishing, however, circumstances beyond the control of the organizers may necessitate substitutions, alterations or cancellations of the speakers and/or topics. As such, iGlobal Forum reserves the right to alter or modify the advertised speakers and/or topics if necessary. Any substitutions or alterations will be updated on our web page as soon as possible.

Discounts

All discounts must require payment at time of registration and before the cut-off date in order to receive any discount.

Any discounts offered whether by iGlobal Forum (including team discounts) must also require payment at the time of registration.

All discount offers cannot be combined with any other offer

Park Lane Hotel

iGlobal Forum is pleased to be hosting the Summit at the luxury Park Lane Hotel in New York. Located on Central Park in the Midtown business district, the Helmsley Park Lane hotel is just steps from Fifth Avenue shopping, Broadway theaters, Museum Mile, Radio City Hall, and Lincoln Center.

Guests are welcome to secure accommodations at the Park Lane Hotel. To book a reservation via telephone at The Park Lane, please call 866-831-7211 & request that your reservations agent apply the iGlobal Forum Corporate Rate, or visit our personalized weblink for a 15% discount.

Keith Kaplan

CEO

TESLA FOUNDATION

Keith Kaplan is a thought, creativity and technology leader that has conceived, created and partnered in many

Keith Kaplan is a thought, creativity and technology leader that has conceived, created and partnered in many successful business and technology projects. Mr. Kaplan is always on the edge of emerging technology and how this integrates into our lives in a commercial and personal way.

Mr. Kaplan is currently the CEO and the Co-Founder of the Tesla Foundation, The Tesla Foundation is a Science and Technology Think Tank specializing in: All Things Autonomous,Smart Cities, Infrastructure, and Emerging Technologies. As the citizen of the world are in the transition to the 4th Stage of the Industrial Revolution, our businesses and workforce are migrating from “Factory to Autonomous Applications.” Robots have left the building and our leaders, captains of industry, students, educators, and workforce must be educated and transitioned to profit, live, and thrive in a hyper-connected virtual and robotic urban world in a sustainable way. This is the mission and purpose of the Tesla Foundation, to move at the pace of technology with science, creativity, value, integrity, trust, and urgency to foster a better today and tomorrow.

At 15 years of age Mr. Kaplan was accepted to the California Institute of the Arts, “Cal Arts”, for Music and Composition, and the emerging study of computers for compositional programing. He flourished in the integration of engineering and computer science in creativity and has made this his life's work.

Keith composed the score for the world famous performance art work “Prometheus on a Black Landscape” by using early computer sequencing and sampling techniques to simulate a full orchestra. The work premiered at the Highways Performance Center in Santa Monica California before the ensemble embarked on a world tour of the performance for the next year.Needing to peruse his desires in business and computer scienceKeith was given the position at the Los Angeles Times/Recycler as the VP Creative Coordinator/IT Consultant to manage the production staff and work with the creation of the classified website “Recycler.com,” one of the first ever made. While at the Los Angeles Times, Keith collaborated and created with some of the biggest ad agencies and corporations in the world.As a founding member of the rock band Even Rude, Keith scored a hit single on national rock radio with the song “Vilified” that was part of the soundtrack for one of the bestselling video games ever released “Tony Hawk Pro Skater.” Later that year the band won the “Los Angeles Music Awards” best Modern Rock Award.Keith went on to form KKMedia, a Digital Advertising and Technology Agency in the early 2000’s. Working with Fortune 100 companies and exciting LA Start Ups, KKMedia became a “Goto Branding and Technology partner.” This lead to a successful exit to Public Media.Mr. Kaplan has traveled the world talking about the integration of NextGen Technologies into our everyday lives. From meetings with the White House, appearing on major TV and Radio stations, authoring articles in major publications, andspeaking atmajor conferences and symposiums globally.

As Computer Scientist and Creative, he has the unique mix of rational and creative thought. Mr. Kaplan has continuously and vigorously pursued and participated in many innovative projects that push the limits of technology and how it can be used for good.

Mr. Kaplan sees the integration of technology as an opportunity to further the good of mankind and has stated,” It is the responsibility of those that have the means to assure the safe and ethical integration of all technology for the betterment of humankind.”

Eric Starr

Partner

CAPX PARTNERS

As a Partner with CapX Partners, Eric is responsible for developing technology-enabled solutions to drive scale and

As a Partner with CapX Partners, Eric is responsible for developing technology-enabled solutions to drive scale and operational efficiency. His areas of focus include origination, underwriting, portfolio management, and finance. As a business developer, Eric's industry emphasis is on healthcare, energy, technology, and manufacturing.

Prior to joining CapX in 2008, Eric worked as a hedge fund manager and was a member of the risk committee at Forest Investment Management. Previous to that, Eric owned Starr Capital Management, which was acquired by Forest in 2005. While at Starr, Eric managed a multi-strategy hedge fund that focused on quantitative, non-directional strategies. Eric’s fund management career began when he co-founded Aventine Investment Management in 1994. Prior to that, Eric traded currency and currency derivatives for Refco and Union Bank of Switzerland.

Eric holds a bachelor’s degree in political science from Brandeis University and a master’s degree in finance from New York University’s Stern School of Business.

Alexandra Cooley

Co-Founder & Chief Investment Officer

GREENWORKS LENDING

Alexandra “Ali” Cooley has been passionate about the natural environment since she can remember. In co-founding

Alexandra “Ali” Cooley has been passionate about the natural environment since she can remember. In co-founding Greenworks Lending to expand small business access to funding for clean energy projects, she has channeled her passions to positively affect the environment while supporting the growth of small businesses locally and across the nation.

Ali’s commitment to the clean energy sector was cemented through her prior professional experience, where she traveled extensively through the developing world and analyzed traditional energy infrastructure projects and how policy, as well as market shifts influenced investor returns. The deeper she got into the work, the more she realized she was missing a connection between her day-to-day work and the issues she cared most about solving. She returned to the States and entered Yale University’s joint MBA/Environmental Management program with a focus on intersection of public energy policy and finance, where she gained perspective on how the government can lay the foundation to create private enterprises that solve environmental and energy issues without overly burdening taxpayers.

After Yale, she joined the Connecticut Green Bank, where she oversaw and managed the development of over $100M in financial products for deploying clean energy in the state using mostly private capital. One of the initiatives she worked on was developing and implementing the underwriting criteria and capital markets strategy for the award-winning CT C-PACE program. There she found common ground with Jessica Bailey, who was leading Green Bank initiatives in the commercial real estate sector. In their time at the Green Bank, Jessica and Ali discovered how C-PACE could be transformative in unlocking clean energy upgrades in the commercial real estate market.Jessica and Ali founded Greenworks Lending in 2015 to scale C-PACE and bring the benefits C-PACE financing offers to building owners across the country.

Joseph F. Ingrassia

Managing Member

CAPSTONE CAPITAL GROUP, LLC

Mr. Ingrassia is a co-founder of the Capstone Cayman Current Liquidity Fund, L.P. and Capstone Current Liquidity Fund,

Mr. Ingrassia is a co-founder of the Capstone Cayman Current Liquidity Fund, L.P. and Capstone Current Liquidity Fund, L.P. which make senior subordinated loans to the various companies comprising the Capstone Credit Group of companies. The Current Liquidity Funds have met their investment objectives and return to their investors each year since their inception in 2009. Since the mid 1990’s, Mr. Ingrassia has been a principal of the various companies comprising the Capstone Credit Group of companies engaged in accounts receivable factoring, accounts receivable financing, purchase order financing, trade finance and asset based lending.

The Capstone Credit Group typically funds clients with sales of $20,000,000 or below that are engaged in industries where progress billing is typical. Progress billing industries include but are not limited to construction subcontractors, publishing, IT staffing, government contracting and others through its non-recourse factoring program. In addition, Capstone makes available to selected clients PO financing to increase the clients ability to grow and perform under their contracts with creditworthy obligors.

Mr. Ingrassia is a co-founder of Romulus Entertainment Cayman Fund L.P., Romulus Entertainment Fund LP, a Delaware limited partnership and Romulus Capital Management, Inc. and is an officer and director of Romulus Cayman Capital Management Ltd., the General Partner of the Fund. Mr. Ingrassia is also a Managing Member of Romulus Entertainment, LLC and Romulus Media Lending, LLC a and oversees marketing of the Romulus programs and services to investors, joint venture partners and various parties who originate business opportunities for Romulus.

Mr. Ingrassia divides his time between the Capstone Current Liquidity Funds, the Capstone Credit Group’s business and the various Romulus Funds and Operating Entities.

Mr. Ingrassia received a Bachelor of Arts Degree in Psychology from Siena College, Loudonville, NY, and an MBA from Golden Gate University, San Francisco, CA in 1984 and served as an officer in the United States Army following his graduation from college.

Joyce A. Frost

Joyce Frost is co-founder of Riverside Risk Advisors and has over 25 years of experience in the interest rate, currency

Joyce Frost is co-founder of Riverside Risk Advisors and has over 25 years of experience in the interest rate, currency and credit derivatives markets.

Prior to founding Riverside, Joyce was a Senior Vice President of Cournot Capital Inc, a highly successful seller of credit protection sponsored by Morgan Stanley. In her capacity, Joyce assisted in ramping up a portfolio of over $25 billion in swap notional, securing triple AAA credit ratings from three agencies, issuing $250 million of Senior Debt, and facilitating the successful sale of Cournot to an affiliate of Magnetar Capital in 2008.

Prior to Morgan Stanley and before a six year retirement, Joyce was Head of Marketing for Chase’s newly-formed Credit Derivatives Group. Between 1995 and 2001, Joyce contributed to the development and execution of the bank’s first credit derivatives transactions, including total return swaps, credit default swaps, off balance sheet financing vehicles and the market’s first synthetic CLO. Her clients ranged from banks, insurance companies, hedge funds and corporations. During her tenure, Chase’s Credit Derivatives group was rated “Best in Credit Derivatives” by Global Finance Magazine and “Best in Credit Derivatives” by Derivatives Strategies Magazine, in addition to other premier industry recognitions.

Between 1985 and 1995, Joyce was responsible for marketing fixed income derivatives to corporate, project finance, real estate and other end users. Joyce successfully concluded hundreds of transactions ranging from plain vanilla swaps to the most complex cross-border project finance transactions in Latin America. She started her fixed income career at The Northern Trust Company, continued at Chase and spent five years at Sumitomo Bank Capital Markets.

Joyce is Co-Editor of the Handbook of Credit Derivatives (McGraw Hill, 1999) and author of many articles published on the use of derivatives by corporations and other end-users. She has spoken at dozens of industry conferences throughout North and South America and Europe.

Joyce earned a B.S. in Finance from Indiana University’s Kelley School of Business and an MBA in Finance from the University of Chicago’s Booth School of Business.

She currently is Board Chair of Excellence Community Schools, a network of charter schools in New York City and Stamford CT, Founding Chair and current VP, Board of Trustees of the Bronx Charter School for Excellence, one of the top rated charter schools in New York State, and Secretary of the Board of Directors of New York Cares, New York City’s premier volunteer organization.

Christopher Donohoe

Managing Director,

SANDLER O'NEILL & PARTNERS

Chris Donohoe is a Managing Director in the Investment Banking Group at Sandler O’Neill + Partners, L.P., and he

Chris Donohoe is a Managing Director in the Investment Banking Group at Sandler O’Neill + Partners, L.P., and he leads the Specialty Finance team. He advises on a broad range of strategic issues, including capital raising for specialty finance companies, which include equipment leasing and finance, commercial finance, BDCs, consumer finance, mortgage, credit cards, solar finance, online lendingand fintechcompanies and a range of other non-bank financial services. Mr. Donohoe has over 20 years of experience as an investment banker to the specialty finance industry.Prior to joining Sandler O’Neill in 2012, Mr. Donohoe was a Managing Director and the head of specialty finance investment banking at BMO Capital Markets. Prior to that, he held Managing Director roles at Bank of America and J.P. Morgan, where he also focused on the specialty finance sector. Mr. Donohoe’s recent transaction experience includes advising asset-based lender Gibraltar on its sale to Hercules, advising consumer lender Triad on its sale to ECN, advising healthcare lender Springstone on its sale to LendingClub, and assisting solar lender Sunlight Financial in raising over $1 billion in equity, debt and loan flow financing since its inception. Mr. Donohoe has worked on a number of specialty finance debt offerings including leading three bonddeals for BDC of America raising over $300 million and roles ona number of other BDCand finance company debt transactions. Over his career, Mr. Donohoe has worked on a number of landmark specialty finance transactions including the multi-billion dollar sales of KKR Financial, CIT and Heller and the IPOs of Capital One, CIT, Heller, Santander Consumer, PennantPark, Regional Management and Esquire Financial. Mr. Donohoe holds a Masters of Business Administration with high honors from The University of Chicago Booth School of Business and a Bachelor of Arts in mathematics from Duke University.

Scott M. Rosen

Partner

SOLAR CAPITAL

Since joining Solar Capital Partners in September 2007, Mr. Rosen has helped lead in excess of $3.0 billion of

Since joining Solar Capital Partners in September 2007, Mr. Rosen has helped lead in excess of $3.0 billion of commitments including debt investments, control equity investments, joint ventures and other strategic firm activities. Over the last five years, Mr. Rosen has actively lead the origination, underwriting and portfolio management of the firm’s lender finance and asset based lending platform investments. He is a member of the Board of Managers for Crystal Financial, Gemino Healthcare Finance, Nations Equipment Finance and North Mill Capital.

From 2001-2003, Mr. Rosen was an analyst in CIBC World Market's New York Sponsor Coverage/Leveraged Finance Group. During this period, Mr. Rosen facilitated numerous private equity related transactions including levered loans, high yield bonds, equity co-investments and Private Equity LP investments. Following CIBC, Mr. Rosen joined Wellspring Capital Management, a private equity firm focused on middle market value investments, as a senior associate, where he was involved with over $225 million of equity investments by the firm including working on the firm's successful acquisition and public listing of Susser Holdings and acting as a temporary CFO for a distressed portfolio company.

Mr. Rosen graduated from Cornell University's College of Arts & Sciences in 2001 with a Bachelor's Degree in Government. While at Cornell, he was a member of the National Society of Collegiate Scholars and a member of the Cornell Men's Rugby Football Club.

David Barrosse

Founder & Managing Partner

CAPSTONE

David Barrosse is the founder and CEO of Capstone. He is an expert on financial regulation with over 20 years of

David Barrosse is the founder and CEO of Capstone. He is an expert on financial regulation with over 20 years of experience advising investors. David spent the first half of his career in various roles in the capital markets division of both Merrill Lynch and JP Morgan. His last role at JP Morgan was as co-head of equity derivatives sales and trading for the Asia Pacific region. In 2003, David became a senior advisor to the Presidential Campaign of General Wes Clark and later served as a consultant to several senior Members of Congress, including to the Chairman of the Senate Finance Committee, the Chair of the Senate Agriculture Committee and the Chairman of the House Financial Services Committee’s Capital Markets Subcommittee. David is a fellow at the Bipartisan Policy Center, focusing on capital markets competitiveness and financial regulation.

G. Benjamin Bingham

CEO & Founder

SCARAB FUNDS

G. Benjamin Bingham CFP™ is the author of Making Money Matter…Impact Investing to Change the World. He is also the

G. Benjamin Bingham CFP™ is the author of Making Money Matter…Impact Investing to Change the World. He is also the founder of Scarab Funds (www.3sistersinvest.com ), an RIA with its own family of proprietary impact investment strategies and pipeline. i His writing and his work with Impact Investing draws on broad experience as an artist, bio-dynamic farmer, Waldorf teacher and co-founder of three social enterprises: 1) From 28-34 a farm based campus for young people who wanted a college experience without intellectual academics; 2) from 43-46 a biological healthcare company and 3) from 46-present a workflow technology firm focused on personalizing healthcare. He became an investment advisor to his network of socially minded investors at Legg Mason in 2001 and an independent money manager since 2007. His intent is to help investors understand what they own and transition to investments that match their real values

Alan Snyder

Managing Partner

SHINNECOCK PARTNERS

Alan C. Snyder is the Managing General Partner of Shinnecock Partners, a 29-yearold family office investment boutique,

Alan C. Snyder is the Managing General Partner of Shinnecock Partners, a 29-yearold family office investment boutique, and its investment funds, General Partner of Shinnecock Group. Alan was the Founder and non-Executive Board Chairman of Snap Insurance LLC; the Founder, CEO, President, and Chairman of the Board of Answer Financial Inc. and the Insurance Answer Center; CEO of Aurora National Life Assurance; Executive-in-Charge of Executive Life Insurance Company on behalf of the California Department of Insurance; President and COO of First Executive Corporation, a $20 billion life holding company; and Executive Vice President and member of the Board of Directors at Dean Witter Financial Services Group (a predecessor firm to Morgan Stanley). He managed most of the product areas and as part of a three-person team undertook the development of the Discover card. He is the former Chairman, President and Board Member of the Western Los Angeles Boy Scout Council. Mr. Snyder is a graduate of Georgetown University (WSJ Scholar) and Harvard Business School (Baker Scholar).

Cheryl Carner

Senior Managing Director

CRYSTAL FINANCIAL LLC

Cheryl Carner is a Senior Managing Director with Crystal Financial and is responsible for business development,

Cheryl Carner is a Senior Managing Director with Crystal Financial and is responsible for business development, originations and marketing strategy. She sources, structures and underwrites senior and juniorsecured debt financings for middle-market companies across a wide range of industries including consumer, specialty finance and business services.

Prior to joining Crystal, Cheryl was a SVP with GE Franchise Finance focused on debt financings for private equity backed restaurant companies. At CapitalSource, she was the Managing Director of the Retail & Consumer specialty lending team and provided over $1.0 Billion ofcommitments to private equity backed retail, restaurant, apparel and consumer product companies. Her 25 years of experience in the financial services sector, began with Fleet Retail Finance and its predecessor entities.Cheryl received her BBA at the University of Massachusetts at Amherst and her MBA at the F.W. Olin Graduate School of Business at Babson College.

Greg Hunt

Chief Financial Officer and Treasurer

APOLLO INVESTMENT CORPORATION

Mr. Hunt began his term as Chief Financial Officer and Treasurer of Apollo Investment Corporation in May 2012.

Mr. Hunt began his term as Chief Financial Officer and Treasurer of Apollo Investment Corporation in May 2012. Previously, Mr. Hunt was Executive Vice President and Chief Financial Officer for Yankee Candle which he joined in April 2010. Prior to joining Yankee Candle, Mr. Hunt served as the Executive Vice President of Strategic and Commercial Development for Norwegian Cruise Lines from 2007 to 2009. Prior to joining Norwegian Cruise Lines, Mr. Hunt served as Chief Financial Officer and Chief Restructuring Officer of Tweeter Home Entertainment Group, Inc. from 2006 to 2007 and Chief Financial Officer and Co-Chief Executive of Syratech Corporation from 2001 to 2006. Prior to Syratech, Mr. Hunt held several senior financial leadership positions including Chief Financial Officer of NRT Inc., Culligan Water Technologies, Inc. and Samsonite Corporation. Mr. Hunt earned a bachelor’s degree in accounting and finance from the University of Vermont and is a Certified Public Accountant.

Rana Mitra

Managing Director

ATALAYA CAPITAL MANAGEMENT

Rana Mitra is a Managing Director at Atalaya Capital Management, focused on making opportunistic credit and special

Rana Mitra is a Managing Director at Atalaya Capital Management, focused on making opportunistic credit and special situations investments, primarily via three principal strategies – specialty finance, corporate and real estate. Prior to joining Atalaya, Mr. Mitra was a Vice President at Del Mar Asset Management, L.P. a multi-strategy hedge fund. At Del Mar, Mr. Mitra primarily focused on private credit and distressed investments and also reviewed relative value investments across bank debt, bonds, CDS and equities. Prior to Del Mar, Mr. Mitra was a Director at Marc Bell Capital Partners, LLC a special situations investment firm involved in private equity, credit and public equity investments. Mr. Mitra began his career in the Investment Banking Division of Bear, Stearns & Co. Inc. Mr. Mitra received his BS in Economics, summa cum laude from the Wharton School at the University of Pennsylvania.

Rob Bolandian

Partner, Global Head of Investment Banking

CAMBRIDGE WILKINSON

Mr. Bolandian has 25 years of investment management experience across a broad range of asset classes, including private

Mr. Bolandian has 25 years of investment management experience across a broad range of asset classes, including private equity, hedge funds, long/short equity, real estate, fixed income and mergers and acquisitions. Rob helped structure and build a de novo multi-billion dollar family office in order to deploy capital on behalf of a single family. He held several C-Level positions and his responsibilities included developing investment initiatives targeting growth, capital preservation and/or income maximization, depending on the individual family member's risk/return profile. Rob also helped oversee and manage direct principal investments in the Transportation, Energy and Financial sectors.

Prior to the single family office, Mr. Bolandian was a Senior Executive Vice President at MBNA, a $35 billion mono line credit card institution. Mr. Bolandian reported to the Chairman, and provided him with personalized analytics on the financial services industry, macroeconomic environment and competitive landscape. Mr. Bolandian worked on the company's Merger & Acquisitions deal team and was responsible for executing on company acquisitions. Rob was also a member of the Senior Operating Committee, which was formed to continually implement best practices across the organization.

Rob also has experience trading and managing equity portfolios, S&P futures portfolios, fixed income and merger arbitrage portfolios. Mr. Bolandian's stock picking was based on deep bottoms-up fundamental research. His portfolios are built to reflect a blend of deep value and GARP and were geared for absolute return.

Mr. Bolandian has his Series 79 & 63 licenses and resides in Westport, Connecticut.

Sajal K. Srivastava

Co-Founder, President & Chief Investment Officer

TRIPLEPOINT CAPITAL LLC

Mr. Srivastava is the co-founder, President, and Chief Investment Officer of TriplePoint Capital LLC and TriplePoint

Mr. Srivastava is the co-founder, President, and Chief Investment Officer of TriplePoint Capital LLC and TriplePoint Venture Growth BDC Corp. (NYSE: TPVG). Mr. Srivastava oversees TriplePoint’s day-to-day operations, as well as, investment analysis, finance, legal, account servicing, and portfolio monitoring groups. Mr. Srivastava also leads TriplePoint’s international business segment. Mr. Srivastava has served as a voting member of TriplePoint’s Investment Committee since inception. Mr. Srivastava brings a strong venture leasing, lending, and technology finance background to TriplePoint Capital and TriplePoint Venture Growth BDC Corp. He carries a unique perspective, having worked on the investment side in concert with his expertise in the operational and servicing aspects of the business. Prior to TriplePoint, Mr. Srivastava worked at Comdisco Ventures, where he worked directly with Jim Labe, the other co-founder of TriplePoint Capital, and the founder and CEO of Comdisco Ventures. While at Comdisco Ventures, Mr. Srivastava served as the as head of their Investment and Credit Analyst team, and structured, negotiated, and managed over $200 million of transactions. Prior to Comdisco Ventures, Mr. Srivastava was a financial analyst in the technology investment banking group at Prudential Securities working on debt and equity financings, as well as mergers and acquisitions advisory services.

Mr. Srivastava received a Bachelor of Arts degree from Stanford University and a Master of Science degree in Engineering Economic Systems and Operations Research from Stanford University.

Gregory J. Nowak

Partner

PEPPER HAMILTON LLP

Gregory J. Nowak is a partner in the Philadelphia office of Pepper Hamilton LLP and a practice leader for hedge funds

Gregory J. Nowak is a partner in the Philadelphia office of Pepper Hamilton LLP and a practice leader for hedge funds in the firm’s Funds Services Practice Group. Mr. Nowak is also one of the leaders of the firm’s Marketplace Lending Practice Group. He concentrates his practice in securities law, particularly in representing investment management companies and other clients on matters arising under the Investment Company Act of 1940 and the related Investment Advisers Act of 1940. Mr. Nowak represents many hedge funds and other alternative investment funds in fund formation and investment and compliance matters, including compliance audits and preparation work.

David Bonderman

Founding Partner

TPG SPECIALTY LENDING

David Bonderman is Chairman and Founding Partner of TPG. David holds an undergraduate degree from the University of

David Bonderman is Chairman and Founding Partner of TPG. David holds an undergraduate degree from the University of Washington and graduated from Harvard Law School, where he was a member of the Harvard Law Review and a Sheldon Fellow. David serves on a number of public and private Boards, some of which include China International Capital Corporation Ltd, Cushman & Wakefield, Kite Pharma, Inc., Ryanair Holdings, plc (of which he is Chairman), The Rock and Roll Hall of Fame Foundation, the Grand Canyon Trust, and The Wilderness Society, as well as various academic and advisory boards.

Joel Magerman

CEO & Managing Partner

BRYANT PARK CAPITAL

Joel has been Chairman & CEO of Bryant Park Capital since 2001 and became the majority shareholder in 2003. During

Joel has been Chairman & CEO of Bryant Park Capital since 2001 and became the majority shareholder in 2003. During the course of his career he has been involved in closing over 100 transactions as both a principal and investment banker. Joel has deep experience in the specialty finance sector. From 1991 to 1995 Joel was the Senior Vice President for FCA International, LTD (FCA:TSX), one of the top three financial services firms in the receivables management sector, where he headed corporate development, M&A, and US sales, marketing and customer service. In that capacity he founded and was President of Structured Financial Capital, the second largest purchaser of structured settlements issued by the state of NJ. He also was a founding partner of Reliant Partners, a firm that purchased over $1.5 billion of non-performing assets from the Resolution Trust Corporation. Joel has his MS from the University of Pennsylvania and his BA from UCLA. He has been a panelist and speaker on a number of topics and is a FINRA registered securities principal (series 24).

Casey Alexander

Senior Vice President - Research Analyst

COMPASS POINT RESEARCH & TRADING

Casey Alexander is a Senior Vice President - Research Analyst with Compass Point covering the Business Development

Casey Alexander is a Senior Vice President - Research Analyst with Compass Point covering the Business Development Companies which he has been following since 2009. He has also covered The Golf Equipment Industry since 1996. Prior to joining Compass Point in 2016 he was the Director of Research, a Special Situations Analyst and a member of the Gilford Securities Board of Directors, with a short stint at Ladenburg Thalmann in between. Prior to joining Gilford Securities Inc. Mr. Alexander spent eight years with PaineWebber Inc. During his tenure at PaineWebber, Mr. Alexander filled multiple roles including Head of Over-the-Counter Marketing, Divisional Sales Manager and Branch Manager. Mr. Alexander successfully completed the PaineWebber Equity Institute portfolio management program. Mr. Alexander has also been employed by Prudential Securities and E.F. Hutton during his 38 year career in the securities business. Mr. Alexander is a tournament golfer and has been ranked as one of the top amateur tournament golfers in the New York metropolitan region.

Barbara Sinsley

BARBARA SINSLEY is General Counsel for FactorTrust, the Alternative Credit Bureau, overseeing contractual, intellectual property, regulatory compliance with a focus on Compliance Management Systems, Fair Credit Reporting Act (“FCRA”) as well as human resources and cyber-security matters. She received a degree in Behavioral Science and Law and Psychology from the University of Wisconsin-Madison and her J.D. from South Texas College of Law. She was admitted to practice law before the Florida Supreme Court in 1990, and she is also admitted to practice before the United States Supreme Court, all United States District Courts for Florida and the United States Court of Appeals for the Eleventh Circuit. Ms. Sinsley was certified by the Supreme Court of Florida as a Mediator in 2001.

Ms. Sinsley was previously a partner in the firm of Barron, Newburger& Sinsley PLLC specializing and debt collection defense and regulatory matters. Prior to working with Barron, Newburger& Sinsley, she was Vice President and Compliance Counsel for Asset Acceptance Capital Corp. one of the few publicly traded debt buyers. Ms. Sinsley is a frequent private consultant in class actions and has handled numerous regulatory investigations. She has appeared on the TODAY Show, and Fox Business News. In 2008, Mrs. Sinsley obtained the third formal opinion letter ever issued by the FTC and in 2010, along with David Medine; she was issued a rare closing letter in an investigation involving probate collections. On November 28, 2011, her case of Mims v. Arrow was heard before the U.S. Supreme Court.

Ms. Sinsley is a member of the Florida Bar. She is a member of the National Association of Retail Collection Attorneys (NARCA) and is the co-founder and the co-chairperson of the In-house Counsel Division of NARCA. She is also a member of the Democratic Attorney’s General Association (DAGA). She previously served as DBA International’s General Counsel.

Neil Wolfson

President and CEO

SF CAPITAL GROUP

Neil Wolfson is President and CIO of SF Capital Group, where he oversees all debt and equity investing, asset

Neil Wolfson is President and CIO of SF Capital Group, where he oversees all debt and equity investing, asset allocation, investment management, tax estate planning, performance reporting and operations for a billion dollar multi-generational family office. At SF Capital he invested in over 30 direct debt and equity investments in emerging technology companies with a focus on FinTech companies. Prior to joining SF Capital Group, Neil spent five years as Chief Investment Officer and President of Wilmington Trust Investment Management, a $40 billion investment management firm, responsible for all of the firm’s investment management. He was also President and CEO of the Wilmington Funds, a $10 billion mutual fund family. Prior to Wilmington Trust, Neil served for eight years as a Partner at KPMG LLP and National Partner in Charge of KPMG’s Investment Consulting Practice. Neil also spent over a decade at Kidder, Peabody & Co. where he ran the managed money area, co-founded the Analytical Investment Strategies Group, was a senior portfolio manager for Kidder Peabody Asset Management and the Kidder Peabody Asset Allocation Fund and ran the firm’s PRIME Asset Consulting Group. Prior to Kidder, he developed a multi-factor security selection system currently employed by a number of investment management firms. He started his career developing financial futures and options contracts for a commodity exchange.

Neil serves on the Board of Directors for OnDeck (ONDK) including Chair of the Audit Committee and Member of the Risk Committee, FastPay, Nextivity,Lenda, Patch of Land, Cloud Lendingand TodayTix

Neil holds an MBA in Finance and a BS in Management from New York University. A member of the New York Society of Security Analysts, he became a Chartered Financial Analyst in 1993.

Neil frequently provides market commentary to the media. His quotes have appeared in the Wall Street Journal, New York Times, Business Week, Forbes, Washington Post, Chicago Sun Times and USA Today. He has appeared more than a hundred times on CNBC, Bloomberg Television, CNN and FoxNews. In 2007, Institutional Investor selected Neil as one of the 20 Rising Stars of Wealth Management.

Kenneth Von Rausch

Stacey Schachter

President

VION INVESTMENTS

Mr. Schacter is currently CEO of Vion Receivable Investments, which he started with private equity backing in 2008 at

Mr. Schacter is currently CEO of Vion Receivable Investments, which he started with private equity backing in 2008 at the start of the “great recession”. Prior to Vion, Mr. Schacter worked over a 17 year period as outside counsel, and eventually general counsel and CEO of a financial unit of Schottenstein Stores Corporation. While in private practice, Mr. Schacter focused on mergers & acquisitions, Chapter 11 bankruptcy, and compliance. Mr. Schacter holds a JD from The Ohio State University Law School (’88) and a BS in Accounting and Economics from Miami University (Ohio)(’85).

Dan Galvanoni

Chairman

DPG INVESTMENTS

Daniel currently serves actively as a Chairman of the Board in his capacity with DPG Investments LLC, Spring Tree

Daniel currently serves actively as a Chairman of the Board in his capacity with DPG Investments LLC, Spring Tree Holding, LLC, Spring Tree Lending, LLC, and Spring Tree Financial, LLC. Mr. Galvanoni is also an active board member with regards to Exodus Road (a non-profit dedicated and focused on saving/rescuing children out of sex slavery globally.)

In addition, Mr. Galvanoni assists in managing portfolio investments and operating partnerships, which the firm strategically holds, and exits. DPG is active, managing over 30 operating private partnerships and portfolio investments/interests in which Mr. Galvanoni takes an active role by adding strategic value to DPG positions in its portfolio on an annual basis.

Prior to starting his own firm Dan was an associate at a money center bank. Following the sale of a major global mobile wireless hand held (Bar Code Readers) computing conglomerate Telxon Corporation and affiliates in which the Galvanoni Family held significant interest, the family then formed Wesselink& Galvanoni Holdings LLC. Wesselink& Galvanoni Holdings LLC, a private family investment office, began its deployment of capital into international and domestic real estate development projects, early/mid stage private equity companies, and various early stage technology investments.Mr. Galvanoni graduated from Fairfield University, in Fairfield Connecticut

John Earl

Managing Partner

KEYSTONE NATIONAL GROUP

Mr. Earl is a co-founder of Keystone and Managing Partner of the firm. He is active in investment selection, due

Mr. Earl is a co-founder of Keystone and Managing Partner of the firm. He is active in investment selection, due diligence, and the general management of the firm. Mr. Earl was previously a senior investment banker with Lehman Brothers. While at Lehman Brothers, Mr. Earl was active in evaluating and executing a broad variety of direct investment opportunities and monetization strategies including initial public offerings, secondary equity offerings, recapitalizations and company sale transactions. Prior to joining Lehman Brothers, Mr. Earl held previous investment banking and structured finance positions at Dillon, Read & Co., Inc. and Credit Suisse.

Mark Radzik

Managing Partner

GRANITE CREEK CAPITAL

Mr. Radzik is one of the three co-founders of Granite Creek. Beyond his overall responsibilities as Managing Partner of

Mr. Radzik is one of the three co-founders of Granite Creek. Beyond his overall responsibilities as Managing Partner of Fund I and member of its Investment Committee, Mr. Radzik was primarily charged with overseeing Fund I’s management and administration, in addition to overseeing a number of investments. Mr. Radzik serves as Granite Creek’s representative in the oversight of Raging River Capital, L.P., a special purpose vehicle formed to acquire the equity and bonds of Taseko Mines Limited. In addition, Mr. Radzik serves as a board member and member of the credit committee of Renovo Financial. Prior to co-founding Granite Creek, Mr. Radzik spent seven years at Equity Group Investments (“EGI”), billionaire investor Sam Zell’s private investment firm, where he invested throughout the capital structure in buyouts, growth equity and distressed situations. Before EGI, Mr. Radzik invested in senior debt and made equity co-investments for BNP Paribas, a global banking institution. While at EGI and BNP Paribas, Mr. Radzik participated in transactions with Mr. Boorstein and Mr. Lehman. He started his career working in the Special Services Division of Arthur Andersen & Co. providing accounting due diligence and restructuring services. Mr. Radzik is a CPA and holds a B.S. and an M.B.A. from Indiana University.

Josh Wander

Co-Founder

777 PARTNERS

Josh Wander co-founded 777 Partners in 2015 as part of the management buyout of SuttonPark Capital from PennantPark.

Josh Wander co-founded 777 Partners in 2015 as part of the management buyout of SuttonPark Capital from PennantPark. Prior to founding 777, he held executive roles at SuttonPark Capital, First Sustainable LLC, and Structured Asset Funding where he sourced, structured, and financed alternative assets. Mr. Wander directs strategy and investment at 777, chairing the firm’s investment committee, and sits on the boards of F3EA holdings, Signal Legal, and First Sustainable. He has a B.S. in Finance from the University of Florida.

Scott R. Saks

Partner

PEPPER HAMILTON LLP

Scott R. Saks is a partner in the Financial Services Practice Group of Pepper Hamilton LLP, resident in the New York

Scott R. Saks is a partner in the Financial Services Practice Group of Pepper Hamilton LLP, resident in the New York office. Mr. Saks has extensive securities, capital markets, finance and corporate transactional experience representing underwriters, initial purchasers, lenders and other financial institutions, and both U.S. and foreign corporations in U.S. and international public and private securities offerings, high-yield and investment grade debt offerings, committed leveraged and other bank financings, U.S. and foreign securities exchange listings, securities law compliance, debt and equity tender offers, private debt and equity investments, acquisitions and dispositions, joint ventures, recapitalizations and restructurings, and general corporate matters.

Matthew Pennino

Senior Managing Director

BRYANT PARK CAPITAL

Matt is a Managing Director at Bryant Park Capital’s New York Office and has 16 years of investment banking

Matt is a Managing Director at Bryant Park Capital’s New York Office and has 16 years of investment banking experience. Matt joined Bryant Park Capital in February 2017 and is focused on sourcing, managing and executing capital raising and advisory assignments within the specialty finance industry.Prior to joining BPC, Matt was a managing director at Brean Capital, a middle market investment banking boutique. At Brean, Matt successfully completed number of debt and equity capital raise transactions, with a focus on the specialty finance sector. Matt began his career as an analyst in the investment banking group at Jefferies & Company.Matt received a Bachelor Science in Economics from the Wharton School of the University of Pennsylvania, with concentrations in Finance and Management. He holds a Series 7 and Series 63 securities license.

Katherine Fisher

Partner

HUDSON COOK

Katherine (“Kate”) Fisher is a partner with Hudson Cook, LLP in the firm's Maryland office. Her practice focuses on

Katherine (“Kate”) Fisher is a partner with Hudson Cook, LLP in the firm's Maryland office. Her practice focuses on the areas of Consumer Financial Services and Small Business Financing. Kate represents banks, finance companies, private equity and investment bank investors, merchant cash advance companies, and small business lenders establishing new programs and products, and conducts due diligence and compliance reviews of consumer lending and business financing portfolios.Kate's practice also includes assisting clients with compliance with state and federal consumer protection and related laws as they develop and maintain mortgage lending, automobile finance and other credit programs.Kate is a founding member and board member of the Alternative Finance Bar Association and Vice Chair of the Maryland Bar Association’s Consumer Credit and Financial Institutions Committee. She has testified before the United States House of Representatives Small Business Subcommittee regarding improving small business capital access and appeared several times before the California legislature regarding proposed disclosures for business finance transactions.