Investments

Integrity and experience are the key traits of your financial consultants. Our objective is to develop a personalized financial plan and design an investment strategy that supports your objectives and adapts to each stage of your life.

What sets us apart

Popular Securities1 is a recognized financial institution with the staff, expertise, and resources to offer global investment alternatives, while providing local access to products and services that make a difference to our clients.

Our financial consultants have vast experience in the industry and are guided by our institution’s core values: integrity, social commitment and business excellence.

Integrated products and services to help you reach your goals: financial planning, banking and insurance.

Selection of products tailored to your investment objectives.

Products and services across the range of Popular’s offerings: mortgages, auto loans, credit cards and deposit accounts, among others.

Accounts are carried by National Financial Services LLC (“NFS”), member NYSE/SIPC, a Fidelity Investments® Company.

Use BrokerCheck tofind out more about Popular Securities

1 All products and brokerage services are offered by Popular Securities, LLC, registered broker/dealer, FINRA and SIPC. Popular Securities, LLC is a subsidiary of Popular, Inc. and affiliated to Banco Popular of Puerto Rico. Investment products are not insured by the FDIC, are not deposits or obligations, are not guaranteed by Banco Popular de Puerto Rico and may lose value.

Trade Execution Quality

About SEC Rule 11Ac1-6

Under SEC Rule 11Ac1-6, broker-dealers that route orders on behalf of customers are required to prepare quarterly reports that disclose the following information:

The percentage of total customer orders that were non-directed orders1, and the percentages of total non-directed orders that were market orders, limit orders, or other orders.

The identity of the venues to which a significant percentage of total non-directed orders were routed for execution.

The percentage of total non-directed orders routed to the venue, and the percentages of total non-directed market orders, non-directed limit orders, and non-directed other orders that were routed to the venue.

Terms of the material aspects of the broker-dealer's relationship with each venue identified above, including a description of any arrangement for payment for order flow and any profit-sharing relationship.

The reports are to be made public for each calendar quarter and published no later than one month after the end of the quarter. Another piece of this rule requires annual public notification that the detail is available.

Pursuant to the rule, customers can request details, from their investment representative, on the identity of the venue to which the customer's orders were routed for execution in the six months prior to the request, whether the orders were directed, at the customer's request, to a specific venue for execution and the time of the executions, if any, that resulted from those orders. Customers also may request up to six months of this information in hard copy through a representative on all orders for a specific time period and/or on individual securities. The collection period for this information began on July 2, 2001.

1 Any order that the customer has not specifically instructed to be routed to a particular venue for execution.

Click on Set all documents to Electronic Delivery and press Save this Account to access them online.

You will receive an email alert when your financial documents (e.g. statements and confirmations) are available to view online.

Activate your e-Delivery to earn more PREMIA® points and redeem them for rewards!

For more information regarding Wealthscape InvestorSM, contact your financial consultant at 787.758.7400 or 1.800.981.7400, who will gladly assist you.

1 Brokerage services are offered through Popular Securities, LLC, registered broker/dealer, member FINRA & SIPC. Popular Securities, LLC is a subsidiary of Popular, Inc. and is affiliated with Banco Popular de Puerto Rico. Popular Inc. and Banco Popular de Puerto Rico are not registered broker/dealers. Popular One is a platform of integrated financial services centered on you through which Popular Securities services are offered. Investment products are not insured by the FDIC; are not deposits or obligations of the bank; are not guaranteed by the bank or its subsidiaries and/or affiliates; and are subject to investment risks, and they may lose value.

2 Points rewards will be granted in increments of 2,500 for each account enrolled up to four (4) accounts. Maximum points reward is 10,500, if five (5) or more accounts enrolled. PREMIA bonus points earned will be notified via email and will be available for redemption within 4-6 weeks after registering in e-Delivery. Membership to the PREMIA® program is optional and free of charge for Popular One customers. If you are not a Popular One customer, membership to the PREMIA® program has an annual cost of $25. Subject to the terms and conditions of the PREMIA® program. Membership will be charged annually on the anniversary of the subscription of the Program. For more information about the accumulation, expiration, use of points and other terms and conditions, please access www.popular.com/premia.

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News & Updates

Life’s expected or unexpected changes, present an opportunity for investors to consult their financial advisors about the strategies in place, to ensure these are aligned with the client’s goals and objectives for investment returns. “Every investment strategy we present to an investor is based on the client’s risk profile, investment… Learn more »

Popular Securities Investment Advisory Program offers you an extensive and versatile investment, alongside the investment advisor counsel who puts your interests first. At the onset of the program, your Investment Advisor will help you understand your goals and objectives, to define your risk tolerance. With these inputs, we will work… Learn more »

Banco Popular’s Financial and Insurance Services, after 20 years on the market has been able to validate its position within the financial industry through a particular strategy that makes it unique in Puerto Rico.

Banco Popular de Puerto Rico, its subsidiaries and affiliates do not offer tax, legal or accounting advice. If you would like to receive legal, tax or accounting advice, you should consult a professional specialized in these areas. Investment products and services are offered by Popular Securities LLC, registered broker dealer and member of FINRA and SIPC. Investment products are not insured by the FDIC, are not deposits or obligations, are not guaranteed by Banco Popular de Puerto Rico and may lose value. Insurance products and services are offered by Popular Risk Services an Insurance broker duly licensed by the Office of the Commissioner of Insurance of Puerto Rico. Popular and Banco Popular de Puerto Rico are not registered brokers. Insurance products are not FDIC insured, or other government agencies, are not deposits or obligations and are not guaranteed by the Bank or its subsidiaries or affiliates. Some insurance products may lose value. Popular Securities and Popular Risk Services are subsidiaries of Popular and affiliates of Banco Popular. Popular One is an integrated services platform through which Popular Securities and Popular Risk Services are offered.

Wealth Management services are generally available to clients who maintain deposits and/or investments of $500,000 or more at Popular.