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Who is it for?

The new regime comprises three elements:

the senior managers regime, aimed at holding senior managers personally responsible for failings in their area

the certification regime, under which the bank (rather than the regulator) is responsible for assessing the fitness and properness of a broad range of staff from senior managers through to heads of control functions, risk takers down to customer advisers and traders;

all other staff in a bank (bar 20 limited exceptions for ancillary staff) who will be subject to conduct rules.

The rules apply to:

Banks

Building Societies

Credit Unions

PRA-designated investment firms

Branches of foreign banks operating in the UK

Course objectives

Introduction to the rules and what they involve

Clearly identifying job roles in an organisation and how these rules apply

Fitness and propriety

Understanding the overarching Conduct Rules and what they mean

A short multiple choice quiz concludes the course to test knowledge.

Course duration

Each module will take 30-40 minutes to complete.

Price

£29.95 per person, per course, per year.

Bulk licenses for more than 10 people are available. Please contact us for more information.

Technical specification

can be published to most e-learning formats

SCORM 1.2 compliant

multi-device compatible

fully customisable

available for translation into any language

compatible on most Learning Management Systems (LMS) for full tracking and reporting.

Course screenshots

Need more information?

Get in touch for a 7 day free trial of the course or to discuss your requirements in more detail.