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This course examines the key Market Integrity Rules (MIRs) that are relevant to client advisers as Representatives* of Market Participants of the Australian Securities Markets.
* You are a Representative of a Market Participant if you are:
an...

In this 45 minute course (including linked reading) you will cover the regulation of Australian capital markets with particular focus on infringement notices and steps that might be taken in order to prevent and mitigate breaches of the rules...

In this 45 minute course (including linked reading) you will cover the regulation of Australian capital markets with particular focus on infringement notices and steps that might be taken in order to prevent and mitigate breaches of the rules...

In this 60-minute course (including linked reading) you will cover an introduction to the regulation of Client Monies including some of the ASIC Market Integrity Rules that govern the Markets.
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This 60 minute course (including linked reading) highlights and explains the relevant general obligations that all Australian Financial Service (AFS) Licence holders should understand and comply with. This includes the company holding the AFS...

This course highlights and explains the relevant Market Integrity Rules ("MIRs") that persons who provide advice to clients as Representatives of Market Participants of the ASX and/or Chi-X should understand and comply with.
You are a...

This course highlights and explains the relevant Market Integrity Rules for those ASX 24 Market Participants that are Principal Traders.
An ASX 24 Market Participant is a Principal Trader if the Market Participant is a Trading Participant of...

In this 60 minute course (including linked reading) you will cover an introduction to the Hong Kong financial markets, including some of the Rules that govern the Hong Kong Exchange Market.
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In this 60 minute course (including linked reading) you will cover an introduction to the Hong Kong financial markets, including some of the Rules that govern the Hong Kong Futures Exchange.
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You have permission to post this, email...

In this 60 minute course (including linked reading) you will cover an introduction to the Australian regulatory environment governing operating as a market participant in the Australian Futures markets, including the relevant ASIC Market...