Headquartered in the heart of Chicago's Financial District, MoneyBlock is an
online broker-dealer dedicated to servicing Registered Representatives, Investment
Advisors, and Independent RIAs. We cater especially to those financial
professionals that use equity options in order to generate income or protect
portfolio value for their clients.

We believe that the key to being a successful independent rep or advisor is in
having the flexibility to decide those products and services that best meet your
client’s investment needs and risk tolerance.

Our vision is to provide an efficient and cost-effective way for independent reps
and advisors to manage their business online so they have more time to service
their clients and build their business.

To accomplish our mission, we started with culture based on creativity,
innovation, and purpose. We then sought out and assembled a team of industry
professionals with a broad base of experience and knowledge. With our team
assembled we then solicited feedback from successful independent reps and advisors
to help us identify the technology and services necessary in building a successful
independent financial services practice.

With these pieces in place we set upon making our vision a reality. Our web-based
platform is specifically designed to meet the unique needs of Independent
Investment Professionals. Our robust suite of online tools allows our reps and
advisors to virtually run their entire business online. We provide them with the
flexibility to choose what products and services they feel best suit their
client’s needs. We bundle it all together with competitive rates and payouts, and
we eliminate the hidden fees and miscellaneous charges typically considered
“industry-standard”.

At MoneyBlock, we are committed to ongoing innovation to ensure we are providing
the highest quality investment experience possible.

Jere is the CEO and president of MoneyBlock, which was founded on the brokerage firm
he started in 1997 - AOS, Inc. Prior to AOS, Jere was a founding member of
Caris & Co., a FINRA-registered broker/dealer where he managed day-to-day
operations. Before Caris, he managed options trading operations for Alaron
Trading.

Jere began his industry career as a floor trader on the CBOE in 1982 and
subsequently worked for a number of firms including Chicago Corp., Mabon
Nugent, and GRF before becoming an independent market-marker.

Jere holds FINRA licenses Series 7, 3, 4, 24, 55 and 63. He graduated with a B.S.
in Accounting/Finance from Marquette University.

Don Ogilvie - Chief Operations Officer

Don is a financial services professional with over 15 years of
industry experience, having gained broad exposure to equities, options, mutual funds
and futures products. He oversees firm operations and coordinates on-boarding and
support efforts for TradingBlock and MoneyBlock. Don began his
financial career at Janus funds in Dever, Colorado, before moving to Chicago where he
helped to establish the Elite Services division of WebStreet Securities. In 2001 Don
moved to Terra Nova Financial, where as Director of Client Services he oversaw support
and trading operations, and was instrumental in the firm's conversion to self-clearing
and ultimate acquisition by RushTrade Securities. In 2009 he joined MF Global as VP of
Electronic Trading, where he helped streamline and modernize global trading operations
in futures and derivatives, before joining the MoneyBlock team in 2012.

Don holds FINRA licenses 4, 7, 24, and 63, and is Designated
Registered Insurance Principal for AOS, Inc. dba TradingBlock and MoneyBlock.
He graduated with a B.S. in Industrial Psychology from the University of Illinois
(Urbana-Champaign).

Phil Hoeh - Chief Compliance Officer

Phil has over 20 years in the securities industry with the majority of
that time in Compliance and Supervisory roles. Phil started his career on the
floors of the CBOT, CME and CBOE in 1991 and ultimately moved into Compliance
and Management.

Phil has spent the majority of his career as a Chief Compliance Officer. Some of that
time he also served as a Branch Manager, SROP and CROP. Phil was the Chief
Compliance Officer/Branch Manager, at Man Financial (formerly E D & F Man
International Inc.) from 1996 to 2003. In 2003 Phil moved to Allstate
Financial Services where he was the Chief Compliance Officer for their retail
broker-dealer, which had over 10,000 registered representatives throughout the
United States. He left Allstate in 2006 to take over as Chief Compliance
Officer for brokersXpress, LLC. and eventually optionsXpress, Inc. until
leaving in 2012 to join the MoneyBlock team.

Phil has the following securities registrations: Series 4, 7, 8, 14, 24, 27,
55, and 63.

Tom Heffernan - Vice President, Marketing

Tom is a financial services industry veteran specializing in new, high-growth
ventures, and reorganizations. He oversees marketing and business development
for MoneyBlock and its affiliated companies.

Before joining MoneyBlock, Tom was an independent marketing consultant serving
several financial industry clients including the CBOE Options Institute,
technology and investor education firms, financial advisors and hedge funds.
Prior to then, Tom was the Director of Marketing for OptionVue Systems
International, a developer of high-end options analysis software, where he
oversaw the company’s marketing, sales and distribution network.

Tom has also held executive marketing positions with several start-up and
small-cap technical and manufacturing firms.

Tom holds FINRA licenses Series 27 and 63. He graduated from the University of
Iowa with a B.A. in English.

Gary Martino - Vice President, Sales & Business Development

Gary’s broad range of experience provides MoneyBlock with a solid foundation
in trading, operations, and compliance. Prior to joining the MoneyBlock team
Gary spent 9 years as the Executive Vice President and Chief Operating Officer
for brokersXpress, LLC. (2003-2012). As brokersXpress’ first full time
employee Gary helped build the firm from a small boutique shop with a dozen
independent reps to a full service firm with over 300 reps and advisors.

Gary started his career in 1985 with Pacific Brokerage Services and played an
integral part in establishing the company as an online brokerage pioneer and
leader in online trading. As a member of the senior management team, Gary
played a critical role in Pacific's acquisition by Mellon Bank and integration
into Mellon's Dreyfus unit. Following the acquisition, he was appointed Senior
Registered Options Principal of Dreyfus Brokerage Services in 1998, and was
later named Trading Manager, overseeing its national trading operation.

Gary has served on several industry panels and committees including FINRA’s
Western Region Committee representing District 2 and FINRAs Nominating
Committee. Gary has the following registrations: Series 3, 4, 7, 8, 14, 24,
and 63.

Trading Block Holdings, Inc. is a financial services holding company and the
parent company of AOS, Inc. which does business as MoneyBlock and TradingBlock.
To provide guidance to our mission, our board of directors is comprised of senior
executives with extensive experience building innovative organizations.

Tom Pruter - Chairman

Prior to his involvement with MoneyBlock, Tom had early and instrumental
involvement in a variety of startup companies in entertainment, new media, and
educational, financial and medical technologies. These companies included
IdeaCast, K2M, OES, Romane Fragrances, Out The Box Records, and Focus
Technology.

Prior to focusing on early stage investing, Tom was a market maker at the
Chicago Board Options Exchange, where he started as a sole proprietor and grew
his business to owning and managing several specialist operations. He still
maintains a trading firm in Chicago.

Tom received a BS in Computer Science from Marquette University. Upon
graduation, he co-founded NeoTek Software, a developer of educational CAD/CAM
software that was later integrated into a national education supplier.

Jere Wickert - CEO/Director

Jere is the CEO and president of MoneyBlock, which was founded on the brokerage firm
he started in 1997 - AOS, Inc. Prior to AOS, Jere was a founding member of
Caris & Co., a FINRA-registered broker/dealer where he managed day-to-day
operations. Before Caris, he managed options trading operations for Alaron
Trading.

Jere began his industry career as a floor trader on the CBOE in 1982 and
subsequently worked for a number of firms including Chicago Corp., Mabon
Nugent, and GRF before becoming an independent market marker.

Jere holds FINRA licenses Series 7, 3, 4, 24, 55 and 63. He graduated with a
B.S. in Accounting/Finance from Marquette University.

Luke Rahbari - Director

Luke has over 20 years of experience trading equities, equity derivatives and
structured products.

Previously, he served as the largest independent market maker at CBOE for
LETCO Trading (at the time, the largest listed equity options specialist firm
in the United States), and became LETCO’s most profitable independent trader
within the Designated Primary Market-Maker group. He subsequently managed the
largest specialist unit at the CBOE, which, under Luke’s direction, became
LETCO’s most profitable unit.

After Toronto Dominion Bank (TD) acquired LETCO in 2002, Luke launched TD’s
U.S. Institutional Equity Derivatives desk for listed and OTC client orders
and proprietary portfolio trading. The desk grew from zero volume to trading
billions in notional value across US single names and indices. During this
period, Luke traded with the largest overlay and volatility managers in North
America.

After leaving TD, Luke launched Peachtree Asset Management (the asset manager
for Peachtree Settlement Funding), managing assets in the structured
settlement space. In his dual role as CEO and Chief Investment Officer, Luke
is responsible for financial, compliance and business decisions of the unit,
in addition to all asset mix, selection and trading of each structured
portfolio.

Luke is a well-recognized expert in the derivatives industry and has been
widely quoted or featured in the Wall Street Journal, Reuters,
Dow Jones Newswire, TheStreet.com, The Financial Times,
and Pensions and Investments. He holds an MBA from the University of
Chicago.

Trading Block Holdings, Inc. is a financial services holding company and the
parent company of AOS, Inc. which does business as MoneyBlock
and TradingBlock. To add value to our mission, advisors to our board of
directors provide guidance on the Company's business strategy.

Ned Bennett

Ned W. Bennett is a Co-Founder of Bravo Mic Communications, LLC and serves
as its President and CEO, and as a Director.

Mr. Bennett was Co-Founder and was the Chief Executive Officer of
optionsXpress Inc., a subsidiary of optionsXpress Holdings Inc. from August,
2000 to January, 2012. Mr. Bennett Co-Founded optionsXpress Holdings Inc.
in February, 2000, and served as its Chief Operating Officer from February,
2000 to March, 2007 and Executive Vice Chairman from March, 2007 to January,
2012. He founded and served as the Chairman of brokersXpress, LLC, an
independent broker-dealer and subsidiary of optionsXpress Holdings Inc. He,
with his co-founders, took optionsXpress Holdings public in January, 2005
(ticker: OXPS).

From July, 1997 to May, 1999, Mr. Bennett served in various positions at
Dreyfus Brokerage Services Inc. (Pacific Brokerage Services), including Chief
Operating Officer. Prior to that, he served as the Chief Executive Officer
and Chief Operating Officer of publicly-traded ED&F Man International
Securities Inc. from December, 1994 to July, 1997. He served as President and
Chief Executive Officer of Geldermann Securities, a ConAgra company that he
developed into a major clearing firm, from November, 1987 to December, 1994.

Mike DeLazzer

Mike was inducted into Chicago Entrepreneur Hall of Fame in 2006. In 2001, he
founded GETAMOVIE, a developer of DVD robotic vending kiosks that merged with
McDonald’s Corporation in July, 2005 and was relaunched as RedBox, LLC. Mike
also founded New Retail Ltd. which licenses RedBox kiosks in the UK and
Europe. He currently serves as the managing director for GARB, LLC, a holding
company for shares of RedBox stock.

In 2005, Mike founded SafeGuard Shutters, a manufacturer, reseller, and
installer of hurricane shutters for Home Depot in Florida. In 1996, he started
Kodel Corporation, an industrial design and importing company that provides
custom products designed by Kodel and manufactured by its sister facilities in
Taipei and Shenzhen, China.

Prior to Kodel, Mike was the Vice President of International Importers which
developed customer mechanical and electronic products from Asia selling to
large OEM’s in the U.S. Mike developed the firm’s agent network in Asia, and
hired and trained its entire U.S. sales force.

Mike graduated from Valparaiso University Ind. 1977 with a BS in Marketing. He
earned an Associate Degree in Electronic Engineering from Harper College in
1981.

Investing and trading may result in loss of capital. Options & Single Stock Futures
involve substantial risk and are not suitable for all investors. Please read
Characteristics and Risks of Standardized Options
prior to investing. Please read
Risk Disclosure for Security Futures Contracts
prior to investing in Single Stock Futures. Market volatility, volume and system
availability may delay account access and trade execution. Day trading is a high
risk, speculative trading strategy and is not suitable for all investors. For more
information on risks associated with day trading please read
Day Trading Risk Disclosure.
All content, tools and calculations provided herein are for educational and informational
purposes only. You are fully responsible for any investment decision you make.
MoneyBlock makes no investment recommendations and does not provide
financial, tax or legal advice. For more information, please review our
Online Services Agreement.
Products and services are intended for U.S. residents, and may not be available or offered
in certain foreign jurisdictions.
Contact Us
for more information.

** MoneyBlock Subaccounts allow a client to set up one or more subaccounts which
aggregate up to one account which is reported on that client's monthly account statement. The
Firm does NOT allow a "Master/Sub-Account" relationship whereby an owner of an account sets
up subaccounts for different owners. The firm requires one owner to set up subaccounts
within their account and we are required to verify the identity of that account owner.