Russia from 1801 to 1917

General survey

When Alexander I came to the throne in March 1801, Russia was in a state of hostility with most of Europe, though its armies were not actually fighting; its only ally was its traditional enemy, Turkey. The new emperor quickly made peace with both France and Britain and restored normal relations with Austria. His hope that he would then be able to concentrate on internal reform was frustrated by the reopening of war with Napoleon in 1805. Defeated at Austerlitz in December 1805, the Russian armies fought Napoleon in Poland in 1806 and 1807, with Prussia as an ineffective ally. After the Treaty of Tilsit (1807), there were five years of peace, ended by Napoleon’s invasion of Russia in 1812. From the westward advance of its arms in the next two years of heavy fighting, Russia emerged as Europe’s greatest land power and the first among the continental victors over Napoleon. The immense prestige achieved in these campaigns was maintained until mid-century. During this period, Russian armies fought only against weaker enemies: Persia in 1826, Turkey in 1828–29, Poland in 1830–31, and the mountaineers of the Caucasus during the 1830s and ’40s. When Europe was convulsed by revolution in 1848 (seeRevolutions of 1848), Russia and Great Britain alone among the great powers were unaffected, and in the summer of 1849 the tsar sent troops to crush the Hungarians in Transylvania. Russia was not loved, but it was admired and feared. To the upper classes in central Europe, Nicholas I was the stern defender of monarchical legitimacy; to democrats all over the world, he was “the gendarme of Europe” and the chief enemy of liberty. But the Crimean War (1853–56) showed that this giant had feet of clay. The vast empire was unable to mobilize, equip, and transport enough troops to defeat the medium-size French and English forces under very mediocre command. Nicholas died in the bitter knowledge of general failure.

Alexander I as a young man had longed to reform his empire and benefit his subjects. His hopes were disappointed, partly by the sheer inertia, backwardness, and vastness of his domains, partly perhaps because of defects of his own character, but also because Napoleon’s aggressive enterprises diverted Alexander’s attention to diplomacy and defense. Russia’s abundant manpower and scanty financial resources were both consumed in war. The early years of his reign saw two short periods of attempted reform. During the first, from 1801 to 1803, the tsar took counsel with four intimate friends, who formed his so-called Unofficial Committee, with the intention of drafting ambitious reforms. In the period from 1807 to 1812, he had as his chief adviser the liberal Mikhail Speransky. Both periods produced some valuable administrative innovations, but neither initiated any basic reform. After 1815 Alexander was mainly concerned with grandiose plans for international peace; his motivation was not merely political but also religious—not to say mystical—for the years of war and national danger had aroused in him an interest in matters of faith to which, as a pupil of the 18th-century Enlightenment, he had previously been indifferent. While he was thus preoccupied with diplomacy and religion, Russia was ruled by conservatives and reactionaries, among whom the brutal but honest Gen. Aleksey Arakcheyev was outstanding. Victory in war had strengthened those who upheld the established order, serfdom and all. The mood was one of intense national pride: Orthodox Russia had defeated Napoleon, and therefore it was not only foolish but also impious to copy foreign models. Educated young Russians, who had served in the army and seen Europe, who read and spoke French and German and knew contemporary European literature, felt otherwise. Masonic lodges and secret societies flourished in the early 1820s. From their deliberations emerged a conspiracy to overthrow the government, inspired by a variety of ideas: some looked to the United States for a model, others to Jacobin France. The conspirators, known as the Decembrists because they tried to act in December 1825 when the news of Alexander I’s death became known and there was uncertainty about his successor, were defeated and arrested; five were executed, and many more sentenced to various terms of imprisonment in Siberia. Nicholas I, who succeeded after his elder brother Constantine had finally refused the throne, was deeply affected by these events and set himself against any major political change, though he did not reject the idea of administrative reform. After the Revolutions of 1848 in Europe, his opposition to all change, his suspicion of even mildly liberal ideas, and his insistence on an obscurantist censorship reached their climax.

The sections that follow cover the development under Alexander I and Nicholas I of the machinery of government, of social classes and economic forces, of education and political ideas, of the relations between Russians and other peoples within the empire, and of Russian foreign policy.

Government

The discussions of Alexander I’s Unofficial Committee were part of an ongoing debate that was to remain important until the end of the imperial regime. This may be called the debate between enlightenedoligarchy and enlightened autocracy. The proponents of oligarchy looked back to a somewhat idealized model of the reign of Catherine II. They wished greater power to be placed in the hands of the aristocracy for the purpose of achieving a certain balance between the monarch and the social elite, believing that both together were capable of pursuing policies that would benefit the people as a whole. Their opponents, of whom the most talented was the young count Pavel Stroganov, were against any limitation on the power of the tsar. Whereas the oligarchs wished to make the Senate an important centre of power and to have it elected by senior officials and country nobility, Stroganov maintained that if this were done the sovereign would have “his arms tied, so that he would no longer be able to carry out the plans which he had in favour of the nation.” In any event, neither enlightened oligarchs nor enlightened absolutists had their way: Russia’s government remained autocratic but reactionary. Alexander, however, never quite abandoned the idea of representative institutions. He encouraged Speransky to prepare in 1809 a draft constitution that included a pyramid of consultative elected bodies and a national assembly with some slight powers of legislation. In 1819 he asked Nikolay Novosiltsev, a former member of the Unofficial Committee who had made a brilliant career as a bureaucrat, to prepare another constitution, which turned out to be rather similar to the first, although somewhat more conservative and less centralist. Neither was ever implemented, though Alexander took some features of the first, notably the institution of the State Council, and used them out of their intended context.

In 1802 Alexander instituted eight government departments, or ministries, of which five were essentially new. The organization of the departments was substantially improved in 1811 by Speransky. In the 1820s the Ministry of the Interior became responsible for public order, public health, stocks of food, and the development of industry and agriculture. Inadequate funds and personnel and the dominant position of the serf-owning nobility in the countryside greatly limited the effective power of this ministry. There was no question of a formal council of ministers, or of anything corresponding to a cabinet, and there was no prime minister. A committee of ministers coordinated to some extent the affairs of the different departments, but its importance depended on circumstances and on individuals. When the tsar was abroad, the committee was in charge of internal affairs. Aleksey Arakcheyev was for a time secretary of the committee, but he did not cease to be the strongest man in Russia under the tsar when he ceased to hold this formal office. The committee had a president, but this office did not confer any significant power or prestige.

Under Nicholas I the committee of ministers continued to operate, but the individual ministers were responsible only to the emperor. The centre of power to some extent shifted into the emperor’s personal chancery, which was built up into a formidable apparatus. The Third Department of the chancery, created in July 1826, under Count Aleksandr Benckendorff, was responsible for the security police. Its head was also chief of gendarmes, and the two offices were later formally united. The task of the security force was to obtain information on the state of political opinion and to track down and repress all political activity that might be considered dangerous to the regime. The Third Department was also considered by the tsar as an instrument of justice in a broad sense, the defender of all those unjustly treated by the powerful and rich. Some of the department’s reports show that there were officials who took these duties seriously, but as a whole it showed more talent for wasting time and effort and for repressing opposition and stifling opinion than for redressing the grievances of the powerless. In addition, the department was often on the worst of terms with other branches of the public service.

Russia under Alexander I and Nicholas I was ruled by its bureaucracy. The efforts of successive sovereigns after Peter the Great to establish a government service of the European type had had partial success. The Russian bureaucracy of 1850 combined some features of a central European bureaucracy of 1750 with some features of pre-Petrine Russia. One may speak of a “service ethos” and trace this back to 16th-century Muscovy. But the foundation of this ethos was, for the great majority of Russian officials, servile obedience to the tsar and not service to the state as that phrase was understood in a country such as Prussia. The notion of the state as something distinct from and superior to both ruler and ruled was incomprehensible to most government servants. Russian bureaucrats were obsessed with rank and status. Indeed, because salaries were quite meagre, this was the only incentive that the government could give. Rank was not so much a reward for efficient service as a privilege to be grasped and jealously guarded. In order to prevent able persons, especially of humble origin, from rising too quickly, great emphasis was placed on seniority. There were exceptions, and outstandingly able, cultured, and humane men did reach the top under Nicholas I, but they were few.

The rank and file of the bureaucracy was mediocre, but its numbers steadily increased, perhaps trebling in the first half of the century. It remained poorly paid. The government’s poverty was caused by the underdeveloped state of the economy, by the fact that no taxes could be asked of the nobility, and by the cost of waging wars—not only the great wars but also the long colonial campaigns in the Caucasus. Government officials were badly educated. They lacked not only precise knowledge but also the sort of basic ethical training that competent officials need. They were reluctant to make decisions: responsibility was pushed higher and higher up the hierarchy, until thousands of minor matters ended on the emperor’s desk. Centralization of responsibility meant slowness of decision, and delays of many years were not unusual; death often provided the answer. There were also many antiquated, discriminatory, and contradictory laws. Large categories of the population, such as Jews and members of heretical Christian sects, suffered from various legal disabilities. Since not all those discriminated against were poor and since many small officials were unable to support their families, bending or evasion of the law had its market price, and the needy official had a supplementary source of income. Corruption of this sort existed on a mass scale. To a certain extent it was a redeeming feature of the regime: if there had been less corruption the government would have been even slower, less efficient, and more oppressive.

Social classes

No significant changes were made in the condition of the serfs in the first half of the century. Alexander I, perhaps from fear of the nobility and with the memory of his father’s fate in mind, approached the problem with caution, though with a desire for reform, but first war and then diplomacy diverted him. His successor, Nicholas, disliked serfdom, but there were political hazards in eliminating it. The power of the central government extended down to the provincial governors and, more tenuously, down to the ispravnik, or chief official of the district, of which each province had several. The ispravnik was elected by the local nobility. Below the level of the district, the administration virtually ceased to operate: the sole authority was the serf owner. If serfdom were to be abolished, some other authority would have to be put in its place, and the existing bureaucratic apparatus was plainly inadequate. The Decembrist conspiracy in 1825 had greatly increased the tsar’s distrust of the nobility. He was determined to avoid public discussion of reform, even within the upper class.

The one important exception to the general picture of bureaucratic stagnation was the creation of the Ministry of State Domains, under Gen. Pavel Kiselev. This became an embryonic ministry of agriculture, with authority over peasants who lived on state lands. These were a little less than half the rural population: in 1858 there were 19 million state peasants and 22.5 million private serfs. Kiselev set up a system of government administration down to the village level and provided for a measure of self-government under which the mayor of the volost (a district grouping several villages or peasant communes) was elected by male householders. There was also to be a volost court for judging disputes between peasants. Kiselev planned to improve medical services, build schools, establish warehouses for stocks of food in case of crop failure, and give instruction in methods of farming. Something was done in all these fields, even if less than intended and often in a manner that provoked hostility or even violent riots; the personnel of the new ministry was no more competent than the bureaucracy as a whole.

Only minor measures were taken to benefit the serfs on private estates. Opposition to serfdom grew steadily, however, not only among persons of European outlook and independent thought but also among high officials. It seemed not only unjust but intolerable that in a great nation men and women could be owned. Serfdom was also obviously an obstacle to economic development.

Whether serfdom was contrary to the interests of serf owners is a more complex question. Those who wished to abolish it argued that it was, since their best hope of getting the nobility to accept abolition lay in convincing them that their self-interest required it. Certainly in parts of southern Russia where the soil was fertile, labour was plentiful, and potential profits in the grain trade with Europe were high, a landowner would do better if he could replace his serfs with paid agricultural labour and be rid of obligations to those peasants whom he did not need to employ. In other regions, where the population was scanty, serfdom provided the landowner with an assured labour supply; if it were abolished, he would have to pay more for his labour force or see it melt away. In large parts of northern Russia where the land was poor, many serfs made a living from various crafts—in cottage industry or even in factories—and from their wages had to pay dues to their masters. The abolition of serfdom would deprive the serf owner of this large income and leave him with only what he could make from farming and from tenants with rather poor economic prospects. On balance, it seems likely that the short-term interests of the great majority of serf owners favoured the maintenance of serfdom, and, in any case, there is no doubt that this is what most serf owners believed.

Industry and trade made slow progress during these years. In the latter part of the 18th century, Russia had been, thanks to its Urals mines, one of the main producers of pig iron. In the next 50 years, it was left far behind by Great Britain, Germany, and the United States. In cotton textiles and sugar refining, Russia was more successful. Count Egor Frantsevich Kankrin, minister of finance from 1823 to 1844, tried to encourage Russian industry by high protective tariffs. He also set up schools and specialized institutes for the advancement of commerce, engineering, and forestry. Russia’s exports of grain increased substantially, though its share of total world trade remained about the same in 1850 as in 1800. The first railways also appeared; rail traffic between St. Petersburg and Moscow was opened in 1851. The road system remained extremely inadequate, as was demonstrated in the Crimean War.

The urban population grew significantly. There were a few prosperous merchants, well protected by the government. Some centres, such as Ivanovo in central Russia, with its textile industry, had the beginnings of an industrial working class. The rest of the inhabitants of the cities consisted of small tradesmen and artisans, together with serfs living in town with their owners’ permission as household servants or casual labourers.

Education and intellectual life

Alexander I’s School Statute (1804) provided for a four-tier system of schools from the primary to the university level, intended to be open to persons of all classes. Under its provisions several new universities were founded, and gymnasiums (pre-university schools) were established in most provincial capitals. Less was done at the lower levels, for the usual reason of inadequate funds. In the latter part of Alexander’s reign, education was supervised by Prince Aleksandr Nikolayevich Golitsyn, head of the Ministry of Education and Spiritual Affairs. In an effort to combat what he believed to be dangerous irreligious doctrines emanating from western Europe, Golitsyn encouraged university students to spy on their professors and on each other; those who taught unacceptable ideas were frequently dismissed or threatened with prison. Under Nicholas I there was some improvement. Count Sergey Uvarov, minister of education from 1833 to 1849, permitted a much freer intellectual atmosphere, but he also began the practice of deliberately excluding children of the lower classes from the gymnasiums and universities, a policy continued under his successors.

Nevertheless, in increasing numbers the children of minor officials, small tradesmen, and especially priests were acquiring education. Together with the already Europeanized nobility, they began to form a new cultural elite. Direct political criticism was prevented by the censorship of books and periodicals. Petty police interference made life disagreeable even for writers who were not much concerned with politics. Aleksandr Pushkin, Russia’s greatest poet, got into trouble with the police for his opinions in 1824; he was also a friend of some leading Decembrists. After 1826 he lived an unhappy life in St. Petersburg, tolerated but distrusted by the authorities and producing magnificent poetry until he met his death in a duel in 1837. The writers Mikhail Lermontov and Nikolay Gogol were also objects of suspicion to the bureaucrats.

The censorship was not always efficient, and some of the censors were liberal. It became possible to express political ideas in the form of philosophical arguments and literary criticism. Thus, it was partly in intellectual periodicals and partly in discussions in the private houses of Moscow noblemen that the controversy between “Westernizers” and “Slavophiles” developed. It began with the publication of a “philosophical letter” by Pyotr Chaadayev in the periodical Teleskop in 1836. One of the most brilliant essays ever written about Russia’s historical heritage, it argued that Russia belonged neither to West nor to East, neither to Europe nor to Asia:

Standing alone in the world, we have given nothing to the world, we have learnt nothing from the world, we have not added a single idea to the mass of human ideas; we have made no contribution to the progress of the human spirit, and everything that has come to us from that spirit, we have disfigured.… Today we form a gap in the intellectual order.

Nicholas declared that Chaadayev must be mad and gave orders that he should be confined to his house and regularly visited by a doctor.

It is misleading to represent the Westernizers as wishing to slavishly copy all things Western or the Slavophiles as repudiating everything European and rejecting reform. The chief Slavophiles—Aleksey S. Khomyakov, the brothers Ivan and Pyotr Kireyevsky, the brothers Konstantin and Ivan Aksakov, and Yury Samarin—were men of deep European culture and, with one exception, bitter opponents of serfdom. Indeed, as landowners they knew more about the problems and sufferings of the serfs than did many Westernizers. The leading Westernizers—Aleksandr Herzen, Vissarion Belinsky, and Mikhail Bakunin—were for their part profoundly Russian. Belinsky was ill at ease with foreigners, and Herzen and Bakunin, despite many years’ residence in France, Germany, England, and Italy, remained not only hostile to the world of European bourgeoisliberalism and democracy but also strangely ignorant of it.

The difference between Westernizers and Slavophiles was essentially that between radicals and conservatives, a familiar theme in the history of most European nations. It was the difference between those who wished to pull the whole political structure down and replace it with a new building, according to their own admirable blueprints, and those who preferred to knock down some parts and repair and refurnish others, bit by bit. Another basic difference was that the Slavophiles were Orthodox Christians and the Westernizers either atheists or, like the historian T.N. Granovsky, Deists with their own personal faith. Belinsky described the Orthodox church in his famous “Letter to Gogol” (1847) as “the bulwark of the whip and the handmaid of despotism.” He maintained that the Russian populace was “by its nature a profoundly atheistic people” and that it viewed the priesthood with contempt. These were but half-truths: the church was indeed subject to the government and upheld autocracy, and priests were often unpopular, but this did not mean that the peasants and a large part of the upper and middle classes were not devoted to the Orthodox faith.

The Slavophiles idealized early Russian history. They believed that there had once been a happy partnership between tsar and people: the tsar had consulted the people through their elected spokesmen in the zemsky sobor. This had been changed by Peter the Great when he sought to copy foreign models and interposed an alien bureaucracy, staffed largely by Germans, between himself and his people. The Slavophiles held that Russia should return to the way from which it had strayed under Peter. They asked not for a legislative body of the Western type, still less for parliamentary government, but for a consultative assembly to advise the emperor. This was quite unacceptable to Nicholas, who was proud of Peter the Great and believed himself his political heir. To the Westernizers, on the other hand, Peter the Great was a symbol of radical change, not of autocracy.

The Russian Empire

Russia in the 19th century was both a multilingual and a multireligious empire. Only about half the population was at the same time Russian by language and Orthodox by religion. The Orthodox were to some extent privileged in comparison with the other Christians; all Christians enjoyed a higher status than Muslims; and the latter were not so disadvantaged as the Jews. The basis of legitimacy was obedience to the tsar: Nicholas expected all his subjects to obey him, but he did not expect non-Russians to become Russians. Admittedly, he detested the Poles, but that was because they had been disloyal subjects and revolted against him.

The idea that Russians, as such, should have a status superior to that of other peoples of the empire was distasteful to Nicholas. Russian nationalism nevertheless received some support from Count Uvarov, who, in his famous report to the tsar in 1832, proclaimed three principles as “truly Russian”: Orthodoxy, autocracy, and the national principle (narodnost). In 1833 Uvarov set up a new university in Kiev to be the centre for a policy of spreading Russian language and culture through the schools in the western provinces, at the expense of the Polish. Nicholas approved of this, for the Poles had been guilty of rebellion, but when the attempt was made to Russify the Germans of the Baltic provinces, he objected. The Baltic Germans were loyal subjects and provided admirable officers and officials; they were therefore allowed to preserve their German culture and to maintain their cultural and social domination over the Estonians and Latvians. The young Slavophile and landowning nobleman Yury Samarin, a junior official in Riga, was severely reprimanded by the emperor for his anti-German activities.

The most revolutionary of the Decembrist leaders, Pavel Pestel, had insisted that all non-Russian peoples of the empire except the Poles should “completely fuse their nationality with the nationality of the dominant people.” Another group of Decembrists, however, the Society of United Slavs, believed in a federation of free Slav peoples, including some of those living under Austrian and Turkish rule. In 1845 this idea was put forward in a different form in the Brotherhood of SS. Cyril and Methodius, in Kiev. This group, among whose members was the Ukrainian poet Taras Shevchenko, believed that a federation of Slav peoples should include the Ukrainians, whom they claimed were not a part of the Russian nation but a distinct nationality. The society was crushed by the police, and Shevchenko was sent as a private soldier to the Urals; Nicholas himself gave orders that the great poet should be forbidden to write or draw. But Ukrainian national consciousness, though still confined to an educated minority, was growing, and nothing did more to crystallize Ukrainian as a literary language than Shevchenko’s poetry.

During the first half of the century, Russia made substantial conquests in Asia. In the Caucasus the kingdom of Georgia united voluntarily with Russia in 1801, and other small Georgian principalities were conquered in the next years. Persia ceded northern Azerbaijan, including the peninsula of Baku, in 1813 and the Armenian province of Erivan (Yerevan) in 1828. The mountain peoples of the northern Caucasus, however, proved more redoubtable. The Chechens, led by Shāmil, resisted Russian expeditions from 1834 until 1859, and the Circassians were not finally crushed until 1864. In the 1840s Russian rule was established over the pastoral peoples of Kazakhstan. In East Asia, Russian ships explored the lower course of the Amur River and discovered the straits between Sakhalin and the mainland of Asia in 1849. The Russian-American Company, founded in 1799, controlled part of the coast and islands of Alaska.

Foreign policy

At the beginning of the 19th century, Russian foreign policy was essentially concentrated on the three western neighbour countries with which it had been preoccupied since the 16th century: Sweden, Poland, and Turkey. The policy toward these countries also determined Russian relations with France, Austria, and Great Britain.

Russo-Swedish relations were settled during the Napoleonic era. When Napoleon met with Alexander at Tilsit, he gave the latter a free hand to proceed against Sweden. After two years of war, in which the Russians did not always fare well, the Swedish government ceded Finland to the tsar in 1809. Alexander became grand duke of Finland, but Finland was not incorporated into the Russian Empire, and its institutions were fully respected. In 1810, when Napoleon’s former marshal, Jean-Baptiste Bernadotte, was elected heir to the Swedish throne, he showed no hostility toward Russia. In 1812 he made an agreement recognizing the tsar’s position in Finland in return for the promise of Russian support in his aim to annex Norway from Denmark. Bernadotte achieved this in the Treaty of Kiel (January 14, 1814), and thereafter the relations between Russia and Sweden, now a small and peaceful state, were not seriously troubled.

Alexander I, influenced by his Polish friend Prince Adam Czartoryski, had plans for the liberation and unity of Poland, which had ceased to exist as a state in the 18th century, when it was partitioned among Russia, Prussia, and Austria. After his defeat by Napoleon in 1805, Alexander abandoned those plans in favour of an alliance with Prussia. In 1807 Napoleon established a dependency called the Grand Duchy of Warsaw and in 1809 increased its territory at the expense of Austria. Alexander’s attempts to win the Poles to his side in 1811 and to persuade Austria to make concessions to them failed; when Napoleon invaded Russia in 1812, he had 100,000 first-class Polish troops fighting for him. After Napoleon’s defeat, Alexander was not vindictive. He protected the Poles against the demands of Russian nationalists who wanted revenge and sought once more to create a large Polish kingdom comprising the territories annexed by Russia and Prussia in the partitions of the 18th century. He was opposed at the Congress of Vienna in 1814–15 by Austria and Britain; the ensuing kingdom of Poland, which, though nominally autonomous, was to be in permanent union with the Russian Empire, consisted of only part of the Prussian and Russian conquests.

Alexander was popular in Poland for a time after 1815. But real reconciliation between Poles and Russians was made impossible by their competing claims for the borderlands, which had belonged to the former grand duchy of Lithuania. The majority of the population of this region was Belarusian, Ukrainian, or Lithuanian; its commercial class was Jewish; and its upper classes and culture were Polish. Neither Russians nor Poles considered Belarusians, Ukrainians, or Lithuanians to be nations, entitled to decide their own fates: the question was whether Lithuania was to be Polish or Russian. Russians could argue that most of Lithuania had been part of “the Russian land” until the 14th century, and the Poles that it had been Polish since the 16th. Alexander had some sympathy for the Polish point of view and allowed the Poles to hope that he would reunite these lands with Poland, but the effective political forces in Russia were strongly opposed to any change. The disappointment of Polish hopes for Lithuania was probably the most important single cause of the growing tension between Warsaw and St. Petersburg in the late 1820s, which culminated in the revolt of the Poles in November 1830 and the war of 1831 between Polish and Russian armies. It ended in the defeat of the Poles and the exile of thousands of political leaders and soldiers to western Europe. Poland’s constitution and thus its autonomy were abrogated, and there began a policy of Russification of Poland.

International reactions to the Russo-Polish war were of some importance. Although the governments of France and Britain had failed to come to the aid of Poland during the war, there was much sympathy for the Poles in these countries; nonetheless, sympathy alone was not sufficient to influence Russian actions. On the other hand, the governments of Prussia and Austria strongly supported Russia. It is arguable that the cooperation among the three monarchies, which continued over the next two decades and was revived from time to time later in the century, had less to do with their eloquently proclaimed loyalty to monarchical government than with their common interest in suppressing the Poles.

Turkey had long been the main object of Russian territorial expansion; through a certain inertia of tradition, the Turkish policy had become almost automatic. It was to some extent reinforced by religious motives—by the romantic desire to liberate Constantinople (Istanbul), the holy city of Orthodoxy—but more important in the second half of the 19th century was the desire to assure the exit of Russian grain exports through the Black Sea. During certain periods, Russia sought to dominate Turkey as a powerful ally; this was its policy from 1798 to 1806 and again from 1832 to 1853. When this policy was successful, Russia supported the integrity of the Ottoman Empire and made no territorial demands. When it was not successful, Russia sought to undermine Turkey by supporting rebellious Balkan peoples or, more directly, by war: this was the case in 1806–12, 1828–29, and 1853–56.

The periods of cooperation were more profitable for Russia than those of conflict. During the first period, a promising foothold was established in the Ionian Islands, which had to be abandoned after the Treaty of Tilsit. During the second period of cooperation, Russia achieved a great success with the 1833 Treaty of Hünkâr İskelesi, which in effect opened the Black Sea straits to Russian warships. Russia achieved a more limited but more durable gain by the Straits Convention of 1841, signed by all the great powers and by Turkey, which forbade the passage of foreign warships through either the Dardanelles or the Bosporus as long as Turkey was at peace, thus protecting Russia’s position in the Black Sea unless it was itself at war with Turkey.

In the periods of hostility between Russia and Turkey, the main object of Russian expansion was the area later known as Romania—the Danubian principalities of Moldavia and Walachia. In 1812 Moldavia was partitioned between Russia and Turkey: the eastern half, under the name of Bessarabia, was annexed to Russia. In the war of 1828–29, Russian armies marched through the principalities and afterward remained in occupation until 1834. In 1848 the Russians returned, with Turkish approval, to suppress the revolution that had broken out in Bucharest. It appeared to be only a matter of time before the two Romanian principalities were wholly annexed to Russia. This did not occur, however, because of Russia’s defeat in the Crimean War.

The Crimean War (1853–56) pitted Russia against Great Britain, France, and Turkey. It arose from a series of misunderstandings and diplomatic errors among the powers in their conflict of interests in the Middle East, particularly over Turkish affairs. It has been called “the unnecessary war.” The fact that it was fought in Crimea was due to Austrian diplomacy. In June 1854 the Russian government accepted the Austrian demand that Russian troops be withdrawn from the Danubian principalities, and in August Austrian troops entered. It is arguable whether, on balance, the presence of Austrian troops benefited Russia by preventing French and British forces from marching on Ukraine or whether it damaged Russia by preventing its troops from marching on Istanbul. The tsar resented the Austrian action as showing ingratitude toward the power that had saved Austria from the Hungarian rebels in 1849. When the British and French were unable to attack in the principalities, they decided to send an expedition to Crimea to destroy the Russian naval base at Sevastopol. It was there that the war dragged out its course. The war showed the inefficiency of Russia’s top military command and of its system of transport and supply. The Russian armies nevertheless won victories over the Turks in the Caucasus, and the defense of Sevastopol for nearly a year was a brilliant achievement.