RAGGIO v. MATUNIS

UNITED STATES DISTRICT COURT, EASTERN DISTRICT OF PENNSYLVANIA

November 5, 1979

JOSEPH RAGGIO
v.
ALBERT MATUNIS, WILLIAM WILLARD, EDWARD COOK, THE BOARD OF COMMISSIONERS OF SCHUYLKILL COUNTY, THE BOARD OF DIRECTORS OF REST HAVEN COUNTY HOME AND HOSPITAL, REST HAVEN COUNTY HOME AND HOSPITAL and COUNTY OF SCHUYLKILL

It is well established that certain decisions of the Supreme Court are not to be applied retroactively. In dealing with the retroactivity questions, the Court has generally considered three separate factors:

First, the decision to be applied nonretroactively must establish a new principle of law, either by overruling clear past precedent on which litigants may have relied, see, e.g., Hanover Shoe, Inc. v. United Shoe Machinery Corp., supra, (392 U.S. 481) at 496 (, 88 S. Ct. 2224, 2233), 20 L. Ed. 2d (1231) at 1243, or by deciding an issue of first impression whose resolution was not clearly foreshadowed, see, e.g. Allen v. State Board of Elections, supra, (393 U.S. 544) at 572 (89 S. Ct. 817, 835) 22 L. Ed. 2d (1) at 20. Second, it has been stressed that "we must . . . weigh the merits and demerits in each case by looking to the prior history of the rule in question, its purpose and effect, and whether retrospective operation will further or retard its operation." Linkletter v. Walker, supra, (381 U.S. 618) at 629, (85 S. Ct. 1731, 1738) 14 L. Ed. 2d (601) at 608. Finally, we have weighed the inequity imposed by retroactive application, for "(w)here a decision of this Court could produce substantial inequitable results if applied retroactively, there is ample basis in our cases for avoiding the "injustice or hardship' by a holding of nonretroactivity." Cipriano v. City of Houma, supra, (395 U.S. 701) at 706, (89 S. Ct. 1897, 1900) 23 L. Ed. 2d (647) at 652.

I find that all three criteria mandate that the Elrod decision be given only prospective effect.
*fn1"

First, Elrod decided an issue of first impression whose resolution could not have been clearly foreseen by those involved in the patronage system. In Elrod the Court ended patronage practices which had been imbedded in our political system for 185 years. See Elrod v. Burns, 427 U.S. at 375, 96 S. Ct. at 2690 (dissent of Chief Justice Burger), and 427 U.S. at 376-77, 96 S. Ct. at 2691 (dissent of Justice Powell).

Every decision of the Supreme Court is foreshadowed to some extent by the fact that an issue is sufficiently unsettled to be litigated to the point of review before the Court. Obviously, this is not sufficient to deem the decision retroactive, or there would be no retroactivity doctrine. When Elrod was decided, I believe it was generally accepted as a major expansion of then current constitutional doctrine. This is sufficient to find that the Elrod decision was not "clearly foreshadowed."

Second, I do not believe that a retroactive application of Elrod would further the purposes of that decision. The system which Elrod condemned chilled freedom of political expression and political association with the threat of discharge. That system was ended by the Elrod case. Retroactive application would not increase obedience to the Elrod rule, but serve only the financial interests of the employees discharged prior to Elrod.

Fairness and equity do not mandate opening the doors of the federal courts to these thousands of prior employees. In general, these potential plaintiffs received their prior positions as beneficiaries of the patronage system. They themselves most likely bumped other patronage employees. They were fully aware of their vulnerability to the winds of politics. They themselves played an integral part in the patronage system. To grant them awards of damages now would only represent windfalls to those past employees. Applying Elrod retroactively would impose an immense burden on the courts, and, as stated above, do so with no valid purpose. It would impose potentially significant liability on government bodies who did not foresee that their actions would be declared unconstitutional.

The Supreme Court cases do not require this court to weigh the equity and reliance interests in each individual case where a rule may or may not be retroactively applied. I cannot apply a rule retroactively in one case and deny retroactive effect for the same rule in another case. On the contrary, decisions on retroactivity have commanded a general rule for all cases based on broad policy considerations. See Linkletter v. Walker, 381 U.S. 618, 85 S. Ct. 1731, 14 L. Ed. 2d 601 (1965). Given these considerations I find that Elrod should not be retroactively applied.

It has been argued that the court of appeals has implicitly held that Elrod is to be given retroactive effect in Rosenthal v. Rizzo, 555 F.2d 390 (3d Cir. 1977). See Retail Clerks International v. Leonard, 450 F. Supp. 663, 667 (E.D.Pa.1978). In Rosenthal the court applied the principles of Elrod to a patronage dismissal which occurred two and one-half years before the Elrod decision. However, the opinion in Rosenthal never discussed the retroactivity issue. This court agrees with Judge Luongo who has observed that "since the question apparently was not presented, the case is not an authoritative precedent." Boyce v. School District of Philadelphia, 447 F. Supp. 357 (E.D.Pa.1978).

Defendants' motion for summary judgment is granted.

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