Josette Greechan: Discharged From Merrill Lynch

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 13, 2017 indicate that Connecticut-based Oppenheimer & Company broker/adviser Josette Greechan has been terminated from a former employer. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Greechan (CRD# 1714280).

Josette Greechan has spent 29 years in the securities industry and has been registered with Oppenheimer & Company in Stamford, Connecticut since December 2016. She was previously registered with Merrill Lynch in White Plains, New York (1987-2016). She is a registered broker and investment adviser with nine US states and territories: Connecticut, Delaware, Georgia, Maryland, New Jersey, New York, Pennsylvania, Virginia, and Washington. She has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), Series 63 (Uniform Securities Agent State Law Examination), and Series 7 (General Securities Representative Examination).

According to her BrokerCheck report, Josette Greechan has been discharged from one former employer and received a denied customer complaint.

In November 2016 Josette Greechan was terminated from her position at Merrill Lynch following allegations she participated in “Conduct including accepting funds from a client resulting in loss of management’s confidence.”

In September 2016 a customer alleged Josette Greechan, while employed at Merrill Lynch, participated in “unauthorized trading, unsuitable investment recommendations, excessive trading, piggybacking, misrepresentation and accepting a loan from the client for the time period November 2008 through September 2016.” The customer is seeking $900,000 in damages in the pending complaint.

If you or someone you know has a complaint regarding Josette Greechan, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window

to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.