In 2015 a customer alleged Jeffrey Fladell, while employed at RBC Capital Markets, recommended unsuitable municipal bonds and both over-concentrated and churned the account. The customer is seeking $2,000,000 in damages in the pending complaint.

In 2014 a customer alleged Jeffrey Fladell, while employed at RBC Capital Markets, over-concentrated the account and recommended unsuitable investments. The complaint settled in 2015 for $75,000.

In 2013 a customer alleged Jeffrey Fladell, while employed at RBC Capital Markets, made unsuitable recommendations and over-concentrated the account. The complaint settled in 2015 for $265,000.

In 2004 a customer alleged Jeffrey Fladell, while employed at JB Hanauer & Company, sold a security that occupied “too great a percentage of her portfolio.” The complaint settled for $35,000.

In 1993 Jeffrey Fladell was statutorily denied registration by the National Association of Securities Dealers (NASD) as a result of his guilty plea to a “misdemeanor count of submitting a false document to the Internal Revenue Service.”

In 1987 a customer alleged Jeffrey Fladell, while employed at Halbert Oberst & Company, misrepresented the risks associated with an unsuitable investment. The complaint resulted in an award to the customer of $24,000.

If you or someone you know has a complaint regarding Jeffrey Fladell, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recoup losses. Fitapelli Kurta accepts every case on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.