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{\*\bkmkstart filing_1}{\*\bkmkend filing_1}{\*\bkmkstart doc_1_1}{\*\bkmkend doc_1_1}\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}\par\pard\plain\cf1\f51\fs20\b\qr Filed pursuant to Rule 424(b)(3)
\par\pard\plain\fs16\pard\plain\cf1\f51\fs20\b\qr Registration No. 333-218579\par\pard\plain\sb132\cf1\f51\fs20\b\ql PROSPECTUS\par\pard\plain\cf1\f51\fs24\ql \~\par\qc{\*\shppict{\pict\pngblip\picw264\pich83\picscalex75\picscaley75\bliptag-5710845897
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\par\pard\plain\sb132\cf1\f51\fs48\b\qc Chaparral Energy, Inc.\par\pard\plain\sb132\cf1\f51\fs28\b\qc Up to 18,918,552 Shares of Class\~A Common Stock\par\pard\plain\sb132\cf1\f51\fs28\b\qc 3,441,217 Shares of Class\~B Common Stock\par\pard\plain\cf1\f51\fs24\ql \~\par\pard\plain\brdrb\brdrs\sa44\cf1\f51\fs20\qc \~\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql This prospectus relates to the resale of an aggregate of up to 18,918,552 shares of our Class\~A common stock and 3,441,217\plain\cf1\f51\fs20\ql shares of our Class\~B common stock, which may be offered for sale from time to time by the selling stockholders named in this\plain\cf1\f51\fs20\ql prospectus. The number of shares the selling stockholders may sell consists of 15,337,312 shares of Class\~A common stock and\plain\cf1\f51\fs20\ql 3,441,217 shares of Class\~B common stock that are currently issued and outstanding as well as up to 3,441,217 shares of Class\~A\plain\cf1\f51\fs20\ql common stock issuable upon the conversion of shares of Class\~B common stock and 140,023 shares of Class\~A common stock\plain\cf1\f51\fs20\ql that a selling stockholder may receive if it exercises its warrants. Except for 154,620 shares of common stock, the selling\plain\cf1\f51\fs20\ql stockholders acquired all of the shares of common stock covered by this prospectus in a distribution pursuant to Section\~1145\plain\cf1\f51\fs20\ql under the United States Bankruptcy Code in connection with our plan of reorganization that became effective on March\~21, 2017.\plain\cf1\f51\fs20\ql The 154,620 shares of common stock were issued and sold pursuant to an exemption from the registration requirements under\plain\cf1\f51\fs20\ql Section\~4(a)(2) of the Securities Act of 1933, as amended (the \u8220?Securities Act\u8221?). We are registering the offer and\plain\cf1\f51\fs20\ql sale of the shares of common stock to satisfy registration rights we have granted to the selling stockholders.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql We are not selling any shares of common stock under this prospectus and will not receive any proceeds from the sale of\plain\cf1\f51\fs20\ql common stock by the selling stockholders. The shares of common stock to which this prospectus relates may be offered and sold\plain\cf1\f51\fs20\ql from time to time directly by the selling stockholders or alternatively through underwriters, broker-dealers or agents. The shares\plain\cf1\f51\fs20\ql of common stock may be sold in one or more transactions, at fixed prices, at prevailing market prices at the time of sale or at\plain\cf1\f51\fs20\ql negotiated prices. The selling stockholders will be responsible for any underwriting fees, discounts and commissions due to\plain\cf1\f51\fs20\ql underwriters, brokers-dealers or agents. Please see the section titled \u8220?Plan of Distribution\u8221? of this prospectus for a\plain\cf1\f51\fs20\ql more complete description of how the offered common stock may be sold.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql You should carefully read this prospectus and any prospectus supplement before you invest. You also should read the\plain\cf1\f51\fs20\ql documents we have referred you to in the \u8220?Where You Can Find More Information\u8221? section of this prospectus for\plain\cf1\f51\fs20\ql information about us and our financial statements.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql Our Class\~A common stock is quoted on the OTCQB tier of the OTC Markets Group Inc. under the symbol\plain\cf1\f51\fs20\ql \u8220?CHPE\u8221?. Although our Class\~A common stock is quoted on the OTCQB, trading and quotations of our Class\~A\plain\cf1\f51\fs20\ql common stock have been limited and sporadic. On May 2, 2018, the closing price of our Class\~A common stock on the OTCQB\plain\cf1\f51\fs20\ql was $19.75 per share. Our Class\~B common stock is not listed or quoted on the OTCQB or any other stock exchange or\plain\cf1\f51\fs20\ql quotation system, and we do not intend to seek such listing. In the event we were to seek such listing, there is no guarantee that\plain\cf1\f51\fs20\ql any established securities exchange or quotation system would accept any of our Class\~B common stock for listing.\par\pard\plain\cf1\f51\fs24\ql \~\par\pard\plain\brdrb\brdrs\sa44\cf1\f51\fs20\qc \~\par\pard\plain\cf1\f51\fs24\ql \~\par\pard\plain\sb264\fi462\cf1\f51\fs24\b\ql Investing in our common stock involves risks. See \u8220?\pard\plain\sb264\ul{\field{\*\fldinst HYPERLINK \\l "tx580857_4_12230287" }{\*\fldrslt\cf3\f51\fs24\b\ql Risk Factors}}\plain\cf1\f51\fs24\b\ql \u8221? on page 3\~of this prospectus.\par\pard\plain\sb264\fi462\cf1\f51\fs20\b\ql Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of\plain\cf1\f51\fs20\b\ql these securities or passed upon the adequacy or accuracy of this prospectus. Any representation to the contrary is a\plain\cf1\f51\fs20\b\ql criminal offense.\par\pard\plain\cf1\f51\fs24\ql \~\par\pard\plain\brdrb\brdrs\sa44\cf1\f51\fs20\qc \~\par\pard\plain\sb264\cf1\f51\fs20\b\qc The date of this prospectus is May 4, 2018.
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}{\*\bkmkstart toc_12230287}{\*\bkmkend toc_12230287}\par\pard\plain\cf1\f51\fs20\b\qc Contents\par\pard\plain\cf1\f51\fs24\ql \~
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\pard\plain\intbl\li176\ul{\field{\*\fldinst HYPERLINK \\l "tx580857_14_12230287" }{\*\fldrslt\cf3\f51\fs20\b\ql WHERE YOU CAN FIND MORE INFORMATION}}\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\b\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\b\qr 17\cell\pard\plain\intbl\cf1\f51\fs20\b\ql \~\cell{
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\pard\plain\intbl\li176\ul{\field{\*\fldinst HYPERLINK \\l "tx580857_15_12230287" }{\*\fldrslt\cf3\f51\fs20\b\ql INCORPORATION BY REFERENCE}}\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\b\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\b\qr 18\cell\pard\plain\intbl\cf1\f51\fs20\b\ql \~\cell{
{\trowd\cellx10207\clvertalb\cellx10419\clvertalb\cellx10489\clvertalb\cellx10709\clvertalb\cellx10800\trrh248\row}}}\pard\plain\sb528\fi462\cf1\f51\fs20\ql You should rely only on the information contained in this prospectus or any prospectus supplement or amendment. Neither\plain\cf1\f51\fs20\ql we nor the selling stockholders have authorized any dealer, salesman or other person to provide you with information other than\plain\cf1\f51\fs20\ql the information contained in this prospectus. This prospectus does not constitute, and may not be used in connection with, an\plain\cf1\f51\fs20\ql offer to sell, or a solicitation of an offer to buy, the common stock offered by this prospectus by any person in any jurisdiction in\plain\cf1\f51\fs20\ql which it is unlawful for such person to make such an offer or solicitation. You should not assume that the information contained\plain\cf1\f51\fs20\ql in this prospectus is accurate as of any date other than the date on the front cover of the prospectus, regardless of the time of\plain\cf1\f51\fs20\ql delivery of this prospectus or any sale of a security. Our business, financial condition, results of operations and prospects may\plain\cf1\f51\fs20\ql have changed since those dates. Neither the delivery of this prospectus nor any sale made in connection with this prospectus\plain\cf1\f51\fs20\ql shall, under any circumstances, create any implication that there has been no change in our affairs since the date of this\plain\cf1\f51\fs20\ql prospectus or that the information contained by reference in this prospectus is correct as of any time after its date. Information\plain\cf1\f51\fs20\ql contained on our website, or any other website operated by us, is not part of this prospectus.\par\pard\plain\sb264\fi462\cf1\f51\fs20\b\ql This prospectus contains forward-looking statements that are subject to a number of risks and uncertainties, many\plain\cf1\f51\fs20\b\ql of which are beyond our control. See \u8220?Risk Factors\u8221? and \u8220?Cautionary Statement Regarding\plain\cf1\f51\fs20\b\ql Forward-Looking Statements.\u8221?\par\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc i
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}{\*\bkmkstart tx580857_1_12230287}{\*\bkmkend tx580857_1_12230287}\par\pard\plain\cf1\f51\fs20\b\qc CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql This prospectus includes statements of our expectations, intentions, plans and beliefs that constitute \u8220?forward-looking\plain\cf1\f51\fs20\ql statements\u8221? within the meaning of Section\~27A of the Securities Act of 1933, as amended (the \u8220?Securities\plain\cf1\f51\fs20\ql Act\u8221?) and Section\~21E of the Securities Exchange Act of 1934, as amended (the \u8220?Exchange Act\u8221?), and are\plain\cf1\f51\fs20\ql intended to come within the safe harbor protection provided by those sections. These statements relate to future events or our\plain\cf1\f51\fs20\ql future financial performance, including, without limitation, in \u8220?Item 7 \u8211? Management\u8217?s Discussion and\plain\cf1\f51\fs20\ql Analysis of Financial Condition and Results of Operations \u8211? 2018 Outlook\u8221? contained in our Annual Report on\plain\cf1\f51\fs20\ql Form 10-K for the year ended December\~31, 2017 and incorporated by reference herein. We use words such as\plain\cf1\f51\fs20\ql \u8220?anticipate,\u8221? \u8220?believe,\u8221? \u8220?expect,\u8221? \u8220?may,\u8221? \u8220?forecast,\u8221?\plain\cf1\f51\fs20\ql \u8220?project,\u8221? \u8220?should,\u8221? \u8220?estimate,\u8221? \u8220?plan,\u8221? \u8220?outlook,\u8221?\plain\cf1\f51\fs20\ql \u8220?target,\u8221? \u8220?likely,\u8221? \u8220?will,\u8221? \u8220?to be\u8221? or other similar words to identify\plain\cf1\f51\fs20\ql forward-looking statements.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql Without limiting the foregoing, all statements relating to our future operating results, anticipated capital expenditures, future\plain\cf1\f51\fs20\ql cash flows and borrowings, and sources of funding are forward-looking statements and speak only as of the date of this\plain\cf1\f51\fs20\ql prospectus. These forward-looking statements are based on numerous assumptions that we believe are reasonable, but are subject\plain\cf1\f51\fs20\ql to a wide range of uncertainties and business risks, and actual results may differ materially from those discussed in these\plain\cf1\f51\fs20\ql statements. These factors are difficult to accurately predict and may be beyond our control. Factors that could affect our results or\plain\cf1\f51\fs20\ql an investment in our securities include, but are not limited to:\par\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
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\par\pard\plain
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{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
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\par\pard\plain
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\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql costs of exploiting and developing properties and conducting other operations, in the aggregate and on a per-unit\plain\intbl\cf1\f51\fs20\ql equivalent basis;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql changes in proved reserves;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql operating costs and other expenses;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql our future financial condition, results of operations, revenue, cash flows and expenses;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql estimates of proved reserves;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql exploitation of property acquisitions; and\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql marketing of oil and natural gas.\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\sb264\fi462\cf1\f51\fs20\ql These forward-looking statements represent intentions, plans, expectations, assumptions and beliefs about future events and\plain\cf1\f51\fs20\ql are subject to risks, uncertainties and other factors. Many of those factors are outside of our control and could cause actual results\plain\cf1\f51\fs20\ql to differ materially from the results expressed or implied by those forward-looking statements. In addition to the risk factors and\plain\cf1\f51\fs20\ql other cautionary statements described under the heading \u8220?Risk Factors,\u8221? included in this prospectus, the factors\plain\cf1\f51\fs20\ql include:\par\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql the ability to operate our business following emergence from bankruptcy;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql worldwide supply of and demand for oil and natural gas;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql volatility and declines in oil and natural gas prices;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc ii
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql drilling plans (including scheduled and budgeted wells);\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql our new capital structure and the adoption of fresh start accounting, including the risk that assumptions and\plain\intbl\cf1\f51\fs20\ql factors used in estimating enterprise value vary significantly from current values;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql the number, timing or results of any wells;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql changes in wells operated and in reserve estimates;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql future growth and expansion;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql future exploration;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql integration of existing and new technologies into operations;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql future capital expenditures (or funding thereof) and working capital;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql risks related to the concentration of our operations in the mid-continent geographic area;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql borrowings and capital resources and liquidity;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql changes in strategy and business discipline, including our post-emergence business strategy;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql future tax matters;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql any loss of key personnel;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql geopolitical events affecting oil and natural gas prices;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql outcome, effects or timing of legal proceedings;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql the effect of litigation and contingencies;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql the ability to generate additional prospects; and\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh742
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql the ability to successfully complete merger, acquisition or divestiture plans, regulatory or other limitations\plain\intbl\cf1\f51\fs20\ql imposed as a result of a merger, acquisition or divestiture, and the success of the business following a merger,\plain\intbl\cf1\f51\fs20\ql acquisition or divestiture.\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh742\row}}}\pard\plain\sb264\fi462\cf1\f51\fs20\ql Reserve engineering is a process of estimating underground accumulations of oil and natural gas that cannot be measured in\plain\cf1\f51\fs20\ql an exact way. The accuracy of any reserve estimate depends on the quality of available data, the interpretation of such data and\plain\cf1\f51\fs20\ql price and cost assumptions made by reserve engineers. In addition, the results of drilling, testing and production activities may\plain\cf1\f51\fs20\ql justify revisions of estimates that were made previously. If significant, such revisions may change the schedule of any future\plain\cf1\f51\fs20\ql production and development drilling. Accordingly, reserve estimates may differ significantly from the quantities of oil and natural\plain\cf1\f51\fs20\ql gas that are ultimately recovered.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql Should one or more of these risks or uncertainties materialize, or should any of our assumptions prove incorrect, actual\plain\cf1\f51\fs20\ql results may vary in material respects from those projected in the forward-looking statements contained herein. These\plain\cf1\f51\fs20\ql forward-looking statements speak only as of the date of this report, or if earlier, as of the date they were made. We undertake no\plain\cf1\f51\fs20\ql obligation to update or revise any forward-looking statements, whether as a result of new information, future events or otherwise,\plain\cf1\f51\fs20\ql except as may be required under applicable securities laws. All forward-looking statements included herein are expressly\plain\cf1\f51\fs20\ql qualified in their entirety by the cautionary statements contained or referred to in this section.\par\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc iii
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}{\*\bkmkstart tx580857_2_12230287}{\*\bkmkend tx580857_2_12230287}\par\pard\plain\cf1\f51\fs20\b\qc GLOSSARY OF CERTAIN DEFINED TERMS\par\pard\plain\sb264\cf1\f51\fs20\ql The terms defined in this section are used throughout this prospectus:\par\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
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\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell{
{\trowd\clvertalc\cellx2203\clvertalb\cellx2418\clvertalc\cellx10800\trrh66\row}}}
{\trowd\cellx2203\clvertalb\cellx2418\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql CO\plain\intbl\cf1\f51\fs18\ql\sub 2\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql Carbon dioxide.\cell{
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{\trowd\clvertalc\cellx2203\clvertalc\cellx10800\trrh66
\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell{
{\trowd\clvertalc\cellx2203\clvertalc\cellx10800\trrh66\row}}}
{\trowd\cellx2203\clvertalb\cellx2418\cellx10800\trrh742
\pard\plain\intbl\cf1\f51\fs20\ql Natural\~gas\~liquids\~(NGLs)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql Those hydrocarbons in natural gas that are separated from the gas as liquids through the process of\plain\intbl\cf1\f51\fs20\ql absorption, condensation, adsorption or other methods in gas processing or cycling plants. Natural\plain\intbl\cf1\f51\fs20\ql gas liquids primarily include propane, butane, isobutane, pentane, hexane and natural gasoline.\cell{
{\trowd\cellx2203\clvertalb\cellx2418\cellx10800\trrh742\row}}}
{\trowd\clvertalc\cellx2203\clvertalc\cellx10800\trrh66
\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell{
{\trowd\clvertalc\cellx2203\clvertalc\cellx10800\trrh66\row}}}
{\trowd\cellx2203\clvertalb\cellx2418\cellx10800\trrh742
\pard\plain\intbl\cf1\f51\fs20\ql Credit Facility\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql Tenth Restated Credit Agreement, dated as of December\~21, 2017, by and among us, Chaparral\plain\intbl\cf1\f51\fs20\ql Energy, Inc., as Borrower, JPMorgan Chase Bank, N.A., as Administrative Agent and The Lenders\plain\intbl\cf1\f51\fs20\ql and Prepetition Borrowers Party Hereto.\cell{
{\trowd\cellx2203\clvertalb\cellx2418\cellx10800\trrh742\row}}}
{\trowd\clvertalc\cellx2203\clvertalc\cellx10800\trrh66
\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell{
{\trowd\clvertalc\cellx2203\clvertalc\cellx10800\trrh66\row}}}
{\trowd\cellx2203\clvertalb\cellx2418\cellx10800\trrh495
\pard\plain\intbl\cf1\f51\fs20\ql Play\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql A term describing an area of land following the identification by geologists and geophysicists of\plain\intbl\cf1\f51\fs20\ql reservoirs with potential oil and natural gas reserves.\cell{
{\trowd\cellx2203\clvertalb\cellx2418\cellx10800\trrh495\row}}}
{\trowd\clvertalc\cellx2203\clvertalc\cellx10800\trrh66
\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell{
{\trowd\clvertalc\cellx2203\clvertalc\cellx10800\trrh66\row}}}
{\trowd\cellx2203\clvertalb\cellx2418\cellx10800\trrh495
\pard\plain\intbl\cf1\f51\fs20\ql Reorganization Plan\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql First Amended Joint Plan of Reorganization for Chaparral Energy, Inc. and its Affiliate Debtors\plain\intbl\cf1\f51\fs20\ql under Chapter 11 of the Bankruptcy Code.\cell{
{\trowd\cellx2203\clvertalb\cellx2418\cellx10800\trrh495\row}}}
{\trowd\clvertalc\cellx2203\clvertalc\cellx10800\trrh66
\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell{
{\trowd\clvertalc\cellx2203\clvertalc\cellx10800\trrh66\row}}}
{\trowd\cellx2203\clvertalb\cellx2418\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql SEC\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql The Securities and Exchange Commission.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql STACK\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql An acronym standing for Sooner Trend Anadarko Canadian Kingfisher. A play in the Anadarko\plain\intbl\cf1\f51\fs20\ql Basin of Oklahoma in which we operate.\cell{
{\trowd\cellx2203\clvertalb\cellx2418\cellx10800\trrh495\row}}}\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc iv
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}{\*\bkmkstart tx580857_3_12230287}{\*\bkmkend tx580857_3_12230287}\par\pard\plain\li22\ri-22\cf1\f51\fs20\b\qc PROSPECTUS SUMMARY\par\pard\plain\li22\ri-22\sb264\fi440\cf1\f51\fs20\i\ql This summary description about us and our business highlights selected information contained elsewhere in this\plain\li22\ri-22\cf1\f51\fs20\i\ql prospectus or incorporated by reference into this prospectus. It does not contain all the information you should consider\plain\li22\ri-22\cf1\f51\fs20\i\ql before investing in our common stock. Important information is incorporated by reference into this prospectus. To\plain\li22\ri-22\cf1\f51\fs20\i\ql understand this offering fully, you should read carefully the entire prospectus, including \u8220?Risk Factors,\u8221?\plain\li22\ri-22\cf1\f51\fs20\i\ql together with the additional information described under \u8220?Incorporation by Reference.\u8221?\par\pard\plain\li22\ri-22\sb264\fi440\cf1\f51\fs20\i\ql Unless the context requires otherwise, references in this prospectus to the \u8220?Company,\u8221?\plain\li22\ri-22\cf1\f51\fs20\i\ql \u8220?Chaparral,\u8221? \u8220?we,\u8221? \u8220?our\u8221? and \u8220?us\u8221? refer to Chaparral Energy, Inc.\plain\li22\ri-22\cf1\f51\fs20\i\ql and its subsidiaries on a consolidated basis. We have provided definitions of terms commonly used in the oil and natural\plain\li22\ri-22\cf1\f51\fs20\i\ql gas industry or otherwise in this prospectus in the \u8220?Glossary of Certain Defined Terms\u8221? at the beginning of\plain\li22\ri-22\cf1\f51\fs20\i\ql this prospectus. Unless otherwise noted or suggested by context, all financial information and data and accompanying\plain\li22\ri-22\cf1\f51\fs20\i\ql financial statements and corresponding notes, as of and prior to the Effective Date (as defined below) of the\plain\li22\ri-22\cf1\f51\fs20\i\ql Reorganization Plan, as contained in this prospectus or other documents incorporated herein by reference, reflect the\plain\li22\ri-22\cf1\f51\fs20\i\ql actual historical consolidated results of operations and financial condition of the Company for the periods presented and\plain\li22\ri-22\cf1\f51\fs20\i\ql do not give effect to the Reorganization Plan or any of the transactions contemplated thereby, including the adoption of\plain\li22\ri-22\cf1\f51\fs20\i\ql fresh start accounting. Accordingly, such financial information may not be representative of our performance or financial\plain\li22\ri-22\cf1\f51\fs20\i\ql condition after the Effective Date. Except with respect to such historical financial information and data and accompanying\plain\li22\ri-22\cf1\f51\fs20\i\ql financial statements and corresponding notes or as otherwise noted or suggested by the context, all other information\plain\li22\ri-22\cf1\f51\fs20\i\ql contained in this prospectus or other documents incorporated herein by reference relates to the Company following the\plain\li22\ri-22\cf1\f51\fs20\i\ql Effective Date. The Company filed its Quarterly Report on Form 10-Q for the quarter ended March\~31, 2017 on May\~15,\plain\li22\ri-22\cf1\f51\fs20\i\ql 2017, which reflected the adoption of fresh start accounting. References to \u8220?Predecessor\u8221? or\plain\li22\ri-22\cf1\f51\fs20\i\ql \u8220?Predecessor Company\u8221? in this prospectus or other documents incorporated herein by reference relate to the\plain\li22\ri-22\cf1\f51\fs20\i\ql Company prior to, and including, the Effective Date. References to \u8220?Successor\u8221? or \u8220?Successor\plain\li22\ri-22\cf1\f51\fs20\i\ql Company\u8221? in this prospectus or other documents incorporated herein by reference relate to the Company subsequent\plain\li22\ri-22\cf1\f51\fs20\i\ql to the Effective Date.\par\pard\plain\li22\ri-22\sb528\cf1\f51\fs20\b\qc Our Company\par\pard\plain\li22\ri-22\sb264\fi440\cf1\f51\fs20\ql Chaparral Energy, Inc. is a Delaware corporation headquartered in Oklahoma City which has been engaged in the\plain\li22\ri-22\cf1\f51\fs20\ql onshore oil and natural gas acquisition, exploitation, exploration and production business in the United States since 1988.\plain\li22\ri-22\cf1\f51\fs20\ql We have transitioned from operating a diversified asset base in the Mid-Continent, which previously included CO\plain\li22\ri-22\cf1\f51\fs18\ql\sub 2\plain\li22\ri-22\cf1\f51\fs20\ql enhanced oil recovery assets, to a dedicated focus on the development and acquisition of unconventional oil and natural gas\plain\li22\ri-22\cf1\f51\fs20\ql reserves in the STACK. We have capitalized on our sustained success in the Mid-Continent area in recent years by\plain\li22\ri-22\cf1\f51\fs20\ql expanding our holdings to become a leading player in the liquids-rich STACK play, which is home to multiple oil-rich\plain\li22\ri-22\cf1\f51\fs20\ql reservoirs including the Oswego, Meramec, Osage and Woodford formations.\par\pard\plain\li22\ri-22\sb528\cf1\f51\fs20\b\qc Chapter 11 Plan of Reorganization\par\pard\plain\li22\ri-22\sb264\fi440\cf1\f51\fs20\ql On May\~9, 2016, the Company and its subsidiaries filed voluntary petitions seeking relief under Title 11 of the United\plain\li22\ri-22\cf1\f51\fs20\ql States Code (the \u8220?Bankruptcy Code\u8221?) in the United States Bankruptcy Court for the District of Delaware (the\plain\li22\ri-22\cf1\f51\fs20\ql \u8220?Bankruptcy Court\u8221?) commencing cases for relief under chapter 11 of the Bankruptcy Code (the\plain\li22\ri-22\cf1\f51\fs20\ql \u8220?Chapter 11 Cases\u8221?). On March\~10, 2017, the Bankruptcy Court confirmed our Reorganization Plan, and on\plain\li22\ri-22\cf1\f51\fs20\ql March\~21, 2017 (the \u8220?Effective Date\u8221?), the Reorganization Plan became effective and we emerged from\plain\li22\ri-22\cf1\f51\fs20\ql bankruptcy.\par\pard\plain\li22\ri-22\sb264\fi440\cf1\f51\fs20\ql For more information on the events that occurred and the securities issued in connection with our emergence from the\plain\li22\ri-22\cf1\f51\fs20\ql Chapter 11 Cases, see our Current Report on Form 8-K that was filed with the SEC on March\~27, 2017.\par\pard\plain\li22\ri-22\sb528\cf1\f51\fs20\b\qc Principal Executive Offices\par\pard\plain\li22\ri-22\sb264\fi440\cf1\f51\fs20\ql Our principal executive offices are located at 701 Cedar Lake Boulevard, Oklahoma City, Oklahoma 73114, and our\plain\li22\ri-22\cf1\f51\fs20\ql telephone number at that address is (405) 478-8770. Information contained on our website, \plain\li22\ri-22\cf1\f51\fs20\ul\ql www.chaparralenergy.com\plain\li22\ri-22\cf1\f51\fs20\ql ,\plain\li22\ri-22\cf1\f51\fs20\ql does not constitute a part of this prospectus.
\par\pard\plain\fs16
\par\pard\plain\fs16\par\pard\plain\brdrb\brdrs\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 1
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}\par\pard\plain\cf1\f51\fs20\b\qc The Offering\par\pard\plain\cf1\f51\fs24\ql \~
\par\pard\plain
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\pard\plain\intbl\cf1\f51\fs20\ql Issuer:\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql Chaparral Energy, Inc.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql Common\~Stock\~Offered\par\pard\plain\intbl\sa22\cf1\f51\fs20\ql by\~the\~Selling\~Stockholders:\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql Up to 18,918,552 shares of our Class\~A common stock, including up to 3,441,217 shares of\plain\intbl\cf1\f51\fs20\ql Class\~A common stock issuable upon the conversion of shares of Class\~B common stock and\plain\intbl\cf1\f51\fs20\ql 140,023 shares of Class\~A common stock issuable upon exercise of warrants, and 3,441,217 shares\plain\intbl\cf1\f51\fs20\ql of our Class\~B common stock.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql Common Stock\par\pard\plain\intbl\sa22\cf1\f51\fs20\ql Outstanding:\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql 38,626,615 shares of Class\~A common stock outstanding as of April\~17, 2018 and 7,871,512\plain\intbl\cf1\f51\fs20\ql shares of Class\~B common stock outstanding as of April\~17, 2018.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql Use of Proceeds:\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql We will not receive any of the proceeds from the sale of any shares of common stock by the\plain\intbl\cf1\f51\fs20\ql selling stockholders.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql Dividend Policy:\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql We have not paid any dividends on our common stock in either of the last two years and we do\plain\intbl\cf1\f51\fs20\ql not currently anticipate paying any cash dividends on our common stock in the foreseeable future.\plain\intbl\cf1\f51\fs20\ql We are also restricted in our ability to pay dividends under our Credit Facility. Please read\plain\intbl\cf1\f51\fs20\ql \u8220?Dividend Policy.\u8221?\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql Listing and Trading\plain\intbl\cf1\f51\fs20\ql Symbols:\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql Our Class\~A common stock is quoted on the OTCQB tier of the OTC Markets Group Inc. under\plain\intbl\cf1\f51\fs20\ql the symbol \u8220?CHPE\u8221?. Due to its relatively small trading volume, it may be difficult\plain\intbl\cf1\f51\fs20\ql for holders to resell their shares of Class\~A common stock at prices they find attractive, or at all.\par\pard\plain\intbl\cf1\f51\fs12\ql \~\par\pard\plain\intbl\cf1\f51\fs20\ql Our Class\~B common stock is not listed or quoted on the OTCQB or any other stock exchange or\plain\intbl\cf1\f51\fs20\ql quotation system, and we do not intend to seek such listing. In the event we were to seek such\plain\intbl\cf1\f51\fs20\ql listing, there is no guarantee that any established securities exchange or quotation system would\plain\intbl\sa22\cf1\f51\fs20\ql accept any of our Class\~B common stock for listing.\cell{
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\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql Risk Factors:\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql Investing in our common stock involves a high degree of risk. See \u8220?Risk Factors\u8221?\plain\intbl\cf1\f51\fs20\ql for a discussion of factors you should carefully consider before deciding to invest in our common\plain\intbl\cf1\f51\fs20\ql stock.\cell{
{\trowd\cellx2281\clvertalb\cellx2601\cellx10800\trrh742\row}}}\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 2
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}{\*\bkmkstart tx580857_4_12230287}{\*\bkmkend tx580857_4_12230287}\par\pard\plain\cf1\f51\fs20\b\qc RISK FACTORS\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql An investment in our common stock involves a high degree of risk. In addition to the other information included in this\plain\cf1\f51\fs20\ql prospectus, you should carefully consider each of the risk factors set forth in our most recent Annual Report on Form 10-K, our\plain\cf1\f51\fs20\ql subsequent Quarterly Reports on Form 10-Q and our other filings with the SEC, all of which are incorporated by reference into\plain\cf1\f51\fs20\ql this prospectus. Before making an investment decision, you should carefully consider these risks as well as other information we\plain\cf1\f51\fs20\ql include or incorporate by reference in this prospectus and any prospectus supplement. Any of these risks and uncertainties could\plain\cf1\f51\fs20\ql have a material adverse effect on our business, financial condition, cash flows and results of operations. If that occurs, the trading\plain\cf1\f51\fs20\ql price of our common stock could decline materially and you could lose all or part of your investment.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql The risks included in the documents we have incorporated by reference into this prospectus are not the only risks we face.\plain\cf1\f51\fs20\ql We may experience additional risks and uncertainties not currently known to us or that result from developments occurring in the\plain\cf1\f51\fs20\ql future. Conditions that we currently deem to be immaterial may also materially and adversely affect our business, financial\plain\cf1\f51\fs20\ql condition, cash flows and results of operations. Past financial and operational performance may not be a reliable indicator of\plain\cf1\f51\fs20\ql future performance and historical trends should not be used to anticipate results or trends in future periods\plain\cf1\f51\fs20\b\ql .{\*\bkmkstart tx580857_5_12230287}{\*\bkmkend tx580857_5_12230287}\par\pard\plain\sb528\cf1\f51\fs20\b\qc USE OF PROCEEDS\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql The common stock to be offered and sold using this prospectus will be offered and sold by the selling stockholders named\plain\cf1\f51\fs20\ql in this prospectus. See \u8220?Selling Stockholders.\u8221? Accordingly, we will not receive any proceeds from the sale of\plain\cf1\f51\fs20\ql shares of our common stock in this offering.{\*\bkmkstart tx580857_6_12230287}{\*\bkmkend tx580857_6_12230287}\par\pard\plain\sb528\cf1\f51\fs20\b\qc DETERMINATION OF OFFERING PRICE\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql The selling stockholders\~will determine at what price they may sell the common stock offered by this prospectus, and such\plain\cf1\f51\fs20\ql sales may be made at fixed prices, prevailing market prices at the time of the sale, varying prices determined at the time of sale,\plain\cf1\f51\fs20\ql or negotiated prices.{\*\bkmkstart tx580857_7_12230287}{\*\bkmkend tx580857_7_12230287}\par\pard\plain\sb528\cf1\f51\fs20\b\qc MARKET PRICE OF OUR COMMON STOCK\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql In connection with the Reorganization Plan, on the Effective Date, all shares of Predecessor common stock were cancelled,\plain\cf1\f51\fs20\ql extinguished and discharged. Simultaneously with the cancellation of Predecessor common stock, we issued, or reserved for\plain\cf1\f51\fs20\ql issuance, 44,982,142 shares of New Common Stock primarily to holders of certain classes of claims in the Chapter 11 Cases. Our\plain\cf1\f51\fs20\ql Class\~A common stock is quoted on the OTCQB tier of the OTC Markets Group Inc. under the symbol \u8220?CHPE\u8221?.\plain\cf1\f51\fs20\ql Our Class\~A common stock began quoting on the OTCQB on May\~26, 2017. From May\~18, 2017 through May\~25, 2017, our\plain\cf1\f51\fs20\ql Class\~A common stock was quoted on the OTC Pink market place under the symbol \u8220?CHHP\u8221?. No established public\plain\cf1\f51\fs20\ql trading market existed for our Class\~A common stock prior to that date. Our Class\~B common stock is not listed or quoted on the\plain\cf1\f51\fs20\ql OTCQB or any other stock exchange or quotation system, and we have not applied for such listing. Further, in the event we were\plain\cf1\f51\fs20\ql to seek such listing, there is no guarantee that any established securities exchange or quotation system would accept any of our\plain\cf1\f51\fs20\ql Class\~B common stock for listing. Although our Class\~A common stock is quoted on the OTCQB, trading and quotations of our\plain\cf1\f51\fs20\ql Class\~A common stock have been limited and sporadic. Over-the-counter market quotations reflect interdealer prices, without\plain\cf1\f51\fs20\ql retailer markup, markdown, or commission and may not necessarily represent actual transactions. The following table sets forth\plain\cf1\f51\fs20\ql the high and low last reported sales prices per share of our Class\~A common stock, as\par\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 3
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}\par\pard\plain\cf1\f51\fs20\ql reported on the OTCQB or OTC Pink, of which we are aware for the period indicated. Based on information available to us, we\plain\cf1\f51\fs20\ql believe transactions in our Class\~A common stock can be fairly summarized as follows for the period indicated:\par\pard\plain\cf1\f51\fs24\ql \~
\par\pard\plain
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\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\b\ql 2018:\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell{
{\trowd\trqc\clshdng100\clcfpat11\clcbpat11\cellx6133\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6440\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6618\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7088\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7178\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7485\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7646\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8116\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8208\trrh248\row}}}
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\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Second Quarter (through May 2, 2018)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql $\cell\pard\plain\intbl\cf1\f51\fs20\qr 20.00\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql $\cell\pard\plain\intbl\cf1\f51\fs20\qr 16.75\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell{
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\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql First Quarter\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql $\cell\pard\plain\intbl\cf1\f51\fs20\qr 25.85\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql $\cell\pard\plain\intbl\cf1\f51\fs20\qr 16.65\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell{
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\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\b\ql 2017:\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell{
{\trowd\trqc\cellx6133\clvertalb\cellx6440\clvertalb\cellx6618\clvertalb\cellx7088\clvertalb\cellx7178\clvertalb\cellx7485\clvertalb\cellx7646\clvertalb\cellx8116\clvertalb\cellx8208\trrh248\row}}}
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\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Fourth Quarter\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql $\cell\pard\plain\intbl\cf1\f51\fs20\qr 25.50\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql $\cell\pard\plain\intbl\cf1\f51\fs20\qr 23.00\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell{
{\trowd\trqc\clshdng100\clcfpat11\clcbpat11\cellx6133\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6440\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6618\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7088\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7178\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7485\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7646\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8116\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8208\trrh248\row}}}
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\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Third Quarter\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql $\cell\pard\plain\intbl\cf1\f51\fs20\qr 23.25\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql $\cell\pard\plain\intbl\cf1\f51\fs20\qr 19.50\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell{
{\trowd\trqc\cellx6133\clvertalb\cellx6440\clvertalb\cellx6618\clvertalb\cellx7088\clvertalb\cellx7178\clvertalb\cellx7485\clvertalb\cellx7646\clvertalb\cellx8116\clvertalb\cellx8208\trrh248\row}}}
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\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Second Quarter (1)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql $\cell\pard\plain\intbl\cf1\f51\fs20\qr 26.00\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql $\cell\pard\plain\intbl\cf1\f51\fs20\qr 12.00\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell{
{\trowd\trqc\clshdng100\clcfpat11\clcbpat11\cellx6133\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6440\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6618\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7088\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7178\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7485\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7646\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8116\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8208\trrh248\row}}}\pard\plain\brdrb\brdrs\sa44\cf1\f51\fs20\ql \~
\par\pard\plain
{\trowd\cellx432\cellx10800\trrh495
\pard\plain\intbl\cf1\f51\fs20\ql (1)\cell\pard\plain\intbl\cf1\f51\fs20\ql Represents the period from May\~18, 2017, the date on which our Class\~A common stock began quoting on the OTC Pink,\plain\intbl\cf1\f51\fs20\ql through June\~30, 2017.\cell{
{\trowd\cellx432\cellx10800\trrh495\row}}}\pard\plain\sb264\fi462\cf1\f51\fs20\ql The closing sale price of our Class\~A common stock on the OTCQB tier of the OTC Markets Group Inc. on May 2, 2018\plain\cf1\f51\fs20\ql was $19.75 per share. As of April\~17, 2018, we had 210 holders of record of our common stock, based on information provided\plain\cf1\f51\fs20\ql by our transfer agent. In addition, as of April\~17, 2018, we had outstanding warrants for the purchase of 140,023 shares of\plain\cf1\f51\fs20\ql Class\~A common stock with an exercise price of $36.78 which are immediately exercisable and will expire on June\~ 30, 2018.{\*\bkmkstart tx580857_8_12230287}{\*\bkmkend tx580857_8_12230287}\par\pard\plain\sb528\cf1\f51\fs20\b\qc DIVIDEND POLICY\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql We have not paid any dividends on our common stock in either of the last two years and we do not currently anticipate\plain\cf1\f51\fs20\ql paying any cash dividends on our common stock in the foreseeable future. We currently intend to retain all future earnings to\plain\cf1\f51\fs20\ql fund the development and growth of our business. Any future determination relating to our dividend policy will be at the\plain\cf1\f51\fs20\ql discretion of our board of directors and will depend on our results of operations, financial condition, capital requirements and\plain\cf1\f51\fs20\ql other factors deemed relevant by our board. We are also restricted in our ability to pay dividends under our Credit Facility.\par\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 4
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}{\*\bkmkstart tx580857_9_12230287}{\*\bkmkend tx580857_9_12230287}\par\pard\plain\cf1\f51\fs20\b\qc SELLING STOCKHOLDERS\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql This prospectus relates to the offer and sale from time to time by the selling stockholders identified below of up to an\plain\cf1\f51\fs20\ql aggregate of 18,778,529 shares of our common stock (15,337,312 shares of Class\~A and 3,441,217 shares of Class\~B) as well as\plain\cf1\f51\fs20\ql up to 3,441,217 shares of Class\~A common stock issuable upon the conversion of shares of Class\~B common stock and 140,023\plain\cf1\f51\fs20\ql shares issuable upon the exercise of warrants to purchase shares of our Class\~A common stock. This prospectus will not cover\plain\cf1\f51\fs20\ql subsequent sales of common stock purchased from a selling stockholder named in this prospectus.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql No offer or sale under this prospectus may be made by a stockholder unless that holder is listed in the table below, in a\plain\cf1\f51\fs20\ql supplement to this prospectus or in an amendment to the related registration statement that has become effective. We will\plain\cf1\f51\fs20\ql supplement or amend this prospectus to include additional selling stockholders upon provision of all required information to us\plain\cf1\f51\fs20\ql and subject to the terms of the relevant agreement between us and the selling stockholders. The table below sets forth the\plain\cf1\f51\fs20\ql maximum number of shares of our common stock, inclusive of the shares of common stock underlying the warrants, to be sold\plain\cf1\f51\fs20\ql by the selling stockholders.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql The selling stockholders acquired the common stock pursuant to our emergence from Chapter 11 bankruptcy on March\~21,\plain\cf1\f51\fs20\ql 2017. On March\~21, 2017, we entered into an agreement containing registration rights with the selling stockholders pursuant to\plain\cf1\f51\fs20\ql which we were obligated to prepare and file a registration statement to permit the resale of certain common stock held by the\plain\cf1\f51\fs20\ql selling stockholders from time to time as permitted by Rule 415 promulgated under the Securities Act of 1933, as amended, or\plain\cf1\f51\fs20\ql the Securities Act. We are registering the common stock described in this prospectus pursuant to this agreement.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql The selling stockholders identified below may currently hold or acquire at any time shares of common stock in addition to\plain\cf1\f51\fs20\ql those registered hereby. In addition, the selling stockholders identified below may sell, transfer or otherwise dispose of some or\plain\cf1\f51\fs20\ql all of their common stock included in this registration statement in private placement or other transactions exempt from or not\plain\cf1\f51\fs20\ql subject to the registration requirements of the Securities Act. They may also acquire additional shares of common stock.\plain\cf1\f51\fs20\ql Accordingly, we cannot give an estimate as to the amount of common stock that will be held by the selling stockholders upon\plain\cf1\f51\fs20\ql completion or termination of this offering.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql Information concerning the selling stockholders may change from time to time, including by addition of additional selling\plain\cf1\f51\fs20\ql stockholders, and, if necessary, we will amend or supplement this prospectus accordingly. The selling stockholders are party to\plain\cf1\f51\fs20\ql that certain Stockholders Agreement, dated March\~21, 2017 (the \u8220?Stockholders Agreement\u8221?), which grants them\plain\cf1\f51\fs20\ql certain governance rights with respect to us.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql We have prepared the table, the paragraph immediately following this paragraph, and the related notes based on information\plain\cf1\f51\fs20\ql supplied to us by the selling stockholders on or prior to April\~17, 2018. We have not sought to verify such information.\plain\cf1\f51\fs20\ql Additionally, some or all of the selling stockholders may have sold or transferred some or all of the common stock listed below\plain\cf1\f51\fs20\ql in exempt or non-exempt transactions since the date on which the information was provided to us. Other information about the\plain\cf1\f51\fs20\ql selling stockholders may change over time.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql Certain selling stockholders are affiliates of broker-dealers (but are not themselves broker-dealers). Each of these\plain\cf1\f51\fs20\ql broker-dealer affiliates purchased the securities identified in the table as beneficially owned by it in the ordinary course of\plain\cf1\f51\fs20\ql business and, at the time of that purchase, had no agreements or understandings, directly or indirectly, with any person to\plain\cf1\f51\fs20\ql distribute those securities. These broker-dealer affiliates did not receive the securities to be sold in the offering as underwriting\plain\cf1\f51\fs20\ql compensation.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql The selling stockholders, or their partners, pledgees, donees, transferees or other successors that receive the shares and their\plain\cf1\f51\fs20\ql corresponding registration in accordance with the registration rights agreement to which the selling stockholders is party (each\plain\cf1\f51\fs20\ql also a selling stockholders for purposes of this prospectus), may sell up to all of the shares of common stock shown in the table\plain\cf1\f51\fs20\ql below under the heading \u8220?Offered Hereby\u8221? pursuant to this prospectus in one or more transactions from time to\plain\cf1\f51\fs20\ql time as described below under \u8220?Plan of Distribution.\u8221? However, the selling stockholders are not obligated to sell\plain\cf1\f51\fs20\ql any of the common stock offered by this prospectus.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql Except as otherwise indicated, each selling stockholder has sole voting and dispositive power with respect to such shares.\par\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 5
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}
\par\pard\plain
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\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell{
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\pard\plain\intbl\cf1\f51\fs16\ql \~\cell\pard\plain\intbl\cf1\f51\fs16\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs16\b\qc Number of Shares of Common Stock\cell{
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{\trowd\clvertalb\cellx3515\clvertalb\cellx3836\clbrdrb\brdrs\brdrcf1\clvertalb\cellx4220\clvertalb\cellx4541\clbrdrb\brdrs\brdrcf1\clvertalb\cellx5904\clvertalb\cellx5994\clvertalb\cellx6315\clbrdrb\brdrs\brdrcf1\clvertalb\cellx7478\clvertalb\cellx7568\clvertalb\cellx7889\clbrdrb\brdrs\brdrcf1\clvertalb\cellx9108\clvertalb\cellx9198\clvertalb\cellx9519\clbrdrb\brdrs\brdrcf1\clvertalb\cellx10800\trrh792
\pard\plain\intbl\brdrb\brdrs\cf1\f51\fs16\b\ql Name\cell\pard\plain\intbl\cf1\f51\fs16\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs16\b\qc Class\cell\pard\plain\intbl\cf1\f51\fs16\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs16\b\qc Beneficially
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs16\b\qc Owned\~Prior\~to
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs16\b\qc the Offering\cell\pard\plain\intbl\cf1\f51\fs16\ql \~\cell\pard\plain\intbl\cf1\f51\fs16\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs16\b\qc Offered
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs16\b\qc Hereby**\cell\pard\plain\intbl\cf1\f51\fs16\ql \~\cell\pard\plain\intbl\cf1\f51\fs16\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs16\b\qc Beneficially
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs16\b\qc Owned\~After
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs16\b\qc the\~Offering***\cell\pard\plain\intbl\cf1\f51\fs16\ql \~\cell\pard\plain\intbl\cf1\f51\fs16\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs16\b\qc As\~a\~Percent\~of
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs16\b\qc Total\~Outstanding
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs16\b\qc After the\plain\intbl\cf1\f51\fs16\b\qc Offering\cell{
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{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql CCM Pension-A, L.L.C. (1)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 88,197
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 18,407\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 88,197
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 18,407\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql CCM Pension-B, L.L.C. (1)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 16,898
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 3,525\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 16,898
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 3,525\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Contrarian Advantage-B, LP (1)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 27,219
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 5,679\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 27,219
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 5,679\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Contrarian Capital Fund I, L.P. (1)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 1,551,633
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 322,353\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 1,544,554
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 322,353\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 7,079
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Contrarian Capital Senior Secured, L.P.\plain\intbl\li176\cf1\f51\fs20\ql (1)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 44,575
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 9,302\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 44,575
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 9,302\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Contrarian Capital Trade Claims, L.P. (1)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 81,346
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 16,976\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 81,346
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 16,976\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Contrarian Centre Street Partnership, L.P.\plain\intbl\li176\cf1\f51\fs20\ql (1)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 313,366
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 52,559\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 270,645
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 52,559\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 42,721
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Contrarian Dome du Gouter Master Fund,\plain\intbl\li176\cf1\f51\fs20\ql LP (1)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 314,230
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 65,576\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 314,230
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 65,576\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Contrarian Opportunity Fund, L.P. (1)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 499,064
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 80,402\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 441,485
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 80,402\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 57,579
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Corre Opportunities II Master Fund, LP\plain\intbl\li176\cf1\f51\fs20\ql (2)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 198,903
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 33,345\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 141,491
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 29,247\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 57,412
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 4,098\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Corre Opportunities Qualified Master\plain\intbl\li176\cf1\f51\fs20\ql Fund, LP (2)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 449,591
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 66,864\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 308,020
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 63,668\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 141,571
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 3,196\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Eastspring Investments - U.S. High Yield\plain\intbl\li176\cf1\f51\fs20\ql Bond Fund (3)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 454,576
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 94,864\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 454,576
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 94,864\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Eastspring Investments - U.S. Strategic\plain\intbl\li176\cf1\f51\fs20\ql Income Bond Fund (3)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
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\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 6,929
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\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
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{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Franklin High Income Trust - Franklin\plain\intbl\li176\cf1\f51\fs20\ql High Income Fund (4)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 119,034
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 43,062\cell
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\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 119,034
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 43,062\cell
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\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
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{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Franklin Strategic Series - Franklin\plain\intbl\li176\cf1\f51\fs20\ql Strategic Income Fund (4)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 286,935
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 94,305\cell
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\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 286,935
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 94,305\cell
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\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
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{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Franklin Templeton Investment Funds -\plain\intbl\li176\cf1\f51\fs20\ql Franklin Strategic Income Fund (4)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 80,306
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 22,832\cell
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\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 80,306
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 22,832\cell
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\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
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{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Franklin Universal Trust (4)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 21,117
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 5,868\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 21,117
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 5,868\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
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{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh742
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Goldman Sachs Assets Management, L.P.\plain\intbl\li176\cf1\f51\fs20\ql on behalf of certain funds and accounts\plain\intbl\li176\cf1\f51\fs20\ql (5)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 1,224,637
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 393,609\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 1,224,637
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 393,609\cell
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\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
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{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh742\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql J.P. Morgan Securities LLC (6)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 1,226,200
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 287,036\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 1,201,200
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 286,901\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 25,000
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 135\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Jackson National Life Insurance Company\plain\intbl\li176\cf1\f51\fs20\ql (3)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 140,458
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 29,320\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 140,458
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 29,320\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Jackson National Life Insurance Company\plain\intbl\li176\cf1\f51\fs20\ql of New York (3)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 15,567
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 3,249\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 15,567
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 3,249\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql JNL/PPM America High Yield Bond\plain\intbl\li176\cf1\f51\fs20\ql Fund, a series of JNL Series Trust (3)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 569,340
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 118,813\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 569,340
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 118,813\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql JNL/PPM America Long Short Credit\plain\intbl\li176\cf1\f51\fs20\ql Fund (3)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 20,406
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 4,261\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 20,406
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 4,261\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql JNL/PPM America Strategic Income Fund\plain\intbl\li176\cf1\f51\fs20\ql (3)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 15,398
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 3,213\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 15,398
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 3,213\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Lord Abbett Bond-Debenture Fund, Inc.\plain\intbl\li176\cf1\f51\fs20\ql (7)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 480,548
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 108,764\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 480,548
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 108,764\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Lord Abbett Investment Trust - Lord\plain\intbl\li176\cf1\f51\fs20\ql Abbett High Yield Fund (7)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 243,918
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 65,395\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 243,918
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 65,395\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Lord Abbett Investment Trust - Lord\plain\intbl\li176\cf1\f51\fs20\ql Abbett Income Fund (8)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 63,668
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 13,287\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 63,668
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 13,287\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
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{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Lord Abbett Investment Trust - Lord\plain\intbl\li176\cf1\f51\fs20\ql Abbett Short Duration Income Fund (8)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 1,576,917
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 329,100\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 1,576,917
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 329,100\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh495\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Lord Abbett Passport Portfolios plc -\plain\intbl\li176\cf1\f51\fs20\ql Lord Abbett High Yield Fund (7)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 10,940
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 2,956\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 10,940
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 2,956\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh248
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Lord Abbett Passport Portfolios plc -\plain\intbl\li176\cf1\f51\fs20\ql Lord Abbett
\par\pard\plain\intbl\fs16\pard\plain\intbl\li176\cf1\f51\fs20\ql Multi-Sector Income Fund (7)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 9,455
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 616\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 2,955
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 616\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 6,500
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\cellx3515\clvertalb\cellx3836\clvertalb\cellx4220\clvertalb\cellx4541\clvertalb\cellx5084\clvertalb\cellx5903\clvertalb\cellx5993\clvertalb\cellx6314\clvertalb\cellx6657\clvertalb\cellx7477\clvertalb\cellx7567\clvertalb\cellx7888\clvertalb\cellx8437\clvertalb\cellx9107\clvertalb\cellx9197\clvertalb\cellx9518\cellx10800\trrh248\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Lord Abbett Series Fund, Inc. - Bond\plain\intbl\li176\cf1\f51\fs20\ql Debenture Portfolio (7)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 52,255
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 12,311\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 52,255
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 12,311\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx3515\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx3836\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4220\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx4541\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5084\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5903\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx5993\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6314\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6657\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7477\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7567\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7888\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8437\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9107\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9197\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9518\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 6
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}
\par\pard\plain
{\trowd\clvertalc\cellx5621\clvertalb\cellx6151\clvertalc\cellx6315\clvertalb\cellx6845\clvertalc\cellx6915\clvertalc\cellx7735\clvertalc\cellx7825\clvertalb\cellx8355\clvertalc\cellx8425\clvertalc\cellx9245\clvertalc\cellx9335\clvertalb\cellx9865\clvertalc\cellx9935\clvertalc\cellx10055\clvertalc\cellx10145\clvertalb\cellx10675\clvertalc\cellx10800\trrh66
\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell\pard\plain\intbl\f0\fs16\ql \~\cell{
{\trowd\clvertalc\cellx5621\clvertalb\cellx6151\clvertalc\cellx6315\clvertalb\cellx6845\clvertalc\cellx6915\clvertalc\cellx7735\clvertalc\cellx7825\clvertalb\cellx8355\clvertalc\cellx8425\clvertalc\cellx9245\clvertalc\cellx9335\clvertalb\cellx9865\clvertalc\cellx9935\clvertalc\cellx10055\clvertalc\cellx10145\clvertalb\cellx10675\clvertalc\cellx10800\trrh66\row}}}
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\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Mark Fischer (9)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 140,023
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr \u8212?\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 140,023
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr \u8212?\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
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{\trowd\clshdng100\clcfpat11\clcbpat11\cellx5621\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6151\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6315\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6845\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6915\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7735\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7825\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8355\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8425\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9245\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9335\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9865\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9935\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10055\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10145\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10675\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx5621\clvertalb\cellx6151\clvertalb\cellx6315\clvertalb\cellx6845\clvertalb\cellx6915\clvertalb\cellx7735\clvertalb\cellx7825\clvertalb\cellx8355\clvertalb\cellx8425\clvertalb\cellx9245\clvertalb\cellx9335\clvertalb\cellx9865\clvertalb\cellx9935\clvertalb\cellx10055\clvertalb\cellx10145\clvertalb\cellx10675\clvertalb\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Principal Funds Inc. \u8211? Core Plus Bond Fund (10)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 60,614
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 12,649\cell
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\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 60,614
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 12,649\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
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{\trowd\cellx5621\clvertalb\cellx6151\clvertalb\cellx6315\clvertalb\cellx6845\clvertalb\cellx6915\clvertalb\cellx7735\clvertalb\cellx7825\clvertalb\cellx8355\clvertalb\cellx8425\clvertalb\cellx9245\clvertalb\cellx9335\clvertalb\cellx9865\clvertalb\cellx9935\clvertalb\cellx10055\clvertalb\cellx10145\clvertalb\cellx10675\clvertalb\cellx10800\trrh495\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx5621\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6151\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6315\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6845\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6915\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7735\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7825\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8355\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8425\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9245\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9335\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9865\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9935\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10055\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10145\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10675\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Principal Funds Inc. \u8211? Global Diversified Income Fund(10)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 254,842
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 53,185\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 254,842
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 53,185\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
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{\trowd\clshdng100\clcfpat11\clcbpat11\cellx5621\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6151\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6315\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6845\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6915\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7735\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7825\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8355\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8425\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9245\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9335\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9865\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9935\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10055\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10145\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10675\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx5621\clvertalb\cellx6151\clvertalb\cellx6315\clvertalb\cellx6845\clvertalb\cellx6915\clvertalb\cellx7735\clvertalb\cellx7825\clvertalb\cellx8355\clvertalb\cellx8425\clvertalb\cellx9245\clvertalb\cellx9335\clvertalb\cellx9865\clvertalb\cellx9935\clvertalb\cellx10055\clvertalb\cellx10145\clvertalb\cellx10675\clvertalb\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Principal Funds Inc. \u8211? High Yield Fund(10)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 816,286
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 170,356\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 816,286
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 170,356\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc *\cell{
{\trowd\cellx5621\clvertalb\cellx6151\clvertalb\cellx6315\clvertalb\cellx6845\clvertalb\cellx6915\clvertalb\cellx7735\clvertalb\cellx7825\clvertalb\cellx8355\clvertalb\cellx8425\clvertalb\cellx9245\clvertalb\cellx9335\clvertalb\cellx9865\clvertalb\cellx9935\clvertalb\cellx10055\clvertalb\cellx10145\clvertalb\cellx10675\clvertalb\cellx10800\trrh495\row}}}
{\trowd\clshdng100\clcfpat11\clcbpat11\cellx5621\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6151\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6315\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6845\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6915\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7735\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7825\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8355\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8425\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9245\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9335\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9865\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9935\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10055\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10145\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10675\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Principal Global Investors Funds \u8211? High Yield Fund (10)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 21,003
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 4,383\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 21,003
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 4,383\cell
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
\par\pard\plain\intbl\fs16\cell\pard\plain\intbl\cf1\f51\fs20\qr 0
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qr 0\cell
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{\trowd\clshdng100\clcfpat11\clcbpat11\cellx5621\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6151\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6315\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6845\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx6915\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7735\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx7825\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8355\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx8425\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9245\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9335\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9865\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx9935\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10055\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10145\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10675\clvertalb\clshdng100\clcfpat11\clcbpat11\cellx10800\trrh495\row}}}
{\trowd\cellx5621\clvertalb\cellx6151\clvertalb\cellx6315\clvertalb\cellx6845\clvertalb\cellx6915\clvertalb\cellx7735\clvertalb\cellx7825\clvertalb\cellx8355\clvertalb\cellx8425\clvertalb\cellx9245\clvertalb\cellx9335\clvertalb\cellx9865\clvertalb\cellx9935\clvertalb\cellx10055\clvertalb\cellx10145\clvertalb\cellx10675\clvertalb\cellx10800\trrh495
\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Principal Life Insurance Company d/b/a Principal Core Plus Bond\plain\intbl\li176\cf1\f51\fs20\ql Separate Account (10)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
\par\pard\plain\intbl\fs16\pard\plain\intbl\cf1\f51\fs20\qc B\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\ql \~
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\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Silver Point Capital Fund, L.P. (11)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
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\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql Silver Point Capital Offshore Master Fund, L.P. (11)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
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\pard\plain\intbl\li176\fi-176\cf1\f51\fs20\ql The Prudential Assurance Company Limited (3)\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\~\cell\pard\plain\intbl\cf1\f51\fs20\qc A
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\pard\plain\intbl\cf1\f51\fs20\ql *\cell\pard\plain\intbl\cf1\f51\fs20\ql Represents less than 1%.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql **\cell\pard\plain\intbl\cf1\f51\fs20\ql The amounts and percentages of common stock beneficially owned are reported on the bases of regulations of the SEC\plain\intbl\cf1\f51\fs20\ql governing the determination of beneficial ownership of securities. Under the rules of the SEC, a person is deemed to be a\plain\intbl\cf1\f51\fs20\ql \u8220?beneficial owner\u8221? of a security if that person has or shares voting power, which includes the power to vote or\plain\intbl\cf1\f51\fs20\ql direct the voting of such security, or investment power, which includes the power to dispose of or to direct the disposition\plain\intbl\cf1\f51\fs20\ql of such security. Under these rules, more than one person may be deemed to be a beneficial owner of the same securities,\plain\intbl\cf1\f51\fs20\ql and a person may be deemed to be a beneficial owner of securities as to which such person has no economic interest. The\plain\intbl\cf1\f51\fs20\ql number of shares beneficially owned by a person includes shares of common stock underlying warrants, stock options,\plain\intbl\cf1\f51\fs20\ql convertible preferred stock, and any other derivative securities to acquire common stock held by that person that are\plain\intbl\cf1\f51\fs20\ql currently exercisable or convertible within 60 days after the date of this prospectus. The shares issuable under any such\plain\intbl\cf1\f51\fs20\ql securities are treated as outstanding for computing the percentage ownership of the person holding these securities, but are\plain\intbl\cf1\f51\fs20\ql not treated as outstanding for the purposes of computing the percentage ownership of any other person.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql ***\cell\pard\plain\intbl\cf1\f51\fs20\ql Assumes the exercise of all warrants and the sale of all shares of common stock shown under \u8220?Offered\plain\intbl\cf1\f51\fs20\ql Hereby\u8221? held by the selling stockholders and assumes the selling stockholders do not acquire beneficial ownership of\plain\intbl\cf1\f51\fs20\ql any additional shares of our common stock. The selling stockholders are not obligated to sell any of the shares of our\plain\intbl\cf1\f51\fs20\ql common stock covered by this prospectus.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql (1)\cell\pard\plain\intbl\cf1\f51\fs20\ql Jon R. Bauer, managing member of Contrarian Capital Management, L.L.C., the selling stockholder\u8217?s investment\plain\intbl\cf1\f51\fs20\ql manager, has voting and investment control over the securities.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql (2)\cell\pard\plain\intbl\cf1\f51\fs20\ql Eric Soderlund and John Barrett, managing members of Corre Partners Management, LLC, the selling stockholder\u8217?s\plain\intbl\cf1\f51\fs20\ql investment manager, have voting and investment control over the securities.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql (3)\cell\pard\plain\intbl\cf1\f51\fs20\ql Joel Klein, Executive Vice President of PPM America Inc., the selling stockholder\u8217?s investment manager, exercises\plain\intbl\cf1\f51\fs20\ql voting and investment control over the securities as the attorney-in-fact for the selling stockholder.\cell{
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\pard\plain
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\pard\plain\intbl\cf1\f51\fs20\ql (4)\cell\pard\plain\intbl\cf1\f51\fs20\ql Franklin Advisers, Inc. (\u8220?FAV\u8221?) is the investment manager for each of the funds and accounts that are the\plain\intbl\cf1\f51\fs20\ql registered holders of these securities. FAV is an indirect wholly owned subsidiary of Franklin Resources, Inc.\plain\intbl\cf1\f51\fs20\ql (\u8220?FRI\u8221?) and may be deemed to be the beneficial owner of these securities for purposes of Rule 13d-3 under\plain\intbl\cf1\f51\fs20\ql the Exchange Act in its capacity as the investment adviser to various investment companies registered under Section\~8 of the\plain\intbl\cf1\f51\fs20\ql Investment Company Act of 1940 and other accounts. When an investment management contract (including a sub-advisory\plain\intbl\cf1\f51\fs20\ql agreement) delegates to FAV investment discretion or voting power over the securities held in the investment advisory\plain\intbl\cf1\f51\fs20\ql accounts that are subject to that agreement, FRI treats FAV as having sole investment discretion or voting authority, as the\plain\intbl\cf1\f51\fs20\ql case may be, unless the agreement specifies otherwise. Accordingly, FAV reports for purposes of section 13(d) of the\plain\intbl\cf1\f51\fs20\ql Exchange Act that it has sole investment discretion and voting authority over the securities covered by any such investment\plain\intbl\cf1\f51\fs20\ql management agreement, unless otherwise specifically noted. FAV disclaims beneficial ownership of the securities.\cell{
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\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}
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\pard\plain\intbl\cf1\f51\fs20\ql (5)\cell\pard\plain\intbl\cf1\f51\fs20\ql Goldman Sachs Asset Management, L.P. serves as the investment advisor to certain funds and accounts and holds voting\plain\intbl\cf1\f51\fs20\ql and investment power with respect to the securities held by such funds and accounts, subject to the oversight of the\plain\intbl\cf1\f51\fs20\ql portfolio management team of Goldman Sachs Asset Management, L.P.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql (6)\cell\pard\plain\intbl\cf1\f51\fs20\ql The selling stockholder is a wholly owned subsidiary of JPMorgan Chase\~& Co., which, in its capacity as parent holding\plain\intbl\cf1\f51\fs20\ql company, disclaims beneficial ownership of these shares. Each of Christopher L. Harvey, Eric J. Stein, Eric D. Tepper,\plain\intbl\cf1\f51\fs20\ql Kelly Cesare Coffey, Jason Edwin Sippel, Matthew Cherwin, Patrick C. Kirby and Robert C. Holmes is a manager of J.P.\plain\intbl\cf1\f51\fs20\ql Morgan Securities LLC, and as such, may be deemed to have voting and dispositive power over the shares held by J.P.\plain\intbl\cf1\f51\fs20\ql Morgan Securities LLC. Each Christopher L. Harvey, Eric J. Stein, Eric D. Tepper, Kelly Cesare Coffey, Jason Edwin\plain\intbl\cf1\f51\fs20\ql Sippel, Matthew Cherwin, Patrick C. Kirby and Robert C. Holmes disclaims beneficial ownership of the shares.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql (7)\cell\pard\plain\intbl\cf1\f51\fs20\ql Steven F. Rocco, partner and portfolio manager of Lord, Abbett\~& Co. LLC, the selling stockholder\u8217?s investment\plain\intbl\cf1\f51\fs20\ql advisor, exercises voting and investment control over the securities.\cell{
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\pard\plain
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\pard\plain\intbl\cf1\f51\fs20\ql (8)\cell\pard\plain\intbl\cf1\f51\fs20\ql Andrew H. O\u8217?Brian, partner and portfolio manager of Lord, Abbett\~& Co. LLC, the selling stockholder\u8217?s\plain\intbl\cf1\f51\fs20\ql investment advisor, exercises voting and investment control over the securities.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql (9)\cell\pard\plain\intbl\cf1\f51\fs20\ql Shares issuable upon the exercise of warrants. Mr.\~Fischer co-founded the Company in 1988 and served as its chief\plain\intbl\cf1\f51\fs20\ql executive officer and chairman of the board from 1988 through 2016. Mr.\~Fischer retired from the Company and the board\plain\intbl\cf1\f51\fs20\ql of directors on January\~5, 2017 pursuant to our Reorganization Plan.\cell{
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\pard\plain
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\pard\plain\intbl\cf1\f51\fs20\ql (10)\cell\pard\plain\intbl\cf1\f51\fs20\ql Principal Global Investors, LLC, the selling stockholder\u8217?s investment advisor, exercises voting and\plain\intbl\cf1\f51\fs20\ql investment control over the securities.\cell{
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\pard\plain
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\pard\plain\intbl\cf1\f51\fs20\ql (11)\cell\pard\plain\intbl\cf1\f51\fs20\ql Silver Point Capital, L.P. is the investment manager of the selling stockholder and, by reason of such status, may be deemed\plain\intbl\cf1\f51\fs20\ql to be the beneficial owner of the securities held by the selling stockholder. Silver Point Capital Management, LLC is the\plain\intbl\cf1\f51\fs20\ql general partner of Silver Point Capital, L.P. and as a result, may be deemed to be the beneficial owner of the securities held\plain\intbl\cf1\f51\fs20\ql by the selling stockholder. Edward A. Mul\u233? and Robert J. O\u8217?Shea are each members of Silver Point Capital\plain\intbl\cf1\f51\fs20\ql Management, LLC and as a result, may be deemed to be the beneficial owner of the securities held by the selling\plain\intbl\cf1\f51\fs20\ql stockholder.\cell{
{\trowd\cellx432\cellx10800\trrh1485\row}}}\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 8
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}{\*\bkmkstart tx580857_10_12230287}{\*\bkmkend tx580857_10_12230287}\par\pard\plain\cf1\f51\fs20\b\qc DESCRIPTION OF CAPITAL STOCK\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql Below, we have summarized the material terms of our Third Amended and Restated Certificate of Incorporation\plain\cf1\f51\fs20\ql (\u8220?Certificate of Incorporation\u8221?), and our Amended and Restated Bylaws (\u8220?Bylaws\u8221?) and relevant\plain\cf1\f51\fs20\ql sections of the Delaware General Corporation Law (the \u8220?DGCL\u8221?). The summaries below are not intended to be\plain\cf1\f51\fs20\ql complete and are subject to and qualified in their entirety by our full Certificate of Incorporation and Bylaws, copies of which\plain\cf1\f51\fs20\ql have been filed as exhibits to our registration statement on our Company\u8217?s Current Report on Form 8-K filed on\plain\cf1\f51\fs20\ql March\~27, 2017 and are incorporated by reference into the Registration Statement of which this prospectus is a part, and by the\plain\cf1\f51\fs20\ql applicable provisions of the DGCL.\par\pard\plain\li88\sb396\cf1\f51\fs20\b\ql Authorized Capitalization\par\pard\plain\sb132\fi462\cf1\f51\fs20\ql The Company\u8217?s authorized capital stock consists of 205,000,000 shares, which include (i) 180,000,000 shares of\plain\cf1\f51\fs20\ql Class\~A common stock, par value $0.01 per share, (ii) 20,000,000 shares of Class\~B common stock, par value $0.01 per share,\plain\cf1\f51\fs20\ql and (iii) 5,000,000 shares of preferred stock, par value $0.01 per share.\par\pard\plain\li88\sb396\cf1\f51\fs20\b\ql Class\~A and Class\~B Common Stock\par\pard\plain\sb132\fi462\cf1\f51\fs20\ql The Class\~A shares and Class\~B shares have identical economic and voting rights, except that the Class\~B shares are subject\plain\cf1\f51\fs20\ql to certain redemption provisions in the event the Company undertakes an underwritten public offering. The holders of Class\~A\plain\cf1\f51\fs20\ql shares and Class\~B shares at all times vote together as one class on all matters submitted to a vote or for the consent of the\plain\cf1\f51\fs20\ql stockholders of the Company. Except as provided by law or in a preferred stock designation, holders of Class\~A shares and\plain\cf1\f51\fs20\ql Class\~B shares are entitled to one vote for each share held of record on all matters submitted to a vote of the stockholders, will\plain\cf1\f51\fs20\ql have the exclusive right to vote for the election of directors and do not have cumulative voting rights. Except as otherwise\plain\cf1\f51\fs20\ql required by law, holders of common stock are not entitled to vote on any amendment to the Certificate of Incorporation\plain\cf1\f51\fs20\ql (including any certificate of designations relating to any series of preferred stock) that relates solely to the terms of any\plain\cf1\f51\fs20\ql outstanding series of preferred stock if the holders of such affected series are entitled, either separately or together with the\plain\cf1\f51\fs20\ql holders of one or more other such series, to vote thereon pursuant to the Certificate of Incorporation (including any certificate of\plain\cf1\f51\fs20\ql designations relating to any series of preferred stock) or pursuant to the DGCL. Subject to prior rights and preferences that may\plain\cf1\f51\fs20\ql be applicable to any outstanding shares or series of preferred stock, holders of common stock are entitled to receive ratably in\plain\cf1\f51\fs20\ql proportion to the shares of common stock held by them such dividends (payable in cash, stock or otherwise), if any, as may be\plain\cf1\f51\fs20\ql declared from time to time by our board of directors out of funds legally available for dividend payments. Dividends on Class\~A\plain\cf1\f51\fs20\ql common stock and Class\~B common stock in the form of common stock or the right to receive common stock may be paid only\plain\cf1\f51\fs20\ql in the form of Class\~A common stock and Class\~B common stock, respectively. All outstanding shares of common stock are fully\plain\cf1\f51\fs20\ql paid and non-assessable. Except as described under \u8220?Stockholders Agreement\u8221? below, the holders of common stock\plain\cf1\f51\fs20\ql have no preferences or rights of conversion, exchange, pre-emption or other subscription rights. There are no redemption or\plain\cf1\f51\fs20\ql sinking fund provisions applicable to the common stock. In the event of any voluntary or involuntary liquidation, dissolution or\plain\cf1\f51\fs20\ql winding-up of our affairs, holders of common stock will be entitled to share ratably in our assets in proportion to the shares of\plain\cf1\f51\fs20\ql common stock held by them that are remaining after payment or provision for payment of all of our debts and obligations and\plain\cf1\f51\fs20\ql after distribution in full of preferential amounts to be distributed to holders of outstanding shares of preferred stock, if any.\par\pard\plain\li88\sb396\cf1\f51\fs20\b\i\ql Redemption and Conversion of Class\~B Common Stock\par\pard\plain\sb132\fi462\cf1\f51\fs20\ql In connection with a demand for an underwritten offering pursuant to the Registration Rights Agreement by holders of at\plain\cf1\f51\fs20\ql least 20% of the Company\u8217?s initial Registrable Securities (an \u8220?Underwritten Takedown\u8221?), Class\~B shares will\plain\cf1\f51\fs20\ql be subject to redemption by the Company if there is an insufficient number of shares (such insufficient amount, the\plain\cf1\f51\fs20\ql \u8220?Shortfall Number\u8221?) being offered for sale to successfully consummate the Underwritten Takedown or to create\plain\cf1\f51\fs20\ql sufficient liquidity for optimal trading of Class\~A common stock. In such an event, holders of at least 20% of the issued and\plain\cf1\f51\fs20\ql outstanding Class\~B common stock may cause the Company to (i)\~issue for sale in the Underwritten Takedown a number of\plain\cf1\f51\fs20\ql Class\~A shares equal to the Shortfall Number and (ii)\~redeem a number of Class\~B shares equal to the Shortfall Number, on a pro\plain\cf1\f51\fs20\ql rata basis, subject to certain conditions and limitations (a \u8220?Redemption\u8221?). If a Redemption occurs, the issuance of\plain\cf1\f51\fs20\ql Class\~A shares and redemption of Class\~B shares will occur and be effective on the date that the Underwritten Takedown is\plain\cf1\f51\fs20\ql consummated and the Company will promptly pay to holders whose Class\~B shares were redeemed a purchase price per share\plain\cf1\f51\fs20\ql equal to the public offering price in the Underwritten Takedown, less fees and discounts. Any Class\~B shares so redeemed will be\plain\cf1\f51\fs20\ql retired and not available for reissuance.\par\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 9
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}\par\pard\plain\fi462\cf1\f51\fs20\ql All Class\~B shares will automatically be converted into Class\~A shares on a one-for-one basis upon the earliest to occur of\plain\cf1\f51\fs20\ql (i)\~December\~15, 2018, (ii) a Redemption or (iii)\~a Public Listing (as defined below) in connection with an Underwritten\plain\cf1\f51\fs20\ql Takedown or an initial public offering (any such case, a \u8220?Conversion\u8221?). Any Class\~B shares so converted will be\plain\cf1\f51\fs20\ql retired and not available for reissuance.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql The Company will maintain a number of authorized but unissued Class\~A shares sufficient to effect a Redemption or\plain\cf1\f51\fs20\ql Conversion of all Class\~B shares.\par\pard\plain\li88\sb396\cf1\f51\fs20\b\i\ql Drag-Along Rights\par\pard\plain\sb132\fi462\cf1\f51\fs20\ql At any time prior to the listing of our common stock on a national securities exchange in the United States, whether in\plain\cf1\f51\fs20\ql connection with an initial public offering of our common stock or otherwise (a \u8220?Public Listing\u8221?), when a holder or\plain\cf1\f51\fs20\ql group of holders of our common stock (the \u8220?Approving Stockholder\u8221?) propose to sell or otherwise dispose of more\plain\cf1\f51\fs20\ql than 50% of our common stock to a third party, each holder of our common stock who is not an Approving Stockholder must\plain\cf1\f51\fs20\ql vote in favor of, consent to and raise no objections to the proposed sale.\par\pard\plain\li88\sb396\cf1\f51\fs20\b\i\ql Tag-Along Rights\par\pard\plain\sb132\fi462\cf1\f51\fs20\ql At any time prior to a Public Listing, a holder or group of holders of our common stock (the \u8220?Prospective Selling\plain\cf1\f51\fs20\ql Stockholders\u8221?) who propose to sell or otherwise dispose of 25% or more of our common stock to a third party (other than\plain\cf1\f51\fs20\ql in connection with an underwritten initial public offering that results in either: (1)\~aggregate cash proceeds over $75\~million\plain\cf1\f51\fs20\ql dollars or (2)\~at least 20% of our outstanding common stock being issued and sold to the public) must allow holders of our\plain\cf1\f51\fs20\ql common stock who are not Prospective Selling Stockholders to participate in the proposed sale.\par\pard\plain\li88\sb396\cf1\f51\fs20\b\i\ql Stockholders Agreement\par\pard\plain\sb132\fi462\cf1\f51\fs20\ql In connection with our emergence from bankruptcy in March 2017, we entered into the Stockholders Agreement with\plain\cf1\f51\fs20\ql certain stockholders, providing for certain stockholders\u8217? rights, including minority stockholder protections (including\plain\cf1\f51\fs20\ql amendment provisions relating to such minority stockholder protections). Among other things, the Stockholders Agreement\plain\cf1\f51\fs20\ql provides for the following:\par\pard\plain\cf1\f51\fs12\ql \~
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\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\i\ql Restrictions on Authority of the Board\plain\intbl\cf1\f51\fs20\ql . Subject to specified exceptions, the Stockholders Agreement provides that\plain\intbl\cf1\f51\fs20\ql we may not, and may not permit our subsidiaries to, take certain actions including but not limited to entering into\plain\intbl\cf1\f51\fs20\ql (i)\~a merger, consolidation, or sale of all or substantially all of the Company\u8217?s assets; (ii)\~an acquisition\plain\intbl\cf1\f51\fs20\ql outside the ordinary course of business or exceeding $125,000,000; (iii) any issuance of preferred stock or other\plain\intbl\cf1\f51\fs20\ql capital stock of the Company senior to the Company common stock; (iv)\~an amendment, waiver or modification\plain\intbl\cf1\f51\fs20\ql of the certificate of incorporation or bylaws of the Company; (v)\~an incurrence of new indebtedness that would\plain\intbl\cf1\f51\fs20\ql result in the aggregate indebtedness of the Company exceeding $650,000,000; and (vi)\~with certain exceptions, an\plain\intbl\cf1\f51\fs20\ql initial public offering on or prior to December\~15, 2018, in each case without the approval of holders of at least\plain\intbl\cf1\f51\fs20\ql two-thirds of the Company\u8217?s outstanding common stock.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\i\ql Affiliate Transactions\plain\intbl\cf1\f51\fs20\ql . The Stockholders Agreement provides restrictions on the authority of the board to enter\plain\intbl\cf1\f51\fs20\ql into or terminate affiliate transactions without the approval of a majority of disinterested members of the board.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\i\ql Information Rights\plain\intbl\cf1\f51\fs20\ql . The Stockholders Agreement provides stockholders party to the Stockholders Agreement with\plain\intbl\cf1\f51\fs20\ql certain information rights with respect to the Company.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\i\ql Preemptive Rights\plain\intbl\cf1\f51\fs20\ql . The Stockholders Agreement provides preemptive rights to stockholders holding at least 0.5%\plain\intbl\cf1\f51\fs20\ql of our outstanding common stock, exercisable under certain circumstances upon the issuance of new capital stock\plain\intbl\cf1\f51\fs20\ql or convertible securities, options or warrants to purchase new capital stock.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\i\ql Drag-Along and Tag-Along Rights\plain\intbl\cf1\f51\fs20\ql . The stockholders party to the Stockholders Agreement acknowledge therein\plain\intbl\cf1\f51\fs20\ql that they are subject to the drag-along and tag-along provisions set forth in the our Certificate of Incorporation,\plain\intbl\cf1\f51\fs20\ql as described under \u8220? \u8211? Drag-Along Rights\u8221? and \u8220? \u8211? Tag-Along Rights\u8221?\plain\intbl\cf1\f51\fs20\ql above.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\i\ql Registration Rights\plain\intbl\cf1\f51\fs20\ql . The Stockholders Agreement provides registration rights as described in the Registration\plain\intbl\cf1\f51\fs20\ql Rights Agreement.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\i\ql Amendment\plain\intbl\cf1\f51\fs20\ql . Generally, amendments to the Stockholders Agreement must be approved by at least two-thirds of\plain\intbl\cf1\f51\fs20\ql the outstanding shares of common stock subject to the Stockholders Agreement. However, amendments to certain\plain\intbl\cf1\f51\fs20\ql provisions of the Stockholders Agreement require the approval of all stockholders who may be adversely affected\plain\intbl\cf1\f51\fs20\ql by the amendment to such provisions or who would be disproportionately adversely affected relative to other\plain\intbl\cf1\f51\fs20\ql stockholders by the amendment.\cell{
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\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\i\ql Termination\plain\intbl\cf1\f51\fs20\ql . The Stockholders Agreement will terminate upon the earliest to occur of (i)\~the termination of the\plain\intbl\cf1\f51\fs20\ql agreement by the unanimous written consent of all stockholders of the Company; (ii)\~the dissolution, liquidation\plain\intbl\cf1\f51\fs20\ql or winding up of the Company; or (iii)\~a Public Listing.\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh742\row}}}\pard\plain\sb264\fi462\cf1\f51\fs20\ql On March\~6, 2018, we held a special meeting of stockholders where the stockholders approved and adopted an amendment\plain\cf1\f51\fs20\ql to the Stockholders Agreement which (i)\~removed the restriction on the Company\u8217?s ability to become subject to Section\~13\plain\cf1\f51\fs20\ql of the Exchange Act on or prior to December\~15, 2018 without the affirmative approval of the holders of two-thirds of the\plain\cf1\f51\fs20\ql Company\u8217?s outstanding common stock and (ii)\~eliminated preemptive rights currently existing under the Stockholders\plain\cf1\f51\fs20\ql Agreement which would be applicable to the issuance or sale of Company securities pursuant to a private placement or other\plain\cf1\f51\fs20\ql transaction exempt from or not subject to the registration requirements of the Securities Act to the extent such transaction does\plain\cf1\f51\fs20\ql not result in the issuance of more than 100,000 shares of the Company\u8217?s common stock and does not result in more than\plain\cf1\f51\fs20\ql 100 new holders of the Company\u8217?s common stock.\par\pard\plain\li88\sb396\cf1\f51\fs20\b\ql Preferred Stock\par\pard\plain\sb132\fi462\cf1\f51\fs20\ql Our Certificate of Incorporation authorizes our board of directors, subject to any limitations prescribed by law, and subject\plain\cf1\f51\fs20\ql to the Restrictions set forth in the Stockholders Agreement, to establish and to issue from time to time one or more classes or\plain\cf1\f51\fs20\ql series of preferred stock, par value $0.01 per share, covering up to an aggregate of 5,000,000 shares of preferred stock. Each\plain\cf1\f51\fs20\ql class or series of preferred stock will cover the number of shares and will have the powers, preferences, rights, qualifications,\plain\cf1\f51\fs20\ql limitations and restrictions determined by the board of directors, which may include, among others, dividend rights, liquidation\plain\cf1\f51\fs20\ql preferences, voting rights, conversion rights, preemptive rights and redemption rights. Except as provided by law or in a preferred\plain\cf1\f51\fs20\ql stock designation, the holders of preferred stock will not be entitled to vote at or receive notice of any meeting of stockholders.\par\pard\plain\li88\sb396\cf1\f51\fs20\b\ql Warrants\par\pard\plain\sb132\fi462\cf1\f51\fs20\ql On the Effective Date, the Company issued warrants to purchase up to 140,203 Class\~A shares. The warrants are exercisable\plain\cf1\f51\fs20\ql until June\~30, 2018 and are initially exercisable for one Class\~A share per warrant at an initial exercise price of $36.78 per share.\plain\cf1\f51\fs20\ql The warrant holder will not, by virtue of holding or having a beneficial interest in a warrant, have the right to vote, to receive\plain\cf1\f51\fs20\ql dividends, to consent, to receive notice as a stockholder of the Company in respect of any meeting of stockholders of the\plain\cf1\f51\fs20\ql Company, or to exercise any rights whatsoever as a stockholder of the Company unless, until and only to the extent the warrant\plain\cf1\f51\fs20\ql holder becomes a holder of record of Class\~A shares issued upon exercise of the warrants. Upon the occurrence of certain events\plain\cf1\f51\fs20\ql constituting a recapitalization, reorganization, reclassification, consolidation, merger, sale of all or substantially all of the\plain\cf1\f51\fs20\ql Company\u8217?s equity securities or assets or other transaction, the warrant holder will have the right to receive, upon exercise\plain\cf1\f51\fs20\ql of a warrant, the kind and amount of consideration that a holder of one share of common stock would have owned or been\plain\cf1\f51\fs20\ql entitled to receive in connection with such event. The warrant holder may elect to exercise a warrant on a cashless basis such\plain\cf1\f51\fs20\ql that no payment of cash will be required in connection with such exercise.\par\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 11
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}\par\pard\plain\li88\cf1\f51\fs20\b\ql Anti-Takeover Effects of Provisions of our Certificate of Incorporation, our Amended and Restated Bylaws and\plain\li88\cf1\f51\fs20\b\ql Delaware Law\par\pard\plain\sb132\fi462\cf1\f51\fs20\ql Some provisions of Delaware law, our Certificate of Incorporation and our Bylaws described below contain provisions that\plain\cf1\f51\fs20\ql could make the following transactions more difficult: acquisitions of us by means of a tender offer, a proxy contest or otherwise;\plain\cf1\f51\fs20\ql or removal of our incumbent officers and directors. These provisions may also have the effect of preventing changes in our\plain\cf1\f51\fs20\ql management. It is possible that these provisions could make it more difficult to accomplish or could deter transactions that\plain\cf1\f51\fs20\ql stockholders may otherwise consider to be in their best interest or in our best interests, including transactions that might result in\plain\cf1\f51\fs20\ql a premium over the market price for our shares.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql These provisions, summarized below, are expected to discourage coercive takeover practices and inadequate takeover bids.\plain\cf1\f51\fs20\ql These provisions are also designed to encourage persons seeking to acquire control of us to first negotiate with us. We believe\plain\cf1\f51\fs20\ql that the benefits of increased protection and our potential ability to negotiate with the proponent of an unfriendly or unsolicited\plain\cf1\f51\fs20\ql proposal to acquire or restructure us outweigh the disadvantages of discouraging these proposals because, among other things,\plain\cf1\f51\fs20\ql negotiation of these proposals could result in an improvement of their terms.\par\pard\plain\li88\sb396\cf1\f51\fs20\b\ql Delaware Law\par\pard\plain\sb132\fi462\cf1\f51\fs20\ql We are not subject to the provisions of Section\~203 of the DGCL, regulating corporate takeovers. In general, Section\~203\plain\cf1\f51\fs20\ql prohibits a publicly held Delaware corporation from engaging in a \u8220?business combination\u8221? with an \u8220?interested\plain\cf1\f51\fs20\ql stockholder\u8221? for a three-year period following the time that such stockholder becomes an interested stockholder, unless the\plain\cf1\f51\fs20\ql business combination is approved in a prescribed manner. A \u8220?business combination\u8221? includes, among other things, a\plain\cf1\f51\fs20\ql merger, asset or stock sale, or other transaction resulting in a financial benefit to the interested stockholder. An \u8220?interested\plain\cf1\f51\fs20\ql stockholder\u8221? is a person who, together with affiliates and associates, owns, or did own within three years prior to the\plain\cf1\f51\fs20\ql determination of interested stockholder status, 15% or more of the corporation\u8217?s outstanding voting stock. Under\plain\cf1\f51\fs20\ql Section\~203, a business combination between a corporation and an interested stockholder is prohibited unless it satisfies one of\plain\cf1\f51\fs20\ql the following conditions:\par\pard\plain\cf1\f51\fs12\ql \~
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\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql the transaction is approved by the board of directors before the date the interested stockholder attained that status;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
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{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh990
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql upon consummation of the transaction that resulted in the stockholder becoming an interested stockholder, the\plain\intbl\cf1\f51\fs20\ql interested stockholder owned at least 85% of the voting stock of the corporation outstanding at the time the\plain\intbl\cf1\f51\fs20\ql transaction commenced, excluding for purposes of determining the voting stock outstanding, shares owned by\plain\intbl\cf1\f51\fs20\ql persons who are directors and also officers, and employee stock plans, in some instances; or\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh990\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh742
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql on or after such time, the business combination is approved by the board of directors and authorized at a meeting\plain\intbl\cf1\f51\fs20\ql of stockholders by at least two-thirds of the outstanding voting stock that is not owned by the interested\plain\intbl\cf1\f51\fs20\ql stockholder.\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh742\row}}}\pard\plain\sb264\fi462\cf1\f51\fs20\ql We elected to \u8220?opt out\u8221? of the provisions of Section\~203 in our Certificate of Incorporation filed in connection\plain\cf1\f51\fs20\ql with our emergence from bankruptcy.\par\pard\plain\li88\sb396\cf1\f51\fs20\b\ql Certificate of Incorporation and Bylaws\par\pard\plain\sb132\fi462\cf1\f51\fs20\ql Provisions of our Certificate of Incorporation and Bylaws may delay or discourage transactions involving an actual or\plain\cf1\f51\fs20\ql potential change in control or change in our management, including transactions in which stockholders might otherwise receive a\plain\cf1\f51\fs20\ql premium for their shares, or transactions that our stockholders might otherwise deem to be in their best interests. Therefore, these\plain\cf1\f51\fs20\ql provisions could adversely affect the price of our common stock.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql Among other things, our Certificate of Incorporation and Bylaws:\par\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql permit our board of directors to issue up to 5,000,000 shares of preferred stock, with any rights, preferences and\plain\intbl\cf1\f51\fs20\ql privileges as they may designate;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495\row}}}\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 12
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql provide that the authorized number of directors may be changed only by resolution of the board of directors;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh990
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql provide that all vacancies, including newly created directorships, may, except as otherwise required by law, be\plain\intbl\cf1\f51\fs20\ql filled by the affirmative vote of a majority of directors then in office, even if less than a quorum (prior to such\plain\intbl\cf1\f51\fs20\ql time, vacancies may also be filled by the affirmative vote of the holders of a majority of our then outstanding\plain\intbl\cf1\f51\fs20\ql common stock);\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh990\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql provide that our Bylaws may only be amended by the affirmative vote of the holders of a majority of\plain\intbl\cf1\f51\fs20\ql our then outstanding common stock or by resolution adopted by a majority of the directors;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh742
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql provide that special meetings of our stockholders may only be called by the board of directors, the chairman of\plain\intbl\cf1\f51\fs20\ql the board of directors, or the holders of a majority of the total voting power of all the shares of our then\plain\intbl\cf1\f51\fs20\ql outstanding stock entitled to vote generally in the election of directors;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh742\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh742
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql eliminate the personal liability of our directors for monetary damages resulting from breaches of their fiduciary\plain\intbl\cf1\f51\fs20\ql duty to the extent permitted by the DGCL and indemnify our directors and officers to the fullest extent permitted\plain\intbl\cf1\f51\fs20\ql by Section\~145 of the DGCL;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh742\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh742
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql provide that stockholders seeking to present proposals before a meeting of stockholders or to nominate candidates\plain\intbl\cf1\f51\fs20\ql for election as directors at a meeting of stockholders must provide notice in writing in a timely manner, and also\plain\intbl\cf1\f51\fs20\ql specify requirements as to the form and content of a stockholder\u8217?s notice; and\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh742\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh742
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql do not provide for cumulative voting rights, therefore allowing the holders of a majority of the shares of common\plain\intbl\cf1\f51\fs20\ql stock entitled to vote in any election of directors to elect all of the directors standing for election, if they should\plain\intbl\cf1\f51\fs20\ql so choose.\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh742\row}}}\pard\plain\li88\sb396\cf1\f51\fs20\b\ql Limitation of Liability and Indemnification Matters\par\pard\plain\sb132\fi462\cf1\f51\fs20\ql Our Certificate of Incorporation limits the liability of our directors for monetary damages for breach of their fiduciary duty\plain\cf1\f51\fs20\ql as directors, except for liability that cannot be eliminated under the DGCL. Delaware law provides that directors of a company\plain\cf1\f51\fs20\ql will not be personally liable for monetary damages for breach of their fiduciary duty as directors, except for liabilities:\par\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql for any breach of their duty of loyalty to us or our stockholders;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
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{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql for acts or omissions not in good faith or which involve intentional misconduct or a knowing violation of law;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql for unlawful payment of dividend or unlawful stock repurchase or redemption, as provided under Section\~174 of\plain\intbl\cf1\f51\fs20\ql the DGCL; or\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql for any transaction from which the director derived an improper personal benefit.\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\sb264\fi462\cf1\f51\fs20\ql Any amendment, repeal or modification of these provisions will be prospective only and would not affect any limitation on\plain\cf1\f51\fs20\ql liability of a director for acts or omissions that occurred prior to any such amendment, repeal or modification.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql Our Certificate of Incorporation and Bylaws also provide that we will indemnify our directors and officers to the fullest\plain\cf1\f51\fs20\ql extent permitted by Delaware law. Our Certificate of Incorporation and Bylaws also permit us to purchase insurance on behalf of\plain\cf1\f51\fs20\ql any officer, director, employee or other agent for any liability arising out of that person\u8217?s actions as our officer, director,\plain\cf1\f51\fs20\ql employee or agent, regardless of whether Delaware law would permit indemnification. We have entered into indemnification\plain\cf1\f51\fs20\ql agreements with each of our current directors and officers. These agreements require us to indemnify these individuals to the\plain\cf1\f51\fs20\ql fullest extent permitted under Delaware law against liability that may arise by reason of their service to us, and to advance\plain\cf1\f51\fs20\ql expenses incurred as a result of any proceeding against them as to which they could be indemnified. We believe that the\plain\cf1\f51\fs20\ql limitation of liability provision in our Certificate of Incorporation and the indemnification agreements will facilitate our ability to\plain\cf1\f51\fs20\ql continue to attract and retain qualified individuals to serve as directors and officers.\par\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 13
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}\par\pard\plain\li88\cf1\f51\fs20\b\ql Other Rights\par\pard\plain\sb132\fi462\cf1\f51\fs20\ql Under the terms of our Certificate of Incorporation and the Bylaws, we are prohibited from issuing any non-voting equity\plain\cf1\f51\fs20\ql securities to the extent required under Section\~1123(a)(6) of the Bankruptcy Code and only for so long as Section\~1123 of the\plain\cf1\f51\fs20\ql Bankruptcy Code is in effect and applicable to the Company.\par\pard\plain\li88\sb396\cf1\f51\fs20\b\ql Transfer Agent and Registrar\par\pard\plain\sb132\fi462\cf1\f51\fs20\ql The transfer agent and registrar for our common stock is Computershare Trust Company, N.A.\par\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 14
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}{\*\bkmkstart tx580857_11_12230287}{\*\bkmkend tx580857_11_12230287}\par\pard\plain\cf1\f51\fs20\b\qc PLAN OF DISTRIBUTION\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql As of the date of this prospectus, we have not been advised by the selling stockholders as to any plan of distribution.\plain\cf1\f51\fs20\ql Distributions of the common stock by the selling stockholders, or by their partners, pledgees, donees (including charitable\plain\cf1\f51\fs20\ql organizations), transferees or other successors in interest, may from time to time be offered for sale either directly by such\plain\cf1\f51\fs20\ql individual, or through underwriters, dealers or agents or on any exchange on which the common stock may from time to time be\plain\cf1\f51\fs20\ql traded, in the over-the-counter market, or in independently negotiated transactions or otherwise. The methods by which the\plain\cf1\f51\fs20\ql common stock may be sold include:\par\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql privately negotiated transactions;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
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{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql underwritten transactions;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
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{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql exchange distributions and/or secondary distributions;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
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{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql sales in the over-the-counter market;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql ordinary brokerage transactions and transactions in which the broker solicits purchasers;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
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{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql broker-dealers may agree with the selling stockholders to sell a specified number of such shares at a stipulated\plain\intbl\cf1\f51\fs20\ql price per share;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql a block trade (which may involve crosses) in which the broker or dealer so engaged will attempt to sell the\plain\intbl\cf1\f51\fs20\ql securities as agent but may position and resell a portion of the block as principal to facilitate the transaction;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495\row}}}\pard\plain\cf1\f51\fs12\ql \~
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{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql purchases by a broker or dealer as principal and resale by such broker or dealer for its own account pursuant to\plain\intbl\cf1\f51\fs20\ql this prospectus;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql short sales;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql through the writing of options on the shares, whether or not the options are listed on an options exchange;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql through the distributions of the shares by any selling stockholder to its partners, members or stockholders;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql a combination of any such methods of sale; and\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
\par\pard\plain
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql any other method permitted pursuant to applicable law.\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\sb264\fi462\cf1\f51\fs20\ql The selling stockholders may also sell common stock pursuant to Section\~4(a)(2) of the Securities Act or under Rule\~144\plain\cf1\f51\fs20\ql under the Securities Act, in each case if available, rather than under this prospectus.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql The prices at which the common stock offered by this prospectus is sold may include:\par\pard\plain\cf1\f51\fs12\ql \~
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{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql a fixed price or prices, which may be changed;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
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{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql prevailing market prices at the time of sale;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
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{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql prices related to prevailing market prices, including sales made directly on a national securities exchange or sales\plain\intbl\cf1\f51\fs20\ql made through a market maker other than on an exchange or other similar offerings through sales agents;\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495\row}}}\pard\plain\cf1\f51\fs12\ql \~
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\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql varying prices determined at the time of sale; or\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs12\ql \~
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{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql negotiated prices.\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 15
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}\par\pard\plain\fi462\cf1\f51\fs20\ql The selling stockholders may effect such transactions by selling the securities to underwriters or to or through\plain\cf1\f51\fs20\ql broker-dealers, and such underwriters or broker-dealers may receive compensations in the form of discounts or commissions\plain\cf1\f51\fs20\ql from the selling stockholders and may receive commissions from the purchasers of the securities for whom they may act as\plain\cf1\f51\fs20\ql agent. The selling stockholders may agree to indemnify any underwriter, broker-dealer or agent that participates in transactions\plain\cf1\f51\fs20\ql involving sales of the common stock against certain liabilities, including liabilities arising under the Securities Act. We have\plain\cf1\f51\fs20\ql agreed to register the common stock for sale under the Securities Act and to indemnify the selling stockholders and each person\plain\cf1\f51\fs20\ql who participates as an underwriter in the offering of the common stock against certain civil liabilities, including certain liabilities\plain\cf1\f51\fs20\ql under the Securities Act.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql In connection with sales of the securities under this prospectus, the selling stockholders may enter into hedging transactions\plain\cf1\f51\fs20\ql with broker-dealers, who may in turn engage in short sales of the securities in the course of hedging the positions they assume.\plain\cf1\f51\fs20\ql The selling stockholders also may sell securities short and deliver them to close their short positions, or loan or pledge the\plain\cf1\f51\fs20\ql securities to broker-dealers that in turn may sell them.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql The selling stockholders may from time to time pledge or grant a security interest in some or all of the common stock\plain\cf1\f51\fs20\ql owned by them and, if they default in the performance of their secured obligations, the pledgees or secured parties may offer and\plain\cf1\f51\fs20\ql sell common stock from time to time under this prospectus, or under an amendment to this prospectus under Rule\~424 or other\plain\cf1\f51\fs20\ql applicable provision of the Securities Act amending the list of selling stockholders to include the pledgee, transferee or other\plain\cf1\f51\fs20\ql successors in interest as selling stockholders under this prospectus.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql The selling stockholders and any underwriters, dealers or agents that participate in distribution of the securities may be\plain\cf1\f51\fs20\ql deemed to be underwriters, and any profit on sale of the securities by them and any discounts, commissions or concessions\plain\cf1\f51\fs20\ql received by any underwriter, dealer or agent may be deemed to be underwriting discounts and commissions under the Securities\plain\cf1\f51\fs20\ql Act.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql There can be no assurances that the selling stockholders will sell any or all of the securities offered under this prospectus.\par\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 16
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}{\*\bkmkstart tx580857_12_12230287}{\*\bkmkend tx580857_12_12230287}\par\pard\plain\cf1\f51\fs20\b\qc LEGAL MATTERS\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql Certain legal matters in connection with our common stock offered hereby will be passed upon for us by Thompson\~&\plain\cf1\f51\fs20\ql Knight LLP, Dallas, Texas.{\*\bkmkstart tx580857_13_12230287}{\*\bkmkend tx580857_13_12230287}\par\pard\plain\sb528\cf1\f51\fs20\b\qc EXPERTS\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql The audited consolidated financial statements incorporated by reference in this prospectus and elsewhere in the registration\plain\cf1\f51\fs20\ql statement have been so incorporated by reference in reliance upon the report of Grant Thornton LLP, independent registered\plain\cf1\f51\fs20\ql public accountants, upon the authority of said firm as experts in accounting and auditing.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql Certain estimates of our net oil and natural gas reserves and related information included or incorporated by reference in\plain\cf1\f51\fs20\ql this prospectus have been derived from reports prepared by Cawley, Gillespie\~& Associates,\~Inc. and Ryder Scott Company, L.P.\plain\cf1\f51\fs20\ql All such information has been so included or incorporated by reference on the authority of such firms as experts regarding the\plain\cf1\f51\fs20\ql matters contained in their reports.{\*\bkmkstart tx580857_14_12230287}{\*\bkmkend tx580857_14_12230287}\par\pard\plain\sb528\cf1\f51\fs20\b\qc WHERE YOU CAN FIND MORE INFORMATION\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql We have filed with the SEC a post-effective amendment on Form S-3 to the registration statement on Form S-1 (the\plain\cf1\f51\fs20\ql \u8220?Registration Statement\u8221?) relating to the shares of common stock offered by this prospectus. This prospectus, which\plain\cf1\f51\fs20\ql constitutes a part of the Registration Statement, does not contain all of the information set forth in the Registration Statement or\plain\cf1\f51\fs20\ql the exhibits and schedules filed with it. For further information about us and the Common Stock, reference is made to the\plain\cf1\f51\fs20\ql Registration Statement and the exhibits and schedules filed with it. Statements contained in this prospectus regarding the contents\plain\cf1\f51\fs20\ql of any contract or any other document that is filed as an exhibit to the Registration Statement are not necessarily complete, and\plain\cf1\f51\fs20\ql each such statement is qualified in all respects by reference to the full text of such contract or other document filed as an exhibit\plain\cf1\f51\fs20\ql to the Registration Statement. We file annual, quarterly and current reports, proxy and registration statements and other\plain\cf1\f51\fs20\ql information with the SEC. You may read and copy any reports, statements or other information that we file, including the\plain\cf1\f51\fs20\ql Registration Statement, of which this prospectus forms a part, and the exhibits and schedules filed with it, without charge at the\plain\cf1\f51\fs20\ql Public Reference Room maintained by the SEC, located at 100 F Street NE, Washington D.C. 20549, and copies of all or any\plain\cf1\f51\fs20\ql part of the Registration Statement may be obtained from the SEC upon the payment of the fees prescribed by the SEC. Please\plain\cf1\f51\fs20\ql call the SEC at 1-800-SEC-0330 for further information about the Public Reference Room, including information about the\plain\cf1\f51\fs20\ql operation of the Public Reference Room. The SEC also maintains an Internet website that contains reports, proxy and information\plain\cf1\f51\fs20\ql statements and other information regarding registrants that file electronically with the SEC. The address of the site is\plain\cf1\f51\fs20\ul\ql www.sec.gov\plain\cf1\f51\fs20\ql .\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql We file with or furnish to the SEC periodic reports and other information. These reports and other information may be\plain\cf1\f51\fs20\ql inspected and copied at the Public Reference Room maintained by the SEC or obtained from the SEC\u8217?s website as\plain\cf1\f51\fs20\ql provided above. Our website is located at \plain\cf1\f51\fs20\ul\ql www.chaparralenergy.com\plain\cf1\f51\fs20\ql . We intend to make our Annual Reports on Form 10-K,\plain\cf1\f51\fs20\ql Quarterly Reports on Form 10-Q, Current Reports on Form 8-K, amendments to those reports and other information filed with\plain\cf1\f51\fs20\ql or furnished to the SEC available, free of charge, through our website, as soon as reasonably practicable after those reports and\plain\cf1\f51\fs20\ql other information are electronically filed with or furnished to the SEC. Information on our website or any other website is not\plain\cf1\f51\fs20\ql incorporated by reference into this prospectus and does not constitute a part of this prospectus.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql We intend to furnish or make available to our stockholders annual reports containing our audited financial statements\plain\cf1\f51\fs20\ql prepared in accordance with GAAP. We also intend to furnish or make available to our stockholders quarterly reports containing\plain\cf1\f51\fs20\ql our unaudited interim financial information, including the information required by Form 10-Q, for the first three fiscal quarters\plain\cf1\f51\fs20\ql of each fiscal year.\par\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 17
\page\par\pard\plain\f0\fs4\par\pard\plain\f0\fs2\brdrt\brdrs\brdrw15\brdrcf2\brdrsp0\par\pard\plain\f0\fs4\par\par\pard\plain\ul{\field{\*\fldinst HYPERLINK \\l "toc_12230287" }{\*\fldrslt\cf3\f52\fs16\b\ql Table of Contents}}{\*\bkmkstart tx580857_15_12230287}{\*\bkmkend tx580857_15_12230287}\par\pard\plain\cf1\f51\fs20\b\qc INCORPORATION BY REFERENCE\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql We are incorporating by reference specified documents that we file with the SEC, which means that we can disclose\plain\cf1\f51\fs20\ql important information to you by referring you to those documents that are considered part of this prospectus. We incorporate by\plain\cf1\f51\fs20\ql reference into this prospectus the documents listed below (other than portions of those documents that have been\plain\cf1\f51\fs20\ql \u8220?furnished\u8221? pursuant to Item\~2.02 or Item\~7.01 in any Current Report on Form 8-K or other information deemed to\plain\cf1\f51\fs20\ql have been \u8220?furnished\u8221? rather than filed in accordance with the SEC\u8217?s rules):\par\pard\plain\cf1\f51\fs12\ql \~
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{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql Annual Report on Form 10-K and Form 10-K/A for the year ended December\~31, 2017, as filed on March\~29,\plain\intbl\cf1\f51\fs20\ql 2018 and April 30, 2018, respectively; and\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh495\row}}}\pard\plain\cf1\f51\fs12\ql \~
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{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248
\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql \u8226?\cell\pard\plain\intbl\cf1\f51\fs20\ql \~\cell\pard\plain\intbl\cf1\f51\fs20\ql Current Report on Form 8-K filed with the SEC on March\~9, 2018.\cell{
{\trowd\clvertalc\cellx540\cellx1204\cellx1311\cellx10800\trrh248\row}}}\pard\plain\sb264\fi462\cf1\f51\fs20\ql We are also incorporating by reference all other reports that we file with the SEC pursuant to Sections 13(a), 13(c), 14 or\plain\cf1\f51\fs20\ql 15(d) of the Exchange Act after the date of the Registration Statement and prior to effectiveness of the Registration Statement,\plain\cf1\f51\fs20\ql and all such documents filed after the date of this prospectus and prior to the date of the completion of the offerings to which\plain\cf1\f51\fs20\ql this prospectus relates; provided, however, that we are not incorporating any information furnished under either Item\~2.02 or Item\plain\cf1\f51\fs20\ql 7.01 of any Current Report on Form 8-K. Any statement contained in a document incorporated or deemed to be incorporated by\plain\cf1\f51\fs20\ql reference in this prospectus will be deemed to be modified or superseded for purposes of this prospectus to the extent that a\plain\cf1\f51\fs20\ql statement contained in this prospectus or in any other subsequently filed document which also is or is deemed to be incorporated\plain\cf1\f51\fs20\ql by reference in this prospectus modifies or supersedes that statement. Any statement that is modified or superseded will not be\plain\cf1\f51\fs20\ql deemed, except as so modified or superseded, to constitute a part of this prospectus.\par\pard\plain\sb264\fi462\cf1\f51\fs20\ql Our filings with the SEC, including our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports\plain\cf1\f51\fs20\ql on Form 8-K and exhibits incorporated in and amendments to those reports, are available free of charge on our website\plain\cf1\f51\fs20\ql (\plain\cf1\f51\fs20\ul\ql www.chaparralenergy.com\plain\cf1\f51\fs20\ql ) as soon as reasonably practicable after they are filed with, or furnished to, the SEC. Our website\plain\cf1\f51\fs20\ql and the information contained on that site, or connected to that site, are not incorporated into and are not a part of this\plain\cf1\f51\fs20\ql prospectus. You may also obtain a copy of these filings (including exhibits incorporated therein by reference) at no cost by\plain\cf1\f51\fs20\ql writing or telephoning us at the following address or telephone number:\par\pard\plain\sb264\cf1\f51\fs20\qc Attention: Investor Relations\par\pard\plain\cf1\f51\fs20\qc Chaparral Energy, Inc.\par\pard\plain\cf1\f51\fs20\qc 701 Cedar Lake Blvd.\par\pard\plain\cf1\f51\fs20\qc Oklahoma City, OK 73114\par\pard\plain\cf1\f51\fs20\qc 405-426-6700\par\pard\plain\cf1\f51\fs16\ql \~\par\pard\plain\cf1\f51\fs20\qc 18}