Regulatory Compliance

Deloitte has been rated by respected independent research firms as a leader in end-to-end risk management services. Analysts cite, and member firm clients rely on, Deloitte’s advice and expertise; continuous access to an experienced team of governance, regulatory, and risk specialists; and the ability to deliver services wherever and whenever they are required.

The Regulatory and Compliance Program Services provided by Deloitte member firms assist organizations in adapting to a changing regulatory environment. Deloitte member firm professionals, many of whom are former regulators or compliance professionals, provide three levels of engagement:

Strategy level - to help organizations anticipate and adapt to regulatory change

Operational efficiency level - to achieve a cost-effective balance between compliance and risk

Remediation level - in response to enforcement.

Deloitte member firm clients also benefit from:

Dedicated and specialized practice areas and teams, such as the Centers for Corporate Governance, which provide cutting-edge research and thought leadership

In-depth technical knowledge and skills across a variety of disciplines, enabling Deloitte professionals to look at each situation objectively, identify its unique opportunities and challenges, and devise an approach that addresses those opportunities and challenges as quickly and efficiently as possible

Industry- and sector-specific knowledge and understanding

Finely honed risk methodologies and tools, developed according to relevant industry standards and in consultation with appropriate authorities, to provide clients with leading practices and the most advanced thinking in the field

Compliance processes, policies and procedures: The compliance processes, policies and procedures services offered by Deloitte member firms can have many potential benefits to clients, especially in the following areas:

Understanding of the implications and requirements of new regulations

Implementing appropriate processes, policies, and procedures

Designing and assessing policies and procedures.

Compliance processes, policies and procedures

Compliance and risk assessments: Deloitte member firms offer various services to help clients address all aspects of compliance and risk assessments. These include:

Remediation Services: The remediation services offered by Deloitte member firms provide regulatory remediation assistance (which include developing and implementing remediation plans to address regulatory findings). Deloitte professionals also serve as consultants to clients when mandated as part of administrative actions and proceedings.

Global contact

Global Strategic & Reputation Risk Leader

Henry is a partner in the Deloitte Advisory US practice. For Global Risk Advisory, he leads Strategic & Reputation Risk as well as Regulatory Risk. In both roles, Henry focuses on governance, risk and... More

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