Anti-Money Laundering and Financial Crimes Conference

March 4, 2009Marriott Marquis
1535 Broadway New york, New York 10036

Thank You To Our Sponsors

Mitigating transactional risk across enterprise silos, Actimize is a leading provider of software solutions for anti-money laundering, brokerage compliance and fraud prevention. Built on a patented, scalable and extensible analytics platform, Actimize solutions enable financial institutions to increase their insight into real-time customer behavior and improve risk and compliance performance. Six of the top 10 global banks and eight of the top 10 U.S. brokerages use Actimize solutions to process hundreds of millions of transactions a day. Actimize, a NICE Systems (NASDAQ: NICE) company, has offices in New York, Israel, London and Tokyo. For more information, go to www.actimize.com.

Bankersalmanac.com is a leading provider of reference data to the banking industry. Our portfolio of solutions help financial decision-makers to make payments, conduct due diligence, assess risk and perform research on the world’s banks.

We provide AML services to a broad cross-section of the financial services industry, including domestic and foreign banks, broker/dealers, insurance companies, large money services businesses, hedge funds, diamond and precious gems traders, precious metal traders and trade finance entities. As a U.S. Member Firm of BDO International, we are able to access AML resources throughout the United States and around the world.

Bingham McCutchen, with nearly 1,000 lawyers in 13 offices in the U.S. and around the world, including leading financial and regulatory centers such as New York, Boston, London, Washington and Tokyo, offers focused, results-oriented and cost-effective representation to the financial services industry. Our premier Securities Area provides a fully-integrated set of legal services targeted to the needs of the securities industry, and encompasses nearly 120 attorneys from our Broker-Dealer, Investment Management and Securities Litigation practices. These groups are dedicated to providing counseling, regulatory compliance, enforcement and defense services to broker-dealers, investment advisers, investment managers, investment banks, mutual funds, hedge funds and other private investment funds, accounting firms, insurance companies, public companies, officers and directors. They are complemented by the offerings of our affiliate Bingham Consulting Group, which helps national and global companies create and execute effective multistate political strategies.

Booz Allen Hamilton has been at the forefront of strategy and technology consulting for more than 90 years. Providing a broad range of services in strategy, operations, organiza­tion and change, information technology, systems engineer­ing, and program management, Booz Allen is committed to delivering results that endure. www.boozallen.com/fas

About IMAG

IMAG provides Anti-Money Laundering (AML) risk manage­ment and regulatory compli­ance solutions to the world’s largest financial institutions using proven methodologies and its COOLMaps software. Since 1993, IMAG has been a leading consultant practice in the AML space. www.imagny.com

Booz Allen Hamilton and the International Management Advisory Group (IMAG) have combined our respective experience in national security and banking to offer a proven process and methodology to detect patterns of terrorist financing with certainty.

Daylight Forensic & Advisory is an international regulatory consulting and investigative firm specializing in financial investigations and forensic accounting, anti-money laundering consulting, regulatory compliance, forensic technology services, healthcare compliance, and fraud risk management. Daylight Forensic’s professionals have unparalleled legal, law enforcement and “Big Four” accounting experience, letting the firm address almost any corporate or government investigation. Daylight has three U.S. offices and an EU-compliant electronic discovery lab and office in London from which it serves private and public clients around the world. Daylight is EU Safe Harbor Certified.

The professionals in the Anti-Money Laundering (“AML”) Services practice of Deloitte Financial Advisory Services LLP (“Deloitte FAS”) have assisted clients with anti-money laundering issues for more than 20 years. Working with the other Deloitte U.S. entities as well as the Deloitte Touche Tohmatsu (DTT) worldwide network of member firms, we have designed, reviewed, enhanced, implemented and monitored numerous anti-money laundering detection and compliance programs for clients around the world. Our work has included assessing AML risk at the enterprise and business unit level, drafting and enhancing policies and procedures, creating and delivering training modules, compliance assessments, forensic “look backs” pursuant to regulatory orders, internal controls assessments, selection and implementation of technology solutions, internal investigations and the creation of enterprise-wide private sector Financial Intelligence Units (FIUs). Deloitte also facilitates the AML Strategic Leadership Group, a discussion forum consisting of more than 1700 members from over 170 institutions.

In the fight against money laundering, illicit payments and other illegal activity, you need detailed, up-to-date information. Dow Jones Watchlist provides a comprehensive response on "politically exposed persons" offering accurate information on this group of people in every country.

Dow Jones Watchlist identifies more than 500,000 heightened-risk public figures, their associates and organizations globally, alerting you to those that require enhanced scrutiny.

Complemented by international lists of officially sanctioned individuals and entities, detailed country profiles and an award-winning searchable news archive, Dow Jones Watchlist can help maximize your compliance efforts by ensuring that you truly “Know Your Customer.”

Goodwin Procter LLP is one of the nation’s leading law firms, with 950 attorneys and offices in Boston, London, Los Angeles, New York, Palo Alto, San Diego, San Francisco and Washington, D.C. The firm counsels financial services companies - including broker-dealers, investment advisers, banks and fund families - in complex compliance matters involving federal and state banking and securities laws. The firm excels at complex and sophisticated transactional work and precedent-setting, bet-the-company litigation. Its attorneys combine in-depth legal knowledge with practical business experience to deliver outstanding results for clients.

KPMG ForensicSM is an international network of professionals within KPMG’s member firms who are committed to helping businesses prevent, detect, and respond to serious integrity risks. Consisting of a diverse team of former prosecutors, regulators, and law enforcement agents, as well as forensic accountants and IT professionals, KPMGs Forensic professionals help a broad spectrum of financial institutions develop robust compliance programs, including anti–money laundering (AML), fraud, and misconduct programs. Our clients, which include banks, securities firms, credit card operators, mutual funds, casinos, and Money Services Business, can confidently face the challenges posed by the USA PATRIOT Act, Bank Secrecy Act, as well as fraud and misconduct. Our specific AML services include risk identification, assessment and categorization, investigation, lookbacks, gap analysis, restructuring, monitoring, and training and education. In today's volatile business climate, KPMG Forensiccan help keep your business pointed in the right direction. http://www.us.kpmg.com/services/

Norkom is a market-leading provider of innovative financial crime and compliance solutions to the global financial services industry. We enable organizations to take intelligent action, control their defenses and evolve their strategies against financial crime. By combining our unique financial crime and compliance technology platform with our deep domain expertise and extensive client experience, we offer a comprehensive set of solutions which can be scaled and customized to meet clients’ current and future needs – from anti-money laundering and customer due diligence to enterprise investigation of all types of fraud.

Schulte Roth & Zabel LLP, with 460 lawyers in New York, Washington, D.C., and London, has made its focus the financial services industry. The litigation department handles white-collar criminal defense and securities regulatory enforcement matters and includes a number of former federal prosecutors and government and self-regulatory organization (SRO) lawyers. This multidisciplinary practice also advises businesses and individuals on regulatory and compliance issues, including the implementation of policies and procedures relating to anti-money laundering statutes and regulations, OFAC sanctions programs and the FCPA. The group is headed by a litigation partner who is counsel to the Securities Industry and Financial Markets Association's Anti-Money Laundering and Financial Crimes Committee. Several other partners are also involved in the representation of clients in connection with grand jury investigations, administrative actions and regulatory exams involving securities and bank regulatory agencies in connection with alleged BSA/OFAC violations and money laundering, both domestic and international.

For over a decade, Syfact has become a leading global provider of investigative case management and enterprise intelligence solutions, best practices, and technologies. Today, as the company’s fourth generation of industry-leading solutions, the Syfact SCI Suite™ mitigates exposure to financial and reputational risk by discovering and preventing criminal activity, as well as promoting regulatory compliance. By creating a “universal investigative workspace”, the SCI Suite™ brings together all suspicious signals along with superior enterprise-wide intelligence, advanced analysis tools, and industry best practices, thereby playing a key role in enhancing clients’ ability to manage risk, promote operational efficiency and reputational integrity, and optimize stakeholder value. Trusted by the world’s largest and most respected financial institutions in the world, Syfact delivers products and services used by thousands of AML and financial crime professionals in the most complex and demanding enterprise environments. To learn more, please visit www.syfact.com.

World-Check offers a ‘best of breed’ solution for assessing, managing and remediating financial, regulatory and reputational risks. This end-to-end solution and best practice covers the full spectrum of risk assessment and management across all major markets and industries.

Trusted by more than 3000 institutions world-wide, including over 90% of the world’s largest banks, World-Check’s risk intelligence, Enhanced Due Diligence reports, country risk and identity verification tools set the benchmark for risk reduction.

World-Check is represented across five continents. Our international research teams monitor emerging risk in 240 countries and territories worldwide and in more than 30 languages.