Sophie Grace offers solutions to simplify the AFSL application process. Sophie Grace will prepare the compliance documentation required to obtain or vary an AFSL from ASIC.

Applying to obtain or vary an Australian Financial Services Licence (AFSL) can be a daunting and time-consuming task.

Small and medium sized businesses where there are no experienced legal professionals and cost control is imperative can find the obligations onerous. Sophie Grace aims to simplify the process for businesses wanting to apply for their own AFSL.

1. Determine which authorisations you need - It is important that you obtain the appropriate authorisations to operate your new financial services business. As a starting point, the following aspects must be c... Continue Reading

Sophie Grace can assist you with all stages of obtaining an AFSL and will help create a package to best suit your needs. Our two standard service offerings are outlined below.
1. Full Service AFSL Applicat... Continue Reading

Sophie Grace can assist you with all stages of obtaining an AFSL to establish an unregistered or registered managed investment scheme (MIS), or "fund", in Australia. We will create an AFSL package to best sui... Continue Reading

Sophie Grace can assist you with all stages of obtaining an AFSL to establish a margin foreign exchange, CFD or Binary Options brokerage in Australia. We will create an AFSL package to best suit your needs.
... Continue Reading

1. Determine which authorisations you need – The following authorisations required for establishing a financial planning business are listed below:
Personal advice authorisations in the financial prod... Continue Reading

Accountants and other advisers who obtain the limited AFSL can provide financial advice on SMSFs and class of product advice in relation to selected other financial products.
Accountants will be able to make... Continue Reading

Binary Options reference financial assets such as shares, currencies or commodities and relate to whether the price will close ABOVE or BELOW the current market price within a set time period. If the price pred... Continue Reading