This ETF provides monthly distributions and the opportunity for capital gains through an investment in an actively managed portfolio of large cap global dividend growth companies selected by Brompton, complemented by a proprietary covered call program.

Our PM team first uses a top-down analysis to identify attractive sectors. Rigorous fundamental analysis focuses the portfolio on at least 20 global Dividend Growth Companies with a market capitalization of at least $10 billion, that have a history (or in the Manager’s view a future likelihood) of dividend growth. The PMs then actively set the level of covered call writing (up to a maximum of 33%), with the goal of optimizing distributable cash and total returns.

Manager/Portfolio Manager:

Brompton Funds, a division of Brompton Group which was founded in 2000, is an experienced investment fund manager with over $2 billion in assets under management. Brompton’s Portfolio Management team specializes in Canadian and global equity investments and is a leading manager of covered call writing strategies in Canada.

(1) The manager intends to limit certain expenses to 0.95% of NAV

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Brompton Global Dividend Growth ETF

Summary of Investment Portfolio as at April 30, 2019

Total Net Asset Value$50,239,224.00

Top 10 Holdings

% of Portfolio

% of Net Asset Value

Apple Inc.

3.6%

3.6%

Paychex, Inc.

3.5%

3.5%

Cisco Systems, Inc.

3.4%

3.4%

PepsiCo, Inc.

3.3%

3.4%

American Tower Corporation

3.3%

3.4%

Waste Management, Inc.

3.3%

3.3%

Sysco Corporation

3.3%

3.3%

Home Depot, Inc. (The)

3.3%

3.3%

JPMorgan Chase & Co.

3.2%

3.3%

Danone SA

3.2%

3.3%

Total

33.4%

33.8%

1)The investment portfolio may change due to ongoing portfolio transactions of the investment fund. Quarterly updates are available on the Fund's website at www.bromptongroup.com within 60 days of each quarter end.

Distributions

The actual breakdown of distributions for tax purposes will be provided to unitholders annually in March. This information will also be posted on the website as soon as it is available.

This information is of a general nature only and does not constitute legal or tax advice to any particular investor. Accordingly, prospective investors are advised to consult their own tax advisors with respect to their individual circumstances.

Tax Allocation

The following information is applicable to holders who, for the purposes of the Income Tax Act (Canada), are resident in Canada and hold trust units as capital property. If this is not the case, a tax advisor should be consulted.

Holders of trust units outside of a RRSP, DPSP, RRIF, RESP or TFSA should expect to receive a T3 slip from their investment dealer. T3 supplementary slips will indicate Investment Income in Box 26, Foreign Non-Business Income in Box 25, Capital Gains in Box 21 and Dividend Income in Box 23 and Box 49. Dividend income is subject to the standard gross up and federal dividend tax credit rules.

The return of capital component is a non-taxable amount that serves to reduce the adjusted cost base of the Fund units and is reported in Box 42.

Select a year

Record Date

Payment Date

Foreign Non- Business Income

Foreign Non- Business Income Tax Paid

Capital Gains

Return of Capital

Other Income

Eligible Dividend

Total Distribution

Jun 28, 2019

Jul 15, 2019

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.10000

May 31, 2019

Jun 14, 2019

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.10000

Apr 30, 2019

May 14, 2019

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.10000

Mar 29, 2019

Apr 12, 2019

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.10000

Feb 28, 2019

Mar 14, 2019

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.10000

Jan 31, 2019

Feb 14, 2019

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.10000

Dec 31, 2018

Jan 15, 2019

0.00961

(0.00143)

0.01075

0.07778

0.00244

0.00085

0.10000

Nov 30, 2018

Dec 14, 2018

0.01396

(0.00207)

0.01560

0.11290

0.00354

0.00123

0.14516

Total

0.02357

0.00000

0.02635

0.19068

0.00598

0.00208

0.84516

(1) The distribution was automatically reinvested in additional units. Immediately following the issuance, the units of the Fund were automatically consolidated and, as a result, unitholders held the same number of units after the distribution as they held before it. The adjusted cost base of a holder’s units would be increased by the amount of the distributions reinvested in units.

Trade through your online brokerage
You may purchase or trade this product directly through your online brokerage account. Select your brokerage below. If you do not see your brokerage listed below and would like to have it added, please contact us at info@bromptongroup.com