He has represented both issuers and underwriters in equity and debt offerings of securities into the US, including initial public offerings in the US and Hong Kong, investment grade and high yield debt offerings, Rule 144A/Regulation S placements and liability management transactions. He has also represented issuers in connection with their reporting obligations under U.S. securities law, and has experience with general corporate transactions, including mergers and acquisitions, tender and exchange offers.

Alan represents leading financial institution and corporate clients and has been consistently recognized as a leading individual in Capital Markets by Chambers Asia-Pacific and IFLR1000.

Erfahrung

Debt

CK Hutchison International (20) Ltd, as Issuer, and CK Hutchison Holdings Ltd, as guarantor, in connection with the issuance and Singapore Exchange listing of US$750 million 2.500% guaranteed notes due 2030 and US$750 million 3.375% guaranteed notes due 2050

The dealer manager in connection with the exchange offer of US$247,146,000 6.95% senior notes due 2020 of Yida China Holdings Ltd for its US$224,899,000 senior notes due 2022 and consent solicitation Relating to its 6.95% senior notes due 2020

The deal managers in connection with the exchange offer by Gemstones International Ltd for its US$400 million 8.5% senior notes due 2020 by issuance of US$227,390,000 12.0% senior notes due 2023 and additional offering of US$222,610,000 aggregate principal amount of 12.0% senior notes due 2023, guaranteed by its parent company LVGEM (China) Real Estate Investment Company Ltd

The initial purchasers in connection with the offering of US$160 million and tap offering of US$13 million 12% senior notes due 2022 by China ZhengTong Auto Services Holdings Ltd

New Metro Global Ltd in connection with the offering of US$350 million 6.8% senior notes due 2023

The underwriters in connection with the offering of US$300 million 10.5% senior notes due 2022 by Radiance Capital Investments Ltd, unconditionally and irrevocably guaranteed by Radiance Group Co., Ltd

The joint lead managers in connection with the offering of US$500 million 6.9% bonds due 2023 and the offering of US$700 million 8.05% bonds due 2025 by CFLD (Cayman) Investment Ltd., guaranteed by its parent company China Fortune Land Development Co., Ltd

The initial purchasers in connection with the offering of US$540 million 6.5% senior notes due 2025 by Sunac China Holdings Ltd

The underwriters in connection with the offering of US$500 million 2.30% guaranteed notes due 2024 and US$350 million 3.20% guaranteed notes due 2049 by Three Gorges Finance I (Cayman Islands) Ltd, unconditionally and irrevocably guaranteed by China Three Gorges Corporation

The initial purchasers in connection with the offering US$100 million aggregate principal amount of 14.2% senior notes due 2021 by Xinyuan Real Estate Co., Ltd

The initial purchasers in connection with the offering of US$300 million aggregate principal amount of 13.5% senior notes due 2021 by Guangzhou Fineland Real Estate Development Co., Ltd

The initial purchasers in connection with the new notes offering of US$440 million 9.25% guaranteed senior notes due 2024 and concurrent (i) tender offer and consent solicitation for up to US$50 million of Mongolia Mining Corporation’s outstanding perpetual securities and (ii) tender offer and consent solicitation for any and all of Energy Resources LLC’s outstanding senior notes due 2022

The joint lead managers in connection with the offering of US$250 million aggregate principal amount of 7.5% bonds due 2022 by Chengdu Economic and Technological Development Zone State-owned Assets Investment Co., Ltd

The initial purchaser in connection with the offering of US$250 million aggregate principal amount of 9.75% senior notes due 2022 by Mongolian Mortgage Corporation HFC LLC, guaranteed by its parent company MIK Holding JSC

The initial purchaser in connection with the offering of US$150 million 6.5% senior notes due 2020 by China Huiyuan Juice Group Ltd

Future Land Development Holdings Ltd and its subsidiary in connection with a series of high-yield bond offerings

The initial purchasers in connection with the offering of US$400 million of 5.875% senior notes due 2022 by eHi Car Services Ltd, guaranteed by certain of its existing subsidiaries

The joint lead managers/initial purchasers in a series of high-yield bond offerings by Global Prime Capital Pte. Ltd, unconditionally and irrevocably guaranteed by PT Bumi Serpong Damai Tbk and certain of its subsidiaries

The dealers and arrangers in Perusahaan Perseroan (Persero) PT Perusahaan Listrik Negara’s establishment of its US$2 billion medium term note program and issuance of US$1.5 billion aggregate principal amount of its 4.125% Bonds due 2027 and US$500 million aggregate principal amount of its 5.125% Bonds due 2047 under the program

Qunar Cayman Islands Ltd in connection with the US$500 million strategic investment in Qunar led by Silver Lake in the form of 2% senior unsecured convertible notes

The joint global coordinators and underwriters in the Regulation S offering of CNY4 billion in aggregate principal amount of 4.95% senior notes due 2020 by Lenovo Group Ltd

CNPC General Capital Ltd in connection with the US$7 billion EMTN program setup and the US$1.5 billion first drawdown under the program, unconditionally and irrevocably guaranteed by China National Petroleum Corporation

Equity

Jinxin Fertility Group Ltd (“Jinxin Fertility”) in connection with its US$390 million global offering and initial public offering on the Main Board of The Stock Exchange of Hong Kong Ltd

The underwriters in connection with the approximately US$112 million initial public offering and global offering of ordinary shares of China Kepei Education Group Ltd on the Main Board of The Stock Exchange of Hong Kong Ltd

The underwriters on the US$208 million global offering and initial public offering of VPower Group International Holdings Ltd on the Main Board of The Stock Exchange of Hong Kong Ltd

Sinco Pharmaceuticals Holdings Ltd on its global offering and initial public offering on the Main Board of The Stock Exchange of Hong Kong Ltd

The joint sponsors, joint global coordinators, joint bookrunners and joint lead managers on the approximately US$1.15 billion initial public offering (before the exercise of the over-allotment option) of Dali Foods Group Company Ltd on the Main Board of The Stock Exchange of Hong Kong Ltd

The joint global sponsors, joint global coordinators and joint lead managers in the US$88 million H share initial public offering of Wenzhou Kangning Hospital Co., Ltd. on the Main Board of The Stock Exchange of Hong Kong Ltd

The underwriters in connection with the US$287.5 million follow-on offering of ADSs of Suntech Power Holdings Co., Ltd

The underwriters, led by Credit Suisse First Boston and Morgan Stanley, in the US$455 million IPO and NYSE listing of the ADSs, representing the ordinary shares of Suntech Power Holdings Co., Ltd

Deutsche Bank Securities Inc., as representative of the underwriters, in the US$158.5 million IPO and NYSE listing of ADSs of Noah Education Holdings Ltd., a PRC-based provider of interactive education content in China

Goldman Sachs (Asia) L.L.C. as lead underwriter of the US$260 million IPO and NYSE listing of ADSs of Simcere Pharmaceutical Group

Qualifikationen

Studium

University of British Columbia

J.D.

Cornell University

B.A. in Economics, Asian Studies and International Relations

Zulassungen

New York

British Columbia Canada

Hong Kong

Sprachen

Englisch

Mandarin Chinese

Cantonese Chinese

Of Note

Awards & Accolades

Recognized as a Leading Individual for Capital Markets: High-Yield Products in China by Chambers Asia-Pacific (2020)