Nonstandard analogues of energy and density increment arguments

In the course of the ongoing logic reading seminar at UCLA, I learned about the property of countable saturation. A model of a language is countably saturated if, every countable sequence of formulae in (involving countably many constants in ) which is finitely satisfiable in (i.e. any finite collection in the sequence has a solution in ), is automatically satisfiable in (i.e. there is a solution to all simultaneously). Equivalently, a model is countably saturated if the topology generated by the definable sets is countably compact.

Update, Nov 19: I have learned that the above terminology is not quite accurate; countable saturation allows for an uncountable sequence of formulae, as long as the constants used remain finite. So, the discussion here involves a weaker property than countable saturation, which I do not know the official term for. If one chooses a special type of ultrafilter, namely a “countably incomplete” ultrafilter, one can recover the full strength of countable saturation, though it is not needed for the remarks here. Most models are not countably saturated. Consider for instance the standard natural numbers as a model for arithmetic. Then the sequence of formulae “” for is finitely satisfiable in , but not satisfiable.

However, if one takes a model of and passes to an ultrapower, whose elements consist of sequences in , modulo equivalence with respect to some fixed non-principal ultrafilter , then it turns out that such models are automatically countably compact. Indeed, if are finitely satisfiable in , then they are also finitely satisfiable in (either by inspection, or by appeal to Los’s theorem and/or the transfer principle in non-standard analysis), so for each there exists which satisfies . Letting be the ultralimit of the , we see that satisfies all of the at once.

In particular, non-standard models of mathematics, such as the non-standard model of the natural numbers, are automatically countably saturated.

This has some cute consequences. For instance, suppose one has a non-standard metric space (an ultralimit of standard metric spaces), and suppose one has a standard sequence of elements of which are standard-Cauchy, in the sense that for any standard one has for all sufficiently large . Then there exists a non-standard element such that standard-converges to in the sense that for every standard one has for all sufficiently large . Indeed, from the standard-Cauchy hypothesis, one can find a standard for each standard that goes to zero (in the standard sense), such that the formulae “” are finitely satisfiable, and hence satisfiable by countable saturation. Thus we see that non-standard metric spaces are automatically “standardly complete” in some sense.

This leads to a non-standard structure theorem for Hilbert spaces, analogous to the orthogonal decomposition in Hilbert spaces:

Theorem 1 (Non-standard structure theorem for Hilbert spaces) Let be a non-standard Hilbert space, let be a bounded (external) subset of , and let . Then there exists a decomposition , where is “almost standard-generated by ” in the sense that for every standard , there exists a standard finite linear combination of elements of which is within of , and is “standard-orthogonal to ” in the sense that for all .

Proof: Let be the infimum of all the (standard) distances from to a standard linear combination of elements of , then for every standard one can find a standard linear combination of elements of which lie within of . From the parallelogram law we see that is standard-Cauchy, and thus standard-converges to some limit , which is then almost standard-generated by by construction. An application of Pythagoras then shows that is standard-orthogonal to every element of .

This is the non-standard analogue of a combinatorial structure theorem for Hilbert spaces (see e.g. Theorem 2.6 of my FOCS paper). There is an analogous non-standard structure theorem for -algebras (the counterpart of Theorem 3.6 from that paper) which I will not discuss here, but I will give just one sample corollary:

Theorem 2 (Non-standard arithmetic regularity lemma) Let be a non-standardly finite abelian group, and let be a function. Then one can split , where is standard-uniform in the sense that all Fourier coefficients are (uniformly) , and is standard-almost periodic in the sense that for every standard , one can approximate to error in norm by a standard linear combination of characters (which is also bounded).

This can be used for instance to give a non-standard proof of Roth’s theorem (which is not much different from the “finitary ergodic” proof of Roth’s theorem, given for instance in Section 10.5 of my book with Van Vu). There is also a non-standard version of the Szemerédi regularity lemma which can be used, among other things, to prove the hypergraph removal lemma (the proof then becomes rather close to the infinitary proof of this lemma in this paper of mine). More generally, the above structure theorem can be used as a substitute for various “energy increment arguments” in the combinatorial literature, though it does not seem that there is a significant saving in complexity in doing so unless one is performing quite a large number of these arguments.

One can also cast density increment arguments in a nonstandard framework. Here is a typical example. Call a non-standard subset of a non-standard finite set dense if one has for some standard .

Theorem 3 Suppose Szemerédi’s theorem (every set of integers of positive upper density contains an arithmetic progression of length ) fails for some . Then there exists an unbounded non-standard integer , a dense subset of with no progressions of length , and with the additional property that

for any subprogression of of unbounded size (thus there is no sizeable density increment on any large progression).

Proof: Let be a (standard) set of positive upper density which contains no progression of length . Let be the asymptotic maximal density of inside a long progression, thus . For any , one can then find a standard integer and a standard subset of of density at least such that can be embedded (after a linear transformation) inside , so in particular has no progressions of length . Applying the saturation property, one can then find an unbounded and a set of of density at least for every standard (i.e. of density at least ) with no progressions of length . By construction, we also see that for any subprogression of of unbounded size, hs density at most for any standard , thus has density at most , and the claim follows.

This can be used as the starting point for any density-increment based proof of Szemerédi’s theorem for a fixed , e.g. Roth’s proof for , Gowers’ proof for arbitrary , or Szemerédi’s proof for arbitrary . (It is likely that Szemerédi’s proof, in particular, simplifies a little bit when translated to the non-standard setting, though the savings are likely to be modest.)

I’m also hoping that the recent results of Hrushovski on the noncommutative Freiman problem require only countable saturation, as this makes it more likely that they can be translated to a non-standard setting and thence to a purely finitary framework.

2 comments

I have two related preprints: Higher order fourier analysis as an algebraic theory I. and a Higher order fourier analysis as an algebraic theory II.
In which ultra products of abelian groups are studied as measure preserving systems.
(I am currently working on the third part)

It turns out that on the ultra product there is a hierarchy of sigma algebras. The $k$-th one correspondes to $k$-th order fourier analysis.

An ainteresting fact is that $L_2$ of the $k$-th sigma algebra can be decomposed into rank one modules over the ring L_\infty of the $k-1$-th sigma algebra. Quite interestingly this decomposition gives rise to higher order dual groups and higher order decompositions.

I am writing up a third paper in which nil-systems and nil-manifolds appear on the ultra product. It is very interesting that the ultra product group itself is embedded into various nilpotnt groups giving rise to $k$-th order characters.

For commenters

To enter in LaTeX in comments, use $latex <Your LaTeX code>$ (without the < and > signs, of course; in fact, these signs should be avoided as they can cause formatting errors). See the about page for details and for other commenting policy.