Barry Wold Discharged from Raymond James & Associates

Barry Wold has worked in the securities industry for twenty-seven years. During his career, he has worked for three different securities firms. From 1990 to 1998 he worked for Piper Jaffray Inc. From 1998 to 2009 he worked for Robert W. Baird & Co. Incorporated. From 2009 to 2018 he worked for Raymond James & Associates.

Barry Wold’s FINRA BrokerCheck reports shows that in January of 2018, Barry Wold was terminated from his position at Raymond James & Associates. Wold failed to follow the management directive of Raymond James & Associates by moving high commission accounts to a fee-based alternative. Raymond James & Associates was also concerned about the accuracy of Barry Wold’s client contact notes that he entered into the contact management system.

Oakes & Fosher dedicates its entire legal practice to helping investors on a nationwide basis. If you, or anyone you know, have lost money investing with Barry Wold, please contact Oakes & Fosher for a free and private consultation.