Articles Tagged withIndiana

According to records provided by the Financial Industry Regulatory Authority (FINRA), former Indiana-based CFD broker Lynn Simon has been permanently barred from acting as a broker, or otherwise associating with firms that sell securities to the public. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Simon (CRD# 729413).

Lynn Simon has spent 31 years in the securities industry and was most recently registered with CFD Investments in Evansville, Indiana (2008-2013). Previous registrations include Capital Select Investments in Evansville, Indiana (2006-2008); American General Securities in Houston, Texas (2004-2005); American General Securities in Phoenix, Arizona (1999-2003); Securities America in La Vista, Nebraska (1989-1999); American General Securities (1986-1989); Equico Securities (1985); and the Equitable Life Assurance Society of the United States (1981-1985). She is currently not registered with any state or firm. Continue Reading

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Illinois-based National Securities broker Leonard McAbee (CRD# 2066347).

Leonard McAbee has spent 13 years in the securities industry and has been registered with National Securities Corporation in Lombard and Chicago, Illinois since 2011. Previous registrations include Barron Chase Securities in Boca Raton, Florida (1997-2000); H.J. Meyers and Company in Rochester, New York (1996-1997); Merrill Lynch in New York, New York (1995-1996); LC Wegard & Company in New York, New York; and Hibbard Brown & Company in New York, New York. Of Mr. McAbee’s former employers, three have since been expelled by the Financial Industry Regulatory Authority (FINRA): Barron Chase, H.J. Meyers, and Hibbard Brown. Continue Reading