Securities

Having advised individual decision makers and companies on matters ranging from venture capital investments to Securities and Exchange Commission filings, we provide private and publicly held clients the full range of services needed to handle securities-related endeavors of all kinds, from the common to the unique. The attorneys in our securities practice group also collaborate closely with colleagues in the firm whose expertise lies in working with specific industries, such as banking, construction, insurance and real estate, among others. As a result, our advice on securities matters specifically takes into account the distinctive business and legal environments within which our clients operate. This approach both bolsters our specific solutions and addresses related and longer-term concerns.

Our public company practice involves:

Advising clients on various matters related to compliance with the Sarbanes-Oxley Act of 2002, corporate governance initiatives, and the rules and regulations of the national stock exchanges