Under the settlement, the AMEX will update its internal regulations to comply with securities laws and enhance its training program. Additionally, the exchange will pay $3 million over the next three years for annual audits conducted by an outside auditor to make sure it is complying with the settlement’s requirements.

At LexisNexis we take your privacy seriously. As detailed in our Privacy Policy we will use your personal information to administer your account and provide the products and services that you have requested from us.

At LexisNexis we take your privacy seriously. As detailed in our Privacy Policy we will use your personal information to administer your account and provide the products and services that you have requested from us.