Privacy Notice.

Fixed Income Investors and NYL Investors LLC (hereinafter “we,” “our” or “us”) is committed to protecting the nonpublic information of our partners. We fulfill our commitment by establishing and implementing policies and systems to protect the security and confidentiality of this information. In our offices, we limit access to nonpublic financial information about your company to those personnel who need to know the information. We maintain physical, electronic and procedural safeguards to protect your company’s nonpublic personal and financial information.

Categories of information we collect

We may collect the following types of nonpublic information about you from the following sources:

Your company’s name, address, financial statements, business plans and other financial information, from you and from documents you submit to us or other related documents or forms.

Information about your financial transactions with us, our affiliated entities, and from nonaffiliated third parties.

Information about your financial transactions and other financial information, from nonaffiliated third parties, to verify information received from you or others.

Categories of information we disclose to nonaffiliated third parties

We may disclose nonpublic information concerning you to law enforcement agencies, federal and state regulatory agencies (including the National Association of Insurance Commissioners), self-regulatory organizations or other nonaffiliated third parties pursuant to a court order, judicial subpoena or regulatory inquiry.

We do not otherwise disclose your nonpublic information to nonaffiliated third parties without your consent, except where we believe in good faith that disclosure is required or permitted by law. Because we do not disclose your nonpublic information to nonaffiliated third parties except as noted above, our Privacy Notice does not contain opt-out provisions.

Categories of information we may disclose to our affiliated entities

We may disclose your company’s name, address and information about your pending or past transactions.

Questions

Should you have any questions about our Privacy Notice, please contact Joan Werner by telephone at (212) 576-5128 or by email at joan_werner@nylinvestors.com.