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Interim evaluation of Horizon 2020

21-03-2018

As required by the regulation, the interim evaluation of Horizon 2020 – the European Union (EU) framework programme (FP) for research and innovation – began in October 2016 with a public consultation to gather feedback from stakeholders three years in. The Commission performed its own mid-term evaluation and asked experts to evaluate the programme's specific instruments. In parallel, the European Parliament, the Council of the EU and the advisory committees conducted their own, separate evaluations of the programme. The Commission adopted its conclusions on the interim evaluation of Horizon 2020 in January 2018, confirming that the programme was relevant and presented clear EU added value. Implementation was considered to be efficient and the first results suggested that the programme was also effective in reaching its objectives. The integration of research and innovation and the Horizon 2020 pillar structure provided for greater internal coherence compared with previous framework programmes. All the evaluations highlighted four key issues to be addressed by the next FP. First, the programme budget needs to match better the funding required to bring the success rate back to acceptable levels. Second, the unbalanced distribution of FP funding across the EU raises concerns regarding the impact of the use of the excellence criterion and calls for changes to enable the various EU funds to generate more synergistic effects so as to maintain EU competitiveness and promote EU cohesion in research and innovation. Third, the evaluations highlight the will to improve the shared, multi-level governance between the EU, Member States and regions and to promote the co-design and co-construction of the FP with the public and civil society. Finally, there is widespread agreement that the EU research and innovation funding landscape has become too complex and should be streamlined, questioning the EU added value of each of the instruments and partnerships.

As required by the regulation, the interim evaluation of Horizon 2020 – the European Union (EU) framework programme (FP) for research and innovation – began in October 2016 with a public consultation to gather feedback from stakeholders three years in. The Commission performed its own mid-term evaluation and asked experts to evaluate the programme's specific instruments. In parallel, the European Parliament, the Council of the EU and the advisory committees conducted their own, separate evaluations of the programme. The Commission adopted its conclusions on the interim evaluation of Horizon 2020 in January 2018, confirming that the programme was relevant and presented clear EU added value. Implementation was considered to be efficient and the first results suggested that the programme was also effective in reaching its objectives. The integration of research and innovation and the Horizon 2020 pillar structure provided for greater internal coherence compared with previous framework programmes. All the evaluations highlighted four key issues to be addressed by the next FP. First, the programme budget needs to match better the funding required to bring the success rate back to acceptable levels. Second, the unbalanced distribution of FP funding across the EU raises concerns regarding the impact of the use of the excellence criterion and calls for changes to enable the various EU funds to generate more synergistic effects so as to maintain EU competitiveness and promote EU cohesion in research and innovation. Third, the evaluations highlight the will to improve the shared, multi-level governance between the EU, Member States and regions and to promote the co-design and co-construction of the FP with the public and civil society. Finally, there is widespread agreement that the EU research and innovation funding landscape has become too complex and should be streamlined, questioning the EU added value of each of the instruments and partnerships.