Account Protection

The Safety and Security of Your Account is a Priority at Siebert.

Genuine: You expect confidentiality. You value security and privacy. Honorable: We take the responsibility of handling both your privacy and your money very seriously.

No brokerage firm can guarantee the market value of your investments or insure against market declines.

Safety

You can take comfort in knowing that when you do business with Siebert, your account receives the highest level of coverage available in the brokerage industry – for unlimited cash and securities.

SIPC Protection

Muriel Siebert & Co., Inc. is a member of the Securities Investor Protection Corporation (SIPC), which protects securities customers of its members up to $500,000. For claims filed on or after July 22, 2010, the $500,000 total amount of SIPC protection is inclusive of up to $250,000 protection on claims for cash, subject to periodic adjustments for inflation in accordance with terms of the SIPC statue and approval by SIPC's board of directors. NFS also has arranged for coverage above these limits. Neither coverage protect against a decline in the market value of securities, nor does either coverage extend to certain securities that are considered ineligible for coverage. For more details on SIPC, or to request a SIPC brochure, visit www.sipc.org. or call (202) 371-8300.

National Financial Services LLC Excess SIPC Statement

In addition to SIPC protection, NFS provides for brokerage accounts additional "excess of SIPC" coverage through Lloyd's of London, together with other insurers.* The excess of SIPC coverage will be used only when SIPC coverage is exhausted. Like SPIC protection, excess of SIPC protection does not cover investment losses in customer accounts due to market fluctuation. It also does not cover other claims for losses incurred while broker-dealers remain in business. Total aggregate excess of SIPC coverage available through NFS' excess of SIPC policy is $1 billion. Within NFS's excess of SIPC coverage, there is no per-account limit of $1.9 million on coverage of cash. This is the maximum excess of SIPC protection currently available in the brokerage industry. Lloyd's of London currently has an A (Excellent) rating from the ratings firm. A.M. Best, an A+ (strong) rating from Standard & Poor's and AA- (Very Strong) from Fitch Ratings. +

+ As of September 014, and subject to change. For ratings explanations, please go to http://www.lloyds.com/Lloyds Market/Ratings/

Third Party Security

Verisign - The VeriSign Trust™

Seal shows the world that VeriSign has confirmed Siebert's' identity and our site has passed the VeriSign malware scan. The biggest companies in the world secure their Web sites with VeriSign and inspire confidence by showing the VeriSign seal. Siebertnet.com is a trustworthy, credible any loyal website with a VeriSign seal of approval.

TRUSTe® - The TRUSTE Cerification. The TRUSTe seal is a signal to consumers that a Web site is safeguarding your personal information and values your online privacy.If you see a TRUSTe seal on Siebert's Privacy Policy, you can be confident that Web site is transparent about its privacy practices and respects your online privacy.TRUSTe certifies Siebert in multiple programs and solutions to meet your privacy expections. Learn about TRUSTe programs and solutions and what they mean to you. Visit www.truste.com for more information.

FINRA Member

Siebert is a proud member of the Financial Industry Regulatory Authority (FINRA), the largest independent regulator of securities firms in the U.S.

NYSE Member

Siebert is a member of the New York Stock Exchange since 1967.

FDIC Insured CDs

You may choose to invest in FDIC insured certificates of deposit as part of your Siebert portfolio. We offer FDIC insured CDs from a variety of local, regional, and national banks. Visit www.FDIC.gov for more information.

Web-Based Platform

Siebert accounts and investment portfolios are completely web-based and accessible from any web browser or mobile device. This ensures that you will always access the latest version of the Siebert platform software and can view your account plan from anywhere with ease and flexibility. The platform has is 100% SaaS (Software as a Service) certified.

and Disaster Recovery procedures designed to protect your account and minimize disruptions in the event of significant natural or other disasters which impact the markets or our facilities.

Privacy Protection

Siebert has adopted a privacy policy in accordance with SEC Regulation S-P. The firm does not share personally identifiable non-public financial information with unaffiliated third parties except to the extent necessary to provide customer service and meet regulation (such as verification of identification).

$11 Billion

Electronic trading poses risk to investors due to system response, trade executions and account access availability that may vary due to a variety of factors, including trading volumes, market conditions, system performance, market data delays and other factors. All investments involve risk, and the past performance of a security, industry, sector, market, or financial product does not guarantee future results or returns. Rates, commissions and fees listed here are subject to change at any time. Testimonials may not be representative of the experience of other clients and are no
guarantee of future performance or success.