Welcome to the Washington State DFI
database of registrants and licensees.
Certain investment offerings and financial services professionals and/or businesses are required by state law to be registered
or licensed with DFI for consumer protection. This database will allow you to determine if a business or individual is
or hasbeen licensed to do business in that industry.
Information is updated twice daily at 5:00 AM and 12:00 PM Pacific Standard Time.
By proceeding, you agree that the information provided will not be used for commercial purposes.
See RCW 42.56.070(9).

Click logo to check the records of broker-dealers and investment advisers firms and their representatives
at FINRA (Financial Industry Regulatory Authority) and the U.S. Securities and Exchange Commission.