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Students in this course study the statues and regulations regulating the offer and sale of securities by private and public corporations. Course material information pertaining to the Securities Exchange Act of 1934; federal regulation of the public securities markets; insider trading; broker-dealer regulation; tender offers; and public corporations.

Prerequisites: Corporations or Agency Partnership and the LLC recommended as a prerequisite.
Credit Hours: 3
ULW: This course does not satisfy the Upper Level Writing requirement (ULW)