Thomas P. Gibbons, vice chairman and chief financial officer of BNY Mellon, and Mitchell E. Harris, chief executive officer of BNY Mellon Investment Management, will be presenting at the 2016 Bank of America Merrill Lynch Future of Financials Conference in New York at 8 a.m. EST on Wednesday, November 16.

The Bank of New York Mellon Corporation (“BNY Mellon”) (NYSE: BK) today reported third quarter net income applicable to common shareholders of $974 million, or $0.90 per diluted common share, or $979 million, or $0.90 per diluted common share, as adjusted (Non-GAAP).

Additional Information

Our Unique Business Model

We help clients do business in 35 countries and 100 markets. Our well-diversified, lower-risk business model positions us to deliver consistent results and solid risk-adjusted returns.

Credit Ratings

The Bank of New York Mellon Corporation

Moody's

S & P

Fitch

DBRS

Long-term Senior debt

Moody's

S & P

Fitch

DBRS

Long-term Senior debt

A1

A

AA-

AA (Low)

Subordinated Debt

Moody's

S & P

Fitch

DBRS

Subordinated Debt

A2

A-

A+

A (High)

Preferred Stock

Moody's

S & P

Fitch

DBRS

Preferred Stock

Baa1 (hyb)

BBB

BBB

A (Low)

Trust Preferred Securities

Moody's

S & P

Fitch

DBRS

Trust Preferred Securities

A3

BBB

BBB+

A (High)

Short-term Debt

Moody's

S & P

Fitch

DBRS

Short-term Debt

P-1

A-1

F1+

R-1 (Middle)

Outlook

Moody's

S & P

Fitch

DBRS

Outlook

Stable

Stable

Stable

Stable (Long-term)
Stable
(Short-term)

A security rating is not a recommendation to buy, sell, or hold securities. The rating may be subject to revision or withdrawal at any time by the assigning organization. Each rating should be evaluated independently of other ratings.

The Bank of New York Mellon

Moody's

S & P

Fitch

DBRS

Long-term Deposits

Moody's

S & P

Fitch

DBRS

Long-term Deposits

Aa1

AA-

AA+

AA

Long-Term Senior Debt

Moody's

S & P

Fitch

DBRS

Long-Term Senior Debt

Aa2

AA-

AA

AA

Subordinated Debt

Moody's

S & P

Fitch

DBRS

Subordinated Debt

Aa3

A

A+

NR

Short-Term Deposits

Moody's

S & P

Fitch

DBRS

Short-Term Deposits

P-1

A-1+

F1+

R-1 (High)

Commercial Paper

Moody's

S & P

Fitch

DBRS

Commercial Paper

P-1

A-1+

F1+

R-1 (High)

Outlook

Moody's

S & P

Fitch

DBRS

Outlook

Stable

Stable

Stable

Stable (Long-term)
Stable
(Short-term)

NR - Not Rated.

A security rating is not a recommendation to buy, sell, or hold securities. The rating may be subject to revision or withdrawal at any time by the assigning organization. Each rating should be evaluated independently of other ratings.

BNY Mellon N.A.

Moody's

S & P

Fitch

DBRS

Long-term Deposits

Moody's

S & P

Fitch

DBRS

Long-term Deposits

Aa1

AA-

AA+

AA

Long-Term Senior Debt

Moody's

S & P

Fitch

DBRS

Long-Term Senior Debt

Aa2

AA-

AA (a)

AA

Short-Term Deposits

Moody's

S & P

Fitch

DBRS

Short-Term Deposits

P-1

A-1+

F1+

R-1 (High)

Outlook

Moody's

S & P

Fitch

DBRS

Outlook

Stable

Stable

Stable

Stable (Long-term)
Stable (Short-term)

(a) Represents senior debt issuer default rating.

A security rating is not a recommendation to buy, sell, or hold securities. The rating may be subject to revision or withdrawal at any time by the assigning organization. Each rating should be evaluated independently of other ratings.

The Bank of New York Mellon SA/NV

Moody's

S & P

Fitch

Long-term Deposits / Issuer Default

Moody's

S & P

Fitch

Long-term Deposits / Issuer Default

Aa1

AA-

AA-

Short-term Deposits / Issuer Default

Moody's

S & P

Fitch

Short-term Deposits / Issuer Default

P-1

A-1+

F1+

Outlook

Moody's

S & P

Fitch

Outlook

Stable

Stable

Positive

A security rating is not a recommendation to buy, sell, or hold securities. The rating may be subject to revision or withdrawal at any time by the assigning organization. Each rating should be evaluated independently of other ratings.

Meet Our Board of Directors

Our directors contribute to the strength of our Board through their experience, diversity, differing perspectives and institutional knowledge providing strategic counsel focused on managing capital wisely for the benefit of our shareholders.

Governance

Corporate Amended and Restated By-Laws

Corporate Amended and Restated By-Laws

The strength of BNY Mellon’s business is a direct reflection of the high standards set by our governance structure. It provides guidance in managing the company for the benefit of all our stakeholders including our investors, clients, employees and communities. Through good governance, we ensure full accountability, compliance and the highest ethical standards from the Board of Directors on down.

Corporate Governance Guidelines

Corporate Governance Guidelines

Together with the Corporation's Certificate of Incorporation and By-Laws and the charters of the committees of the Board of Directors (the "Board"), these Guidelines set forth the governance policies and procedures of The Bank of New York Mellon Corporation (the "Corporation").

These Guidelines should be considered in the context of the Corporation's Directors’ Code of Conduct. Directors must comply with the Directors’ Code of Conduct.

Board Committees and Charters

Board Committees and Charters

Our Board of Directors provides strategic counsel focused on managing capital wisely for the benefit of our shareholders. The Board, like our employees, has a code of conduct to follow. The BNY Mellon Directors’ Code of Conduct helps to foster a culture of honesty and accountability by providing guidance in recognizing and resolving ethical issues throughout the company. Each director must comply not only with the terms, but also with the spirit of this Code.

Auditors

Audit & Non-Audit Services Pre-Approval Policy

To comply with the Sarbanes-Oxley Act of 2002 and in accordance with the Charter of the Audit Committee of the Board of Directors of The Bank of New York Mellon Corporation (the "Company"), the Audit Committee is responsible for the appointment, compensation and oversight of the work of the Company's independent auditor.

As part of this responsibility, the Audit Committee is required to pre-approve all audit and permitted non-audit services performed by the Company's independent auditor in order to assure that the auditor's independence from the Company is not compromised.

Accordingly, the Audit Committee has adopted the Audit and Non-Audit Services Pre-Approval Policy which sets forth the procedures and the conditions pursuant to which services proposed to be performed by the independent auditor may be pre-approved.

2016 Annual Meeting Voting Results

2016 Annual Meeting Voting Results

Contact our Board of Directors

Communications with Lead Director

Any interested party, including shareholders and employees, may communicate directly with the Lead Director (who is independent of management). Such communications may include complaints regarding accounting, internal accounting controls or auditing matters and confidential, anonymous submissions by employees of concerns regarding questionable accounting or auditing matters.

Such communications may be made by letter addressed:

The Bank of New York Mellon Corporation Church Street Station P.O. Box 2164 New York, New York 10008-2164 Attn: Non-Management Director

If your question relates to BNY Mellon Shareowner Services (also known as Mellon Investor Services), please note that this business was sold to Computershare on December 31, 2011. You should direct your question to Computershare at computershare.com/cpusos.

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Disclaimer

The information set forth in the archived materials posted on this site speaks only as of the date on which such information was issued. The Company will not update the information to reflect subsequent developments, new facts, or for any other reason after the date on which such information is issued. Consequently, site users should not rely upon the information as current or accurate after their issuance dates.