Once you have identified the compliance problems and ethical concerns in your practice is to try to uncover any particular patterns. Often this will help you to locate the underlying cause of recurrent ethical and compliance problems.

You should then prioritize the areas in which you are at risk so that you can correct those problems first that represent the greatest risk to you. Finally, when you have corrected the current ethical and compliance problems, you should begin to develop long-term controls to ensure that your practice continues to be ethical and compliant.