Regarding the sale of private placements, it is very important for clients to recognize that the investment landscape has changed over the past few years. I’m, specifically, referring to the... read more →

An institutional quality investor package includes (1) a PPM drafted by an experienced securities law firm, like ours; (2) an institutional quality business plan; and (3) an institutional quality 6-8 page... read more →

Any stock purchased in a private offering is transformed into restricted stock and therefore, becomes a restricted security. Restricted securities must be sold in compliance with Rule 144, The Section... read more →