Foreign Legends

The Importance of Including Foreign Legends

(Foreign Countries’ Jurisdictional Legends)

It is important for any company raising capital to identify – if in the U.S. – the foreign countries they intend to raise or solicit capital in. There are many federal and state rules and regulations for any company selling securities and seeking capital under the Regulation D exemption. It is strongly recommended that your PPM include the proper state legends.

Foreign Legends

If you are seeking capital from an overseas sources, it is highly recommended that you include the proper country legend, or international legends. This is to ensure that you comply with U.S. jurisdictional rules and that the investors in any foreign country are notified, in a general way, of the rule their country and the U.S.