About Bank Street and Sloane Manhattan Manpower International Sloane Manhattan® Manpower International is a leading International Manpower and Education Group offering Total Manpower Solutions and International Educational Solutions. Our clients include Top Fortune 500 and Top China 500 with broad-based...

About Bank Street and Sloane Manhattan Manpower International

Sloane Manhattan® Manpower International is a leading International Manpower and Education Group offering Total Manpower Solutions and International Educational Solutions. Our clients include Top Fortune 500 and Top China 500 with broad-based multinational firms and Chinese conglomerates. Bank Street® is a financial and consumer recruitment brand operated by Sloane Manhattan.

Our client is one of the leading fast growing banking corporations with strong presence in Hong Kong and China. Owing to rapid growth and expansion, they are seeking high caliber candidate to join them.

Job Description

Provide advices on all related compliance requirements, particularly the areas of KYC and suitability

Review compliance policies & procedures and sales process, new product proposals, product term sheets/marketing materials for investment products, insurance products and respective AUM pledged credit facilities, as well as sales process, system requirements and related sales workflow prepared by business units to ensure the compliance with HKMA/SFC regulatory requirements

Perform regular and timely compliance review

Liaise with regulatory authorities and follow up with the investigation cases

Provide staff training on compliance

Job Requirement

University degree or above

Sound knowledge of the local regulatory rules and requirements in Private Banking

Minimum 10 years’ solid experiences in the areas of compliance and regulatory requirements in Private Banking