TRICADIA CAPITAL Brokers, Custodians, Auditors and Administrators

TRICADIA CAPITAL Investment Strategy

Methods of Analysis, Investment Strategies and Risk of Loss

The following is a summary of (i) the strategies and methods Tricadia uses in formulating advice or managing assets (and their material risks) and (ii) the material risks associated with the types of securities that Tricadia primarily recommends to its clients. Clients and prospective clients should refer to a separate disclosure document that the client has or will receive that sets out a more detailed explanation of the material risks of investment strategies or methods of analysis that are or will be used to manage the client’s account. Investors in the Tricadia Funds should refer to the offering documents of the Funds for more detailed explanations of the material risks of investment strategies or methods of analysis that are or will be used to manage the Funds.

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