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The top financial regulator in Massachusetts has asked 15 brokerage firms, including Merrill Lynch and LPL Financial, about the way they have marketed “high-risk, esoteric products” to older investors.

Citigroup paid a $2 million fine and fired two employees after authorities accused the bank of improperly disclosing confidential information to media outlets about YouTube's earnings and Facebook's initial public offering.

The top financial regulator in Massachusetts on Tuesday asked many of Wall Street's biggest banks for more information on their hedge fund recruiting services. In a letter of inquiry sent to Bank of America, Goldman Sachs, Deutsche Bank, UBS and...