At that time, Tatro’s Broker Check indicated there were over 60 customer disputes during his career in the securities industry. These complaints involved the sale of leveraged and inverse ETFs, variable annuities, equipment leasing investments, and mutual funds.

Since then there have been eight additional complaints from customers including the following:

NOVEMBER 2003 UNTIL SEPTEMBER 2009 AT FASI, CLAIMANTS ALLEGE MATERIAL MISREPRESENTATIONS AND
OMISSIONS OF MATERIAL FACTS; BREACH OF FIDUCIARY DUTY; BREACH OF CONTRACT; NEGLIGENCE; RESPONDEAT SUPERIOR;
AND FAILURE TO SUPERVISE.

According to FINRA Broker Report, Tatro was registered with First Allied Securities from November 2003 through September 2010.

For the full details of FINRA’s investigation, see FINRA Case #2011026874301.

The foregoing information, which is publicly available on FINRA’s website, is being provided by The White Law Group. The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida.

For a free consultation with a securities attorney, please call The White Law Group at 888-637-5510. For more information on the firm, visit http://www.whitesecuritieslaw.com.