Tag Archives: HEFCE

To celebrate International Open Access Week, The University of Manchester Library’s Research Services, Academic Engagement and Marketing teams worked together to deliver a seminar on Open Access (OA) at Manchester. The main aim of the session was to engage with our institution’s researchers. Through a combination of presentations, Q&A sessions and networking opportunities, the seminar brought researchers up to date with what Manchester has achieved with OA; the policies of research funders; progress in OA over the last year; and insight into upcoming developments.

Increasing citations

The Vice-President for Research and Innovation Professor Luke Georghiou opened proceedings with his own take on Open Access. His research group has published three OA articles in the past year, which have achieved high levels of download; he is convinced this is due to ease of access, and is sure that OA will contribute to future levels of citation. Professor Georghiou thanked the Library for its excellent support.

Exceeding compliance targets

Helen Dobson reflected on the growth of the Library’s OA service, now playing a key role in the University’s OA support. Our work resulted in a 54% compliance rate for RCUK-funded research, an achievement high above the 45% target set by RCUK at the start of the year. Helen discussed the ‘pain points’ encountered by the team, including authors finding the process confusing, or being too busy to arrange OA. These insights help us develop our system and work with other institutions and publishers to streamline procedures. Despite these difficulties, our service has received great feedback and supported over 500 articles in becoming Open Access.

Making books as accessible as journals

Dr Frances Pinter, CEO of Manchester University Press, spoke of the need to find sustainable routes to OA for specialist scholarly books, and make them as accessible as science journals. The not-for-profit pilot Knowledge Unlatched has succeeded in proof of concept. With this model a library consortium paid for a package of e-books to be made fully open, and librarians participated in the selection of content. There has been a high level of downloads.

HEFCE, COAF and LOAF

Emma Thompson explained the new ‘game changing’ HEFCE policy. All potential REF outputs must be must be deposited in an institutional repository on acceptance, discoverable immediately, and free to read ASAP. We are encouraging researchers to deposit their Author’s Accepted Manuscripts (AAM) ahead of the compliance start date 1 April 2016, and the Library is working with colleagues in Computer Science to develop an easy interface.

Our team will also be administering the new Charities OA Fund (COAF) at Manchester. We have further demonstrated our commitment to innovation, OA and the University’s researchers by announcing the new Library Open Access Fund (LOAF). We want to support authors who do not have funding to cover Article Processing Charges, and have created a pool of funds to support the publication of OA papers. The LOAF pilot will be managed by the Library’s OA team and will be run on a first come, first served basis.

Friday, 12 September marked the end of the first extended year of RCUK’s Open Access (OA) policy. There were some tense moments in the Research Services office as we put the finishing touches to our report before the high noon deadline. The data and compliance report we submitted includes details of the payments made from the block grant and full-text deposits in Manchester eScholar, our institutional repository. You can see the report and all supporting data in our institutional repository.

Prior to the launch of the RCUK policy we’d delivered campus-wide communications and we monitored publishing activity throughout the year. We’d had some very invigorating discussions with researchers about the pros and cons of OA and efficiencies in publication procedures and we monitored OA engagement throughout the year to see if they’d listened. We wondered which way authors would jump – Gold or Green? Would they choose different journals if their first choice wasn’t compliant with the policy? And how much more nudging would they need to change their established publishing behaviour? We continued our communication throughout the year, partly reminders of the policy and partly targeted messages to authors of non-OA RCUK-funded papers.

At final count we paid for 575 papers from the block grant and identified 59 Green OA papers. This total (634) represents 53% compliance. We estimate an overall compliance level of 65%, based on a sample of data from Web of Knowledge.

RCUK approved us spending part of the grant on an OA monograph and this was our highest charge – £6,500. Our highest Article Processing Charge (APC) was almost £4,200. Our average APC for Year One, not taking account of institutional discounts, works out at £1,510.

Looking to the year ahead

Open Access: Green or Gold?

We wonder how strictly RCUK will define compliance after Year One? We know that 29% of Gold OA papers are not licensed as CC-BY and no Green OA papers are licensed as CC-BY-NC. We don’t know why this is because we don’t approve payments for journals that don’t offer CC-BY. In terms of Green compliance, we aren’t aware that publishers are offering CC-BY-NC as an option. The role of publishers in influencing licence choices and displaying licence information is something we hope RCUK will investigate more in Year Two – rather than penalising individuals whose papers aren’t correctly licenced this year. We’ve found that some publishers are willing and able to amend licences for RCUK-funded authors after publication on request but that others won’t.

We know that we haven’t changed culture entirely in Year One, but we’ve made some significant progress and have a solid foundation on which to build towards increased compliance with RCUK and HEFCE’s OA policies.