SMARTS Market Surveillance for Regulators

In order to keep pace with sophisticated trading technology, and manipulation techniques being used to gain a trading advantage, regulatory authorities require the same level of sophisticated tools as trading professionals. For regulators, the ability to keep trading safe and maintain integrity throughout the jurisdiction is imperative. Proven at over 13 regulators in 13 countries, SMARTS Market Surveillance is the industry benchmark for real-time and T+1 solutions for market surveillance, supervision and compliance. SMARTS Market Surveillance leverages over 20 years of expertise from working with a wide range of needs – from simple to complex – to provide organizations with a robust platform to manage cross-market, cross-asset, multi-venue surveillance. The solution’s powerful visualization tools simplify the monitoring process by distilling complex information into a single snapshot that provides clear guidance on where to focus an investigation. Additionally, the solution correlates real-time and historical data with detection patterns to ensure early detection of unusual trading patterns that could be potential breaches of exchange or regulator trading rules and practices.

Key Features

Real-time control

Automated market abuse detection

Flexible alerting language

Powerful visualizations

Multi-asset surveillance

Proven cross-market capability

Reliable, resilient and scalable

Ease of data access

Continuous investment in R&D and underlying technology

Unparalleled domain expertise

Case Study

Learn how Nasdaq uses SMARTS internally to successfully conduct cross-border surveillance and monitor across a wide array of financial instruments traded across the market centers.