Form AP
Society of Registered Financial Planners
Membership Application Form
PERSONAL PARTICULARS (Typewritten or block capitals)
Title: Dr./Mr./Mrs./Ms/Miss * Sex: Male/Female *
Surname: Given names:
Please affix
Hong Kong Identity Card Number: a recent photo
Date of Birth (DD/MM/YY): / / Nationality:
Daytime Tel. No.: Mobile Tel. No.:
Email address: Fax No.:
Correspondence address:
Name of Employer/Business
Nature of Business:
Employer’s Address:
Membership Applied For: (Please check box below)
□ Student member □ Associate member □ Full member □ Fellow member
ACADEMIC AND PROFESSIONAL QUALIFICATIONS
Please list relevant technical, academic and professional examinations passed (highest level in each field only).
Please attach copies of these certificates.
Name of Educational Institute Highest Grade Date Passed
Attended
* Delete where appropriate
Form AP
Membership of Professional or Occupational Institutions
Name of Professional Institute Designation Date Admitted
WORKING EXPERIENCE
Organization Position Responsibilities * Date (from/to)
(the most recent first)
* Please attach a separate sheet if space provided is insufficient.
REFEREE
Name of Referee (1) Company Name Position Professional Telephone no.
Designation
In my view, the applicant is a fit and proper person to be admitted as member of Society of
Registered Financial Planners Limited. Signature:
Name of Referee (2) Company Name Position Professional Telephone no.
Designation
In my view, the applicant is a fit and proper person to be admitted as member of Society of
Registered Financial Planners Limited. Signature:
APPLICATION FOR EXEMPTIONS(S)
If you wish to apply for exemption(s) for any course or examination, the following documentation must be
provided with this application:
(a) Evidence that you have completed courses in equivalent to the course for which credit is being claimed (e.g.
academic record, transcript results)
(b) A detailed documentary description of the syllabus for the module(s)
Exemption Applied For State the Course / Programme / Institution Month/Year
You have taken Qualification Obtained
Form AP
FEES
HKD HKD For official use only
Administration fee (non-refundable) 600
Student 400 Membership category:
Associate 600 Student □
Full Member 800 Associate □
Fellow 1,000 Full Member □
Fellow □
Fees received: HK$
Total Secretariat
SUBMISSION
After completing this Application Form, please send the Form, together with a cheque (being application fee
and made payable to “Society of Registered Financial Planners Ltd.”) and the supporting documentation
(copies only please, they will NOT be returned) to:
Telephone: (852) 3105 1744
Society of Registered Financial Planners
Unit 1802-3, 18 /Floor Emperor Group Centre, Facsimile : (852) 2186 7136
288 Hennessy Road, Wanchai, E-mail : info@rfp-hk.org
Hong Kong. Website: www.rfp-hk.org
DECLARATION
1. I declare that all information given in this Application Form and the attached documents are, to the best of
my knowledge, true, accurate and complete.
2. I undertake to observe and abide by the Code of Ethics and Memorandum and Articles of Association of
Society of Registered Financial Planners (“HKRFP”). In the event of my resignation from membership, I
agree to pay all arrears of subscription due to HKRFP to the date of the surrender of my membership
certificate.
Signature: Date:
Form AP
Application Procedures
1. Application
Application can be done in person or by mail to HKRFP by completing the Application Form
together with the application fee and relevant supporting documents.
2. Application Form
Application Form may be:
downloaded from the HKRFP website http://www.rfp-hk.org ; PDF format, DOC format or
obtained in person at the HKRFP office
3. Check list for application
Applications will only be accepted if the following requirements are met:
Application Form signed and dated;
Application fee enclosed;
Your photos;
Copy of Hong Kong identity card, supporting documentation for education and work experience
qualifications enclosed;
Signed recommendation from two Referees with professional designation for qualified work
experience; and
Application to Fellow Membership, please provide a description of significant recognized
contribution to the profession, which should be certified by referees with professional
designation membership.
Incomplete applications will not be processed until all requirements have been met.
4. Submission
Application fee must be submitted with the form together with a crossed cheque made payable
to “Society of Registered Financial Planners” at:
Unit 1802-3, 18 /Floor Emperor Group Centre,
288 Hennessy Road, Wanchai, Hong Kong.
Upon receipt of the Application Form, an acknowledgement letter will be issued to the applicant.
5. Notification of Application Result
Results of Applications will be sent to the applicants within ONE MONTH upon receipt of
application
6. Unsuccessful Application
For unsuccessful applications, the administration fee will not be returned.
Any other paid fees will be refunded to the applicant for unsuccessful applications.