The Annual Meeting of Hennessy Advisors, Inc. was held January 26, 2017. At the Annual Meeting, the following directors were elected for terms expiring at the annual meeting of shareholders to be held in 2018 by the votes indicated:

For

Withheld

Broker Nonvotes

Neil J. Hennessy

3,344,689

67,464

1,317,088

Teresa M. Nilsen

3,314,764

97,389

1,317,088

Daniel B. Steadman

3,325,871

86,282

1,317,088

Henry Hansel

3,348,548

63,605

1,317,088

Brian A. Hennessy

3,320,102

92,051

1,317,088

Daniel G. Libarle

3,348,548

63,605

1,317,088

Rodger Offenbach

3,348,548

63,605

1,317,088

Susan W. Pomilia

3,343,675

68,478

1,317,088

Thomas L. Seavey

3,348,548

63,605

1,317,088

The following reflects the voting results for matters other than the election of directors brought for vote at the Annual Meeting:

For

Against

Abstained

Broker Nonvotes

Approval, by a non-binding advisory vote, of executive compensation

3,233,257

160,017

18,879

1,317,088

For

Against

Abstained

Broker Nonvotes

Ratification of the selection of Marcum LLP as the independent registered public accounting firm for Hennessy Advisors, Inc. for fiscal year 2017

4,619,631

12,187

97,423

0

2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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