An Independent Consulting and Advisory Firm

Main menu

Sub menu

This Week’s News from the SEC & FINRA (Mar. 3, 2017)

This week we launch a new blog that is dedicated to taking a look at news from the Securities Exchange Commission (SEC) and the Financial Industry Regulatory Agency (FINRA). The principal focus of this blog will be the variety of news announcements from the SEC and FINRA. We will also take a look at various news from other sources relating to these agencies.

The full list of releases from the SEC and FINRA is available to visitors of our site through the links below. The actions that we have highlighted by listing them below, are those that have caught our attention for some particular reason; one that we will generally discuss.

The SEC filed approximately eight (8) Administrative Actions last week. The following caught our attention.

WEB DEBT SOLUTIONS: The SEC announced the issuance on February 21st, 2017 or an Order Temporarily Suspending Exemption Pursuant to Rule 258 of Regulation A Under the Securities Act of 1933. Webb Debt Solutions filed a Regulation A Tier 1 Offering Statement on July 11th, 2016. The SEC stated that it has reason to believe [Webb Debt] “… made material misrepresentations in the Offering Statement regarding the value of its assets, the industry experience of its CEO, and the location of its principal office.”

Erik Nelson is the President of Coral Capital Partners, an independent consulting and advisory firm focused on companies and participants in the lower and middle markets. Coral Capital Partners provides cost effective solutions to real world issues and situations. Coral Capital Partners, Inc. provides services to Investment Banks, Private Equity Funds, investors, and both privately held and publicly traded companies, as well as various stakeholders in those organizations. This has included international public companies with operations on three (3) continents to smaller privately held domestic companies. Our experience in the areas of corporate advisory, due diligence reviews, and regulatory compliance allows for a cost effective and efficient solution to the issues at hand. Please feel free to visit our web site at: www.coralcapital.com or call our offices via. telephone # (404)-816-9220 to see how we may be of assistance.