Annual Concurrent Retraction Date Second last business day of November

Annual Retraction Notice Deadline At least 10 business days prior to retraction date.

Special Non-Concurrent Retraction Date November 29, 2022

Special Retraction Notice Deadline October 31, 2022

Manager/Portfolio Manager

Brompton Funds, a division of Brompton Group which was founded in 2000, is an experienced investment fund manager with over $2 billion in assets under management. Brompton’s Portfolio Management team specializes in Canadian and global equity investments and is a leading manager of covered call writing strategies in Canada.

(1) No cash distributions will be paid on the Class A shares if, after the payment of the distribution by the Company, the NAV per Unit (consisting of 1 Class A share and 1 Preferred share) would be less than $15.00.

(2) Subject to the extension of the term for periods of up to five years as determined by the board of directors. The announcement of any extension will be made by news release at least 60 days prior to the then current termination date.

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Brompton Split Banc Corp.

Summary of Investment Portfolio as at March 31, 2019

Total Net Asset Value$190,392,325.00

Holdings

% of Portfolio

% of Net Asset Value

Royal Bank of Canada

15.3%

15.4%

Bank of Montreal

15.2%

15.3%

Bank of Nova Scotia (The)

15.2%

15.3%

National Bank of Canada

15.2%

15.3%

Toronto-Dominion Bank (The)

15.0%

15.2%

Canadian Imperial Bank of Commerce

14.7%

14.9%

Brompton North American Financials Dividend ETF

9.1%

9.1%

Cash and short-term investments

0.3%

0.3%

Total

100%

100.8%

1)The investment portfolio may change due to ongoing portfolio transactions of the investment fund. Quarterly updates are available on the Fund's website at www.bromptongroup.com within 60 days of each quarter end.

(1) Prior to May 21, 2015, Preferred valuation included the Redemption Price, plus premiums from past treasury offerings, where applicable.

(2) Cumulative cash distributions paid since inception.

Annual Compound Returns(1)

YTD

1-Year

3-Year

5-Year

10-Year

Since Inception(2)

Brompton Split Banc Corp. - Class A

26.9%

9.0%

16.9%

12.3%

21.4%

11.3%

S&P/TSX Capped Financials Index

16.9%

9.3%

11.9%

9.4%

12.9%

8.3%

S&P/TSX Composite Index

16.9%

9.6%

9.1%

5.6%

9.1%

6.4%

Brompton Split Banc Corp. - Preferred

1.7%

5.1%

4.8%

4.7%

4.9%

5.1%

S&P/TSX Preferred Share Index

1.3%

(6.2%)

5.3%

(0.3%)

3.3%

1.8%

Brompton Split Banc Corp. - Unit

15.9%

7.4%

11.8%

9.1%

13.1%

8.5%

Year-by-Year Returns

Since Inception(2)

2018

2017

2016

2015

2014

2013

2012

2011

2010

2009

2008

2007

2006

Brompton Split Banc Corp. - Class A

11.3%

(19.3%)

20.3%

49.8%

(12.5%)

20.1%

34.8%

22.0%

(2.2%)

10.1%

206.9%

(63.7%)

(20.7%)

28.4%

Brompton Split Banc Corp. - Preferred

5.1%

5.1%

4.6%

4.6%

4.6%

4.6%

4.3%

5.6%

5.4%

5.4%

5.4%

5.4%

5.4%

5.4%

Brompton Split Banc Corp. - Unit

8.5%

(10.2%)

14.1%

28.5%

(5.5%)

13.4%

19.8%

13.6%

1.5%

7.2%

64.1%

(32.4%)

(11.0%)

18.9%

S&P/TSX Capped Financials Index

8.3%

(9.2%)

13.3%

24.2%

(3.0%)

12.6%

26.8%

17.1%

(3.8%)

8.5%

45.8%

(35.8%)

(0.8%)

18.3%

S&P/TSX Composite Index

6.4%

(8.9%)

9.1%

21.1%

(8.3%)

10.6%

13.0%

7.2%

(8.7%)

17.6%

35.1%

(33.0%)

4.8%

8.3%

The table shows the past performance of the Fund. Past performance does not necessarily indicate how the Fund will perform in the future. The information shown is based on Net Asset Value per Class A share and per unit, or the redemption price per Preferred share and assumes that distributions (including deemed distributions based on the intrinsic value of the warrants at approximately the exercise date of the warrants) made by the Fund on the Class A shares, Preferred shares and units in the periods shown were reinvested (at Net Asset Value per Class A share and per unit, or the redemption price per Preferred share) in additional Class A shares, units and Preferred shares of the Fund.

The tables show the Fund’s year-by-year and compound returns on a Class A share, Preferred share and unit for each period indicated compared with the S&P/TSX Capped Financials Index (‘‘Financials Index’’) and the S&P/TSX Composite Index (‘‘Composite Index’’) and the S&P/TSX Preferred Share Index (“Preferred Share Index”). The Composite Index tracks the performance, on a market weight basis, of a broad index of large-capitalization issuers listed on the TSX and the Financials Index is derived from the Composite Index based on the financials sector of the Global Industry Classification Standard. The Preferred Share Index tracks the performance, on a market weight basis, of a broad index of preferred shares trading on the Toronto Stock Exchange. The Fund passively invests on an equal weight basis in a portfolio comprised of six Canadian banks which are in both the Financials Index and the Composite Index. Since the indices have more diversified portfolios it is therefore not expected that the Fund’s performance will mirror that of the indices. Further, the Financials Index and Composite Index returns are calculated without the impact of management fees and fund expenses, whereas the performance of the Fund is calculated after deducting such fees and expenses.

(1) Returns are for the periods ended April 30, 2019.

(2) Period from September 24, 2015 (commencement of operations) to April 30, 2019.

Returns for Brompton Split Banc Corp. are unaudited.

You will usually pay brokerage fees to your dealer if you purchase or sell shares of the investment fund on the Toronto Stock Exchange or other alternative Canadian trading system (an “exchange”). If the shares are purchased or sold on an exchange, investors may pay more than the current net asset value when buying shares of the investment fund and may receive less than the current net asset value when selling them.

There are ongoing fees and expenses associated with owning shares of an investment fund. An investment fund must prepare disclosure documents that contain key information about the fund. You can find more detailed information about the fund in the public filings available at www.sedar.com. The indicated rates of return are the historical annual compounded total returns including changes in share value and reinvestment of all distributions and does not take into account certain fees such as redemption costs or income taxes payable by any securityholder that would have reduced returns. Investment funds are not guaranteed, their values change frequently and past performance may not be repeated.

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Distributions

Distributions from the Fund may have tax benefits which result in higher after tax cash flow than if the income had been earned as interest income.

It is expected that the distributions on the Class A shares will mainly be comprised of capital gains or return of capital and over time are expected to include a portion of dividend income. Distributions on the Preferred shares are expected to be mainly characterized as dividend payments, which receive the preferential dividend tax treatment and to a lesser extent return of capital. For the purposes of the Income Tax (Canada) and any similar provincial legislation, to the extent that distributions on either the Class A or Preferred shares are characterized as dividend payments, the Company designates any and all dividends paid on both its Class A and Preferred shares as “eligible dividends” unless the Company indicates otherwise.

The annual breakdown of distributions for tax purposes will be provided to shareholders annually in February. This information will also be posted on the website as soon as it is available.

This information is of a general nature only and does not constitute legal or tax advice to any particular investor. Accordingly, prospective investors are advised to consult their own tax advisors with respect to their individual circumstances.

Tax Allocation

The following information is applicable to holders who, for the purpose of the Income Tax Act (Canada), are resident in Canada and hold shares as capital property outside of an RRSP, RRIF or DPSP. Shareholders should receive a T5 slip from their investment dealer providing this information.

The return of capital component is a non-taxable amount that serves to reduce the adjusted cost base of the Fund units.

Select a year

Preferred Share

Record Date

Payment Date

Return of Capital

Eligible Dividend

Total Distribution

Mar 29, 2019

Apr 12, 2019

0.00000

0.00000

0.12500

Dec 31, 2018

Jan 15, 2019

0.00000

0.00000

0.12500

Sep 28, 2018

Oct 15, 2018

0.00000

0.12500

0.12500

Jun 29, 2018

Jul 16, 2018

0.00000

0.12500

0.12500

Mar 29, 2018

Apr 13, 2018

0.00000

0.12500

0.12500

Dec 29, 2017

Jan 15, 2018

0.00000

0.11685

0.11685

Sep 29, 2017

Oct 16, 2017

0.00000

0.11250

0.11250

Jun 30, 2017

Jul 17, 2017

0.00000

0.11250

0.11250

Mar 31, 2017

Apr 17, 2017

0.00000

0.11250

0.11250

Dec 30, 2016

Jan 16, 2017

0.00000

0.11250

0.11250

Sep 30, 2016

Oct 17, 2016

0.00000

0.11250

0.11250

Jun 30, 2016

Jul 15, 2016

0.00000

0.11250

0.11250

Total

0.00000

1.16685

1.41685

(1) The distribution was automatically reinvested in additional units. Immediately following the issuance, the units of the Fund were automatically consolidated and, as a result, unitholders held the same number of units after the distribution as they held before it. The adjusted cost base of a holder’s units would be increased by the amount of the distributions reinvested in units.

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