COMPLIANCE

Affin Hwang Asset Management Berhad (“Affin Hwang AM” or “the Company”) has in place a framework for enterprise-wide risk management initiatives to ensure that the business of the Company is conducted with integrity and in compliance with legal and regulatory requirements as well as the statements of best practice.

This framework provides an integrated platform and a disciplined approach to manage, control and mitigate the various risks associated with the fund management business of the Company. This framework comprises various risk controls and compliance measures to minimise: