Customer Privacy Policy

The customers of Rogers Wealth Group, Inc. have access to a broad range of products and services. To deliver these products and services as effectively and conveniently as possible, it is essential that we use technology to manage and maintain certain customer information.

We want to assure all of our customers that whenever information is used, it is done with discretion. The safeguarding of customer information is an issue we take seriously at Rogers Wealth Group, Inc. To affirm our continuing commitment to the proper use of customer information, we have set forth the following Privacy Policy. It is this Privacy Policy that guides us in serving the privacy needs of our customers.

Recognition of a Customer’s Expectation of Privacy: At Rogers Wealth Group, Inc., we believe the confidentiality and protection of customer information is one of our fundamental responsibilities. And while information is critical to providing quality service, we recognize that one of our most important assets is our customers’ trust. Thus, the safekeeping of customer information is a priority for Rogers Wealth Group, Inc.

Use, Collection, and Retention of Customer Information: Rogers Wealth Group, Inc. limits the use, collection, and retention of customer information to what we believe is necessary or useful to conduct our business, provide quality service, and offer products, services, and other opportunities that may be of interest to our customers. Information collected may include, but is not limited to: name, address, telephone number, tax identification number, date of birth and employment status.

Maintenance of Accurate Information: Rogers Wealth Group, Inc. recognizes that it must maintain accurate customer records. Therefore, Rogers Wealth Group, Inc. has established procedures to maintain the accuracy of customer information and to keep such information current and complete. These procedures include responding to requests to correct inaccurate information in a timely manner.

Limiting Employee Access to Information: At Rogers Wealth Group, Inc., employee access to personally identifiable customer information is limited to those with a business reason to know such information. Employees are educated on the importance of maintaining the confidentiality of customer information and on this Privacy Policy. Because of the importance of these issues, all Rogers Wealth Group, Inc. employees are responsible for maintaining the confidentiality of customer information and employees who violate this Privacy Policy will be subject to disciplinary measures.

Protection of Information via Established Security Procedures: Rogers Wealth Group, Inc. recognizes that a fundamental element of maintaining effective customer privacy procedures is to provide reasonable protection against the unauthorized access to customer information. Therefore, Rogers Wealth Group, Inc. has established appropriate security standards and procedures to guard against any unauthorized access to customer information.

Restrictions on the Disclosure of Customer Information: When it comes to sharing customer information with unaffiliated companies, Rogers Wealth Group, Inc. does not share information about customer accounts unless legally required.

Disclosure of Privacy Policy to Customers: Rogers Wealth Group, Inc. recognizes and respects the privacy expectations of our customers. We want our customers to understand our commitment to privacy in our use of customer information. As a result of our commitment, we have developed this Privacy Policy which is made readily available to our customers.

This Privacy Policy applies to individuals. This Privacy Policy is for general guidance and does not constitute a contract or create legal rights and does not modify or amend any agreements we have with our customers.

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Rogers Wealth Group only conducts business in states where it is properly registered, or excluded or exempted from registration requirements. Nothing on our web site should be construed as advice. No client or prospective client should assume that any information presented and/or made available on this website serves as the receipt of, or a substitute for, personalized individual advice from the adviser or any other investment professional.