Series 63 - Uniform State Law Agent

The Series 63 examination is required by most states for individuals who solicit orders for any type of security in that state. This license is required in addition to the registered representative license (e.g. Series 6 or Series 7 license).

Each SMART 63 module includes a "Listen" button that explains the information to the user, covering the material in a manner that enhances learning by giving context, background, and test application. Each "Listen" segment is unique and is not a repeat of our printed text. Look for it under SMART Interactive Web Training.