IRSH: GAMCO Investors: Form 8.3 - Cooper Industries plc

IRSH: GAMCO Investors: Form 8.3 - Cooper Industries plc
UK Regulatory Announcement
LONDON
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) GAMCO Investors, Inc.
Company dealt in Cooper Industries plc
Class of relevant security to which the Common
dealings being disclosed relate (Note 2)
Date of dealing 11/29/12
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 2,878,412 1.78%
(2) Derivatives (other than options) 29,000 0.02%
(3) Options and agreements to purchase/sell
Total 2,907,412 1.80%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit (Note 5)
Purchase 2,618 79.35
Sales 700 79.50
(b) Derivatives transactions (other than options transactions)
Nature of Number of relevant Price per unit
Product transaction securities
name, e.g.
CFD
(Note 5)
(Note 6) (Note 7)
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Type,
name, selling, securities e.g. Option money
e.g. purchasing, to which Exercise American, Expiry paid/received
call varying the option price European date per unit
option etc. relates etc. (Note 5)
(Note 7)
(ii) Exercising
Product name, Number of securities Exercise price per unit
e.g. call option (Note 5)
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of Price per unit
transaction Details
(if applicable) (Note 5)
(Note 8)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 11/30/12
Contact name David Goldman
Telephone number 914-921-7793
If a connected EFM, name of offeree/offeror
with which connected
If a connected EFM, state nature of
connection (Note 10)
Contact:
GAMCO Investors, Inc.