James Zante, Product Manager, Risk Analytics, Integrated Market and Credit Risk
The latest report on Basel III adoption per country and pending actions on the US implementation of Dodd-Frank highlights how regulation is changing financial services, and...

As a compliance officer, you’re dealing with increased regulation and expectations, while related resources are subject to budgetary constraints. Yes, senior managements read the headlines and recognize the reputational and related risks associated with legal...

The SEC’s final rules implementing Dodd-Frank’s whistle blowing provisions failed to remove angst among compliance officers and general counsels. While there are some incentives for potential whistleblowers to first report alleged misconduct via internal...

If you’re in or work with the financial services industry, you probably know about the late December holiday "gift" from the U.S. Federal Reserve – proposed rules implementing provisions of the Dodd-Frank Act which could have a profound effect on how boards...

The following excerpts are taken from “Compliance, complexity and
the need for XBRL: An interview with former SEC Chairman Christopher
Cox”:
What are the key drivers of regulatory reform? Will
Dodd-Frank really reduce systemic risk? Can better...

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