Tag Archives: investment firm

The SEC has charged two investment firms in Houston, Parallax Investments LLC and Tri-Star Advisors, along with three of their executives, for “engineering thousands of principal transactions” through a brokerage firm they are affiliated with without disclosing it to their clients. … Continue reading →

Financial Advisors and Tips for Who to Work With The role of an investment advisor is still a necessity for most households. This is good news for sales people working for investment firms, and as the market continues to gain … Continue reading →