Client Agreement

1. Introduction

1.1. The Agreement is entered by and between rocketoption.com is managed by SDT BROKERAGE CORP., Law Partners House, Lini Highway, Port Vila, Vanuatu. SDT BROKERAGE CORP International Company #14528 authorized to carry on the business under Dealers in Securities Act (CAP. 70) (hereinafter called the “Company”) on the one part and the Client (which may be a legal entity or a natural

1.2. The Company is authorized and regulated by the Securities and Exchange Commission

1.3. This Client Agreement with the following documents found on the Company’s Website, as amended from time to time: Client Categorization Policy, Investor Compensation

Fund, Risks Disclosure and Warnings Notice, Summary of Best Interest and Order Execution Policy, Summary of Conflicts of Interest Policy (together, the “Agreement”) set out

the terms upon which the Company will offer Services to the Client. In addition, the various documents above sets out the matters which the Company is required to disclose to

the Client under the Applicable Regulations.

1.4. The Agreement overrides any other agreements, arrangements, express or implied statements made by the Company or any Introducer(s).

2. Interpretation of Terms

2.1. In this Agreement:

“Access Data” shall mean the Login and Password of the Client, which are required so as to have access on and use the Platform.

“Account Opening Application Form” shall mean the application form/questionnaire completed by the Client in order to apply for the Company’s Services under this Agreement

and a Client Account, via which form/questionnaire the Company will obtain amongst other things information for the Client’s identification and due diligence, his categorization

and appropriateness or suitability (as applicable) in accordance with the Applicable Regulations.

“Affiliate” shall mean in relation to the Company, any entity which directly or indirectly controls or is controlled by the Company, or any entity directly or indirectly under common

control with the Company; and “control” means the power to direct or the presence of ground to manage the affairs of the Company or entity.

“Agreement” shall mean this “Client Agreement” and the following documents found on the Company’s Website: the Client Categorization Policy, Investor Compensation Fund,

Risks Disclosure and Warnings Notice, Summary of Best Interest and Order Execution Policy, Summary of Conflicts of Interest Policy, as amended from time to time and any

subsequent Appendices added there to.

“Applicable Regulations” shall mean (a) Rules or any other rules of a relevant regulatory authority having powers over the Company; (b) the Rules of the relevant Market; and (c)

all other applicable laws, rules and regulations.

“Binary Option” shall mean the Financial Instrument traded under this Agreement, which allows the traders to earn a fixed amount if they correctly predict whether the value of

the Underlying Asset will reach above or below the Strike Price when it expires. If traders incorrectly predict the direction of the asset’s value, they lose their investment.

“Business Day” shall mean any day, other than a Saturday or a Sunday, or the 25th of December, or the 1st of January or any other or international holidays to be announced

on the Company’s Website.

“Call Option” shall mean the one of the two option choices in Binary Options trading. If a trader believes that the value of the Underlying Asset will reach a higher value at the

time of expiry, then they can purchase a call option.

“Client Account” shall mean the exclusive personalized account of the Client consisting of all the Open Positions and Orders of the Client the balance of the Client money and

deposit/withdrawal transactions of the Client money.

“Event of Default” shall have the meaning given in paragraph 24.1.

“Financial Instrument” shall mean the Financial Instruments under the Company’s license which can be found in the document “Company Information” on the Website.

“Force Majeure Event” shall have the meaning as set out in paragraph 27.1.

“Introducer” shall have the meaning as set put in paragraph 35.1.

“Investment Services” shall mean the Investment Services under the Company’s license which can be found in the document “Company Information” on the Website.

“Open Position” shall mean any open option contract (call and / or put) which has not been closed.

“Order” shall mean an instruction from the Client to trade in Binary Options. There are two types of orders in Binary Option trading: Call Option and Put Option.

“Parties” shall mean the parties to this Client Agreement – the Company and the Client.

corporations, partnerships, other unincorporated bodies and all other legal entities and vice versa.

2.3. Paragraph headings are for ease of reference only.

2.4. Any reference to any act or regulation or Law shall be that act or regulation or Law as amended, modified, supplemented, consolidated, re-enacted or replaced from time to

time, all guidance noted, directives, statutory instruments, regulations or orders made pursuant to such and any statutory provision of which that statutory provision is a re-
enactment, replacement or modification.

3. Application and Commencement

3.1. After the Client fills in and submits the Account Opening Application Form, together with all the required identification documentation required by the Company for its own

internal checks, the Company will send him a notice informing him whether he has been accepted as a Client of the Company. It is understood that the Company is not to be

required (and may be unable under Applicable Regulations) to accept a person as its Client until all documentation it requires has been received by the Company, properly and

fully completed by such person and all internal Company checks (including without limitation anti-money laundering checks, appropriateness or suitability tests as the case may

be) have been satisfied. It is further understood that the Company reserves the right to impose additional due diligence requirements to accept Clients residing in certain

countries.

3.2. The Agreement shall take effect and commence upon the receipt by the Client of a notice sent by the Company informing the Client that he has been accepted as the

Company’s Client.

3.3. In order to comply with anti-money laundering policies, Rocketoption will request the following documentation after the first deposit:
• Official ID with picture (not expired)
• Proof of address (utility bill or bank statement)
• If credit card was used to deposit funds: Credit card front and back showing only the last 4 digits.
**Please note that if a trader uses multiple credit cards to deposit funds, the documents listed above will be required for each credit card.

4. Client Categorization

4.1. We shall treat you as a Retail Client for the purposes of the Rules and the Applicable Regulations. You have the right to request a different method of categorization as is

explained under the Client Categorization Policy found on the Company’s Website. However, if you request a different categorization and the Company agrees to such

categorization, you accept that the level of protection that is afforded by and other Applicable Regulations may differ.

4.2. It is understood that the Company has the right to review the Client’s Categorization and change his Categorization if this is deemed necessary (subject to Applicable

Regulations). The Client accepts that when categorizing the Client and dealing with him, the Company will rely on the accuracy, completeness and correctness of the

information provided by the Client in his Account Opening Application Form and the Financial Suitability Questionnaire. The Client has the responsibility to immediately notify the

Company in writing if such information changes at any time thereafter.

4.3. It is understood that the Company has the right to review the Client’s Categorization and change if this is deemed necessary (subject to Applicable Regulations).

5. Assessment

5.1. In providing the Service of Reception and Transmission and Execution of Client Orders, the Company is obliged under Applicable Regulations to seek information from a

Client or potential Client regarding his knowledge and experience in the investment field relevant to the specific type of service or Financial Instrument offered or demanded, so

as to enable the Company to assess whether the service or Financial Instrument is appropriate for the Client. Where the Client or potential Client elects not to provide the

information regarding his knowledge and experience, or where he provides insufficient information regarding his knowledge and experience, the Company will not be able to

determine whether the service or Financial Instrument is appropriate for him. The Company shall assume that information about his knowledge and experience provided from

the Client to the Company is accurate and complete and the Company shall have no responsibility to the Client if such information is incomplete or misleading or changes or

becomes inaccurate and the Company will be deemed to have performed its obligations under Applicable Regulations, unless the Client has informed the Company of such

changes.

6. Services

6.1. Binary Options trading with the Company involves the provision of the following investment and ancillary services from the Company to the Client, subject to the Client’s

obligations under the Agreement being fulfilled:

(a) Reception and transition of Orders of the Client in Binary Options.

(b) Execution of Orders in Binary Options.

(c) Cash/collateral management, according to paragraph 16.

(d) Foreign Currency Services provided they are associated with the provision of the reception and transmission service of paragraph 6.1.(a) and (b) of the Agreement.

6.2. The Company reserves the right, at its discretion, at any time to withdraw the whole or any part of the Services or types of Binary Options or Underling Assets on a

temporary or permanent basis and the Client agrees that the Company will have no obligation to inform the Client of the reason.

6.3. It is understood that the Company shall not hold any Client assets or Financial Instruments of the Client and shall not be providing safekeeping and administration of

Financial Instruments for the account of Client or custodianship.

7. Advice and Commentary

7.1. The Company will not advise the Client about the merits of a particular Order or give him any form of investment advice and the Client acknowledges that the Services do

not include the provision of investment advice in Binary Options or the Underlying Markets or Assets. The Client alone will decide how to handle his Client Account and place

Orders and take relevant decisions based on his own judgement.

7.2. The Company will not be under any duty to provide the Client with any legal, tax or other advice relating to any Transaction. The Client may wish to seek independent

advice before entering into a Transaction.

7.3. The Company may, from time to time and at its discretion, provide the Client (or in newsletters which it may post on its Website, or provide to subscribers via its Website or

otherwise) with information, recommendations, news, market commentary or other information but not as part of its Services to the Client. Where it does so:

(a) The Company will not be responsible for such information.

(b) The Company gives no representation, warranty or guarantee as to the accuracy, correctness or completeness of such information or as to the tax or legal consequences of

any related Transaction.

(a) This information is provided solely to enable the Client to make his own investment decisions and does not amount to investment advice or unsolicited financial promotions to

the Client.

(b) If the document contains a restriction on the person or category of persons for whom that document is intended or to whom it is distributed, the Client agrees that he will not

pass it on to any such person or category of persons.

(c) The Client accepts that prior to dispatch, the Company may have acted upon it itself to made use of the information on which it is based. The Company does not make

representations as to the time of receipt by the Client and cannot guarantee that he will receive such information at the same time as other clients.

7.4. It is understood that market commentary, news, or other information provided or made available by the Company are subject to change and may be withdrawn at any time

without notice.

8. License and the Platform Trading

8.1. Subject to the Client’s obligations under the Agreement being fulfilled, the Company hereby grants the Client a limited License, which is non-transferable, non-exclusive and

fully recoverable, to use the Platform (including the use if the Website and any associated downloadable software available from time to time) in order to place Orders in Binary

Options.

8.2. The Company reserves the right, at its discretion, at any time to withdraw the whole or any part of the License or the Platform or Website or downloadable software and to

alter, change, modify, remove, limit or add any part or functionality or command or mode on a temporary or permanent basis and the Client agrees that the Company will have

no obligation to inform the Client of the reason.

8.3. The Company does not guarantee that the Client will be able to access or use the Platform at all times and from any location.

8.4. The Company has the right to shut down the Platform at any time for maintenance purposes without prior notice to the Client, but this will be done only in weekends. In

these cases the Platform will be inaccessible.

8.5. The Client is solely responsible for providing and maintaining the compatible equipment necessary to access and use the Platform, which includes at least a personal

computer, internet access by any means and telephone or other access line. Access to the internet is an essential feature and the Client shall be solely responsible for any fees

necessary in order to connect to the internet.

8.6. The Client represents and warrants that he has installed and implemented appropriate means of protection relating to the security and integrity of his computer and that he

has taken appropriate actions to protect his system from computer viruses or other similar harmful or inappropriate materials, devices, information or data that may potentially

harm the Website, the Platform or other systems of the Company. The Client further undertakes to protect the Company from any wrongful transmissions of computer virus or

other similarly harmful or inappropriate material or device to the Company Platform from his personal computer.

8.7. The Company will not be liable to the Client should his computer system fail, damage, destroy and/or format his records and data. Furthermore, if the Client incurs delays

and any other form of data integrity problems that are a result of his hardware configuration or mismanagement, the Company shall not be liable.

8.8. The Company will not be liable for any such disruptions or delays or problem in any communication experienced by the Client when using the Platform.

8.9. Orders with the Company are placed only with the use of Access Data on the Platform, through the Client’s compatible personal computer connected to the internet. It is

agreed and understood that the Company will be entitled to rely and act on any Order given by using the Access Data on the Trading Platform without any further enquiry to the

24.1. The Company may collect client information directly from the Client (in his completed Account Opening Application Form or otherwise) or from other persons including, for

example, the credit reference agencies, fraud prevention agencies, banks, other financial institutions, third authentication service providers and the providers of public registers.

24.2. Client information which the Company holds is to be treated by the Company as confidential and will not be used for any purpose other than in connection with the

provision, administration and improvement of the Services, anti-money laundering and due diligence checks, for research and statistical purposes and for marketing purposes.

Information already in the public domain, or already possessed by the Company without a duty of confidentiality will not be regarded as confidential.

24.3. The Company has the right to disclose Client information (including recordings and documents of a confidential nature, card details) in the following circumstances:

(a) Where required by law or a court order by a competent Court.

(b) Where requested by or any other regulatory authority having control or jurisdiction over the Company or the Client or their associates or in whose territory the Company has

Clients.

(C) To relevant authorities to investigate or prevent fraud, money laundering or other illegal activity.

(d) To such an extent as reasonably required so as to execute Orders and for purposes ancillary to the provision of the Services.

(e) To credit reference and fraud prevention agencies, third authentication service providers, banks and other financial institutions for credit checking, fraud prevention, anti-
money laundering purposes, identification or due diligence checks of the Client. To do so they may check the details the Client supplied against any particulars on any database

(public or otherwise) to which they have access. They may also use Client details in the future to assist other companies for verification purposes. A record of the search will be

retained by the Company.

(f) To the Company’s professional advisors provided that in each case the relevant professional shall be informed about the confidential nature of such information and commit

to the confidentiality herein obligations as well.

(g) To other service providers who create, maintain or process databases (whether electronic or not), offer record keeping services, email transmission services, messaging

services or similar services which aim to assist the Company collect, storage, process and use Client information or get in touch with the Client or improve the provision of the

Services under this Agreement.

(h) To data reporting service providers.

(I) To other service providers for statistical purposes in order to improve the Company’s marketing, in such a case the data will be provided in an aggregate form.

(j) To market research call centers that provide telephone or email surveys with the purpose to improve the services of the Company, in such a case only the contact details the

data will be provided.

(k) Where necessary in order for the Company to defend or exercise its legal rights to any court or tribunal or arbitrator or Ombudsman or governmental authority.

(l) At the Client’s request or with the Client’s consent.

(m) To an Affiliate of the Company or any other company in the same group of the Company.

24.4. If the Client is a natural person, the Company will use, store, process and handle personal information provided by the Client in connection with the provision of the

Services, in accordance the Processing of Personal Data (Protection of the Individual) Law of 2001 and the Company is obliged to supply the Client, on request, with a copy of

personal data which it holds about the Client (if any), provided that the Client pays an administrative fee.

24.5. By entering into this Agreement, the Client will be consenting to the transmittal of the Client’s personal data outside the European Economic Area, according to the

provisions of Processing of Personal Data (Protection of the Individual) Law of 2001 for the reasons specified in paragraph 24.3.

24.6. Telephone conversations between the Client and the Company may be recorded and kept by the Company and recordings will be the sole property of the Company. The

Client accepts such recordings as conclusive evidence of the Orders or conversations so recorded.

24.7. The Client accepts that the Company may, for the purpose of administering the terms of the Agreement, from time to time, make direct contact with the Client by

telephone, fax, email, or post.

24.8. The Client accepts that the Company or any Affiliate of the Company or any other company in the same group of the Company may make contact with the Client, from

time to time, by telephone, fax, email or post for marketing purposes to bring to the Client’s attention products or services that may be of interest to him or to conduct market

Copyright 2016 Rocketoption| All Rights Reserved | Rocketoption The site
RocketOption.com is managed by SDT BROKERAGE CORP., Law Partners House, Lini Highway, Port Vila, Vanuatu. SDT BROKERAGE CORP International Company #14528 authorized to carry on the business under Dealers in Securities Act (CAP. 70)
HIGH RISK INVESTMENT WARNING: Trading Binary Options is highly speculative, carries a high level of risk and may not be suitable for all investors. You may sustain a loss of some or all of your invested capital, therefore, you should not speculate with capital that you cannot afford to lose. Please click here to read full risk warning. For further information please read Client Agreement.