The applicant is required to submit the following duly completed documents:

NO

DOCUMENTS REQUIRED

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1

Cover letter signed by the AR specifying the registration that is being sought. If the AR appointed for the registration as IUTA is not the same as the AR appointed for the registration as UTMC / PRS Provider / IPRA / CPRA, the cover letter shall be signed by an authorised signatory specifying the registration that is being sought and the appointment of AR

12) Submission of application for Exemption OF CUTE – Fund Manager who holds a Capital Market Services Representative License (“CMSRL”) to carry out the regulated activity of fund management as defined in the Capital Markets and Services Act 2007 (“CMSA”)

The applicant is required to submit the following duly completed documents:

About Us

Established in 1993, The Federation of Investment Managers Malaysia (FIMM) develops the investment management industry and promotes unit trusts as the preferred vehicle for investment. In its recognition as a Self-Regulatory Organisation in 2011, FIMM will preserve market integrity and protect the rights of the investors.