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PPWNov13- Day 3- D.Roy- IFPRI

Workshop on Approaches and Methods for Policy Process Research, co-sponsored by the CGIAR Research Programs on Policies, Institutions and Markets (PIM) and Agriculture for Nutrition and Health (A4NH) at IFPRI-Washington DC, November 18-20, 2013.

PPWNov13- Day 3- D.Roy- IFPRI

2.
Policy process
• To understand and explain the policy process requires an understanding of
the relationships among a complex number of factors in dynamic systems
with nested levels of interactions and uncertain inputs and outputs. In the
policy process, government officials and people outside of government with
different beliefs and interests interact, and their interactions are embedded
in a community with its own history, geography, and formal and informal
institutions.
• Given people’s cognitive limitations : How can one make sense of a
complex, often interactive phenomena and their effects on the public
policy?
• Broadly it is
• (i) Agenda phase
• (ii) Decision phase
• (iii) Implementation phase

4.
Timeline and actors in NFSB (possibly the biggest welfare
program in human history
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2009 national election manifesto- Congress promise to enact a Right to Food law
2010- NAC gets onboard
July 2011: Ministerial panel approves the draft food security law.
Dec. 18, 2011: India’s Cabinet approves a draft of the food security law.
Dec. 22, 2011: Draft food security law presented in the lower house of Parliament.
Nov. 2012: A Parliamentary panel sends the draft of the law back to the food
ministry to incorporate changes after consulting state governments.
Mar. 19 2013: India’s Cabinet approves an amended draft of the food security law
before introducing it in Parliament for a general debate.
May 2, 2013: Government introduces amended food security bill in the lower
house doing away with separate categories of beneficiaries in urban and rural
areas.
May 8, 2013: General debate on food security law ends without a vote as budget
session concludes 2 days ahead of schedule due to protests by opposition on
other issues

5.
Timeline and actors in NFSB: continued
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June 3, 2013: The Congress and allies -expected to thrash out a strategy for getting
food bill into law at a meeting. But a Maoist attack in Chhattisgarh delayed it.
June 4, 2013: The Cabinet defers talks on approving the food security law through
an executive order- known as an ordinance, saying that the draft bill was not
submitted by Food Minister on time.
June 13, 2013: After Cabinet meeting – government decides to call special session
of Parliament to vote on NFSB after assurances of support from opposition.
– However, these plans never materialized.
July 4, 2013: After passing up two opportunities, Cabinet approves the ordinance
route. This temporary legislation was valid for six weeks from the start of the next
session of Parliament, slated to begin Aug. 5.
Aug. 5, 2013: As the monsoon session started, the bill is one of the key pieces of
proposed legislation for debate.
The BJP, main opposition party, said it would not oppose the bill, but would
propose certain changes to the existing version.
Aug. 26: In the fourth week of Parliament’s sitting, the bill was passed in the Lok
Sabha with a simple majority.

6.
Actors and nodes and research
• Pre or around NAC (bureaucrats, ex bureaucrats,
social activists, economists or ex economists, 1
business person, Agricultural Scientist – Several
have resigned over time
– Right to food campaign
• The campaign believes that the primary responsibility for guaranteeing
basic entitlements rests with the state --- a sustained focus on legislation
and schemes such as the National Rural Employment Guarantee Act
(NREGA), the Integrated Child Development Services (ICDS), Mid-day
Meals (MDM) scheme, and the Public Distribution System (PDS).

7.
Actors (some what in a pecking order)Decision phase
• Ruling party president (NAC)
• Ruling party (ministerial and cabinet)
• State government
– Finance ministry and several other ministries
• Opposition
• President
• And there is chance

8.
Some background for policy process in India
• Issue of macroeconomists/macroeconomics
• Behind every program - a budget & govt. machinery backing it
• Not every program likely to work as NFSB, MNREGA or under
different government
• Who does the research- government of India like others lexicographic preference for research i.e. in house, in country
• It is lack of research capacity within government which
necessitates dialogue.
• government may commission research to make symbolic
gestures towards seeking policy answers without any
intention of enacting them.
• Committee deluge
• Pecking order in influence- elite capture

10.
Blurb on Indian policy research:
snooping
•
What researchers know about policy process and how they know it, is defined by
how they interact with that process.
• One can be inserted into the process to undertake specific research tasks, or be
confined to critically viewing policy from a distance.
• There is lot of tank but not much think
• A few people in Western universities/research units are writing empirical papers
with Indian data appearing in Western journals, but there are two recurring problems:
– A lack of common sense on data, and
– the choice of questions and research strategy driven by the needs of publication
rather than a sense of the important questions and issues in India.
•
A suo moto committee does not have any sanctity in India.
•
We have our own indices- marginality mapping and backward districts of planning
commission, food insecurity indices.

11.
Coming to NFSB- What are the issues
of agreement and disagreement
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Hunger and malnutrition to a large extent –Agreement
Disagreement – methods
Governance can trump everything
Governance an issue but if Tamil Nadu and
Chhattisgarh can do it – lets scale it up
• Will the policy initiatives survive their effective life
cycles
• On NFSB search for papers – Many like on MNREGA will
come but policymakers detest this post mortem.

12.
Academic and policy take on so many
of the good things done in India
• experiments are not easy to implement
• they can’t be used to address all types of
policy, and
• they tend to be too small to elicit the
responses generated by large–scale reforms.

13.
Policy research interface
• Inspiration for research and analysis in policy is mostly very
different from academic research
• In policy concrete and actual issues are mostly at the basis of
research projects
• Compared to blue sky research driven by theoretical problems or by
possibilities of new econometric techniques
• Policy needs quick analysis – less time for in depth analysis
– There are outlets possible EPW- If not generate this middle path outlet.
• Schumpeter on economics of Keynes -What I admire most in these
and other conceptual arrangements of his is their adequacy –they
fit his purpose as a well tailored coat fits the customer’s body. A
fruit knife is an excellent instrument for peeling a pear. He who uses
it in order to attack a steak has only himself to blame for
unsatisfactory results

14.
Relationship between research and
policy unpersuasive
• Policymakers fail to commission appropriate
research – special interest – think of delaying a
measurement of inflation measurement based on
consumer prices
• Ignore or subvert the results
• Researchers pursue their own research interests
– Head for a policy dialogue
• On NFSB researchers have so little to show –
winner takes all – activists?

15.
Evolution of NFSB – Has research or
something else worked
• The bill trimmed down over time- from the NAC version.
• Some early provisions quietly dropped, one by one, first by the council
itself and later by the government:
– social security pensions, special entitlements for vulnerable groups,
community kitchens and strong accountability measures, among others.
• As central government pruned and diluted NAC proposals, Chhattisgarh,
ruled by BJP built on them and prepared its own Food Security Act, in
December 2012.
• Chhattisgarh’s much stronger legislation in place and
• a recent survey by IIT Delhi suggests that food-related programs in
Chhattisgarh are quite effective.
• Think of states as action points in India
– Comparatively manageable size
– Jurisdictions more well defined

16.
Points in NFSB
• Some provisions in the bill could be based on considerable experience and
evidence.
• value and effectiveness of India’s school meal program-well studied. The
program, inspired by Tamil Nadu’s initiatives, covers > 100 million children
and has steadily improved over time.
• In several states, school-meal menu now includes eggs, a very valuable
source of animal protein and other nutrients. In Tamil Nadu,
schoolchildren get an egg every day – not trivial where millions of
children rarely get a chance to eat an egg.
• Think about subtle pressure accumulated by nutritionists
• Chhattisgarh good example of getting the incentives right
– There has to be some economists somewhere
– it includes pulses and iodized salt.
• Government following the ordinance route pre commits to no debate and
intellectual disagreement on the bill.
• Yet did research on the constituents add to the whole?

17.
So in NFSB
• Something has been happening that in a
complex way interfaces with research
– Think of constituents of NFSB
– From the inceptions to modifications can think of
mapping out research that built up the case
– There are free entry and do not enter zonesidentify them
• Always beware of the larger impacts
– Day after NFSB passed the rupee slid further

18.
Take home for policy research
• Poor country - what it means for the budget core
concern- Its mostly fiscal
• Governance is a concern – cannot and should not be
paternalistic – suggest something only with solution
• Usability of research rightly questioned
• Lack of timeliness of research adequately felt
• Suo moto research is not kosher in India
• Think of middle path outlets
• Let common sense prevail- Some Bengalis do not eat fish not because they
lack information on nutrition value- simply they cannot afford it
• Fly by night operators are not welcome anywhere – not in India either