Kevin Alan Shaw

Information

Kevin Shaw is a financial professional at 1st Global Capital Corp., a broker-dealer with 1,000 registered representatives nationwide. Kevin has held an industry securities registration for 12 years and is subject to FINRA oversight.

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Licenses and Conduct

Regulator

License Status

Registered

Disclosures

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As of Date

03/13/2012

*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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Information is provided 'as is' and solely for informational purposes, not for investment purposes or advice.BrightScope is not a fiduciary under ERISA. BrightScope is not endorsed by or affiliated with FINRA.