CHX Rulemaking Archive: 2006

We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Note: Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.

Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Implement a New Trading ModelComments due: October 31, 2006
See also:Notice: Rel. No. 34-54301Comments received are available for this notice.

Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Prohibiting a Participant Firm from Earning Credits When its Exchange Bill Is More Than 30 Days Past DueComments due: October 24, 2006

Order Approving a Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to a Proposed Rule Change Relating to Disciplinary and Delisting ProceduresComments due: October 11, 2006
See also:34-54437ANotice: Rel. No. 34-54021

Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Implement a New Trading ModelComments due: September 8, 2006
Additional Materials:Exhibit 5See also:Order: Rel. No. 34-54550Comments received are available for this notice.

Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to the Exchange’s Order Priority Rule and the Mandatory Use of Order Match FunctionalitiesComments due: August 21, 2006
See also:Notice: Rel. No. 34-52647

Order Granting Approval to a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to the Transfer of Securities Among Co-Specialists Within a Specialist FirmSee also:Notice: Rel. No. 34-53949

Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Transfer of Securities Among Co-Specialists Within a Specialist FirmComments due: July 6, 2006
See also:Order: Rel. No. 34-54191

Order Granting Approval to Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Thereto Relating to Records of Orders and ExecutionsComments due: June 2, 2006
See also:Notice: Rel. No. 34-52766

Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Prohibiting a Participant Firm from Earning Credits When its Exchange Bill Is More Than 30 Days Past DueComments due: October 24, 2006

Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Implement a New Trading ModelComments due: October 31, 2006

Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Implement a New Trading ModelComments due: September 8, 2006
Additional Materials:Exhibit 5Comments received are available for this notice.