Abstract: In 1989, Rota made the following conjecture. Given $n$ bases $B_{1},\dots,B_{n}$ in an $n$-dimensional vector space $V$, one can always find $n$ disjoint bases of $V$, each containing exactly one element from each $B_{i}$ (we call such bases transversal bases). Rota’s basis conjecture remains wide open despite its apparent simplicity and the efforts of many researchers (for example, the conjecture was recently the subject of the collaborative “Polymath” project). In this paper we prove that one can always find $\left(1/2-o\left(1\right)\right)n$ disjoint transversal bases, improving on the previous best bound of $\Omega\left(n/\log n\right)$. Our results also apply to the more general setting of matroids.

April 10, 2018

The Hadwiger-Nelson problem is that of determining the chromatic number of the plane (), defined as the minimum number of colours that can be assigned to the points of the plane so as to prevent any two points unit distance apart from being the same colour. It was first posed in 1950 and the bounds were rapidly demonstrated, but no further progress has since been made. In a recent preprint, I have now excluded the case by identifying a family of non--colourable finite “unit-distance” graphs, i.e. graphs that can be embedded in the plane with all edges being straight lines of length . However, the smallest such graph that I have so far discovered has [EDIT: after correction] vertices, and its lack of a -colouring requires checking for the nonexistence of a particular category of -colourings of subgraphs of it that have [EDIT: after correction] and vertices, which obviously requires a computer search.

I’m therefore wondering whether a search for “simpler” examples might work as a Polymath project. An example might be defined as simpler if it has fewer vertices, or if it has a smaller largest subgraph whose -colourability must be checked directly, etc. I feel that a number of features make this nice for Polymath:

simpler graphs may lead to insights into what properties such graphs will always/usually have, which might inspire strategies for seeking 6-chromatic examples, improved bounds to the analogous problem in higher dimensions, etc.

May 5, 2017

We haven’t quite hit the 100-comment mark on the second Polymath 12 blog post, but this seems like a good moment to take stock. The project has lost some of its initial momentum, perhaps because other priorities have intruded into the lives of the main participants (I know that this is true of myself). However, I don’t want to turn out the lights just yet, because I don’t believe we’re actually stuck. Let me take this opportunity to describe some of the leads that I think are most promising.

Online Version of Conjecture

For general matroids, the online version of Rota’s Basis Conjecture is false, but it is still interesting to ask how many bases are achievable. One of the nicest things to come out Polymath 12, in my opinion, has been a partial answer to this question: It is somewhere between n/3 + c and n/2 + c. There is hope that this gap could be closed. If the gap can be closed then in my opinion this would be a publishable short paper. Incidentally, if a paper is published by Polymath 12, what pseudonym should be used? I know that D. H. J. Polymath was used for the first project, but maybe R. B. C. Polymath would make more sense?

Graphic Matroids

It was suggested early on that graphic matroids might be a more tractable special case. It wasn’t immediately clear to me at first why, but I understand better now. Specifically, graphic matroids with no K4 minor are series-parallel and therefore strongly base-orderable and therefore satisfy Rota’s Basis Conjecture. Thus, in some sense, K4 is the only obstruction to Rota’s Basis Conjecture for graphic matroids, whereas the analogous claim for matroids in general does not hold.

In one of my papers I showed, roughly speaking, that if one can prove an n × 2 version of Rota’s Basis Conjecture, then this fact can be parlayed into a proof of the full conjecture. Of course the n × 2 version is false in general, but I do believe that a thorough understanding of what can happen in just two columns will give significant insight into the full conjecture. One question I raised was whether any n × 2 arrangement of edges can yield two columns that are bases if we pull out no more than n/3 edges. This is perhaps a somewhat clumsy question, but it is trying to get at the question of whether there are any n × 2 counterexamples that are not just the disjoint union of copies of K4 that have been expanded by “uncontracting” some edges. If we can classify all n × 2 counterexamples then I think that this would be a big step towards proving the full conjecture for graphic matroids.

This is of course not the only possible way to tackle graphic matroids. The main point is that I think there is potential for serious progress on this special case.

Computational Investigations

I mentioned an unpublished manuscript by Michael Cheung that reports that the n = 4 case of Rota’s Basis Conjecture is true for all matroids. I find this to be an impressive computation and I think it deserves independent verification.

Finding 5 × 2 counterexamples to Rota’s Basis Conjecture would also be illuminating in my opinion. Gordon Royle provided a link to a database of all nine-element matroids that should be helpful. Luke Pebody started down this road but as far as I know has not completed the computation.

Strongly Base-Orderable Matroids

In 1995, Marcel Wild proved the following result (“Lemma 6”): Let be a matroid on an -element set that is a disjoint union of independent sets of size . Assume that there exists another matroid on the same ground set with the following properties:

(1) is strongly base orderable.

(2) for all , where is the rank function of .

(3) All circuits of satisfying remain dependent in .

Then there is an grid whose th row comprises and whose columns are independent in .

Wild obtained several partial results as a corollary of Lemma 6. How much mileage can we get out of this? Can we always find a suitable for graphic matroids?

Variants and Related Conjectures

I’m less optimistic that these will lead to progress on Rota’s Basis Conjecture itself, but maybe I’m wrong. Gil Kalai made several suggestions:

Consider d + 1 (affinely independent) subsets of size d + 1 of such that the origin belongs to the interior of the convex hull of each set. Is it possible to find d + 1 sets of size d + 1 such that each set is a rainbow set and the interior of the convex hulls of all these sets have a point in common?

If we have sets B1, …, Bn (not necessarily bases) that cannot be arranged so that all n columns are bases, then can you always find disjoint n + 1 sets C1, …, Cn+1 such that each set contains at most one member from each Bj and the intersection of all linear spans of the Ci is non trivial? (I confess I still don’t see why we should expect this to be true.)

Pavel Paták presented a lemma from one of his papers that might be useful. Let M be a matroid of rank r and let S be a sequence of kr elements from M, split into r subsequences, each of length at most k. Then any largest independent rainbow subsequence of S is a basis of M if and only if there does not exist an integer s < r and set of s + 1 color classes, such that the union of these color classes has rank s.

In a different direction, there are graph-theoretic conjectures such as the Brualdi–Hollingsworth conjecture: If the complete graph K2m (for m ≥ 3) is edge-colored in such a way that every color class is a perfect matching, then there is a decomposition of the edges into m edge-disjoint rainbow spanning trees.

Remarks on Previous Blog Post

Finally, let me make a few remarks about the directions of research that were suggested in my previous Polymath 12 blog post. I was initially optimistic about matroids with no small circuits and I still think that they are worth thinking about, but I am now more pessimistic that we can get much mileage out of straightforwardly generalizing the methods of Geelen and Humphries, for reasons that can be found by reading the comments. Similarly I am more pessimistic now that the algebro-geometric approach will yield anything since being a basis is an open condition rather than a closed condition.

The other leads in that blog post have not been pursued much and I think they are still worth looking at. In particular, that old standby, the Alon–Tarsi Conjecture, may still admit more partial results. Rebecca Stones’s suggestion that maybe Lneven – Lnodd ≢ 0 (mod p) when p = 2n + 1 is prime still looks to me like a good idea and I don’t think many people have seriously thought about this. Also I agree with David Glynn that more people should study Carlos Gamas’s recent paper on the Alon–Tarsi Conjecture.

March 6, 2017

There has been enough interest that I think we can formally declare Rota’s Basis Conjecture to be Polymath 12. I am told that it is standard Polymath practice to start a new blog post whenever the number of comments reaches about 100, and we have reached that point, so that is one reason I am writing a second post at this time. I am also told that sometimes, separate “discussion” and “research” threads are created; I’m not seeing an immediate need for such a separation yet, and so I am not going to state a rule that comments of one type belong under the original post whereas comments of some other type belong under this new post. I will just say that if you are in doubt, I recommend posting new comments under this post rather than the old one, but if common sense clearly says that your comment belongs under the old post then you should use common sense.

The other reason to create a new post is to take stock of where we are and perhaps suggest some ways to go forward. Let me emphasize that the list below is not comprehensive, but is meant only to summarize the comments so far and to throw in a few ideas of my own. Assuming this project continues to gather steam, the plan is to populate the associated Polymath Wiki page with a more comprehensive list of references and statements of partial results. If you have an idea that does not seem to fit into any of the categories below, please consider that to be an invitation to leave a comment about your idea, not an indication that it is not of interest!

Matroids with No Small Circuits

I want to start with an idea that I mentioned in my MathOverflow post but not in my previous Polymath Blog post. I think it is very promising, and I don’t think many people have looked at it. Geelen and Humphries proved that Rota’s Basis Conjecture is true for paving matroids. In the case of vector spaces, what this means is that they proved the conjecture in the case where every (n – 1)-element subset of the given set of n2 vectors is linearly independent. It is natural to ask if n – 1 can be reduced to n – 2. I have not digested the Geelen–Humphries paper so I do not know how easy or hard this might be, but it certainly could not hurt to have more people study this paper and make an attempt to extend its results. If an oracle were to tell me that Rota’s Basis Conjecture has a 10-page proof and were to ask me what I thought the method was, then at this point in time I would guess that the proof proceeds by induction on the size of the smallest circuit. Even if I am totally wrong, I think we will definitely learn something by understanding exactly why this approach cannot be extended.

Independent Partial Transversals

Let me now review the progress on the three ideas I mentioned in my first blog post. In Idea 1, I asked if the n2 vectors could be partitioned into at most 2n – 2 independent partial transversals. A nice proof that the answer is yes was given by domotorp. Eli Berger then made a comment that suggested that the topological methods of Aharoni and Berger could push this bound lower, but there was either an error in his suggestion or we misunderstood it. It would be good to get this point clarified. I should also mention that Aharoni mentioned to me offline that he unfortunately could not participate actively in Polymath but that he did have an answer to my question about their topological methods, which is that the topological concepts they were using were intrinsically not strong enough to bring the bound down to n + 1, let alone n. It might nevertheless be valuable to understand exactly how far we can go by thinking about independent partial transversals. Ron Aharoni and Jonathan Farley both had interesting ideas along these lines; rather than reproduce them here, let me just say that you can find Aharoni’s comment (under the previous blog post) by searching for “Vizing” and Farley’s comment by searching for “Mirsky.”

Local Obstructions

Idea 2 was to look for additional obstructions to natural strengthenings of Rota’s Basis Conjecture, by computationally searching for counterexamples that arise if the number of columns is smaller than the number of rows. Luke Pebody started such a search but reported a bug. I still believe that this computational search is worth doing, because I suspect that any proof that Rota’s Basis Conjecture holds for all matroids is going to have to come to grips with these counterexamples.

Note that if we are interested just in vector spaces, we could do some Gröbner basis calculations. I am not sure that this would be any less computationally intensive than exhausting over all small matroids, but it might reveal additional structure that is peculiar to the vector space case.

Algebraic Geometry

There has been minimal progress in this (admittedly vague) direction. I will quote Ellenberg’s initial thoughts: “If you were going to degenerate, what you would need to do is say: is there any version of this question that makes sense when the basic object is, instead of a basis of an n-dimensional vector space V, a 0-dimensional subscheme of V of degree n which is not contained in any hyperplane? For instance, in 2-space you could have something which was totally supported at the point (0,1) but which was “fat” in the horizontal direction of degree 2. This is the scheme S such that what it means for a curve C to contain S is that S passes through (0,1) and has a horizontal tangent there.”

Let me also mention that Jan Draisma sent me email recently with the following remarks: “A possible idea would be to consider a counterexample as lying in some suitable equivariant Hilbert scheme in which being a counterexample is a closed condition, then degenerate to a counterexample stable under a Borel subgroup of GLn, and come to a contradiction. ‘Equivariant’ should reflect the action of GLn × (Sn ⋉ Snn). However, I have not managed to make this work myself, even in low dimensions. In fact, having a good algebro-geometric argument for the n = 3 case, rather than a case-by-case analysis, would already be very nice!”

Alon–Tarsi Conjecture

Now let me move on to other ideas suggested in the comments. There were several thoughts about the Alon–Tarsi Conjecture that the Alon–Tarsi constant Lneven – Lnodd ≠ 0 when n is even. Rebecca Stones gave a formula that, as Gil Kalai observed, equated the Alon–Tarsi constant with the top Fourier–Walsh coefficient for the function detn; i.e., up to sign, the Alon–Tarsi constant is

ΣA (–1)σ(A) det(A)n,

where the sum is over all zero-one matrices and σ(A) is the number of zero entries in A. This formula suggests various possibilities. For example one could try to prove that Lneven – Lnodd ≢ 0 (mod p) where p = 2n + 1 is prime, because in this case, det(A)n must be 0, 1, or –1. This would already be a new result for n = 26, and the case n = 6 is small enough to compute explicitly and look for inspiration. Luke Pebody posted the results of some computations in this case.

Another possibility, suggested by Gil Kalai, is to consider a Gaussian analogue. Instead of random zero-one matrices, consider random Gaussian matrices and try to understand the Hermite expansion of detn, in particular showing that the coefficient corresponding to all ones is nonzero. This might be easier and might give some insight.

Note also that in the comments to my MathOverflow post, Abdelmalek Abdesselam proposed an analogue of the Alon–Tarsi conjecture for odd n. I do not think that many people have looked at this.

Generalizations and Special Cases

Some generalizations and special cases of the conjecture were mentioned in the comments. Proving the conjecture for graphic matroids or binary matroids would be an enormous advance. There is a generalization due to Jeff Kahn, in which we have n2 bases Bij and we have to pick vij ∈ Bij to form an n × n grid whose rows and columns are all bases. Another generalization was prompted by a remark by David Eppstein: Suppose we are given n bases B1, …, Bn of a vector space of dimension m ≤ n, and suppose we are given an n × n zero-one matrix with exactly m 1’s in every row and column. Can we replace each 1 in the matrix with a vector in such a way that the m vectors in row i are the elements of Bi and such that the m vectors in every column form a basis?

Juan Sebastian Lozano suggested the following reformulation: Does there exist a group G such that V is a representation of G and there exists gi ∈ G such that giBi = Bi+1, and for every vector b ∈ B1,

span{g0b, …, gn – 1b} = V

where gi = gi … g1 and g0 is the identity?

Other Ideas

Fedor Petrov mentioned a theorem by him and Roman Karasev that looks potentially relevant (or at least the method of proof might be useful). Let p be an odd prime, and let V be the Fp-vector space of dimension k. Denote V* = V \ {0} and put m = |V*|/2 = (pk – 1)/2. Suppose we are given m linear bases of the vector space V

(v11, …, v1k), (v21, …, v2k), …, (vm1, …, vmk).

Then there exist pairwise distinct x1, …, xm, y1, …, ym ∈ V* and a map g:[m] → [k] such that for every i ∈ {1, …, m} we have yi – xi = vig(i).

Gil Kalai notes that the Alon–Tarsi conjecture is related to the coloring polynomial of a graph and asks if we can learn anything by considering more general polynomials such as

February 28, 2017

Update from Gil: I managed to retrieve rubric but the subtitle disappeared.

As you may have noticed, the layout of this blog has changed. I was trying to address a request by one of the commenters here to try to enable the links to recent comments to change colour if they were clicked on; unfortunately I was not able to do so, and in the course of doing so managed to change the theme in such a manner that the original theme (“Rubric”, which has been retired by wordpress) is no longer recoverable. I hope the new theme is not too jarring in design (it is the closest I could find to the original layout, which tried to maximise the width of the main posts in order to facilitate detailed comments). If there are any experts in CSS, wordpress, and/or design who can help improve the layout, please feel free to add suggestions in the comments of this post. (In particular, if there is a way to widen the main portion of the blog further, please let me know.)

February 23, 2017

I proposed Rota’s basis conjecture as a possible Polymath project on MathOverflow last year. If you have not read my proposal, I strongly recommend that you read it now, because in it, I sketched some reasons why I thought this would make a good Polymath project, as well as some known partial results and potential avenues for progress.

Recently, I emailed several likely participants, and a number of them responded enthusiastically, enough in my opinion to warrant an attempt to start a Polymath project. I have discussed the possibility with the polymath blog admins and since I do not have a blog of my own, they have generously agreed to host the project here on the polymath blog itself. This means that you should comment freely in the comments section below.

Rota’s basis conjecture states that if B1, B2, …, Bn are n bases of an n-dimensional vector space V (not necessarily distinct or disjoint), then there exists an n × n grid of vectors (vij) such that

1. the n vectors in row i are the members of the ith basis Bi (in some order), and

2. in each column of the matrix, the n vectors in that column form a basis of V.

If this project gets enough momentum to be formally declared “Polymath 12” then it will be important to give a thorough summary of what is already known, and to lay out in some detail all the promising directions. However, at this early stage, I think that it is important to have some “quick wins” to get things moving, so I would like to present a couple of new ideas that I think could lead to some new partial results quickly, and also invite others to present their own ideas.

Idea 1

The first idea is to extend an old result of Aharoni and Berger that I think has not received too much attention from others. Suppose we have two matroids on the same ground set E. By definition, a common independent set is a subset of E that is independent in both matroids. We can try to partition E into a disjoint union of common independent sets, and can ask the question, what is the smallest number β of common independent sets that we need?

Here is the relation to Rota’s basis conjecture. The ground set E has n2 elements, and one of the matroids is defined by the given set of n2 vectors (here, if the same vector appears in more than one basis, we treat the different occurrences as being distinct). The second matroid is the so-called transversal matroid whose independent sets are precisely those subsets of E that contain at most one element from each Bi. From this point of view, Rota’s basis conjecture says that β = n, i.e., that E may be partitioned into n disjoint common independent sets (each necessarily of size n).

Aharoni and Berger have proved a general theorem about matroids that implies, in the specific case of Rota’s basis conjecture, that β ≤ 2n. They also have a very general conjecture on matroids that would imply that β ≤ n + 1 for Rota’s basis conjecture.

Let me now make the simple observation that it is easy to prove directly that β ≤ 2n – 1 for Rota’s basis conjecture. We begin with a lemma. Suppose we have a matroid and suppose that I1, …, In are independent sets with |Ii| = i for all i. Call this a triangular system. Then I claim that there exists a way of choosing a vi from each Ii in such a way that J1 := {vi} is independent. The proof is easy: We start with the forced choice v1 ∈ I1, and then note that by the independent set axiom, since |I2| = 2, there must exist some v2 ∈ I2 that can be added to v1 to produce an independent set of size 2. Similarly, once v1 and v2 are chosen, it follows directly from the independent set axiom that we can add some v3 ∈ I3, and so on. This proves the lemma. Now, once J1 has been constructed, we can imagine removing the elements of J1 from the original triangular system to obtain a smaller triangular system. We can then repeat the argument on this smaller system to form an independent set J2 that contains exactly one element from each Ii for i = 2, 3, …, n. This shows that the original triangular system can be partitioned into (at most) n common independent sets (where as before, the second matroid is the natural transversal matroid).

Returning to the setup for Rota’s basis conjecture, we can write out the n2 given vectors in a grid with the elements of Bi in row i (not worrying about whether the columns are bases) and draw a diagonal to split the bases into two disjoint triangular systems, one of size n and one of size n – 1. So we can partition the vectors into at most n + (n – 1) = 2n – 1 common independent sets, Q.E.D.

So the first question, which I don’t think has been looked at much and which hopefully should not be too hard, is:

Can we show that β ≤ 2n – 2?

Idea 2

In one of my papers I introduced the idea of looking for certain kinds of obstructions to an inductive proof of the conjecture. Specifically, suppose that instead of n bases, we are given n independent sets I1, …, In, each of size k < n. Suppose further that these nk vectors (counted with multiplicity) can be partitioned into k bases somehow (but not necessarily bases that contain exactly one vector from each row). Then we can ask if there exists an n × k grid whose ith row comprises the elements of Ii and whose columns are all bases. In general, the answer will be no, but it is not so easy to come up with counterexamples. I came up with two counterexamples with k = 2, but I think it would be worth doing a computational search for more examples. Even k = 2 and n = 5 has not been checked, as far as I know. If there are not many counterexamples then there is some hope that we could classify them all, and I think that this would be a big step towards proving the full conjecture. Note: one family of counterexamples has been identified by Harvey, Kiraly, and Lau.

Idea 3

The last idea I want to present here is very vague. It is inspired by a paper by Ellenberg and Erman that I recently learned about. The result of the paper itself isn’t relevant, but I thought that the method might be. Roughly speaking, they reduce a certain combinatorial problem involving points and lines in a vector space to a “degenerate” case that is more tractable. Since various “degenerate” cases of Rota’s basis conjecture are known, perhaps the same idea could be applied to extend those degenerate cases to more cases.

As an example of a known degenerate case, let us first generalize Rota’s basis conjecture slightly as follows. Let us allow the vector space V to have some dimension d > n, and instead of n bases, let us take any n independent sets I1, …, In, each of size n. Then we ask for the usual n × n grid except now we only require the columns to be independent and not necessarily bases. As far as I know, there is no known counterexample to this stronger conjecture. Moreover, this stronger conjecture is known to be true if we fix a single, standard basis B of V and insist that every Ii be a subset of B. Two proofs of this fact may be found in Section 2 of this paper.

Let me end this initial blog post here, with just one further comment that a couple of people that I have communicated with recently have some other concrete ideas that we can sink our teeth into immediately. I am going to invite them to explain those ideas in the comments to this blog post.