Crime is based on biological, psychological, sociological, and/or economic aspects.

5theoriesAn assumption (or set of assumptions) that attempt to explain why or how things are related to each other. 6Criminological TheoryMost of what is done in criminal justice is based on criminological theory. Failure to understand these theories leads to

Problems that undermine the success of the theories

Intrusion on peoples lives without good reason

7criminological theoryThe explanation of criminal behavior, as well as the behavior of police, attorneys, prosecutors, judges, correctional personnel, victims, and other actors in the criminal justice system. 8CRITICAL THINKINGWhat is a theory? Why is it important to understand the various theories of criminal behavior? 93.2 Classical and Neoclassical Approaches to Explaining CrimeThe causes of crime have been the subject of much speculation, theorizing, research, and debate. Theories about the cause of crime are based on religion, philosophy, politics, economic, and social forces. 10Classical TheoryOne of the earliest secular approaches to explaining the causes of crime was the classical theory. 11classical theoryA product of the Enlightenment, based on the assumption that people exercise free will and are thus completely responsible for their actions. In classical theory, human behavior, including criminal behavior, is motivated by a hedonistic rationality, in which actors weigh the potential pleasure of an action against the possible pain associated with it. 12Classical TheoryIn 1764, criminologist Cesare Beccaria wrote An Essay on Crimes and Punishments, which set forth classical criminological theory. He argued that the only justified rationale for laws and punishments was the principle of utility. 13utilityThe principle that a policy should provide the greatest happiness shared by the greatest number. 14Classical TheoryBeccaria believed the basis of society, as well as the origin of punishments and the right to punish, is the social contract.The only legitimate purpose of punishment is special deterrence and general deterrence. 15social contractAn imaginary agreement to sacrifice the minimum amount of liberty to prevent anarchy and chaos.special deterrenceThe prevention of individuals from committing crime again by punishing them.continued 16general deterrenceThe prevention of people in general or society at large from engaging in crime by punishing specific individuals and making examples of them. 17Classical TheoryBeccaria believed the best way to prevent and deter crime was to

Enact laws that are clear, simple, and unbiased, and that reflect the consensus of the population.

Educate the public.

Eliminate corruption from the administration of justice.

Reward virtue.

18Classical TheoryThe main real-world drawbacks of Beccarias theory are

Not all offenders are alikejuveniles are treated the same as adults.

Similar crimes are not always as similar as they might appearfirst-time offenders are treated the same as repeat offenders.

19Neoclassical TheoryClassical theory was difficult to apply in practice. It was modified in the early 1800s and became known as neoclassical theory. 20neoclassical theoryA modification of classical theory in which it was conceded that certain factors, such as insanity, might inhibit the exercise of free will. 21Neoclassical TheoryNeoclassical theory introduced the idea of

22Neoclassical TheoryClassical and neoclassical theory are the basis of the criminal justice system in the United States. 23CRITICAL THINKING

Name four of the ways that classical criminologist Cesare Beccaria thought were best to prevent or deter crime. Do you agree with Beccaria? Why or why not?

What are the main differences between classical and neoclassical theories?

243.3 Positivist Approaches to Explaining CrimeThe theory of the positivist school of criminology grew out of positive philosophy and the logic and methodology of experimental science. 25The Positivist School of ThoughtThe key assumptions of the positivist school of thought were

Human behavior is determined and not a matter of free will.

Criminals are fundamentally different from noncriminals.

Social scientists can be objective in their work.

Crime is frequently caused by multiple factors.

Society is based on consensus, but not on a social contract.

26The Positivist School of ThoughtThe problems with positivist assumptions are that they

Account for too much crime.

Ignore the process by which behaviors are made illegal.

Assume that most people agree about most things most of the time.

Believe that action is determined by causes independent of a persons free will.

Believe that social scientists will be objective in their work.

27 JUSTICE ISSUE Try to identify harmful or destructive behaviors that are not defined as crimes. Why do you think these behaviors are not defined as crimes? 28Biological TheoriesBiological theories of crime causation (biological positivism) are based on the belief that criminals are physiologically different from noncriminals. The cause of crime is biological inferiority. 29biological inferiorityAccording to biological theories, a criminals innate physiological makeup produces certain physical or genetic characteristics that distinguish criminals from noncriminals. 30Criminal AnthropologyCriminal anthropology is associated with the work of Cesare Lombroso, who published his theory of a physical criminal type in 1876.criminal anthropologyThe study of criminal human beings. 31Criminal AnthropologyLombrosos theory consisted of the following propositions

Criminals are, by birth, a distinct type.

That type can be recognized by physical characteristics, or stigmata, such as enormous jaws, high cheekbones, and insensitivity to pain.

continued 32Criminal Anthropology

The criminal type is clearly distinguished in a person with more than five stigmata, perhaps exists in a person with three to five stigmata, and does not necessarily exist in a person with fewer than three stigmata.

Physical stigmata do not cause crime they only indicate an individual who is predisposed to crime. Such a person is either an atavist or a result of degeneration.

continued 33Criminal Anthropology

Because of their personal natures, such persons cannot desist from crime unless they experience very favorable lives.

atavistA person who reverts to a savage type. 34Body-Type TheoryBody-type theory is an extension of Lombrosos criminal anthropology, developed by Ernst Kretchmer and later William Sheldon. It says that human beings can be divided into three basic body types, or somatotypes

Endomorphic (soft, fat)

Mesomorphic (athletically built)

Ectomorphic (tall, skinny)

35Body-Type TheorySheldon found that delinquents were more mesomorphic than nondelinquents, and serious delinquents were more mesomorphic than less severe delinquents.Sheldon did not consider that delinquents are more likely to be mesomorphic because, for example, mesomorphs are more likely to be selected for gang membership. 36Heredity StudiesSeveral studies have attempted to determine if criminality is hereditary by studying

family trees

statistics

identical and fraternal twins

adopted children

All of these methods fail to prove that criminality is hereditary, because they cannot separate hereditary influences from environmental influences. 37Modern BiocriminologyOngoing research has revealed numerous biological factors associated either directly or indirectly with criminal or delinquent behavior

chemical, mineral, and vitamin deficiencies in the diet

diets high in sugar and carbohydrates

hypoglycemia

continued 38Modern Biocriminology

ingestion of food dyes and lead

exposure to radiation

brain dysfunctions

39Modern BiocriminologyThe limbic system is a structure surrounding the brain stem that is believed to moderate expressions of violence. 40limbic systemA structure surrounding the brain stem that, in part, controls the life functions of heartbeat, breathing, and sleep. 41Modern BiocriminologyViolent criminal behavior has also been linked to disorders in other parts of the brain. Recent evidence suggests that chronic violent offenders have much higher levels of brain disorder than the general population. 42Brain NeurotransmittersSome criminal behaviors are believed to be influenced by low levels of brain neurotransmitters (the substances brain cells use to communicate).

Low levels of serotonin have been found in impulsive murderers and arsonists.

Norepinephrine may be associated with compulsive gambling.

43HormonesCriminal behaviors have also been associated with hormone abnormalities, especially those involving

Testosterone (a male sex hormone)

Progesterone and estrogen (female sex hormones)

Administering estrogen to male sex offenders has been found to reduce their sexual drives. 44 JUSTICE ISSUE What are the pros and cons of using chemical or physical castration on repeat sex offenders? 45Positivist ApproachesToday, most criminologists believe that criminal behavior is the product of a complex interaction between biology and environmental or social conditions. 46Positivist ApproachesBiology or genetics gives an individual a predisposition to behave in a certain way.Whether a person actually behaves in that way and whether that behavior is defined as a crime depend on environmental or social conditions. 47Psychological TheoriesThere are many theories regarding psychological causes of crime, including

Intelligence and crime

Psychoanalytic theories

Psychoanalysis

Humanistic psychological theory

48Intelligence and CrimeThe idea that crime is the product primarily of people of low intelligence has been popular occasionally in the United States.A study in 1931 showed no correlation between intelligence and criminality. 49Psychoanalytic TheoriesPsychoanalytic theories of crime causation are associated with the work of Sigmund Freud who believed that people who had unresolved deep-seated problems were psychopaths. 50psychopathsPersons characterized by no sense of guilt, no subjective conscience, and no sense of right and wrong. They have difficulty in forming relationships with other people they cannot empathize with other people. They are also called sociopaths or antisocial personalities. 51PsychoanalysisThe principal policy implication of considering crime symptomatic of deep-seated problems is to provide psychotherapy or psychoanalysis in order to resolve the symptoms associated with the problems. 52PsychoanalysisThe problems with the idea that criminals are biologically or psychologically sick are

The bulk of the research on the issue suggests that most criminals are no more disturbed than the rest of the population.

Many people with psychological disturbances do not commit crimes.

continued 53Psychoanalysis

Psychoanalytic theory ignores environmental circumstances.

Much of the theoretical structure of psychotherapy is scientifically untestable.

54Humanistic Psychological TheoryAbraham Maslow and Seymour Halleck developed theories similar to Freuds but based on the assumption that human beings are basically good. 55Humanistic Psychological TheoryMaslow believed that human beings are motivated by five basic levels of needs, and that people choose crime because they cannot (or will not) satisfy their needs legally. 56Humanistic Psychological TheoryHalleck views crime as one of several adaptations to the helplessness caused by oppression. 57Humanistic Psychological TheoryNeither Maslow nor Halleck asks these basic questions

Why cant people satisfy their basic needs legally, or why do they choose not to?

Why dont societies ensure that basic needs can be satisfied legally so that the choice to satisfy them illegally makes no sense?

continued 58Humanistic Psychological Theory

Why does society oppress many people, and why arent more effective measures taken to greatly reduce that oppression?

59 JUSTICE ISSUE What formal and informal forms of coercion do you have to submit to? Do you think that such coercion can influence whether you might commit a crime? 60Sociological TheoriesSociologists emphasize that human beings live in social groups and that those groups and the social structure they create influence behavior.Most sociological theories of crime causation assume that a criminals behavior is determined by his or her social environment and reject the notion of the born criminal. 61The Contributions of DurkheimMany sociological theories of crime causation stem from the work of Emile Durkheim who rejected the idea that the world is simply the product of individual actions.Social laws and institutions are social facts and all people can do is submit to them. 62The Contributions of DurkheimDurkheim argued that crime is also a social fact. The cause of crime is anomie.Crime is functional for society and marks the boundaries of morality. He advocated containing crime within reasonable boundaries. 63anomieFor Durkheim, the dissociation of the individual from the collective conscience.collective conscienceThe general sense of morality of the times. 64The Theory of theChicago SchoolIn the 1920s, a group of sociologists known as the Chicago School attempted to uncover the relationship between a neighborhoods crime rate and the characteristics of the neighborhood. 65Chicago SchoolA group of sociologists at the University of Chicago who assumed in their research that delinquent behavior was a product of social disorganization. 66The Theory of theChicago SchoolThe Chicago School described American cities in ecological terms, saying growth occurs through a process ofInvasionA cultural or ethnic group invades a territory.DominationThe group dominates that territory.SuccessionThe group is succeeded by another group and the cycle repeats itself. 67The Theory of theChicago SchoolOther studies found that neighborhoods that experienced high delinquency rates also experienced social disorganization. 68social disorganizationThe condition in which the usual controls over delinquents are largely absent, delinquent behavior is often approved of by parents and neighbors, there are many opportunities for delinquent behavior, and there is little encouragement, training, or opportunity for legitimate employment. 69The Theory of theChicago SchoolOne of the problems with the theory of the Chicago School is the presumption that social disorganization is a cause of delinquency. Both social disorganization and delinquency may be the product of other, more basic factors. 70Anomie or Strain TheoryRobert Merton in 1938 wrote about a major contradiction in the U.S. between cultural goals and social structure. He called the contradiction anomie. 71anomieFor Merton, the contradiction between the cultural goal of achieving wealth and the social structures inability to provide legitimate institutional means for achieving the goal. 72Anomie or Strain TheoryMerton argued that the limited availability of legitimate institutionalized means to wealth puts a strain on people. People adapt through

Conformityplaying the game.

Innovationpursuing wealth by illegitimate means.

continued 73Anomie or Strain Theory

Ritualismnot actively pursuing wealth.

Retreatismdropping out.

Rebellionrejecting the goal of wealth and the institutional means of getting it.

74Anomie or Strain TheoryIn the mid-1950s, Albert K. Cohen adapted Mertons anomie or strain theory to explain gang delinquency. anomieFor Cohen, it is caused by the inability of juveniles to achieve status among peers by socially acceptable means. 75Anomie or Strain TheoryJuveniles unable to achieve status through socially acceptable means either

conform to middle-class values and resign themselves to their inferior status, or

rebel and establish their own value structures, then find others like themselves and form groups to validate and reinforce the new values.

76Anomie or Strain TheoryRichard Cloward and Lloyd Ohlin further argued that the type of adaptation made by juvenile gang members depends on the illegitimate opportunity structure available to them. They identified three gang subculturescontinued 77Anomie or Strain Theory

Criminalformed to make money.

Violentformed to vent anger if they cant make money.

Retreatistformed by those who cant join the other gangs, and become alcoholics and drug addicts.

78Learning TheoriesGabriel Tarde was one of the first theorists to believe that crime was something learned by normal people as they adapted to other people and the conditions of their environment. Writing in Penal Philosophy in 1890, Tarde viewed all social phenomena as the product of imitation or modeling. 79imitation or modelingA means by which a person can learn new responses by observing others without performing any overt act or receiving direct reinforcement or reward. 80Learning TheoriesEdwin H. Sutherlandin his theory of differential associationwas the first 20th-century criminologist to argue that criminal behavior was learned. This theory, modified, remains one of the most influential theories of crime causation. 81differential associationSutherlands theory that persons who become criminal do so because of contacts with criminal patterns and isolation from anticriminal patterns. 82Learning TheoriesSutherlands theory was modified by several researchers and became generally known as learning theory. 83learning theoryA theory that explains criminal behavior and its prevention with the concepts of positive reinforcement, negative reinforcement, extinction, punishment, and modeling or imitation. 84Learning TheoriesLearning theory argues that people commit crimes because they get positive reinforcement or negative reinforcement. 85positive reinforcementThe presentation of a stimulus that increases or maintains a response.negative reinforcementThe removal or reduction of a stimulus whose removal or reduction increases or maintains a response. 86Learning TheoriesAccording to learning theory, criminal behavior is reduced, but not eliminated, through extinction or punishment. 87extinctionA process in which behavior that previously was positively reinforced is no longer reinforced.punishmentThe presentation of an aversive stimulus to reduce a response. 88Learning TheoriesAmong the policy implications of learning theory is to punish criminal behavior effectively, according to learning theory principles. This is not done effectively in the U.S.

Chances of a prisoner escaping are great.

Probation does not function as an aversive stimulus.

Most offenders are not incarcerated.

continued 89Learning Theories

Punishment is not consistent and immediate.

Offenders are generally returned to the environments in which their crimes were committed.

There is no positive reinforcement of alternative, prosocial behaviors.

90 JUSTICE ISSUE What are the pros and cons of returning released prisoners to their prior cities and neighborhoods? Do you think that government could prohibit released prisoners from returning to their prior locales? How would that work? 91Social Control TheoriesThe key question in the social control theory is not why people commit crime and delinquency, but rather why dont they? Why do people conform? 92social control theoryA view in which people are expected to commit crime and delinquency unless they are prevented from doing so. 93Social Control TheoriesThe most detailed elaboration of modern social control theory is attributed to Travis Hirschi who wrote the 1969 book, Causes of Delinquency. 94Social Control TheoriesHirschi argued that delinquency should be expected if a juvenile is not properly socialized by establishing a strong bond to society, consisting of

Attachment to others

Commitment to conventional lines of action

Involvement in conventional activities

Belief in the moral order and law

95Social Control TheoriesMore recently, Hirschi wrote with Michael Gottfredson that the principal cause of deviant behaviors is ineffective child rearing, which produces people with low self-control. 96CRITICAL THINKING

What are the five key assumptions of the positivist school of thought?

How would you describe body-type theory? What is the major criticism of this theory?

continued 97CRITICAL THINKING

Explain psychoanalytic theory and some of the problems associated with it.

Explain learning theory. Do you think this theory has merit?

983.4 Critical Approaches to Explaining CrimeCritical theories grew out of the changing social landscape of the American 1960s. Critical theories assume that human beings are the creators of institutions and structures that ultimately dominate and constrain them. Critical theories assume that society is characterized primarily by conflict over moral values. 99Labeling TheoryThe focus of labeling theory is the criminalization process rather than the positivist concern with the peculiarities of the criminal. 100labeling theoryA theory that emphasizes the criminalization process as the cause of some crime.criminalization processThe way people and actions are defined as criminal. 101Labeling TheoryThe labeling theory argues that once a person commits a first criminal act, they are labeled negatively as a criminal. The label becomes a self-fulfilling prophecy. 102Labeling TheoryA policy implication of labeling theory is simply not to label, through

DecriminalizationThe elimination of behaviors from the scope of criminal law.

DiversionRemoving offenders from the criminal justice process.

continued 103Labeling Theory

Greater due-process protectionsReplacing discretion with the rule of law.

DeinstitutionalizationReducing jail and prison populations.

104Labeling TheoryAn alternative policy is reintegrative shaming

Disappointment is expressed for the offenders actions.

The offender is shamed and punished.

Then the community makes a concerted effort to reintegrate the offender back into society.

105MYTHFACTIn some communities the label criminal, or some variation of it, is actively sought. Most offenders resist being labeled criminal and accept the label only when they are no longer capable of fighting it. 106Conflict TheoryConflict theory focuses on the conflict in society between rich and poor, management and labor, whites and minorities. 107conflict theoryA theory that assumes that society is based primarily on conflict between competing interest groups and that criminal law and the criminal justice system are used to control subordinate groups. Crime is caused by relative powerlessness. 108Conflict TheoryAccording to conflict theory, criminal law and the criminal justice system are used by dominant groups to control subordinate ones. 109Conflict TheoryAll behavior occurs because people act in ways consistent with their social positions. Subordinate groups appear in official criminal statistics more frequently because dominant groups have control over the definition of criminality. 110Conflict TheoryThe amount of crime in a society is a function of the extent of conflict generated by power differentials.Crime is caused by relative powerlessness. 111power differentialsThe ability of some groups to dominate other groups in a society.relative powerlessnessThe inability to dominate other groups in society. 112Conflict TheoryPolicy implications of conflict theory are

To redistribute power and wealth through a more progressive tax system or limitation of political contributions.

For dominant group members to become more effective rulers and subordinate group members better subjects.

113Radical TheoryRadical theories argue that capitalism requires people to compete against each other in the pursuit of material wealth. The more unevenly wealth is distributed, the more likely people are to find persons weaker than themselves that they can take advantage of in their pursuit of wealth. 114radical theoriesTheories of crime causation that are generally based on a Marxist theory of class struggle. 115Radical TheoryRadical theory defines crime as a violation of human rights. Under a radical definition of crime

prostitution

gambling

drug use

would not be crimes.

racism

sexism

imperialism

would be crimes.

116 JUSTICE ISSUE Do you accept the radical definition of crime as a violation of politically defined rights to decent food and shelter, human dignity, and self-determination? Do you prefer the traditional legal definition of crime as a violation of the criminal law, committed without defense or excuse and penalized by the state? 117Radical TheoryThe policy implications of radical theory include

Demonstrating that the current definition of crime supports the ruling class.

Redefining crime as a violation of human rights.

Creation of a benevolent socialist society in which the economy is regulated to promote public welfare.

118Radical TheoryCriticisms of radical theory include

The radical definition of crime as a violation of human rights is too broad and vague.

The adherents of radical theory are pursuing a political agenda.

Its causal model is wrong.

It has not been tested satisfactorily and it cannot be tested satisfactorily.

120British or Left RealismMany critical criminologists focus on crimes committed by the powerful. In the mid-1980s a group of social scientists in Great Britain, known as left realists, began focusing on crime by and against the working class. Left realists want to give more power to police to combat crime, but also want to make the police more accountable for their actions. 121left realistsA group of social scientists who argue that critical criminologists need to redirect their attention to the fear and the very real victimization experienced by working-class people. 122Peacemaking CriminologyPeacemaking criminology is a mixture of anarchism, humanism, socialism, and Native American and Eastern philosophies that rejects the idea that criminal violence can be reduced by state violence.Peacemaking criminologists believe that reducing suffering will reduce crime. 123peacemaking criminologyAn approach that suggests that the solution to all social problems, including crime, is the transformation of human beings, mutual dependence, reduction of class structures, the creation of communities of caring people, and universal social justice. 124Feminist TheoryFeminist theory looks at crime from a feminine perspective.

The focus is on three areas of crime and justice

The victimization of women

Gender differences in crime

Gendered justice (differing treatment of female and male offenders and victims by the criminal justice system)

125feminist theoryA group of social scientists who argue that critical criminologists need to redirect their attention to the fear and the very real victimization experienced by working-class people. 126Feminist TheoryThe principal goal of most feminist theory is to abolish patriarchy by ensuring women equal opportunity and equal rights.

Criticisms of feminist theory include

The failure to appreciate differences between women

A contradictory position regarding police

127patriarchyMens control over womens labor and sexuality. 128PostmodernismPostmodernism grew out of the 1960s as a rejection of the Enlightenment belief in scientific rationality as the route to knowledge and progress. 129postmodernismAn area of critical thought which, among other things, attempts to understand the creation of knowledge, and how knowledge and language create hierarchy and domination. 130PostmodernismPostmodernist criminologists argue that interpretations of the law are dependent on the particular social context in which they arise. They would change the criminal justice apparatus with informal social controls. 131CRITICAL THINKING

How would you explain labeling theory?

What is peacemaking criminology? Is this theory realistic?

Explain feminist theory and its key criticisms.

132End of Chapter 3

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