Independently assess the effectiveness of controls and determine the potential impact of any control failure and the corrective actions required.

Highlight to senior management all concerns arising from failure of controls that could result in losses and/or reputational risks.

Ensure that the reviews conducted have a corrective action follow up mechanism through i-caps.

Ensure adherence to corporate policies and local policy as well as local and global regulatory environment.

Participate in all aspects of assessments, in accordance with Internal Audit standards and/or regulatory statutes.

Participate in training and developing other staff in audit, risk assessment techniques and accounting principles.

Understand and accurately evaluate risks and controls as they relate to business objectives.

Use available technology and automation tools to appropriately improve processes within the department and business in general.

Develop an in-depth knowledge and understanding of the business and to acquire greater knowledge of the products and processes.

Implement the Fraud Management program appropriate for the business in conjunction with BUFM and CSIS.

Develop and report on control metrics that facilitate management oversight over operations.

Monitor and ensure the execution of corrective action plans (CAPs), remediation of audit and regulatory issues and ensure compliance with policies, established procedures and best practices by the Market Operations function, country and legal vehicle.

Responsible for maintaining the Market Operations control framework across the cluster to identify and reduce operational risk.

Planning the control reviews by selecting the appropriate quality assurance approach, methodology and preparing the test plan that best suits the product and process.

Evaluate the adequacy and effectiveness of internal control by Analysing/flowcharting the different processes in order to evaluate controls, identify inefficient processes.

Conduct controls related reviews in accordance with the Gold Copy controls plan and test plans approved by the Operations Control function. Perform analytical reviews and check adherence to corporate policies.