Schnittke’s first cello concerto was written during a near fatal time in his life, after having suffered a severe stroke in 1985, during which his heart stopped three times. Upon recovery he completed the concerto, the music becoming more dissonant and discordant, with the melodies more contorted.

The first cello concerto was a monumental endeavour for large orchestra, and approximately 40 minutes in duration. The work was written for Schnittke’s close friend, Russian cellist Natalia Gutman. The solo part is most feverish and virtuosic, exhausting the performer both technically and emotionally. The last, fourth, movement creates an unusual structural progression, ending in what feels like a celestial, hymn-like prayer. Schnittke himself said: Suddenly I was given this finale from somewhere, and I’ve just written it down.

In 1962, in the same year that saw the premiere of Shostakovich’s Thirteenth Symphony and the height of ‘The Thaw’ following Khrushchev’s demythologising of Stalin, Luigi Nono became the first avant-garde composer to visit the Soviet Union. For Schnittke, who as a young composer at the Moscow Conservatoire had so far worked only in the approved nationalist style, as found in his oratorio Nagasaki of 1958, the visit became a stimulus for a serious study of Western contemporary music, assisted by scores and tapes smuggled in by Pousseur, Ligeti and Stockhausen, and a thorough exploration of the Second Viennese School and the possibilities of serial composition. One of the first major works to emerge from this period was the First Violin Sonata, premiered by the violinist Mark Lubotsky and the composer in 1964, and in 1968 transcribed in this present version for violin, harpsichord and string orchestra.

The serialism of the First Violin Sonata is unsophisticated – nothing else would have been acceptable in the Soviet Union at that time – and based on a row latent with tonal relations and triadic harmonies in its structure of alternating major and minor thirds. (Schnittke’s efforts to reconcile tonal and atonal elements might be compared to those of Shostakovich in a slightly later work, the Twelfth String Quartet of 1968.) The first movement acts as introduction to a substantial scherzo whose straightforward textures, although far removed from the complexity of contemporary works by Boulez or Stockhausen, are nevertheless indicative of Schnittke’s capacity to place simple elements in new contexts. The variations on an eight-bar harmonic scheme which form the third movement seem clearly modelled on the passacaglia from Shostakovich’s Piano Trio, an impression reinforced when this scheme of chords returns in the middle of the energetic finale.

Composed between 1972 and 1976, and dedicated to the memory of the composer’s mother, Schnittke’s Piano Quintet is the most Russian in spirit of his mature works, with the exception of those employing native liturgical chant such as the Second String Quartet and the Concerto for mixed chorus. This Russianness is inevitably bound up with the choice of medium; for any Soviet composer writing for piano and string quartet must acknowledge the Piano Quintet of Shostakovich, a profoundly Russian work by a composer Schnittke profoundly admires. His influence can be heard not only in the sound of keening strings and dark-hued lugubrious string trills, but also in the shared emotional world of darkness and light (the work has also been scored for orchestra, and entitled ‘In Memoriam’). An important role is also played by Schnittke’s characteristic use of ‘polystylism’, an allusion technique which is all the richer for being at the second degree; Schnittke’s second movement waltz, for example, alludes not only to the nineteenth century form of Tchaikovsky, but also to the allusions to that form found in the chamber music of Shostakovich, including his own Piano Quintet and the Eighth String Quartet.

Whereas the five movements of the Shostakovich are each self-contained, however, those of the Schnittke attain a unity of conception through constant thematic transformation of the opening phrase (itself an allusion, being no more than a chromatic variant of a simple cadential changing note figure) and from the fundamental nature of the musical material. Inspired, perhaps, by the example of Ligeti, Schnittke has worked on the edges and extremes of sound, making the Piano Quintet a sustained conflict between musical opposites: between sound and silence; between the micro-intervals and chromatic polyphony of the strings, and the equal temperament and triadic harmony of the piano; between the relentless chiming of repeated notes at extremes of the keyboard register and dense quartet clusters built up from the intense overlapping of irrational rhythms. There is no compromise between these factors; they exist suspended in a condition of stasis, very Russian, which only resolves in the final Moderato pastorale as a gentle piano ostinato, simply the notes of the harmonic series, confronts the motto theme in chromatic and microtonal versions – and survives to have the final word.

Alfred Schnittke died in Hamburg on 3 August 1998 following a fifth stroke; he had
been fighting this fatal illness since 1985. His funeral in Moscow on 10 August 1998,
attended by thousands of people, was a tribute of honor and admiration to the
greatest Russian composer since Shostakovich. “The last genius of the twentieth
century,” according to the Russian newspapers and, belatedly, Russian officialdom.

With Schnittke’s music we are possibly standing at the end of the great route
from Mahler to Shostakovich. Schnittke intensifies all their contrasts and articulates
the strong ambivalence of their music. He drives this powerful post-Romantic
tradition toward the very extremes of the late twentieth century, our fin de siècle.
Shostakovich gave unique expression to the thoughts and feelings of those generations
of Russians whose fate it was to live under the yoke of totalitarian power.
Schnittke is often called the “man in between.” A strong pulse of latent energy is
undoubtedly inherent in both their musics, and extreme pessimism is common to
both: many works by Shostakovich and especially Schnittke are “dying”, dissolving
in the world, fading into the distance of time. Indisputably, all of this has to do with
time. Those wishing to listen to Schnittke’s music in the future are by no means
bound to feel all these concrete, time-connected features. But they will undoubtedly
absorb the intense energy of the flow of the music, making it part of their being, part
of their thinking, and part of their language.

Schnittke is a “man in between” different traditions. “Although I don’t have any
Russian blood,” said Schnittke, “I am tied to Russia, having spent all my life here. On
the other hand, much of what I’ve written is somehow related to German music and
to the logic that comes out of being German, although I did not particularly want
this. . . . Like my German forebears, I live in Russia, I can speak and write Russian far
better than German. But I am not Russian. . . . My Jewish half gives me no peace: I
know none of the Jewish languages, but I look like a typical Jew.”

Schnittke was one of the most prolific composers of the twentieth century.
His works are an established part of the standard repertoire for orchestras, chamber
groups, and soloists. In the 1970s and 1980s he enjoyed extraordinary popularity in
Russia. “His music used to be our language, more perfect than the verbal one,”
wrote one Russian critic. When Schnittke’s music was to be performed in Moscow,
Leningrad, or Novosibirsk, concert promoters used to warn the police in order to
prevent overcrowding and chaos. All performances of his music were important
events for Soviet listeners, for in it they found spiritual values that were absent from
everyday life during the endless years of “terror”, “thaw”, “cold war”, and “stagnation”.

In the West, especially during the 1980s and 1990s, his music was widely
performed, from Germany to the United States, from South America to New Zealand.
His works have also been recorded on more than one hundred CDs from many
different companies.

During the so-called “Khrushchev Thaw” in the USSR of the early 1960s,
Schnittke became interested in absorbing new compositional techniques and in
finding new sound perspectives. By contrast, the 1970s was a time for retrospective
analysis of stylistically different idioms (exemplified in Schnittke’s well-known
polystylistic Symphony No. 1) and for trying to find new meanings for the old roots
(in, for example, the musical hermeneutics of the Concerto Grosso No. 1 or the Violin
Concerto No. 3). Finally, from the late 1970s, Schnittke began to expand the space of
his music. He wrote symphonies, concertos, and the so-called “Faust Cantata, seid
nuchtern und wachet. . . .” Later, between 1986 and 1994, he completed his major
works for stage: the ballet Peer Gynt (1986) and the operas Life with an Idiot (1991),
Gesualdo (1994), and Historia von D. Johann Fausten (1983–1994).

Schnittke’s nine symphonies reflect the various aspects of human history. The
first, third, fifth, and seventh are concerned with historical and cultural entities. The
second, fourth, sixth, and eighth symbolize religious or spiritual experience. Schnittke
tries to find a new shape, a new angle, but remains within the true symphonic
tradition. With him the tradition of the great European dramatic symphony comes to
some kind of conclusion, yet in many respects he still keeps the tradition alive, for one
may certainly detect the influence of German culture, German forms, and German
logic. But, at the same time, he virtually destroys the symphonic tradition by revealing
its erosion. In this respect, he is more the irrational Russian “destroyer” than the
precise German craftsman.

Many of his ideas came from his work as a film composer. (He composed
soundtracks for sixty-six films.) For Schnittke, “incidental” and “serious” music
coexisted and interpenetrated each other. Inside the “neoclassical” frame of the
Concerto Grosso No. 1 (1977), one finds the transformation of a cheerful songchorale
of Soviet schoolchildren, a nostalgic atonal serenade, quasi-Corellian allusions,
and, finally, “my grandmother’s favorite tango which her great-grandmother
used to play on a harpsichord” (Schnittke’s own words). In the Concerto Grosso, as
in many of his other compositions, Schnittke uses fragments from his film scores.
Speaking about this work, Schnittke said, “One of my life’s goals is to overcome the
gap between ‘E’ (Ernstmusik, serious music) and ‘U’ (Unterhaltung, music for entertainment),
even if I break my neck in doing so!”.

Schnittke’s late compositions are enigmatic. Their textures become very ascetic,
and the number of notes is reduced. However, the latent tension increases, and the
meaning of his last few compositions is to be found between the notes rather than in
the musical text itself. The actual musical language becomes “tough”, dissonant,
discordant. It is definitely not easy-listening music. At the first performance of the
Symphony No. 6 at Carnegie Hall, almost half the audience left before the end.
However, those who remained were enthusiastic.

In considering Schnittke’s output, one might recall Charles Ives’s saying: “Nature
creates valleys and hills, and people build fences and attach labels”. No one
knows how long it may take before Schnittke’s compositions are seen properly as an
integral part of musical history. However, it is clear that he did express the very
essence of the hectic and dramatic twentieth century, and that he pushed music out
of its “local” isolation by bravely demolishing all artificial fences.

Schnittke—The Writer

It is hard to believe that Schnittke was writing articles on music all his life! His first
publication appeared in the main Russian musicological journal, Sovetskaia Muzyka,
in the late 1960s. He was continually analyzing the music of his fellow composers. It
is truly amazing that, although he was so busy with his own music, he always found
time to listen to the music of his contemporaries, to speak at conferences and
seminars, and to publish analytical articles. The very last speech he made was the
keynote address at the Prokofiev festival in Duisburg in 1990.

He had a tremendous number of social contacts and loved polemical arguments.
For instance he was always ready to get seriously involved in discussions on how to
teach harmony. He was also always prepared to defend those of his friends who were
accused of “modernism” or “formalism”. Schnittke’s archive is full of sketches for all
sorts of speeches, talks, lectures, and letters (including letters that were never sent).
When he was teaching at the Moscow Conservatory (1961–1974) he wrote
articles on Prokofiev’s and Shostakovich’s orchestration that were published in
Russia in the 1960s and 1970s.

Some of Schnittke’s writings on music are, in fact, summaries of his own
analyses of Western music: he was constantly analyzing all sorts of music. In the
early 1970s he wrote eleven analytical essays for a collection on the subject of the
technique of modern composition. The purpose of this collection was to help
students and listeners to gain a better understanding of the music of Ligeti, Berio,
Stockhausen (at that time still very little known in the Soviet Union), as well as the
music of Bartók, Stravinsky, and Webern. This collection, however, was never
published. At the proof stage, officials at the Ministry of Culture decided to cancel
the publication, which seemed to them too “avant-garde”. Thus, these eleven essays
are published for the first time ever in this volume. Some of them Schnittke used
later for his research talks, in particular for his talks on Stockhausen and Berio at the
Moscow Conservatory and at the Composers’ Union in the 1970s.

One of his most important essays—on Stravinsky’s paradoxical logic—was
written for the collection I. F. Stravinskii: Stat’i i materialy [I. F. Stravinsky: Articles
and Materials], published in Moscow in 1973. After Stravinsky’s visit to Russia in
1962, a Russian translation of Conversations with Igor Stravinsky (written with Robert
Craft) was published in the Soviet Union in 1971, but only in extensive excerpts. It
was a time when Soviet officials were trying to change the official “image” of
Stravinsky in Soviet Russia. Instead of being referred to as a “hooligan” and
“composer with no musical talent whatsoever” (as he was frequently described in
official Soviet textbooks on music history published in the 1950s), Stravinsky started
to be called a truly Russian composer.

Schnittke was always interested in Stravinsky’s music. His comments on Stravinsky’s
latest compositions (The Flood, Threni, Cantata) are particularly interesting.
Schnittke was engaged in a search for a hidden tonality in Stravinsky’s serial works,
but he never published any results of this analysis. Fortunately, his essay on Stravinsky is published in the present volume. It shows not only Schnittke’s ideas on Stravinsky but also the “paradoxical” principles that we can clearly detect in his own music. Schnittke was a very good friend, with the ability to listen and to respond to other people’s needs. His essays on Edison Denisov, Sofia Gubaidulina, and Giya
Kancheli, and on various performers, speak for themselves. They show Schnittke’s
special gift for listening to his friends’ works and finding the most essential features
in their compositions. Giya Kancheli often says that Schnittke understood his music
better that Kancheli himself.

Some of the texts published here were originally presented as talks. One of them,
“Polystylistic Tendencies in Modern Music” (given at the Moscow International
Music Congress in 1971), reflects Schnittke’s own experience, as he was engaged in
writing his “polystylistic” Symphony No. 1. Schnittke’s address on Prokofiev (at the
opening of the Prokofiev festival in Duisburg, Germany, 1990) was his last public
address. In it he summarized some of his ideas on the development and progress of
music (in which he did not believe!). Also included are personal recollections of
Prokofiev’s last public appearance at the première of his Sinfonia Concertante, and on
Prokofiev’s funeral in March 1953 (which coincided with Stalin’s funeral).

This volume presents Schnittke’s most important articles and talks, together
with selections from conversations we had between 1985 and 1994.
(The complete book of these conversations was published in Russia in 1994, and in
Germany in 1998.) When Schnittke talked about music, what he said was so nearly
perfect that it could be published practically without any editing. He spoke as if he
were writing! I tried to preserve the “presence” of his own “voice” and “intonation”
in the text of our conversations.

I should like to express my sincere thanks to John Goodliffe for his wonderful
translation of the often complex and difficult texts. And a very special “hero” of this
publication is Professor Malcolm Hamrick Brown, founding editor of the series
Russian Music Studies. Together with Jeffrey Ankrom (formerly music editor at
Indiana University Press), Professor Brown has devoted an enormous amount of
time and energy to editing this book, going far beyond what one might expect of any
ordinary editor. Using his considerable skill, insight, and specialized musical knowledge,
he has helped to produce the clearest and most expressive English equivalent
of what Schnittke said or wrote. The editor would like to express deepest thanks to
The Leverhulme Trust (UK) for sponsoring his research work at the Alfred Schnittke
Archive, Goldsmiths College, University of London.

I hope that this book, the first to present Schnittke’s own ideas in English, will
help to promote a better understanding of his life and work, and that its readers will
thus be enabled to share his many original and brilliant ideas on the development of
culture.

The striking juxtapositions of disparate material to be found in the music of Alfred Schnittke frequently have a quality of bathos and irony, and the intention of incorporating past styles within a musical language of the present. But what is to be made of the particularly bold choice of quotations which open the Third String Quartet, including within the first eight bars a phrase from a Stabat Mater by Lassus, the theme of Beethoven’s Grosse Fuge, and the personal musical monogram of Dmitri Shostakovich, DSCH?

The reference to Shostakovich, and in particular the DSCH idea, provides a clue. In his Eighth Quartet, for example, it not only forms the motivic substance for much of the work, but can also be identified with themes from other works by the same composer. Similarly, Schnittke’s quotations, although in one sense symbolic of two past masters of the string quartet idiom, are carefully chosen for their motivic correlation – the DSCH motive being no more than a transposition of the first four notes of the Beethoven. From this kind of musical wit grows an opposition between the contemporary world they represent and the diatonic world of Lassus, then the consequent synthesis of the two, which is achieved in the third movement as the turn figure of the opening tonal cadence is progressively incorporated into the chromatic language of the former.

Once these basic themes have been identified, the overall structure explains itself on a descriptive level. Schnittke characteristically interrelates separate movements by shared material, and the saturation of the texture by these three elements makes the Third Quartet a model for this kind of activity. Within this thematic unity there are allusions to a number of different historical musics, from the points of canonic imitation in the first movement to the nineteenth century Waltz-Scherzo of the second. At the same time, the opening cadence by Lassus returns in its original form at important junctures throughout the piece, like a punctuation mark containing the overall diversity of style.