Overview

A little about the company and position

A highly successful alternative investments firm seeks a Control Room Manager. The role sits within the Compliance Team and is responsible for developing and implementing a global control room strategy and assist with the administration of firm‐wide policies designed to ensure the firm and its respective platforms fulfill their regulatory obligations, manage conflicts of interest as well as information barriers to prevent the misuse of material nonpublic information.

The role requires regular interaction with senior management, as well as business and compliance groups across the entire organization. This individual will report to the Chief Compliance Officer.

The company is open to people who would like to relocate to the Dallas/Fort Worth area.

Here’s what you will do

Develop and implement policies, procedures, and controls around the firm’s restricted trading list and watch list

Identification, escalation and management of conflicts of interests across groups, both regionally and globally