Compliance Training | Regulatory Compliance | Edcomm Group

This course will discuss the components of the SAFE Act. This course will also analyze the Nationwide Mortgage Licensing System and Registry. After completing this program, the learner will understand how to:

This course describes the provisions of the Volcker Rule, a rule prohibiting proprietary trading by financial entities. The course provides information on the development timeline of the Volcker Rule, the rule’s impact, exemptions, and prohibited and permitted activities and investments. Upon completion of the course, the learner will be able to:

Properly implement the Volcker Rule in his/her financial institution.

Understand the provisions and exemptions of the Volcker Rule.

Adhere to the implementation and development timeline of the Volcker Rule.

This course will introduce the learner to the USA PATRIOT Act. This course will also detail the Act's impact, including the laws amended by the Act. After completing this course of study, the learner will be able to: