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Abstract

Pristine multiwall carbon nanotubes [MWCNTs] have been functionalized with various
groups (-COOH, -SO3H, -PO3H2) using different single- and double-step chemical routes. Various chemical treatments
were given to MWCNTs using hydrochloric, nitric, phosphoric, and sulphuric acids,
followed by a microwave treatment. The effect of the various chemical treatments and
the dispersion using a surfactant via ultrasonication on the functionalization of
MWCNTs has been studied. The results obtained have been compared with pristine MWCNTs.
Scanning electron microscopy, energy dispersive X-ray [EDX] spectroscopy, and transmission
electron microscopy confirm the dispersion and functionalization of MWCNTs. Their
extent of functionalization with -SO3H and -PO3H2 groups from the EDX spectra has been observed to be higher for the samples functionalized
with a double-step chemical route and a single-step chemical route, respectively.
The ID/IG ratio calculated from Raman data shows a maximum defect concentration for the sample
functionalized with the single-step chemical treatment using nitric acid. The dispersion
of MWCNTs with the surfactant, Triton X-100, via ultrasonication helps in their unbundling,
but the extent of functionalization mainly depends on the chemical route followed
for their treatment. The functionalized carbon nanotubes can be used in proton conducting
membranes for fuel cells.

Keywords:

functionalization; carbon nanotubes; dispersion; surfactant

Introduction

Currently, carbon nanotubes [CNTs] are the state-of-the-art materials actively studied
by both experimentalists and theoreticians because of their versatile structural,
electronic, mechanical, optical properties [1-3]. The pristine CNTs generally exist in bundled form due to the presence of strong
Van der Waals interactions between them. In particular, these intermolecular forces
of attraction are based on the pi [π] bond stacking phenomena between adjacent nanotubes, and there can be at least hundreds
of π stacking sites between two CNTs. Hence, intermolecular forces are very strong.
CNTs should be unbundled prior to their use for any application. Dispersion of nanotubes
can be achieved using various surfactants, polymers, biomolecules, etc. via a physical
or chemical method. In the case of surfactants, the surfactant groups get adsorbed
onto the CNT surface without disturbing the π stacking system of the graphene sheet
and result in dispersion. Out of the different surfactants being used for the dispersion
of CNTs like sodium dodecylbenzenesulfonate [SDS], dodecyltrimethyl ammonium bromide,
Tween 20 (Sigma-Aldrich, St. Louis, MO, USA), Tween 80 (ICI Americas, Inc., Wilmington,
DE, USA), Triton X-100 (Dow Chemical Company, Midland, MI, USA), etc., the SDS and
Triton X-100 have been reported to result in the minimum and the maximum dispersions
of nanotubes, respectively [4]. Triton X-100 is mainly used to disperse CNTs due to its number of advantages including
a non-covalent approach for dispersion, and the presence of a benzene ring in its
chemical structure can be easily removed by washing. The most common approach is to
disperse the CNTs in an aqueous surfactant solution, which is then subjected to ultrasonication
in order to mechanically break the aggregation and eventually yield fully separated
CNTs. The surfactant molecules are adsorbed onto the surface of CNTs (as shown in
Scheme 1, see Additional file 1), have repulsion between them, and hence help to disperse the CNTs [5].

Dispersion of CNTs depends upon a number of factors, such as the type of CNTs, their
geometry, the relative ratio of CNTs, and the type of surfactant being used. After
dispersing the nanotubes, it is desirable to functionalize them with various chemical
groups depending upon the application for which we want to use them.

Various chemical groups can be attached physically or chemically to the side walls
or end caps of nanotubes, without significantly changing their desirable properties
[6]. This process is called functionalization of nanotubes. A large number of methods
are being used for the functionalization of CNTs, which can be broadly divided into
the endohedral and exohedral methods. We have followed the exohedral mode in which
the chemical groups are attached to the outer wall of the CNTs. Exohedral functionalization
can be further subdivided into the covalent and non-covalent approaches. In the covalent
approach, functionalization has been achieved by attaching the functional group on
the side walls, end caps, or defect sites of nanotubes with a covalent bond, whereas
in the non-covalent approach, chemical groups are attached by the wrapping of polymers,
biomolecules, etc. on nanotubes.

In the present study, MWCNTs have been covalently functionalized with different chemical
groups (-COOH, -SO3H, -PO3H2) using various single- and double-step chemical routes. The effect of dispersion
using Triton X-100 via ultrasonication, before the functionalization of CNTs, has
also been studied. The defect concentration has been determined from Raman studies.
The extent of functionalization with different groups has been determined from the
EDX results and chemical routes which results in the identification of sulfonation
and phosphonation of higher extents.

Experimental details

Multiwall carbon nanotubes [MWCNTs] (CNT M95, Carbon Nano-material Technology Co.,
Ltd., Pohang Si Nam-gu, Gyeongsangbuk-do, South Korea) with a diameter of 5 to 15
nm, a length of 10 μm, and a purity > 95% have been used as received in the present
study. We have functionalized four different samples of MWCNTs. The details of these
prepared samples and their codes are given in Table 1, and the methods of functionalization of each sample MWCNT are given as follows.

FPCNT01

Forty milligrams of MWCNTs had been taken, and 20 mL HNO3 was added to it. The sample was refluxed for 240 min at 100°C. Furthermore, the sample
was given multiple washings via centrifugation at 12, 000 rpm for 6 min (six times)
and dried overnight in an oven at 60°C. For the second step of functionalization,
a 1:1 v/v ratio of HNO3 and H2SO4 (15 mL each) was added to the dried sample. Microwave treatment was given for 5 min
on an on/off basis. After this, 20 mL of HCl was added slowly to the sample, and it
was refluxed for 60 min at an ambient temperature. In order to give the sample multiple
washings, centrifugation was done at 12, 000 rpm for 6 min (six times). The functionalized
sample was dried overnight in an oven at 60°C.

FCNT03

Fifty milligrams of MWCNTs had been taken and dispersed with 1.9% Triton X-100 and
200 mL of deionized [DI] water via ultrasonication for 120 min. After this, the sample
had been given multiple washings through centrifugation at 7, 000 rpm for 10 min (six
times) and dried overnight in an oven at 60°C. For the functionalization, a 1:1 v/v ratio of HNO3 and HCl (25 mL each) was added to the dried dispersed sample, and it was refluxed
for 90 min at 80°C and then centrifuged at 12, 000 rpm for 10 min (six times). The
functionalized sample was dried overnight in an oven at 60°C.

DFCNT03

Fifty milligrams of MWCNTs had been taken and dispersed with 1% Triton X-100 and 200
mL DI water via ultrasonication for 60 min. After this, the sample had been given
multiple washings through centrifugation at 12, 000 rpm for 6 min (six times) and
dried overnight in an oven at 60°C. Furthermore, a 1:1 v/v ratio of HNO3 and HCl (25 mL each) was added to the dried dispersed sample, and it was refluxed
at 80°C for 90 min. The sample had been given multiple washings via centrifugation
at 12, 000 rpm for 6 min (six times) and dried overnight in an oven at 60°C. For the
second step of functionalization, a 1:1 v/v ratio of HNO3 and H2SO4 (25 mL each) was added to the dried sample, and microwave treatment was given for
5 min on an on/off basis. After this, 30 mL HCl was added slowly to the above mixture.
The sample was then refluxed for 60 min at an ambient temperature, followed by centrifugation
at 12, 000 rpm for 6 min (six times). The sample was dried overnight in an oven at
60°C.

PhCNT01

Twenty milligrams of MWCNTs had been taken, and 10 mL of H3PO4 was preheated at 60°C for 20 min and then added to the CNTs. Furthermore, 10 mL of
HNO3 was added to the above mixture. It was mixed and refluxed at 130°C for 60 min. In
order to give multiple washings, the sample was centrifuged at 12, 000 rpm for 6 min
(six times) and dried overnight in an oven at 60°C.

Transmission electron microscopy

Transmission electron microscopy [TEM] (Libra 120, Carl Zeiss AG, Oberkochen, Germany)
at an acceleration voltage of 120 kV was used to examine the size and distribution
of the CNT surface of various samples. The TEM specimens were prepared by placing
a few drops of the sample solution on a lacey carbon grid.

Energy dispersive X-ray

Raman spectra

Raman spectroscopy was carried out at room temperature using a FRA 106/S (BRUKER OPTIK
GMBH, Ettlingen, Germany) Raman spectrometer, with a 1006-nm Nd-YAG laser and a 4-cm-1 resolution.

Results and discussion

Pristine CNTs are generally chemically inert and insoluble in many solvents. In order
to make them suitable for various applications, they have to be functionalized with
different groups. The functionalized CNTs are soluble in various organic solvents.
The functionalization of CNTs strongly depends upon the chemical route followed. In
the present study, different chemical routes have been used for the functionalization
of CNTs with the -COOH, -SO3H, and -PO3H2 groups, and their effects on the functionalization have been studied. MWCNTs have
been functionalized with the -COOH, -SO3H, and -PO3H2 groups using various chemical routes given in Scheme 2 (see Additional file 2):

Additional file 2.Scheme 2. Chemical route followed for the functionalization of different samples.

The photographs of MWCNTs before and after sonication are given in Figure 1. Pristine CNTs are not soluble in water and settle down at the bottom of the flask
as observed in Figure 1. However, after sonication for one hour, CNTs are dispersed, and a uniform solution
is obtained as observed in Figure 1. The dispersion of CNTs after sonication was also studied by SEM. The SEM micrographs
of CNT samples before and after sonication are given in Figure 2. The SEM micrograph of pristine CNTs shows the presence of bundles and ropes of nanotubes,
which have been observed to be dispersed after sonication.

Figure 1.Sample photographs before (a) and after (b) ultrasonication (photograph taken after
24 h of dispersion).

The functionalization of MWCNTs with different groups using single- and double-step
chemical routes has also been studied by SEM, and the micrographs for different samples
are given in Figure 3. The bundles present in the pristine sample have been also observed to be dispersed
after the functionalization of MWCNTs by different groups. Samples FPCNT01 and PhCNT01,
which have been functionalized after sonication, show dispersion which takes place
due to sonication as well as functionalization. The extent of dispersion is better
in the sample, PhCNT01, which has been functionalized with the -COOH and -PO3H2 groups. The SEM micrographs also confirm the presence of the attached groups on the
outer walls of MWCNTs. The presence of the different chemical groups (-COOH, -SO3H, and -PO3H2) on the walls of the MWCNTs and their quantitative amounts have also been studied
by EDX. The EDX plots for the different samples are given in Figure 4, which shows the presence of carbon, oxygen, sulfur, and phosphorus in the functionalized
samples. Since the as-received MWCNTs used in the present study are 95% pure, some
catalytic elements are also present in small amounts and are detected in the EDX results.
The quantitative (weight and atomic percent) amounts of the different elements (C,
O, S, P) present in these samples have been calculated from the EDX data, and their
values are listed in Table 2. From the EDX data, it has been observed that out of the two samples, FCNT03 and
PhCNT01, which have been functionalized by a single-step chemical route, sample PhCNT01
is better functionalized (phosphorus content 25 wt.%). The SEM results for this sample
(Figure 3) also confirm its better functionalization. This shows that the use of H3PO4 acid for functionalizing CNTs is the most effective, and a large number of -PO3H2 groups are attached. For samples FPCNT01 and DFCNT03, which have been functionalized
with the -COOH and -SO3H groups using a double-step chemical route, the EDX data show that the functionalization
with the -SO3H group is better in sample FPCNT01 than in DFCNT03. The sulfur content in FPCNT01
and in FPCNT03 is 0.6 and 0.34 wt.%, respectively. This shows that the double-step
chemical route followed for the functionalization of sample FPCNT01 is relatively
more effective for the sulfonation (-SO3H) of MWCNTs, whereas the maximum phosphonation (-PO3H2) has been achieved for sample PhCNT01 which was functionalized with a single-step
chemical route. It shows that, ultimately, the more important step for functionalization
of MWCNTs is the chemical route followed for their treatment even though dispersion
assists in the unbundling of CNTs. Functionalization also assists in the dispersion
of MWCNTs.

The dispersion and functionalization of MWCNTs with various groups were also confirmed
by TEM studies, and the TEM micrographs of the different samples are given in Figure
5. Sample FPCNT01, which has been functionalized with the -COOH and -SO3H groups, shows dispersion. Sample PhCNT01, which has been functionalized with -PO3H2 groups, shows a larger functionalization which is also supported by the EDX results
(Table 2). The TEM micrographs show that sample FPCNT01, which shows a relatively higher degree
of sulfonation (Table 2), also shows better dispersion as compared with sample DFCNT03. Thus, for sulfonation
of CNTs, the chemical route followed for the functionalization of sample FPCNT01 shows
better results.

The chemical route followed for the functionalization of CNTs, as given in Scheme
1, involves the use of strong acids (HCl, HNO3, H2SO4, and H3PO4). These acids have been reported to damage the surface of CNTs and also create defects
which generally act as potential sites for the attachment of different chemical groups.
The defect concentration in CNTs can be studied by Raman spectroscopy. The Raman spectra
of the different samples have been recorded and are shown in Figure 6. The most intense band near 1, 600 cm-1 is the characteristic band (G band) of graphene and is due to the in-plane vibrations
of carbon atoms. The band near 1, 280 cm-1 is due to the disorder or structural defects (D band) in the graphene sheet. The ratio
of the intensities of the D and G bands (ID/IG) is generally taken as a measure of the defect concentration. This ratio has been
calculated for the different samples from the Raman data, and the values are listed
in Table 3. The ratio is highest for sample FCNT03, which shows that the chemical route followed
for the functionalization of this sample creates a larger number of defects on the
surface of CNTs. Similarly, out of samples FCNT03 and DFCNT03, this ratio is higher
for sample FCNT03 which also shows a higher degree of functionalization as observed
from EDX results. Thus, it has been observed that the chemical route followed for
the functionalization of CNTs plays an important role and must be optimized for proper
functionalization.

Conclusions

MWCNTs have been functionalized with different groups using various single- and double-step
chemical routes. The maximum sulfonation (functionalization with -SO3H groups) has been achieved for sample FPCNT01 which was functionalized using a double-step
chemical route, whereas the maximum phosphonation (functionalization with -PO3H2 groups) has been achieved for sample PhCNT01. The highest defect concentration (ID/IG) has been observed for sample FCNT03, which has been functionalized with a single-step
process using HNO3. The dispersion of CNTs using a surfactant helps in their unbundling, but the more
important step is the chemical route followed for their functionalization as observed
from EDX results. A proper choice of the chemical route and the amount of acid used
can be helpful to control the extent of functionalization with various chemical groups.
The incorporation of CNTs functionalized with the -SO3H and -PO3H2 groups in sulfonated polymers can be used as high temperature fuel cell membranes.

Competing interests

The authors declare that they have no competing interests.

Authors' contributions

PR, PK, and SS prepared the samples. JSS and MSS helped in the characterization studies.
SSS and PR conceived the study and participated in the study and analysis. All authors
contributed equally and also approved the final manuscript.

Acknowledgements

PR thanks CSIR, New Delhi for the award of SRF. This research is supported in part
by the 2011 Basic Research Program of Korea Institute of Energy Research (KIER) and
in part by the New and Renewable Energy of Korea Institute of Energy Technology Evaluation
and Planning (KETEP) grant funded by the Korean government's Ministry of Knowledge
Economy (no. 2010T100100838).