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Schwab Advisor Services

Schwab Advisor Services provides asset custody, trading, and operations support to help nearly 7,000 independent registered investment advisors grow their business and serve their clients. As one of the industry's leading custodians, we help advisors take their business where they want it to go. From innovative technology for the whole office to an open investment platform designed around choice, we offer advisors the tools they need to help their businesses - and their clients - thrive.

Resources

Making the change from a traditional broker-dealer model to full independence with the registered investment advisor model introduces a number of considerations. The registered investment advisor (RIA) model can not only offer you greater choice and flexibility, but also greater responsibility. Learn more about the RIA model, how it compares to a captive-hybrid or bank/brokerage environment and get an overview on the role of the RIA custodian. This report is designed to help you find out for yourself what a move to independence can involve?and learn from those who made the change.

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Webinars and White Papers

Given many investors' goal of maximizing return, it's not surprising that some investors select funds based primarily on the funds' recent performance record. But is this performance-chasing approach a prudent strategy?...More

How might the Fed begin to move rates? Who is buying negative-yielding European sovereign debt and why? How might investors approach today's environment of constrained liquidity? In this webinar, Delaware Investments portfolio managers Paul Grillo, David Hillmeyer, and Cynthia Isom provide some perspective on the big issues influencing today's market and offer their outlook for the future....More

Specialization is critical for advisors looking to differentiate themselves—with their firms and with their clients. But how do you go about matching your strengths with a specialty that truly interests you, and fits your talents?...More

The vast majority of WealthManagement.com readers are either unfamiliar with life settlements, or are familiar with them but have never recommended them to clients. Many advisors associate life settlements with either an option for the terminally ill, or with unethical activities such as a stranger-originated life insurance (STOLI)....More

Millennials stand to inherit $41 trillion but will any inherit you? Don’t assume you can work with the Millennial children the same way you did their parents. Learn what each generation is looking for in an advisor in this white paper....More