Legislative Analyst's Office

Analysis of the 2001-02 Budget Bill

Collaborative Academic Preparation Programs

In recent years, the state has established several new programs and expanded others to encourage the California State University (CSU) and the University of
California (UC) to work more intensively with high schools and community colleges. The primary purpose of these programs is to help prepare students for
university-level work. The 2001-02 Governor's Budget proposes a total of $20.4 million for three of these existing programs, an augmentation of $10.1 million.
Of the $10.1 million, the budget proposes $8 million for the CSU/K-12 Collaborative Academic Preparation Initiative (CAPI), $1 million for the Diagnostic
Writing Service (DWS), and $1.1 million for the Articulation System Stimulating Inter-Institutional Student Transfer (ASSIST) program. (The budget also
includes $8 million for the Student Academic Partnership program, which we discuss in our section on K-12 after school programs).

These types of programs address some of the concerns we raised in our recent report on precollegiate education in California, which we summarized in the
preceding crosscutting issue. In this report, we recommend CSU and UC make more concerted efforts to work with high schools to better communicate their
entry-level expectations and to allow students to obtain sooner information on their preparedness for college-level studies. We also note that the universities are
currently not held accountable for providing high-quality academic assistance to high school students and their teachers as well as first-time freshmen who are
not yet prepared for college-level work. We therefore recommend the Legislature require the universities to track and report on the effectiveness of these
programs so it can determine if future appropriations are warranted.

Track Promising Collaborative Academic Preparation Initiative

We recommend the Legislature approve the $8 million the Governor's budget requests to expand the Collaborative Academic Preparation Initiative
program but adopt supplemental report language requiring California State University to report annually on the program's effectiveness.

The 1999-00 Budget Act provided CSU with $9 million to establish the CAPI program. Of this amount, the act designated $5 million for the Faculty-to-Faculty
Alliance program and $4 million for the Learning Assistance program. In the Alliance program, CSU English and mathematics faculty form partnerships with
high school English and mathematics teachers. The CSU faculty provide high school teachers with various types of training, ranging from one-day Saturday
workshops to week-long summer conferences. In the Assistance program, CSU students provide tutoring services in writing and mathematics to high school
students (most of whom are juniors). In both of these programs, the CSU partners with those high schools that send large proportions of students to CSU
campuses needing remediation in English and mathematics.

Collaborative Program Might Improve Academic Preparation for Higher Education. The Governor's budget requests $8 million to expand the CAPI program
from the existing 134 high school partnerships (formed with 19 of CSU's 22 campuses) to 223 high school partnerships. (This represents 25 percent of all high
schools.) Among current partnerships, a total of 413 CSU students are tutoring high school students, and a total of 231 CSU faculty members are working with
1,128 high school teachers.

The CSU Should Evaluate Academic Outcomes. Given the program is relatively new and the participation rate is high, we recommend the Legislature approve
the augmentation but adopt supplemental report language relating to the program's effectiveness. Specifically, the Legislature should require CSU to track:

Impact on Student Achievement. For the targeted high schools, CSU should report: the Standardized Testing and Report (STAR) results in English and
mathematics for sophomores (prior to their involvement in the CAPI program) and juniors (after their involvement); the college participation rate of high
school graduates; the percent of high school graduates that CSU specially admits; and the percent of high school graduates entering CSU and needing
remediation in English and mathematics.

Quality of Service Provided to Teachers. The CSU should also develop and administer pre- and post-program assessments for participating teachers. The
CSU already uses this approach to evaluate the effectiveness of the Education Technology Institutes it administers on behalf of K-12 teachers. In this
program, CSU uses a pre- and post-assessment of teachers' technological capabilities to ensure its institutes are helping teachers integrate technology more
effectively within their classrooms. By developing a similar assessment tool focusing on teachers' knowledge of CSU entry-level expectations and high
school academic content standards, CSU could demonstrate directly the effectiveness of the CAPI program.

In sum, we recommend the Legislature approve the $8 million the Governor's budget requests to expand the CAPI program because the program is currently
attracting high participation from CSU and high school faculty. We further recommend the Legislature adopt supplemental report language requiring CSU to
develop a program assessment tool and to report annually, beginning December 1, 2002, on student achievement and teacher improvement in the targeted high
schools.

Approve Expansion of DWS

We recommend the Legislature approve the $1 million the Governor's budget requests to expand the Diagnostic Writing Service because it has the
potential to improve students' academic preparation for higher education.

The Governor's budget requests $1 million for CSU to expand the DWS. In 1999-00 and 2000-01, CSU provided approximately $200,000 annually from both
discretionary and CAPI program funds to maintain the DWS. The DWS allows high school students to practice the essay portion of CSU's English Placement
Test (EPT) and UC's Subject A exam. The primary purpose of the program is to allow students to assess their readiness for college-level writing while still in
high school and to communicate more clearly to high school faculty the entry-level writing expectations of university faculty.

The CSU began the DWS as a pilot program in fall 1998allowing juniors in six high schools to respond to selected essay questions previously asked on the
EPT and Subject A exam. In fall 1999, CSU released the program on the Internet. During 1999-00, more than 8,500 high school students submitted essays
(either electronically or in paper form) in response to one of three EPT essay questions. More than 5,600 high school students submitted essays in response to
one of five Subject A essay questions. Faculty from CSU and UC (and some high schools and community colleges) grade the essays. (They are paid using state
funds appropriated for the CAPI program.) The faculty then provide diagnostic statements identifying strengths and weaknesses to participating students and
their teachers. Based upon these statements, students can identify whether they are prepared for college-level coursework and teachers can adapt their
instructional plans to better meet students' needs.

We recommend the Legislature approve the $1 million the Governor's budget provides to expand the DWS because it allows high school students to identify
earlier whether they are prepared for college-level writing and high school faculty to better understand universities' entry-level writing expectations. Although
we recommend approving the augmentation, we further recommend the Legislature encourage CSU and UC to work with high schools to streamline the
existing assessment process. For example, rather than administering segment-specific placement examssuch as the EPT and the Subject A examCSU and
UC might use students' scores on existing high school assessment examssuch as the Golden State Exams or the 11th grade Standards-Aligned STAR exam to
determine if students are adequately prepared for college-level coursework.

The ASSIST Program Should Be Enhanced

We recommend the Legislature approve the $1.1 million the Governor's budget requests for the Articulation System Stimulating Inter-Institutional
Student Transfer program but adopt budget bill language to ensure the system is as effective as possible.

The ASSIST program, established in 1985 at UC Irvine, initially provided community college counselors and students with access to articulation agreements
via computer. In 1996, ASSIST provided its information on the Internet at no charge. The ASSIST goal is to allow students who access the Web site to identify
all community college courses that satisfy CSU's and UC's general education requirements as well as specific requirements relating to certain majors (such as
engineering) and specialized programs (such as nursing).

The current-year budget includes a total of $1.3 million for the California Community Colleges (CCC) ($589,000), CSU ($360,000), and UC ($360,000) to
update and maintain the ASSIST database. (In addition to this amount, UC provides approximately $180,000 from university funds to maintain current
operations.) The 2001-02 Governor's Budget requests an augmentation of $1.1 million to improve the technical infrastructure of ASSIST's online services and
provide additional staff to update course articulation data more frequently. Because ASSIST is the only viable statewide database that provides transfer
information to community college students, we recommend the Legislature approve the augmentation.

We further recommend that the Legislature require the CSU and UC to honor articulation agreements ASSIST posts online. Occasionally, the ASSIST Web site
displays some articulation agreements that are outdated. This can frustrate students who rely on the information to determine the community college courses
they need to complete for CSU and UC credits. If the segments had to honor all agreements ASSIST displays online, CSU and UC would have a stronger
incentive to provide ASSIST with timely, accurate, and comprehensive information on articulation agreements. They would also have an incentive to ensure
ASSIST appropriately updates its Web site.

Consequently, we recommend the Legislature adopt the following budget bill language in Item 6440-001-0001:

The Articulation System Stimulating Inter-Institutional Student Transfer (ASSIST) program is to provide free access on the Internet to all current articulation
agreements between the community colleges, CSU, and UC. It is the intent of the Legislature that CSU and UC honor all articulation agreements posted by
ASSIST on its Web site.