Industry Information

Exemptions

Securities offerings which do not rise to a level requiring registration are "exempted" from the registration and literature filing requirements of the Wyoming Uniform Securities Act. Several exemptions are found in W.S. 17-4-114 which may apply to offers for, but not sales, used to test the waters, the Internet, the sale of private securities, a company's stock through its employee plan, and for Federal Regulation D, Rule 505 offerings. Keep in mind that persons who claim exemptions from registration have the burden of proving the exempt status of their offering.

Office Information

2020 Carey Avenue
Suites 600 and 700
Cheyenne, WY 82002-0020

For additional information,
including driving directions,
please see the Contact Us page.

Office Hours

8:00 a.m. to 5:00 p.m. MST
Monday through Friday(except for official state holidays)

About Our Office

We have a long history of serving the public. Beginning in April 1869 with the appointment of the first Secretary of the Territory of Wyoming, Edward M. Lee, by United States President Ulysses S. Grant, this office has always served the public from the State Capitol Building. However, during the Capitol Renovation Project, the Office will be temporarily relocated to 2020 Carey Avenue, Suites 600 and 700.