Eddy Shum and Clayton Shum are authorized to transact securities related business only in states where they are properly registered. For investment products and services these states include:(Eddy: CA, MA, NV, OR) (Clayton: CA, HI, OR). For investment advisory services these states include:: (Eddy: AZ, CA, NV) (Clayton: AZ, CA, HI, NH, NV) Additionally, clients who are not residents of these states cannot be serviced. This website is not intended to provide investment, legal, or tax advice, nor to effect securities transactions or to render personal advice for compensation.