Expertise

Over 30 years of providing Distribution services has given ALPS the opportunity to provide a high level of expertise. Our talented and knowledgeable staff are well prepared and strive to maintain their knowledge in the field to benefit our Clients.

ALPS Distributors, Inc. has a longstanding network of relationships with other distributors in the industry, regulators, and industry groups (e.g. ICI) and are actively engaged with all on a regular basis.

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Distribution / Broker Dealer Services

ALPS provides Distribution services to one of the broadest product and strategy mix of marketing materials in the industry. From start-ups to some of the largest funds in the industry, from open-end, closed-end, UITs, ETFs, and private placements.

Each piece of advertising gets a double layer of review, between reviewer and principal, and most reviewers also have their principal license.

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elevate YOUR TEAM by allowing ALPS to help you through your Distribution requirements.

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ALPS Distributors, Inc. has a longstanding network of relationships with other distributors in the industry, regulators, and industry groups (e.g. ICI) and are actively engaged with all on a regular basis.

Five Series 24 principals, seven Series 26 principals and two Series 4 options principals in house.

Each piece of advertising gets a double layer of review, between reviewer and principal, and most reviewers also have their principal license.

We currently own two Broker/ Dealers and also support the operations of two others, for whom we have created new entities.

While we commit to a 72 hour turnaround on advertising, our actual average turnaround time is less than 48 hours.

ALPS proprietary technology allows our clients to upload advertising pieces and track selling agreements on a real-time basis. Our clients have benefited from this efficient technology through time and cost savings, which in turn has allowed them to focus their efforts on asset gathering.

Our Services

The power of collaboration with our clients allows ALPS to determine which distribution services are best suited for their specific needs.

Distribution Consultative Services

Act as
Legal Underwriter /
Distributor

Maintain
Licensing of
Sponsor's Staff

Administration
of Intermediary SyndicateCompensation

Intermediary Selling and Servicing Agreements

Marketing
Materials Reviewand Approval

Intermediary
Due
Diligence

Act as a Private PlacementAgent

Distribution Consulting Services

"It's a Process". This is what we have learned in the course of providing Distribution Consulting Services through partnering with many unique and distinct investment firms over the last 30 years. The knowledge we have gained from our clients’ successes and failures points to one solid fact - building, growing and maintaining a mutual fund distribution syndicate is a deliberative process. Let us help your organization make an informed decision.