Florida Investment Fraud & Securities Arbitration Lawyer

Securities Law

The Law Office of Gregory Tendrich, P.A. is a small, dynamic law firm focusing exclusively on securities law and licensing matters. Gregory Tendrich has more than 18 years of experience in the field, having served as in-house counsel to regional and national brokerage firms before starting his own practice. Mr. Tendrich provides aggressive representation to investors, as well as to investment professionals. Contact our expert Florida investment & securities lawyer today, we can help.

Representing Investors

If you have suffered significant financial losses due to the misconduct of a broker, brokerage firm or registered investment advisor, you have rights.

Gregory Tendrich represents investors in cases involving:

Unsuitable Investments

Breach of fiduciary duty

Churning

Financial exploitation of the elderly

Failure to diversify

Unauthorized trades/trading without permission

Failure to supervise

Ineptitude or malpractice

Omission of facts

Conflict of interest

Misrepresentation

Fraud

Theft

Prudent investor violations

Gregory Tendrich can represent you in securities arbitration under the auspices of the Financial Industry Regulatory Authority (FINRA), seeking full and complete compensation for your stock and investment losses.

Representing Brokers and Brokerage Firms

Attorney Gregory Tendrich provides advice and representation to brokers and brokerage firms in matters involving licensing, registration (U-4), termination (U-5), and all regulatory proceedings including Wells notices, FINRA and SRO “on-the-record” testimony requests, and all other matters affecting investment professionals including employment contracts, transitioning to another firm, and the resolution of outstanding promissory notes and debts.

Experience You Can Depend On

Gregory Tendrich has been a certified FINRA arbitrator since 1995 and is certified as a mediator by the Florida Supreme Court. During the time he served as Assistant General Counsel to several brokerage firms, he held the Series 7 license. He has a comprehensive understanding of the regulatory, compliance and disciplinary procedures governing brokers and brokerage houses. Given his background and vast knowledge of the securities industry, you can depend on Gregory Tendrich for aggressive, representation in all securities employment and regulatory-related matters.

Florida investment & securities lawyer Gregory Tendrich wants to help you resolve your problem in the best manner possible. Contact Gregory Tendrich for a free initial consultation. The hiring of a lawyer is an important decision and should not be based solely on advertisements. Before you decide, ask Gregory Tendrich to send you free, written information about his qualifications and experience or view his attorney profile.