The FR Y-9C is the Consolidated Financial Statements for Bank Holding Companies with total consolidated assets of $1 billion or more. The Y-9C is filed quarterly as of the last calendar day of March, June, September, and December.

Parent Company Only Financial Statements for Large Bank Holding Companies (FR Y-9LP)

The FR Y-9LP report is the Parent Company Only Financial Statements for Large Bank Holding Companies. The Y-9LP is filed quarterly as of the last calendar day of March, June, September, and December.

Parent Company Only Financial Statements for Small Bank Holding Companies (FR Y-9SP)

The FR Y-9SP is the Parent Company Only Financial Statements for Small Bank Holding Companies with consolidated assets of less than $1 billion. The FR Y-9SP report is filed semiannually at the end of June and December.

Bank Holding Company Performance Report (BHCPR)

The BHCPR is designed to assist financial analysts and bank examiners in determining a bank holding company's financial condition and performance based on financial statements, comparative ratios, trend analyses, and percentile ranks relative to its peers. It is a computer-generated report of current and historical financial information produced quarterly for top-tier bank holding companies with consolidated assets of $1 billion or more. The BHCPR is calculated for top-tier multi-bank holding companies engaged in a nonbank activity involving financial leverage or engaged in credit extending activities; or with outstanding debt to the general public. This report is filed quarterly as of the last calendar day of March, June, September, and December.

Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks (FFIEC 002)

The FFIEC 002 is the Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks. This report is filed quarterly, as of the last day calendar day of March, June, September, and December.

Quarterly Savings and Loan Holding Company Report (FR 2320)

The FR 2320 is the Quarterly Savings and Loan Holding Company Report for Savings and Loan Holding Companies exempt from initially filing Federal Reserve regulatory reports. The 2320 is filed quarterly as of the last calendar day of March, June, September, and December.

Banking Organization Systemic Risk Report (FR Y-15)

The FR Y-15 is the Banking Organization Systemic Risk Report, which is filed by U.S. bank holding companies (BHCs) with total consolidated assets of $50 billion or more, and any U.S.-based organizations identified as global systemically important banks (G-SIBs) that do not otherwise meet the consolidated assets threshold for BHCs. The FR Y-15 is filed annually as of the last calendar day of December.

The FFIEC 101 is the Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework, which is filed by banks, savings associations, bank holding companies, and savings and loan holding companies that qualify for and adopt the Advanced Capital Adequacy Framework to determine their risk-based capital requirements or are in the parallel run stage of qualifying to adopt this framework. The FFIEC 101 is filed quarterly as of the last calendar day of March, June, September, and December.

The FFIEC 102 is the Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule, which is filed by banks, savings associations, bank holding companies, and savings and loan holding companies that are subject to the federal banking agencies’ Market Risk Capital Rule. The FFIEC 102 is filed quarterly as of the last calendar day of March, June, September, and December.

How many quarters of data are available for each financial report?

Five years of quarterly data are available on NIC for U.S. Branches and Agencies of Foreign Banking Organizations that file the FFIEC 002 report.

Five years of quarterly data are available for bank holding companies that file the FR Y-9C and FR Y-9LP reports.

Five years of semiannual data are available for bank holding companies that file FR Y-9SP report.

Up to Five years of quarterly data are available for savings and loan holding companies that file the FR 2320 report.

Two years of quarterly data are available for the BHCPR report.

Up to Five years of annual data are available for the FR Y-15 report.

Up to Five years of quarterly data are available for banks, savings associations, bank holding companies, and savings and loan holding companies that file the FFIEC 101 report.

Up to Five years of quarterly data are available for banks, savings associations, bank holding companies, and savings and loan holding companies that file the FFIEC 102 report.

The FDIC Certificate Number is provided and will be displayed on the Institution Profile page.
The FDIC Certificate Number, when available, can then be copied and used when searching for reports on the FDIC web site.

Why do I get an error when I am trying to view or save the
report?

You need Acrobat Reader 9.x/higher installed on your machine to view the financial reports. The settings for the Acrobat Reader may not be installed correctly; before requesting financial reports please verify the System Requirements. The Acrobat Reader may be downloaded free from Adobe.com.

I requested a financial report, but only lines were displayed,
no data. What is wrong?

When a large amount of data is returned, it is compressed to
fit on the page; this is often the case when Performance Ratios
(PDF) are requested. There are two ways to view the data online.
Use the ‘Zoom In Tool’ to magnify the page, or click on the
magnification button in the status bar area.

Where can I find copies of blank report forms that are used to collect financial data?

Is the Bank Holding Company Performance Report (BHCPR) available on the NIC public web site?

You can access the BHCPR, which is available for Bank Holding Companies, by following these steps.

From the NIC Home Page, click the "Institution Search Page."

Enter the search criteria for the institution and click on the Search button.

From the Institution Results page, click on the institution name and the Institution Profile will be displayed.

The BHCPR is located in the "Financial Data" section of the Institution Profile page.

Select an As-Of-Date, and click the generate report button.

You can also access the BHCPR for all of the HCs > $10B that file the FR Y-9C form by selecting the "HCs > $10B" search link from the menu bar in Home Page. Once a user clicks on the institution name, another page will appear displaying both structure and financial information related to the institution. Under the "Financial Data" portion of the page is the ability to select a BHCPR for the FR Y9-C filers. FR 2320 filers are currently not required to submit all of the data necessary to create a BHCPR, thus no BHCPR will be available for FR 2320 filers. The user will only be able to view the FR 2320 form.

Data, including revisions, are updated daily during the business week. Financial statements are posted on a flow basis, and are updated if revisions are made by the reporting institutions. Each data flow is processed on a slightly different schedule:

Financial Statements for the HCs > $10B are available 60 days after the end of the quarter.

Financial
Statements for all other Holding Companies are available approximately 75 days after the end of the quarter.

Performance Ratios (BHCPR data) for Bank Holding Companies are available approximately 75 days after the end of the quarter.

Financial data for U.S. Branches and Agencies of Foreign Banks are available approximately 60 days after the end of the quarter.