Winter 2012 Class Descriptions

As of 12/9/2016 5:40:03 AM

Securities Regulation

This course covers the regulation of securities offerings and trading under the Securities Act of 1933 and the Securities Exchange Act of 1934. It examines offerings and the registration process under the Securities Act, along with reporting requirements and the regulation of proxies and tender offers under the Exchange Act. The course will also cover fraud, insider trading and civil liabilities under both Acts, as well as the Private Securities Litigation Reform Act of 1995. Either Enterprise Organization or The Public Corporation is a prerequisite.