THE FIRM

About ALPS

ALPS is a comprehensive financial services company offering a variety of services to the investment management industry. With over 25 years of experience, we have developed a strong track record of innovation in the asset management, asset servicing and asset gathering business. ALPS entered the ETF market as one of the first service providers in 1995 and has since grown to become the 4th largest distributor of ETFs in the US. In 2007, we expanded our capabilities as an asset manager, specializing in satellite and alternative investment strategies that are designed to help advisors and Institutional Investors build better portfolios.

Our approach involves asset class and manager evaluation, seeking to partner with best-in-class index providers and sub-advisors to deliver portfolio solutions that help improve diversification and provide exposure to attractive investment themes. By utilizing Exchange-Traded Funds (ETFs) and Open-End Mutual Funds, we are able to provide asset class exposure that is registered, liquid and transparent.

About MarketGrader

MarketGrader is an independent global equity research and index provider. MarketGrader’s stock research platform rates over 35,000 equities based on their underlying fundamental strength. The company’s growth at a reasonable price methodology is designed to identify consistent creators of economic value as it believes such stocks are the best longterm generators of shareholder value. MarketGrader publishes a family of domestic and international smart beta equity indexes in addition to the Barron’s 400, which was created jointly with Barron’s and Dow Jones Indexes as a collection of America’s most promising companies. The company’s clients include investment managers, broker dealers, hedge funds, financial advisors and individual investors.

There are risks involved with investing in ETFs including the loss of money. Additional information regarding the risks of this investment is available in the disclosure.

Diversification does not eliminate the risk of experiencing investment losses.

ETFs are considered to have continuous liquidity because they allow for an individual to trade throughout the day.

Barron's 400SM ETF shares are not individually redeemable. Investors buy and sell shares of the Barron's 400SM ETF on a secondary market. Only market makers or "authorized participants" may trade directly with the Fund, typically in blocks of 50,000 shares.

An investor should consider the investment objectives, risks, charges and expenses carefully before investing. Click the link to obtain a prospectus, which contain this and other information, or call 1.855.724.0450. Read the prospectus carefully before investing.

ALPS Portfolio Solutions Distributor, Inc. is the Distributor for the Barron's 400SM ETF.