Act & Regulation

The Securities Act (Alberta), RSA 2000 cS-4, is the statute that establishes Alberta's securities laws and gives the Alberta Securities Commission its powers and duties. The Revised Statutes of Alberta (RSA) 2000 came into effect on January 1, 2002. Since that revision, the Act has been amended a number of times over the years. The statutes that contain these amendments are linked below, and each one can be viewed by clicking on the name of the statute.

Regulation

Securities Regulations are laws made by the Lieutenant Governor in Council. The current Securities Regulation establishes the process the ASC must follow to make rules. It was reviewed by the Alberta Treasury Board and Finance prior to June 30, 2019 in accordance with Section 13 of the Securities Regulation.