Anti-Money Laundering

Company does not tolerate money laundering and supports the fight against money launderers. Company has policies in place to deter people from laundering money. These policies include:

Ensuring clients have valid proof of identification.

Maintaining records of identification information.

Determining that clients are not known or suspected terrorists by checking their names against lists of known or suspected terrorists.

Informing clients that the information they provide may be used to verify their identity.

Closely following clients' money transactions.

Not accepting cash, money orders, third party transactions, exchange houses transfers or Western Union transfers.

Money laundering occurs when funds from an illegal/criminal activity are moved through the financial system. It is moved in such a way as to make it appear that the funds have come from legitimate sources.

Money Laundering usually follows three stages:

Firstly, cash or cash equivalents are placed into the financial system.

Secondly, money is transferred or moved to other accounts (e.g. futures accounts) through a series of financial transactions designed to obscure the origin of the money (e.g. executing trades with little or no financial risk or transferring account balances to other accounts).

Lastly, the funds are re-introduced into the economy so that the funds appear to have come from legitimate sources (e.g. closing a futures account and transferring the funds to a bank account).

Trading accounts are one vehicle that can be used to launder illicit funds or to hide the true owner of the funds. In particular, a trading account can be used to execute financial transactions that help obscure the origins of the funds. Company directs fund withdrawals back to the original source of remittance as a preventative measure with the exception of credit card transactions which are settled via bank wire.

International Anti-money Laundering requires financial services institutions to be aware of potential money laundering abuses that could occur in a customer account, and implement a compliance program to deter, detect and report potential suspicious activity.

These guidelines have been implemented to protect Company and its clients.

For questions/comments regarding these guidelines, contact Company Compliance at support@company.com.

Disclaimer

High Risk Investment Warning: Trading foreign exchange on margin carries a high level of risk, and may not be suitable for all investors. The high degree of leverage can work against you as well as for you. Before deciding to trade foreign exchange you should carefully consider your investment objectives, level of experience, and risk appetite. The possibility exists that you could sustain a loss of some or all of your initial investment and therefore you should not invest money that you cannot afford to lose. You should be aware of all the risks associated with foreign exchange trading, and seek advice from an independent financial advisor if you have any doubts.