Processing Payments using Swift messages (Receipts / Payments) Involves moving of cash within the firm as well as to external parties. Associates would be involved in processing payments against LOAs received from clients. Due diligence needs to be applied in checking various payment related parameters such as beneficiary name, receiving agent, intermediary, etc

Stock Transfers (Moving Stocks between Prime Brokers) Involves transferring of stocks within the firm as well as to external brokers. Associates would receive requests from the NYK Account managers and clients to re-align stock positions between funds and brokers. Due diligence needs to be applied in checking whether client has sufficient balance before executing the transfer

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