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Investing with Citi

Citi Personal Wealth Management offers you the flexibility to invest and plan on your own or with a Financial Advisor. You can receive a complimentary, customized Citi Wealth Advisor Plan
through a Financial Advisor, who has access to global insights and a world–class investment platform.

Learn more about the background of Citigroup Global Markets, Inc. and its registered/licensed professionals at FINRAFinra BrokerCheck.

INVESTMENT AND INSURANCE PRODUCTS: NOT INSURED BY THE FDIC • NOT INSURED BY THE FEDERAL GOVERNMENT OR ANY OTHER FEDERAL GOVERNMENT AGENCY, BY THE BANK, OR BY ANY AFFILIATE OF THE BANK • NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY, THE BANK OR AN AFFILIATE OF THE BANK • SUBJECT TO INVESTMENT RISK, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL INVESTED

Citigroup Inc. and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law. Any such taxpayer should seek advice based on the taxpayer’s particular circumstances from an independent tax advisor.

Citi Personal Wealth Management is a business of Citigroup Inc., which offers investment products through Citigroup Global Markets Inc. (CGMI), member . Insurance is offered through Citigroup Life Agency LLC (CLA). In California, CLA does business as Citigroup Life Insurance Agency, LLC (license number 0G56746). CGMI, CLA and Citibank, N.A. are affiliated companies under the common control of Citigroup Inc. Citi, Citi and Arc Design and other marks used herein are service marks of Citigroup Inc. or its affiliates, used and registered throughout the world.

Important Information

You are leaving a Citibank Website and going to a third party site. That site may have a privacy policy different from Citibank and may provide less security than this Citibank site. Citibank and its affiliates are not responsible for the products, services, and content on the third party website. Do you want to go to the third party site?

Citi is not responsible for the products, services or facilities provided and/or owned by other companies.

On January 26, 2017, Citigroup Global Markets Inc. ("CGMI") consented to an Order by the Securities and Exchange Commission ("SEC") that it had violated various provisions of the Investment Advisers Act of 1940 by causing certain advisory accounts to be overcharged and for failing to keep proper books and records with respect to maintenance of certain client contracts. Those overcharges had, at the time of the Order, been reimbursed with interest, to the extent they could be identified. The overcharges related primarily to the TRAK Fund Solution program, which CGMI offered between 1991 and 2011. Pursuant to the Order, CGMI agreed to pay disgorgement and pre-judgment interest, pay a civil money penalty, and undertake certain other remedial actions to the extent not already implemented.

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