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Sentinel Securities

Sentinel Securities, Inc. is a Financial Industry Regulatory Authority (FINRA) registered securities broker- dealer. Sentinel Securities is registered in all 50 states. Sentinel Securities, Inc. is also a member of the Securities Investor Protection Corporation (SIPC), and is registered with the Municipal Securities Rule Making Board (MSRB). To request a prospectus or information, contact your Sentinel Securities, Inc. Advisor. Sentinel Securities is not soliciting business in
international jurisdictions where it is not registered.

The information and opinions on this site provided by third parties have been obtained from sources believed to be reliable, but accuracy and completeness cannot be guaranteed. It is given for informational purposes only and is not a solicitation to buy or sell any securities. This information is not intended to be used as the primary basis for investment decisions, nor should it be considered as advice designed to meet the specific needs of an individual investor. Please seek the advice of professionals, as appropriate, regarding the evaluation of any specific information, opinion, advice, or other content. Registered Representatives of Sentinel Securities may also be designated to provide advisory services. Registered Representatives may receive fees for advisory services which are separate from commissions received in connection with the purchase or sale of securities.

The information contained in this site does not constitute a solicitation or offer by Sentinel Securities, Inc. or its affiliates to buy or sell any securities, futures, options or other financial instruments or provide any investment advice or service.

SEC Rule 606 requires on a quarterly basis that firms make available reports that present a general overview of order routing practices. These reports identify the ways in which customer orders were routed for execution during the applicable quarter. Sentinel Securities, Inc. transmits orders to our clearing firm, Pershing, LLC. Pershing may then route these orders to various venues for execution. Customers of Sentinel Securities may also request a written copy of this report.

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