Regulatory Details

Default History

1. The reporting issuer has failed to file the following continuous disclosure prescribed by securities laws:

1a. Failure to file annual financial statements.

1c. Failure to file an annual or interim management’s discussion and analysis (MD&A) or annual or interim management report of fund performance (MRFP).

1e. Failure to file a certification of annual or interim filings required by National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (NI 52-109).

3 Failure to pay a fee required by the Act or the regulations.

2015-12-02

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Q4 2015-04-30

1b.,1c.,1e.,3

1. The reporting issuer has failed to file the following continuous disclosure prescribed by securities laws:

1b. Failure to file interim financial statements.

1c. Failure to file an annual or interim management’s discussion and analysis (MD&A) or annual or interim management report of fund performance (MRFP).

1e. Failure to file a certification of annual or interim filings required by National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (NI 52-109).

3 Failure to pay a fee required by the Act or the regulations.

2015-08-19

2015-08-21

Q1 2014-07-31

1b.,1c.,1e.,3

1. The reporting issuer has failed to file the following continuous disclosure prescribed by securities laws:

1b. Failure to file interim financial statements.

1c. Failure to file an annual or interim management’s discussion and analysis (MD&A) or annual or interim management report of fund performance (MRFP).

1e. Failure to file a certification of annual or interim filings required by National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (NI 52-109).

3 Failure to pay a fee required by the Act or the regulations.

2014-10-01

2014-10-09

Insiders

SEDI is the System for Electronic Disclosure by Insiders, established by securities regulatory authorities. SEDI facilitates
the filing and public dissemination of insider reports in electronic format via the Internet and the SEDI website.