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Sr Compliance Analyst

Job Description

This position is primarily responsible for reviewing CRD rules, guideline updates and certifications for correctness. The person should be capable to take care of most alerts and issues that will occur during non US hours and ensure business is not impacted. S/he will understand and update the team on new funds, termination, guideline update, client activity etc. S/he will be responsible to maintain proper communication amongst different groups, clients, custodians, third party vendors etc. S/he will also ensure proper migration of new tasks and training the team. S/he will act as project manager for quality improvement projects. Bachelor s degree in business, finance, or other related field. MBA (Fin) preferred. 1-2 Years in compliance-related position. 2 -4 years preferred.

Qualifications

MBA (Fin) preferred. 1-2 Years in compliance-related position. 2 -4 years preferred. For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.

As one of the world's leading investment management organizations and one of the top U.S. wealth managers, BNY Mellon Investment Management combines agility, insight and scale to create and deliver strategies and solutions to address our clients' needs. Encompassing BNY Mellon's investment management firms, wealth management organization and global distribution teams, we draw on deep expertise to collaborate with clients and tailor our best ideas and resources to meet their specific needs. We pride ourselves on providing dedicated service through our network of global professionals who have a deep understanding of local requirements.
With our extensive experience in anticipating and responding to the investment and financial needs of the world's governments, pension plan sponsors, corporations, foundations, endowments, advisors, intermediaries, individuals and families, and family offices, BNY Mellon Investment Management is dedicated to helping clients reach their goals.