Investment Strategy

On December 10, the Day Hagan Tactical Allocation Fund of ETFs will shift their investment strategy.

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Trustees

As of September 30, Michael McCauleyno longer serves as a trustee for the Clough Funds Trust. As of October 6, Clifford Weber serves as the trust’s lead independent trustee, and James Maxwell serves as the chairman of the board’s nominating and governance committee.

Vendors

As of October 1, Foreside Fund Services, LLCserves as distributor for the Third Avenue Value Fund, the Third Avenue Small-Cap Value Fund, the Third Avenue Real Estate Value Fund and the Third Avenue International Value Fund. They are replacingM.J. Whitman LLC.

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Fund Mergers and Liquidations

Subadvisors

On December 5, Thompson, Siegel & Walmsley LLC will become a subadvisor to the Transamerica Small/Mid Cap Value. They will also become a subadvisor to the Transamerica Systematic Small/Mid Cap Value VP.

As of October 1, Lazard Asset Management LLCreplacedNorthRoad Capital Management LLC as subadvisor to the International Stock Fund, which is a part of the Ultra Series Fund. Lazard Frères & Co. LLC is the investment advisor to the fund.

Check our last Filings For Fundsters column (previously called Stork and Reaper) for more SEC filing updates. For the latest new hires and fund launches, explore our People on the Move and New Fund Fuss columns. If you have a fund filing, a mutual fund launch, a product change or a new hire that you would like to announce, please contact the MFWire team at editors@investmentwires.com.