Associate, Regulatory Administration Advisor

Req #: 170037083

Location:Boston,
MA,
US

Job Category:Compliance

Potential Referral Amount: 5000 US Dollar (USD)

The Regulatory Admin. Advisor Assoc. is responsible for the day to day review and production of work and services provided by the Fund Regulatory Services Group & Compliance Group within the Corporate and Investment Bank (“CIB”). The group provides SEC registration statement and corporate governance services to mutual fund clients of all types, including open-end and closed-end funds and exchange-traded products. The Regulatory Administration Advisor will be responsible for the following:

·Review and production of materials for client board meetings, including regular, special and organizational meetings

· Review the work performed by paralegals and other professionals in the group

·Management of corporate governance matters for Boston full service clients

·Ability to advance client relationship issues within the organization

·Draft client board memoranda for issues affecting client

·Assist in client product development initiatives, including drafting of offering documents for new funds

·Serve as resource internally for compliance and related SEC rules and developments

Minimum education required: Bachelor's degree or equivalent in Business Administration, Finance, Economics, Accounting or related field. Employer will accept a combination of degrees in Business Administration, Finance, Economics, Accounting or related field as meeting the Bachelor's degree requirement.

Qualifications and Experience

-Minimum of 5 years of experience as an attorney/senior paralegal in any of the following organizations:

-Law firm (specializing in Mutual Fund, RIC)

-Mutual fund organization (adviser, distributor)

-Fund Administrator (custodian bank/ transfer agent/service provider)

·Experience working with mutual fund boards, including attending board meetings and delivering presentations and covering matters for board consideration

Things to note

Any information you provide is confidential and will only be viewed by our recruiters in an effort to fill open positions. In addition, the information you provide is subject to our privacy policy practices.

Please note that J.P. Morgan will not accept unsolicited approaches or speculative CVs, nor will J.P. Morgan be responsible for any related fees, from Third Party Firms who are not preferred suppliers.

The firm invites all interested and qualified candidates to apply for employment opportunities.

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