05 February 2018 Guidelines and Technical standards MiFID – Investor Protection The European Securities and Markets Authority (ESMA) has issued today the official translations of its Guidelines on MiFID II product governance requirements. National Competent Authorities (NCAs) to which these Guidelines apply must notify ESMA whether they comply or intend to comply […]

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A full video of the webinar can be viewed on ESMA’s YouTube channel or you can download the presentation slides. ESMA staff presented on the topic of LEI requirements under the Markets in Financial Instruments Directive (MiFID II) and the upcoming LEI requirements under other sectoral legislation such as CSDR, SFTR, and Prospectus. Further information on the […]