DTR 1A.2 Modifying rules and consulting the FCA

Modifying or dispensing with rules

The FCA may dispense with, or modify, the transparency rules in such cases and by reference to such circumstances as it considers appropriate (subject to the terms of directives and the Act).

(2)

A dispensation or modification may be either unconditional or subject to specified conditions.

(3)

If an issuer, or other person has applied for, or been granted, a dispensation or modification, it must notify the FCA immediately it becomes aware of any matter which is material to the relevance or appropriateness of the dispensation or modification.