This workshop will enable participants to learn about the requirements of MiFID II regulations, offer regulatory perspective on these, and how to adapt to the impact these can cause. Delegates will be able to enjoy refreshments and networking opportunities halfway through the session

Workshop Moderator: Rajen Madan

Company: Director - AXIS Corporate, Vartma

Why You Should Attend

Market Integrity Compliance and Surveillance in Capital Markets

Market
manipulation is one of the
financial industry’s most pressing concerns at the moment, and one only has to
look at the high profile rogue trading incidents of the past couple of years or
the Libor scandal to see what disregarding proper monitoring and surveillance
can do to your business.The massive
fines and reputational damage associated with these incidents is potentially
crippling for institutions and Therefore the industry has a vested interest in
maintaining market integrity and minimising the risk of market abuse in a
trading environment which is growing more complex by the day.

This marcusevansconference
will bring together industry leading professionals in compliance, monitoring
and surveillance, and regulators to identify the most
effective methods to minimise the risk of market abuse.In depth case studies will offer practical
solutions to monitoring opaque products and trades, a demonstration of
effective surveillance to catch insider trading, and how to increase
transparency across your business.With
regulators also on hand to present their perspective, this is the ultimate
opportunity to ensure that your business is fully prepared to manage market
integrity in a turbulent time.