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1 To: New Carrier: Shipper s West Logistics is an extension of our exclusive partnership with Navajo Express. We work together to find the solution a customer may need for any particular project. To qualify as a carrier provider please complete and return this information form to us via with a follow up call to our office. Be sure to include your insurance, authority, W-9. Contact your insurance agent to provide us with a certificate of insurance assigned to Navajo Express with the address of 1400 W. 64th Ave Denver, CO

2 SWST VP Sales & Logistics Cody Sartor Phone: Fax: or SWST Logistics Planner: Jeff Osbourne or NAVAJO EXPRESS INC W 64 th Ave Denver, CO TO: New Carrier PLEASE COMPLETE OUR CONTRACT/CARRIER PROFILE AND RETURN TO ME AT THE ABOVE FAX NUMBER. BE SURE TO INCLUDE YOUR INSURANCE, AUTHORITY, W 9, AND FMCSA SAFETY Action plan for sub intervention threshold scores. REMIT TO ADDRESS: PLEASE BE SURE THAT YOUR REMIT TO ADDRESS IS CORRECT ON YOUR W 9, OR IF YOU USE A FACTORING COMPANY, BE SURE TO INCLUDE THEIR ADDRESS. PLEASE CONTACT YOUR INSURANCE AGENT TO PROVIDE US WITH A CERTIFICATE OF INSURANCE ASSIGNED TO NAVAJO EXPRESS INCL. AT THE ABOVE ADDRESS. Thank you and have a very pleasant day! Regards, Cody Sartor

4 Form W-9 (Rev. December 2011) Department of the Treasury Internal Revenue Service Name (as shown on your income tax return) Request for Taxpayer Identification Number and Certification Give Form to the requester. Do not send to the IRS. Print or type See Specific Instructions on page 2. Business name/disregarded entity name, if different from above Check appropriate box for federal tax classification: Individual/sole proprietor C Corporation S Corporation Partnership Trust/estate Exempt payee Limited liability company. Enter the tax classification (C=C corporation, S=S corporation, P=partnership) Other (see instructions) Address (number, street, and apt. or suite no.) Requester s name and address (optional) City, state, and ZIP code List account number(s) here (optional) Part I Taxpayer Identification Number (TIN) Enter your TIN in the appropriate box. The TIN provided must match the name given on the Name line to avoid backup withholding. For individuals, this is your social security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the Part I instructions on page 3. For other entities, it is your employer identification number (EIN). If you do not have a number, see How to get a TIN on page 3. Note. If the account is in more than one name, see the chart on page 4 for guidelines on whose number to enter. Social security number Employer identification number Part II Certification Under penalties of perjury, I certify that: 1. The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me), and 2. I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding, and 3. I am a U.S. citizen or other U.S. person (defined below). Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not required to sign the certification, but you must provide your correct TIN. See the instructions on page 4. Sign Here Signature of U.S. person General Instructions Section references are to the Internal Revenue Code unless otherwise noted. Purpose of Form A person who is required to file an information return with the IRS must obtain your correct taxpayer identification number (TIN) to report, for example, income paid to you, real estate transactions, mortgage interest you paid, acquisition or abandonment of secured property, cancellation of debt, or contributions you made to an IRA. Use Form W-9 only if you are a U.S. person (including a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when applicable, to: 1. Certify that the TIN you are giving is correct (or you are waiting for a number to be issued), 2. Certify that you are not subject to backup withholding, or 3. Claim exemption from backup withholding if you are a U.S. exempt payee. If applicable, you are also certifying that as a U.S. person, your allocable share of any partnership income from a U.S. trade or business is not subject to the withholding tax on foreign partners share of effectively connected income. Date Note. If a requester gives you a form other than Form W-9 to request your TIN, you must use the requester s form if it is substantially similar to this Form W-9. Definition of a U.S. person. For federal tax purposes, you are considered a U.S. person if you are: An individual who is a U.S. citizen or U.S. resident alien, A partnership, corporation, company, or association created or organized in the United States or under the laws of the United States, An estate (other than a foreign estate), or A domestic trust (as defined in Regulations section ). Special rules for partnerships. Partnerships that conduct a trade or business in the United States are generally required to pay a withholding tax on any foreign partners share of income from such business. Further, in certain cases where a Form W-9 has not been received, a partnership is required to presume that a partner is a foreign person, and pay the withholding tax. Therefore, if you are a U.S. person that is a partner in a partnership conducting a trade or business in the United States, provide Form W-9 to the partnership to establish your U.S. status and avoid withholding on your share of partnership income. Cat. No X Form W-9 (Rev )

5 TRANSPORTATION BROKERAGE CONTRACT THIS AGREEMENT is made and entered into on by and between Navajo Express Inc. And ( BROKER ) ( CARRIER ) I. Recitals A. BROKER is a licensed transportation broker that controls the transportation of freight under its contractual arrangements with various consignors and consignees (the Customer ) B. BROKER has distinct transportation needs and desires to engage the services of CARRIER within the limits of its various operating author8ities for transportation of Customer s freight pursuant to the terms and provision of this Agreement. C. CARRIER is authorized to operate in the inter provincial, interstate and/or intrastate commerce and is qualified, competent and available to provide for the transportation services required by BROKER. II. Agreement 1. TERM The Term of this Agreement shall be for one (1) year and shall automatically renew for successive one (1) year periods; provided, however, that this Agreement many be terminated at any time by giving thirty (30) days prior written notice. 2. CARRIER S OPERATING AUTHORITY AND COMPLICANCE WITH LAW CARRIER represents and warrants that it is duly and legally qualified to provide, as a contract vendor, the transportation services contemplated herein. CARRIER further represents and warrants that it does not have a conditional or unsatisfactory safety rating 9issues from the U.S. Department of Transportation, and further agrees to comply with all federal, state and local laws regarding the provision of the transportation services contemplated under this Agreement. In the event that CARRIER is requested by BROKER to transport any shipment required by the U>S. Department of Transportation to be placarded as a hazardous material, the parties agree that the additional provision included in Appendix A shall apply for4 each such shipment. 3. PERFORMANCE OF SERVICES CARRIER s services under this Agreement are specifically designed to meet the distinct needs of BROKER under the specified rules and conditions set forth herein. CARRIER shall transport all shipment provided under this Agreement without delay and all occurrences which would be probable or certain to the cause delay shall be immediately communicated to the BROKER by CARRIER. This Agreement does not gran CARRIER an exclusive right to perform the transportation related services for BROKER or its Customer. 4. RECEIPTS AND BILLS OF LADING Each shipment hereunder shall be evidenced by a Uniform (Standard) Bill of Lading naming CARRIER as the transporting carrier. Upon delivery of each shipment made hereunder, CARRIER shall obtain a receipt showing the kind and quantity of product delivered to the consignee of such shipment at the destination specified by BROKER or the Customer, and CARRIER shall cause such receipts to be signed by the consignee. Any terms, conditions and provisions of the bill of lading, manifest or other form of receipt or contract shall be subject and subordinate to the terms, conditions and provisions of this Agreement. CARRIER shall notify BROKER immediately of any exception made on the bill of lading or delivery receipt. Initial No Changes Carrier Navajo

6 5. CARRIER S OPERATIONS CARRIER shall, at is sole cost and expense; (a) furnish all equipment necessary or required for the performance of its obligations hereunder (the Equipment ); (b) pay all expenses related, in any way, with the use and operation of the Equipment; (c) maintain the Equipment in good repair, mechanical condition and appearance; and (d) utilize only competent, able and legally licensed personnel. CARRIER shall have full control of such personnel; shall perform the services hereunder as an independent contractor; and shall assume complete responsibility for all state and federal taxes, assessments, insurance (including, but not limited to, workers compensation, unemployment compensation, disability, pension and social security insurance) and any other financial obligations arising out of the transportation performed hereunder. 6. INDEMNITY CARRIER shall defend, indemnify, and hold BROKER harmless form and against all loss, liability, damage, claim, fine, cost or expense, including reasonable attorney s fees arising out of or in any way related to the performance or breach of this Agreement by CARRIER, its employees or independent contractors working for CARRIER (collectively, the Claims ), including, but not limited to, Claims for or related to personal injury (including death), property damage and CARRIER s possession, use, maintenance, custody or operation of the Equipment; provided, however, that CARRIER s indemnification and hold harmless obligations under this paragraph will not apply to any portion of such claim attributable to the tortious conduct of BROKER. 7. INSURANCE CARRIER shall procure and maintain, at its sole cost and expense, the following insurance coverage s: a. Public liability and property damage insurance with a reputation and financially responsible insurance company insuring CARRIER in an amount not less than $1,000, (U.S. Dollars) per occurrence. Such Insurance policy shall name CARRIER and BROKER as insured with respect to any and all liabilities for personal injury (including death) and property damage arising out of the ownership maintenance, use of operation, including loading and unloading, of the equipment operated by CARRIER under this Agreement. b. All Risk Broad Form Motor Truck Cargo Legal Liability insurance in an amount not less than $100, (U.S. Dollars) per occurrence. Such insurance policy shall name CARRIER and BROKER as insured and provide coverage to BROKER, the Customer or the owner and/or consignee for any loss, damage or delay related to any property coming into the possession of CARRIER under this Agreement. The coverage provided under the policy shall have no exclusions or restrictions of any type that would foreseeably preclude coverage relating to cargo claims. c. CARRIER shall furnish to BROKER written certificates obtained from the insurance CARRIER showing that such insurance has been procured, is being properly maintained, the expiration date, and specifying that written notice of cancellation or modification of the policies shall be given to BROKER at least thirty (30) days prior to such cancellation or modification. Upon request, CARRIER shall provide BROKER with copies of the applicable insurance policies. 8. FREIGHT LOSS DAMAGE CARRIER shall have the sole and exclusive care, custody and control of the Customer s property from the time is is delivered to CARRIER for transportation until delivery to the consignee accompanied by the appropriate receipts as specified in Paragraph 4. CARRIER assumes the liability of a common carrier (i.e. Carmack Amendment Liability) for loss, damage to or destruction of any and all of Customer s goods or property while under CARRIER s care, custody or control. CARRIER shall pay to BROKER, or allow BROKER to deduct from the amount BROKER owes CARRIER, Customer s full actual loss for the kind and quantity of commodities so lost, damaged or destroyed, CARRIER shall be liable to broker for all economic loss, including consequential damages, that are incurred by BROKER or the Customer for any freight loss, damage. Payments by CARRIER to BROKER or its customer, pursuant to the provisions of this section, shall be made within thirty (30) days following receipt by CARRIER of BROKER s or Customer s invoice and supporting documentation for the claim. 9. WAIVIER OF CARRIER S LIEN CARRIER shall not withhold any goods of the Customer on account of any dispute as to rates or any alleged failure of BROKER to pay charges incurred under this Agreement. CARRIER is relying upon the general credit of BROKER and hereby waives and releases all liens which CARRIER might otherwise have to any goods of BORKER or its Customer in the possession or control of CARRIER. Initial No Changes Carrier Navajo

7 10. PAYMENTS CARRIER will charge and BROKER will pay for transportation services performed under this Agreement the rates and charges as shown on separate Rate Confirmation Sheets to be signed and agreed to by CARRIER and BROKER before each shipment made under this Agreement. CARRIER represents and warrants that there are no other applicable rates or charges except those established in the Agreement or in any Rate Confirmation Sheet signed by BORKER. Payment by BROKER will be made within thirty (30) days of receipt by BROKER of CARRIER s freight bill, bill of lading, clear delivery receipt, and any other necessary billing documents enabling BROKER TO ascertain that service has been provide at the agreed upon contract rate. CARRIER agrees that BROKER has the exclusive right to handle all billing of freight charges to the Customer for the transportation services provide herein, and, as such, CARRIER agrees to refrain from all collection efforts against the shipper, receiver, consignor, consignee or the Customer. CARRIER further agree that BROKER has the discretionary right to offset any payment sowed to CARRIER hereunder for liability incurred by CARRIER pursuant to Section 8 of this Agreement. 11. CONFIDENTIALTY AND NON SOLICITATION Neither party may disclose the terms of this Agreement to a third party without the written consent of the other party except (1) as required by law or regulation; (2) disclosure is made to its parent, subsidiary or affiliate company; or (3) to facilitate rating or auditing of transportation charges by an authorized agent and such agent agrees to keep the terms of the Agreement confidential. CARRIER will not solicit traffic from any shipper, consignor, consignee or customer of BROKER where (1) the availability of such traffic first became known to CARRIER as a result of BROKER s efforts, or (2) the traffic of the shipper, consignor, consignee or Customer of BROKER was first tendered to CARRIER by BROKER. If CARRIER breaches this Agreement and directly or indirectly solicits traffic from customers of BROKER and obtains traffic from such customer during the term of this Agreement or for twelve (12) months thereafter, CARRIER shall be obligated to pay BROKER, for period of fifteen (15) months thereafter, commission in the amount of thirty five percent (35%) of the transportation revenue resulting from traffic transported for the Customer, and CARRIER shall provide BROKER with all documentation requested by BROKER to verify such transportation revenue. 12. SUB CONTRACT PROHIBITION CARRIER specifically agrees that all freight tendered to it by BROKER shall be transported on equipment operated only under the authority of CARRIER, and that CARRIER shall not in any manner sub contract, broker, or in other form arrange for the freight to be transported by a third party without the prior written consent of BROKER. 13. ASSIGNMENT / MODIFICATION / BENEFIT OF AGREEMENT This Agreement may not be assigned or transferred in whole or in part, and supersedes all other agreements and all tariffs, rates, classifications and schedules published, filed or otherwise maintained by CARRIER. This agreement shall be binding upon and inure to the benefit of the parties hereto. 14. SEVERABILITY In the event that the operation of any portion of this Agreement results in a violation of any low, the parties agree that such portion shall be severable and the remaining provision of this Agreement shall continue in full force and effect. 15. WAIVER CARRIER and Shipper expressly waive any and all rights and remedies allowed under 49 U.S.C. & to the extent that such rights and remedies conflict with the Agreement. Failure of BROKER to insist upon CARRIER s performance under this Agreement or to exercise my rights or privileges shall not be a waiver of any BROKER s rights or privilege herein. 16. DISPUTE RESOLUTION This Agreement shall be deemed to have been drawn in accordance with the statutes and laws of the State of Colorado and in the event of any disagreement or dispute, the laws of this state shall apply and suit must be brought in Adams County in the State of Colorado. Initial No Changes Carrier Navajo

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