TREATMENT PLAN REQUIREMENTS
TREATMENT PLAN COMPONENTS
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Individualized Treatment Plan:
All clients receiving services at a Behavioral Health Clinic must have a treatment
plan. An individualized treatment plan is a written document that is developed in
cooperation with the recipient and other members of any interdisciplinary team and
is in compliance with all program rules, regulations, and statutes.
All Behavioral Health Clinic services to be delivered must be specified in an
individualized treatment plan that describes the recipient's diagnosis, symptoms,
and plans for intervention and treatment, and is included in the recipient's clinical
medical record. The individualized treatment plan must include:
Must include:
– Comprehensive diagnosis
– List of members of interdisciplinary or interagency team when required
– Problem statement
– Measurable goals/objectives directly related to identified problems in
assessment
– Documentation that the recipient, recipient’s parents, guardian or other legal
representative actively participates, approves and signs plan
– Specific services, interventions or activities, provided by clinician
– Frequency, duration and target date of treatment
TREATMENT PLAN COMPONENTS (cont.)
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Frequency is how often you will deliver services i.e. 1X per week
Duration is the extent of each service provided i.e. 1 hour per session
Target date for completion (should be completed or reviewed within the required
client status review process (90-135 days)).
– The target date for completion assists in determining the need for a Service
Authorization.
– Overseen by a qualified staff
Description of Problems, Goals, Objectives and Interventions
Problem: An undesirable psychological state or ineffective or harmful behavioral
pattern that is expressed in specific terms in a manner that is individualized and
tailored to a unique consumer.
Goals: Goals are based on identified problems and are what client wants to
achieve. Clearly stated generally statements that the consumer has identified that
describe a desired outcome.
Objectives: Objectives are what the client will do to achieve their goals.
Measurable, observable behaviors, which have been identified as steps toward
training the goal.
Interventions: Activities done by a behavioral health specialist (mental health
professional clinician, clinical associate, substance abuse counselor, etc.) aimed at
meeting an identified goal/objective.
TREATMENT PLAN REGULATION REQUIREMENTS
7 AAC 135.120. Behavioral health treatment plan. (a) The department will pay a
community behavioral health services provider or a mental health physician clinic
for services provided to a recipient only if
(1) those services are provided under an individualized behavioral health
treatment plan that meets the requirements of 7 AAC 135.130;
(2) the plan is based on a professional behavioral health assessment under 7 AAC
135.110;
(3) the plan is signed and supervised by the directing clinician;
(4) if the recipient is 18 years of age or older, the plan is
(A) developed with the recipient or the recipient's representative; and
(B) signed by the recipient or the recipient's representative;
(5) if the recipient is under 18 years of age, the plan is
(A) based upon the input of a treatment team that meets the requirements
of (c) of this section; and
(B) signed by the recipient or the recipient's representative; and
(6) the plan remains current based upon the periodic client status review
conducted under 7 AAC 135.100(c).
TREATMENT PLAN REGULATION REQUIREMENTS (cont.)
7 AAC 135.120. Behavioral health treatment plan.(b) By signing a behavioral
health treatment plan, a directing clinician attests that in the directing clinician's
professional judgment the services called for in the behavioral health treatment
plan are
(1) appropriate to the recipient's needs;
(2) delivered at an adequate skill level; and
(3) achieving the treatment goals.
(c) A behavioral health treatment team for a recipient under 18 years of age
(1) must include
(A) the recipient;
(B) the recipient's family members, including parents, guardians, and
others similarly involved in providing general oversight of the
recipient;
(C) a staff member of the office in the department responsible for
children's services, if the recipient is in the state's protective custody
or supervision;
(D) a staff member of the division in the department responsible for
juvenile justice, if the recipient is in that agency's custody or care;
(E) the directing clinician; and
(F) the case manager, if the recipient is a child experiencing a severe
emotional disturbance; and
TREATMENT PLAN REGULATION REQUIREMENTS (cont.)
7 AAC 135.120. Behavioral health treatment plan. c) A behavioral health
treatment team for a recipient under 18 years of age
(1) must include
(A) the recipient;
(B) the recipient's family members, including parents, guardians, and others
similarly involved in providing general oversight of the recipient;
(C) a staff member of the office in the department responsible for children's
services, if the recipient is in the state's protective custody or supervision;
(D) a staff member of the division in the department responsible for juvenile
justice, if the recipient is in that agency's custody or care;
(E) the directing clinician; and
(F) the case manager, if the recipient is a child experiencing a severe
emotional disturbance; and
TREATMENT PLAN REGULATION REQUIREMENTS (cont.)
7 AAC 135.120. Behavioral health treatment plan.
(2) may include
(A) if the recipient currently resides within an alternative living
arrangement, including foster care, residential child care, or an institution,
a representative of that facility;
(B) if the recipient is currently unable to succeed in a school, a
representative from the recipient's public, private, or home educational
system, including a teacher, special education consultant, speech
therapist, or other representative involved in the recipient's education.
(d) All members of the behavioral health treatment team shall attend meetings of
the team in person or by telephone and be involved in team decisions unless
the clinical record documents that
(1) the other team members determine that participation by the recipient or
other individual involved with the care of the recipient is detrimental to the
recipient's well-being;
(2) family members, school district employees, or government agency
employees refuse to or are unable to participate after the provider's
responsible efforts to encourage participation; or
TREATMENT PLAN REGULATION REQUIREMENTS (cont.)
7 AAC 135.120. Behavioral health treatment plan.
(3) weather, illness, or other circumstances beyond the member's control
prohibits that member from participating.
(e) If a provision of this chapter requires the approval, concurrence, or
recommendation of the treatment team, the treatment team may issue that
approval, concurrence, or recommendation only upon the concurrence of
(1) the directing clinician; and
(2) the recipient or the recipient's representative.
TREATMENT PLAN REGULATION REQUIREMENTS (cont.)
To be eligible for payment a treatment plan must ALSO include:
7 AAC 135.130. Clinical record. (a)
(7) a behavioral health treatment plan that meets the requirements of 7 AAC
135.120 and includes
(A) the recipient's identifying information;
(B) the date implementation of the behavioral health treatment plan will begin;
(C) treatment goals that are directly related to the findings of a
professional behavioral health assessment provided under 7 AAC
135.110;
(D) the services and interventions that will be employed to address the written
goals;
(E) the name, signature, and credentials of the directing clinician; and
(F) the signature of the recipient or the recipient's representative;
CLIENT STATUS REVIEW (CSR)
PROCESS REQUIREMENTS
Client Status Review (CSR) Process
The Client Status Review (CSR) form is required and must be completed
concurrent with initial assessment, every 90-135 days while client status is
active, and at discharge. If the CSR is not current any service delivered during
the time that is out of compliance is considered to be not Medically Necessary
and therefore is not a billable service.
AKAIMS provides instructions for the treatment review in the AKAIMS User
Manual https://akaims-support.dhss.alaska.gov/training.htm These
instructions include:
•Review process of Client Status Review (CSR) 7 AAC 135.100.
•ASAM for substance abuse clients
REVIEW PROCESS
• The treatment review process evaluates and documents progress toward
each goal area from the treatment plan
• Determines whether there are new behavioral health problems during review
period
• Includes recommended changes to the treatment plan
• Review process is supervised by the directing clinician (qualified staff
includes a mental health professional clinician at a minimum for clients with a
mental health diagnosis or a qualified substance use counselor for
substance using clients.)
CLIENT STATUS REVIEW (CSR) REGULATION REQUIREMENTS
AAC 135.100. Behavioral health screening; client status review 7 AAC 135.100.
(a) The department will pay a community behavioral health services provider for
conducting a behavioral health screening using the Alaska Screening Tool, adopted
by reference under 7 AAC 160.900, provided by the department. A community
behavioral services health provider must complete a behavioral health screening for
each new or returning recipient of behavioral health services before a professional
behavioral health assessment is conducted for that recipient under 7 AAC 135.110.
(b) The department will pay a community behavioral health services provider for
completing, in accordance with (c) of this section, a client status review with the
recipient present, if the client status review is completed and used as relevant
clinical information concurrent with
(1) an initial professional behavioral health assessment under 7 AAC 135.110 for a
new or returning recipient;
(2) a client status review under (c)(6) of this section;
(3) a client status review under 7 AAC 135.120(a) (6); or
(4) at discharge from treatment.
CLIENT STATUS REVIEW (CSR) REGULATION REQUIREMENTS (cont.)
•AAC 135.100. Behavioral health screening; client status review 7 AAC 135.100.
(c) A client status review completed with the recipient present must be
(1) administered using the department's Client Status Review form, adopted by
reference under 7 AAC 160.900, or administered using the electronic version of that
form, by means of the Alaska Automated Information Management System;
(2) used to assist in determining a recipient's functioning in the life areas identified
on the form;
(3) used by the directing clinician to assist in measuring the outcomes of behavioral
health treatment provided;
(4) used by the directing clinician in making treatment decisions;
(5) used by the directing clinician to revise the recipient's behavioral health treatment
plan; and
(6) administered and reviewed every 90 to 135 days
(A) while the recipient is in treatment; or
(B) from the date the behavioral health treatment plan was last reviewed.
CLIENT STATUS REVIEW (CSR) REGULATION REQUIREMENTS (cont.)
AAC 135.100. Behavioral health screening; client status review 7 AAC 135.100.
(d) Each time a client status review is completed, the community behavioral health
services provider shall
(1) include a copy of the client status review in the recipient's clinical record; and
(2) report the client status review data to the department.
(e) In this section, "in treatment" means the recipient is receiving or is ready to begin
receiving services from a community behavioral health services provider who is
providing or ready to begin providing the services identified in a behavioral health
treatment plan approved by the recipient and directing clinician.
AAC 135.130. Clinical Record
(d) The clinical record must reflect all changes made to a recipient's behavioral
health treatment plan and professional behavioral health assessment.