This course will introduce the learner to the FFIEC’s Business Continuity Planning Booklet. This course will also define business impact analysis, risk assessment, and more. After completing this program, the learner will understand how to:

Conduct business impact analysis as part of a business continuity plan.

This course will discuss the components of the SAFE Act. This course will also analyze the Nationwide Mortgage Licensing System and Registry. After completing this program, the learner will understand how to:

This course describes the provisions of the Volcker Rule, a rule prohibiting proprietary trading by financial entities. The course provides information on the development timeline of the Volcker Rule, the rule’s impact, exemptions, and prohibited and permitted activities and investments. Upon completion of the course, the learner will be able to:

Properly implement the Volcker Rule in his/her financial institution.

Understand the provisions and exemptions of the Volcker Rule.

Adhere to the implementation and development timeline of the Volcker Rule.

This course will provide an overview of the various types of risk that can occur. This course will detail credit, market, operational, strategic, interest rate, liquidity, and reputational risk. After completing this program, the learner will understand how to:

Differentiate between the types of risk that can occur.

Identify, address, and avoid risk by implementing various procedures and preventative measures.

Understand the bank products, services, and individuals which are most likely to pose these risks.

This course will introduce the learner to the USA PATRIOT Act. This course will also detail the Act's impact, including the laws amended by the Act. After completing this course of study, the learner will be able to:

This course will introduce the learner to whistleblowing and the laws, policies and procedures that relate to whistleblowing and retaliation. The course will define terms associated with whistleblowing and will explain how whistleblowers are protected from retaliation. After completing this course, the learner will understand:

The various whistleblower protection laws that have been passed by the government and implemented by the financial institution.

This course will familiarize the learner with instances of workplace violence and how to understand, avoid, and report them. The learner will be given an overview of various types of threats and threatening behaviors. After completing this program, the learner will be able to:

Understand the effects of workplace violence, domestic violence, stalking, and other threatening behavior.

Enforce federal laws and workplace rules in order to prevent workplace violence.

Respond to instances of violence appropriately and aid in the recovery process.