The Process

1

Account Agreement

2

NCPS Review

An NCPS principal will perform a review of your account to ensure that their are no potential red flags that would prevent us from being able to do business with you. This includes a KYC and AML check.

3

Account Opened

NCPS will open your custodial account when the account has been approved by an NCPS principal.

4

Online Access

You will receive an email from NCPS with instructions on how to set up your online access through the North Capital Portal. This access will give you real time view into all of your open accounts at NCPS.

5

Support Team

The North Capital Custody Operations team is available for any questions you may have. They can be contacted at:

custody-ops@northcapital.com

Escrow Services for Platforms and Registered Funding Portals

North Capital Private Securities is a self-clearing broker-dealer approved to provide escrow services for offerings under Reg D, Reg A+, Reg S, and Reg CF offerings. We offer a full technology stack to facilitate the automatic creation and processing of deal escrows. Our team has years of experience in private securities and provides efficient, compliant processes to help guide you through your capital raise from opening escrow, accepting funds, processing returns, disbursing funds, and closing the account.

NCPS will perform a review of the deal and your company to ensure that their are no potential red flags that would prevent us from being able to do business with you.

3

Escrow Agreement

NCPS will send a standard form agreement to you for electronic signature to confirm the terms of the escrow.

4

Account Opened

NCPS will open the escrow account when the escrow agreement has been completed.

5

Online Access

You will receive an email from NCPS with instructions on how to set up your online access through the North Capital Portal. This access will give you real time view into all of your open accounts at NCPS.

Investment Products

For More Information

All investments involve risk, including the risk of loss of principal. You should carefully consider your investment objectives, risks, transaction costs and other expenses before deciding to invest in futures or other investments. North Capital Inc. is a Registered Investment Advisor and Commodities Trading Advisor. North Capital Private Securities Corporation is a registered broker dealer, member FINRA | SIPC.