A close-up look at NYC education policy, politics,and the people who have been, are now, or will be affected by acts of corruption and fraud. ATR CONNECT assists individuals who suddenly find themselves in the ATR ("Absent Teacher Reserve") pool and are the "new" rubber roomers, and re-assigned. The terms "rubber room" and "ATR" mean that you or any person has been targeted for removal from your job. A "Rubber Room" is not a place, but a process.

Wednesday, March 5, 2014

“We just want a fair chance,” said Alejandra Figueroa, a senior at the Secondary School for Journalism, where the loss of a Spanish teacher has jeopardized chances for students to achieve Advanced Regents diplomas

Annette Renaud was riding the C train last weekend when a man approached and asked to take her picture. It was Brandon Stanton, of the popular website Humans of New York, and as usual, he asked what was on her mind. That’s when Ms. Renaud, a parent who is on the School Leadership Team at the Secondary School for Journalism, a high school housed in the John Jay educational campus in Brooklyn’s Park Slope neighborhood, let loose.

She was upset, she said, because students at the school who were trying to qualify for their Advanced Regents diplomas were being undermined by the school’s administration. The advanced diploma requires three years of language study, and the principal at the school had gotten rid of the Spanish teacher at the end of last year and had not replaced her, leaving seniors at the school in the lurch.

“We’ve got a new mayor and a new chancellor,” Ms. Renaud continued. “So we aren’t blaming them. But they need to know how impossible they’ve made it to help our kids. Trying to get something fixed in these schools is like praying to some false God. You call and email hoping that God is listening, and nothing happens.”

Someone was listening. The post immediately went viral, with 150,000 likes on the Humans of New York Facebook page, it was shared more than 16,000 times, and it had strangers from across the city and the country pledging to call the school in protest on behalf of the students. Someone in Michigan started a change.org petition calling on the school to hire a foreign language instructor; another Connecticut petition asked the Department of Education to help the students — it has more than 1,000 supporters. People posted the school’s email address and phone number and some later reported that their emails were bouncing back because of the volume of correspondence.

The school’s former Spanish teacher, Briana Harris, said she was released from her position because of a lack of resources. “I was excessed, not fired,” Ms. Harris explained. Excessing a teacher is a funding issue that places limits on when a new teacher can be hired.

In interviews on Monday and Tuesday, the seniors Alejandra Figueroa, Sammy Familia and Alan Rivera said they set their sights on the distinguished diploma in their sophomore year. It requires six credits of foreign language, which typically translates to three years of instruction, and a passing score on the Regents exam. All three said they took the language test at the end of their junior year and scored in the 90s, well above the required grade. But without another year of instruction, about a dozen students cannot meet the credit requirement.

Many scholarships and colleges also require three years of language.

Officials at the Education Department said that there have been language courses offered through an online program since the start of the year. Students said that they did not receive the online instruction until January, despite their prodding of the school’s principal, Jodi Radwell, since September. The three students say they were offered a class with students of varying Spanish fluency doing the same worksheets and the option of doing a special project. But Ms. Figueroa’s most recent transcript does not show credit for taking any language courses this year.

Another senior, Kenneth Brown, said he did not take the Regents language test in his junior year because he did not feel ready. “I was under the impression I’ll have Spanish 5 and 6 and I’ll be 10 times more prepared as a senior,” he said. But without a teacher this year, he says he is unlikely to pass the exam.

Ms. Radwell did not respond to requests for comment. The school’s secretary said that she was in meetings, and a voice mail message was not returned.

Before Ms. Renaud’s encounter on the train, the students and their supporters held protests in front of the school about the Spanish classes and other issues. Some students are also protesting class availability and scheduling problems, which they worry may jeopardize graduation.

“We continue to work closely with the school community to ensure students have access to the courses they need,” said Marcus Liem, deputy press secretary of the New York City Education Department. Mr. Liem said that officials from the department were planning to meet with the school’s administration about this and other issues even before the posting, but that those meetings have now been moved up.

The Secondary School for Journalism, a high school housed in the John Jay educational campus in Brooklyn’s Park Slope neighborhood, has gained national attention after a Facebook post by a protesting parent went viral.

Do you have trouble getting information from a public agency pursuant to Freedom of Information Law (FOIL)? The case of Lewis v Giuliani may be helpful.

Betsy Combier

APPLICATION OF DAVID L.LEWIS,and DAILY NEWS, L.P.,
Publisher of NEW YORK DAILY NEWS, Petitioners, -against- MAYOR RUDOLPH W.GIULIANI,NEW YORK CITY
DEPARTMENT OF INVESTIGATION, and HOWARD WILSON, Respondents.

In this Article 78 proceeding, petitioners David L. Lewis, a reporter, and his employer Daily News, L.P., the publisher of the New York Daily News, seek a judgment: (1) granting Lewis and the Daily News access and disclosure of certain records of the New York City Department of Investigation ("DOI") and its Commissioner, and (2) enjoining respondents from committing alleged further violations of New York's Freedom of Information Law ("FOIL"), codified in Article 6 of the Public Officers Law ("POL").

Petitioner Lewis is a senior reporter and staff writer for the New York Daily News. For approximately two years, he has been based at the Daily News' City Hall bureau, where his duties include investigative reporting on the activities of the DOI. Section 803(b) of the New York City Charter provides that the Commissioner of DOI "is authorized and empowered to make any study or investigation which in his opinion may be in the best interest of the City, including but not limited to investigations of the affairs, functions, accounts, methods, personnel or efficiency of any agency." The DOI sets forth the results of its investigations in documents known as "closing [*2] memoranda". Such memoranda contain a summary of the investigation and generally conclude either with a finding of wrongdoing or other malfeasance or no such finding.

On January 19, 1995, petitioners sent a FOIL request to DOI seeking the release of copies of all the closing memoranda prepared by the DOI in the calendar year 1994, pursuant to FOIL. According to the petition, the closing memoranda requested covered completed "DOI investigations of City agencies, City employees, City contractors, or employees of City contractors ... and records of disciplinary action taken pertaining to New York City Marshals". (Petition, ¶ 2.) By letters dated January 26 and February 27, 1995, DOI informed petitioners that "[w]e are conducting a search for the records you have requested", and "we are engaged in the process of retrieving the documents you requested." However, by letter dated May 25, 1995, DOI denied petitioners' request in its entirety, claiming that the closing memoranda were exempt from disclosure pursuant to:

(1) Public Officers Law ("POL") § 87(2)(b), on the grounds that disclosure would constitute an unwarranted invasion of personal privacy; (2) POL § 87(2)(e), on the grounds that [*3] the materials were compiled for law enforcement purposes and disclosure would interfere with law enforcement investigations or judicial proceedings, identify a confidential source or disclose confidential information relating to a criminal investigation, or reveal non-routine criminal investigative techniques or procedures; and (3) POL § 87(2)(g), on the grounds that the records are inter-agency or intra-agency materials which are not statistical or factual tabulations or data, instructions to staff that affect the public, final agency policy or determinations, or external audits.

Production of such materials is also denied on the basis of the official information or public interest privilege, which shields from disclosure or inspection information received by public investigating officials except in extraordinary circumstances, such as in a criminal case where a defendant may require disclosure to prove a defense. City of New York v. Bustop Shelters, Inc., 104 Misc2d 702, 428 NYS2d 784, 789-92 (Sup. Ct. New York Co. 1980.)

Hirschorn 5/25/95 Letter, at 1.

Petitioners appealed DOI's decision in a letter to Andrew Melnick, General Counsel of DOI, dated June 19, 1995. By letter dated July [*4] 24, 1995, Melnick denied the appeal in part, and granted it in part, stating:

[W]e have concluded that you are entitled to certain redacted DOI documents consistent with the analysis set forth below.

***

DOI's assertion of FOIL exemptions from disclosure springs directly from the agency's investigative function. Law enforcement agencies like DOI conduct investigations confidentially to encourage witnesses to provide information freely, and to protect the privacy and reputation of subjects while facts are gathered.

***

Generally, the law enforcement process takes place in confidence and in secrecy until charges become public in an appropriate adversary forum. DOI's work is preliminary to any such public action that results from an investigation. When a completed investigation substantiates an allegation, DOI provides a report of its work product to other law enforcement offices for prosecutorial evaluation.

***

The preservation of confidentiality as a matter of policy also supports DOI's mission in law enforcement and corruption prevention over the long term. DOI routinely promises confidentiality to witnesses to secure information. Those promises would be worthless, and future witnesses would [*5] be deterred from cooperating with DOI, if information provided in confidence could routinely become public under FOIL. In addition, the investigation of corruption hazards, and the development of anti-corruption strategies and policy recommendations for other City agencies must be kept confidential: to disseminate them freely would make them useless.

Melnick 7/24/95 Letter, at 1, 2. Melnick further asserted that the law enforcement exemption "applies both to open, ongoing investigations and to information where there are no pending proceedings", contending that disclosure of information in DOI's investigative files would have a "chilling effect ... on future DOI investigations." Id. at 3.

However, Melnick modified DOI's earlier total denial of documents under FOIL'S personal privacy exemption, and stated that closing memoranda, in whole or in part, would be produced as long as their disclosure was not barred, and disclosure with redactions would not be a violation of personal privacy. In construing FOIL'S privacy provisions, Melnick claimed that

DOI may delete all details that identify persons from its documents. ... Moreover, this disclosure exemption allows redaction of information [*6] that would directly identify a • person (e.g., name, address, employment information) and information that would indirectly identify a person (e.g., the description of a situation from which a third-party with knowledge could infer the person's identity).

DOI carefully guards the confidentiality of its witnesses, subjects, and investigations. ... DOI opposes disclosure of its confidential sources or confidential information in its investigative files. ... DOI also refuses to confirm or deny the existence of pending investigations.

Id. at 4-5.

With respect to DOI's assertion of FOIL'S inter-/intra-agency materials exemption, Melnick affirmed the prior complete denial of production of the closing memoranda, stating that "[p]ublic disclosure of the types of inter-agency, pre-decisional materials sought by your request would adversely affect the governmental deliberative process." Id. at 5.

Lastly, Melnick decided that "where applicable, DOI will withhold or redact material on the basis of the official information or public interest privilege", citing BusTop Shelters, supra.

According to petitioner, over the next few months, DOI released 882 closing memoranda, "most of which were heavily redacted [*7] and unusable." Totally redacted were the names of the DOI agents and supervisors involved in investigating the cases, as well as the names of individuals found to have engaged in wrongdoing. "Only a handful of the documents" disclosed the name of the government agency or contractor that had been investigated. "In all but a few instances, it was impossible to identify DOI's conclusion and recommendation." (Petition, ¶ 12). In addition, 77 closing memoranda were withheld entirely.

Over the following year, the parties met in an attempt to resolve their differences. Although DOI agreed to reconsider its original redactions, according to the petition, "with two small exceptions, DOI stood behind its original decision to produce only highly redacted records which were useless to the public's interest in learning about government." Id. ¶ 13.

Since they intend to request these documents on a yearly basis, on January 31, 1996, petitioners asked the Committee on Open Government to issue an advisory opinion with respect to the legal issues presented by their FOIL request. The Committee on Open Government consists of members representative of the Governor's office, several other state department [*8] and local governments and is generally empowered to "give advisory guidelines, opinions or other appropriate information" regarding FOIL and to issue rules and regulations and otherwise aid local governments in implementing FOIL. (POL § 89). In its letter to the Committee, petitioners stated that when they had met with DOI,

we agreed not to challenge DOI's redaction of the names and identifying details in memoranda relating to cases in which the DOI found there was no wrong-doing. Further, we did not challenge the deletion of the names and identifying details of third-party witnesses, including those who gave testimony during the investigations. We did challenge all other redactions, taking the position that the memoranda are final determinations of a government agency to which we are entitled under FOIL. We also specifically challenged DOI's wholesale deletion of the' names, titles, and employment addresses of those DOI officials who took part in the investigation.

Burton 1/31/96 letter to the Committee on Open Government, at 1-2.

On March 14, 1996, DOI submitted a letter supporting its position on the matter to the Committee, and on April 2, 1996, the Committee issued its opinion. At [*9] a final meeting between the parties following the issuance of the Committee's advisory opinion, petitioners further limited their request to include only the information which the Committee had advised should be produced. By letter dated September 10, 1996, DOI informed petitioners of its "final response" to their FOIL request, asserting that the 882 closing memoranda which it had produced

disclose DOI's work in its cases — the nature of the allegation, investigative steps taken (excepting methods held confidential), and the result of the investigation. The core of DOI's work, how DOI does its work, and the result of DOI's work, can be explained and evaluated from the documents we have released.

Mark 9/10/96 Letter, at 1.

This special proceeding ensued.

As an initial matter, respondents allege that "Petitioner Daily News, L.P., lacks standing to bring this proceeding. The FOIL request challenged herein was made by petitioner David L. Lewis in his own name." (Answer, at 20.)

Respondents' assertion is without merit. "Standing requires that a party demonstrate, at the outset of any suit, a stake in its resolution." Matter of Green Chimneys Children's Servs. v Perales, 192 AD2d 850, 851, 596 N.Y.S.2d 531. Lewis' [*10] January 19, 1995 request was written on Daily News letterhead, and his signature was followed by:

Thus, respondents knew from the beginning that Lewis was acting in his capacity as a staff writer for the newspaper, and not simply as an individual, "in his own name." Moreover, any doubt which respondents may have harbored should have been dispelled by the fact that petitioners have been represented from the outset by Eve B. Burton, Esq., vice president/assistant general counsel for Daily News, L.P.

As to the merits of this application, it must be noted at the outset that this is not the usual FOIL application. Ordinarily focus is directed at some specific document or case and a FOIL determination can be made on an ad hoc basis relative to the particular circumstances in each case. In the instant case, some 800 separate 1994 memoranda are sought representing respondent DOI's concluded Work for that year and petitioners candidly concede that their request for similar access will be a yearly continuing one. Such a large volume of cases and relevant documents will no doubt implicate various if not all aspects [*11] of FOIL. Therefore in addressing the issues raised by the parties, the court will endeavor to resolve same through a broader analysis of the rights of the respective parties herein under FOIL.

I. THE FREEDOM OF INFORMATION LAW

The Court of Appeals has held that

[FOIL] proceeds under the premise that the public is vested with an inherent right to know and that official secrecy is anathematic to our form of government. Thus, the statute affords the public the means to attain information concerning the day-to-day operations of State government. By permitting access to official information long shielded from public view, the act permits the electorate to have sufficient information in order to make intelligent, informed choices with respect to both the direction and scope of governmental activities (see Public Officers Law, § 84). Moreover, judicious use of the provisions of the law can be a remarkably effective device in exposing waste, negligence and abuses on the part of government; in short, "to hold the governors accountable to the governed" (NLRB v Robbins Tire & Rubber Co., 437 U.S. 214, 242, 98 S. Ct. 2311, 57 L. Ed. 2d 159).

To implement this purpose, FOIL provides that [*12] all records of a public agency are presumptively open to public inspection and copying unless otherwise specifically exempted [citations omitted]. ... Exemptions are to be narrowly construed to provide maximum access, and the agency seeking to prevent disclosure carries the burden of demonstrating that the requested material falls squarely within a FOIL exemption by articulating a particularized and specific justification for denying access [citations omitted].

In matters involving FOIL, "the balance is presumptively struck in favor of disclosure" (Matter of Fink v Lefkowitz, supra, at 571), and "all records" are to be made available for public inspection and copying (POL § 87[2], [emphasis added] ) except "in eight specific, narrowly constructed instances where the governmental agency convincingly demonstrates its need" to withhold the requested material. Matter of Fink v Lefkowitz, supra, at 571. The agency's asserted justification for denying access must be supported by some "factual basis" (Church of Scientology of New York v State of New York, 46 NY2d 906, 908, 387 N.E.2d 1216, 414 N.Y.S.2d 900) upon which a court may determine whether [*13] the agency's action was proper.

In this matter, DOI has identified the exemption or exemptions claimed for each redaction on the "finally reviewed" copies of nine closing memoranda which the parties have designated as representative of the documents which DOI produced, attached as Exhibit P of the answer. However, no information whatsoever has been disclosed to this Court with respect to the 77 entire closing memoranda which DOI withheld.

To a large extent DOI has based its right to either redact or refuse disclosure on the fact that as a claimed law enforcement agency it is entitled to an exemption from FOIL disclosure under POL 87 (2) (e)

A. THE LAW ENFORCEMENT EXEMPTION, POL § 87(2)(e)

The subsections of POL § 87(2)(e) on which respondents rely provide:

2. Each agency shall, in accordance with its published rules, make available for public inspection and copying all records, except that such agency may deny access to records or portions thereof that:

***

(e) are compiled for law enforcement purposes and which, if disclosed, would: i. interfere with law enforcement investigations or judicial proceedings;

None of DOI's notations on the nine representative closing memoranda indicate which subsection or subsections of POL § 87(2)(e) are being invoked to justify redaction. It is clear that material may be properly redacted under one or more subsections under the law enforcement exemption but not under another.

Any determination as to the breadth and scope of the law enforcement exemption, or for that matter, any other FOIL exemption must begin with an analysis of the statutory language creating such exemption.

"It is fundamental that in interpreting a statute, a court should look first to the particular words in question, being guided by the accepted rule that statutory language is generally given its natural and most obvious meaning [citations omitted]." Matter of Capital Newspapers, Div. of the Hearst Corp. v Whalen, 69 NY2d 246, 251, 505 N.E.2d 932, 513 N.Y.S.2d 367.

With respect to POL § 87(2)(e)(iii) and (iv), its natural and most obvious meaning reveals that the authorization for an agency's withholding of information which would "identify a confidential source or disclose confidential [*15] information" applies only to "a criminal investigation", and that only "criminal investigative techniques or procedures, except routine techniques and procedures" lie outside the requirement of disclosure. Thus, closing memoranda for DOI's non-criminal investigations are not subject to these exemptions, and any material within closing memoranda for non-criminal investigations which DOI redacted pursuant to these provisions must be disclosed unless respondents can "convincingly demonstrate" that the material must remain undisclosed under some other exemption. (Matter of Fink v Lefkowitz, 47 NY2d at 571, supra)

With respect to § 87(2)(e)(i), its "natural and most obvious meaning" demonstrates that an agency invoking the exemption must establish two things: (1) law enforcement investigation or judicial proceedings (2) with which the disclosure of material would interfere. The absence of either factor bars the applicability of the exemption.

While respondents have frequently invoked § 87(2)(e) to justify their redactions and failure to disclose material, they have not identified any closing memorandum as relating to either an investigation which is closed or an investigation which is ongoing [*16] at DOI or another agency or office. In fact, DOI "refuses to confirm or deny the existence of pending investigations." Melnick 7/24/95 Letter, at 5. However, without some factual demonstration that a law enforcement investigation or judicial proceeding in a particular matter continues, the claim for exemption under POL § 87(2)(e)(i) is meaningless, and could well be used as a cloaking device for material which does not fall within any other exemption, but which an agency may wrongfully prefer to keep undisclosed. Thus, if DOI invokes this exemption, it must confirm or deny the existence of pending law enforcement investigations and/or judicial proceedings.

The Court recognizes that under certain circumstances, even if an investigation closed by DOI has not yet become active at another agency or office, it may be both prudent and permissible for respondents to withhold material from the public under the law enforcement exemption. For example in New York News v Office of the Special State Prosecutor of the State of New York, 153 AD2d 512, 544 N.Y.S.2d 151, the court found nondisclosure appropriate. That case involved an investigation into a leak of information presented to a Grand Jury and whether there [*17] had been a violation of the Penal Law. The investigation resulted in a report that the evidence was not legally sufficient to bring a Grand Jury proceeding. However, the five-year Statute of Limitations had not run, and there was a possibility that the investigation might be reopened. Similarly, in Glantz v Lupkin, 100 Misc 2d 453, 419 N.Y.S.2d 34, the Court found that disclosure of a report of the Organized Crime Control Bureau would reveal "confidential information relating to a criminal investigation" [§ 87(2)(e)(iii)], and would reveal

numerous criminal activities of alleged organized crime figures, much of it admittedly hearsay but, nevertheless, useful in the work of the police department. The court must assume that police investigation of organized crime is one of a continuous nature and disclosure of this document would critically impede the same and could possibly result in harm to innocent individuals.

Id. at 455. After balancing the petitioner's rights with the legitimate needs of the respondent, the Court considered the report exempt under POL § 87(2)(e).

However, in this matter, respondents have made no factual showing that such circumstances warranting non-disclosure exist. In order to invoke [*18] the law enforcement exemption for cases in which no other law enforcement investigation or judicial proceeding is yet pending, respondents must make such a factual showing, or no exemption is warranted.

In addition to § 87(2)(e), respondents rely on the Fourth Department's decision in Hawkins v Kurlander, 98 AD2d 14, 469 N.Y.S.2d 820, which, in referencing federal Freedom of Information Act cases, found that "the law enforcement investigation exemption 'is not rendered unavailable by the termination of the active investigation relating to these documents'" and that "'[i]f an agency's investigatory files were obtainable without limitation after the investigation was concluded, future law enforcement efforts by the agency could be seriously hindered.'"Id. at 16-17. The Hawkins court precluded disclosure of the transcripts of interviews of witnesses "because of the chilling effect it would have on future investigations by the District Attorney", and opined that "[f]or a court to hold that a promise of confidentiality can be breached merely because the investigation did not lead to criminal charges would raise a red flag for future witnesses who might well decline to reveal confidences to the District Attorney [*19] because of the risk of public disclosure." Id. at 17.

Hawkins, however, may not be invoked in support of an all-enveloping exception to an agency's duty of disclosure.

[B]lanket exemptions for particular types of documents are inimical to FOIL'S policy of open government (accord, Matter of Capital Newspapers Div. v Burns, 67 NY2d 562, 569, 496 N.E.2d 665, 505 N.Y.S.2d 576). Instead, to invoke one of the exemptions of section 87(2), the agency must articulate "particularized and specific justification" for not disclosing requested documents (Matter of Fink, supra, 47 NY2d, at 571).

Matter of Gould v New York City Police Dept., 89 N.Y.2d 267, 675 N.E.2d 808, 653 N.Y.S.2d 54, 1996 WL 681055, at 2 (Court of Appeals, 1996). As an initial matter, Hawkins involved an investigation by the District Attorney of Monroe County into two deaths and a near death of persons undergoing surgery at Genesee Hospital because "the nitrous oxide and oxygen hoses used for the administration of anesthesia had been switched." Id. at 15. Hospital personnel sought the District Attorney's intervention because they believed "that the hoses could not have been switched accidentally". Id. Thus, Hawkins involved a homicide/attempted homicide criminal investigation, which resulted in "insufficient [*20] evidence for presentment to a Grand Jury and no criminal charges [being] filed." Id.

In contrast to the situation in Hawkins, in this matter the Committee on Open Government's advisory opinion noted that

[w]hile it may be true that DOI conducts a variety of criminal investigative functions, it is my understanding that it also deals with issues concerning the practices and activities of City employees that may not rise to the level of criminal wrongdoing. Mr. [Richard W.] Mark[, First Deputy Commissioner of DOI,] in fact referred to a portion of the executive order that relates in part to the elimination of corrupt activities and conflicts of interest within agencies. As stated in § 803(b) of the [New York City] Charter, the Commissioner [of DOI] "is authorized and empowered to make any study or investigation which in his opinion may be in the best interest of the City, including but not limited to investigations of the affairs, functions, accounts, methods, personnel or efficiency of any agency." It is my understanding that [petitioners'] request encompasses not only those closing memoranda dealing with criminal activities, but also those dealing with other activities that might be the [*21] focus of certain DOI investigations.

The Committee on Open Government's 4/2/96 Advisory Opinion ("Opinion"), at 2. Thus, it would be inappropriate to simply apply the reasoning of the Hawkins court to all the closing memoranda in this matter, without making any distinctions between criminal and non-criminal investigations.

In addition, Hawkins must always be read and understood within the overall purpose and tenets of the FOIL. "All records" (POL § 87[2] [emphasis added]) are "presumptively open to public inspection and copying unless otherwise specifically exempted" (Matter of Capital Newspapers Div. of the Hearst Corp. v Burns, 67 NY2d at 566, supra), and any exemptions are to be "narrowly construed to provide maximum access." Id. DOI's closing memoranda are, by definition, "final determinations" of DOI investigations and are not presumptively subject to the inter-/intra-agency materials exemption (POL § 87[2][g][iii]), and absent some other applicable exemption, must be disclosed.

However, the inapplicability of one exemption does not preclude the applicability of another, and if, after a DOI investigation is concluded, and all other proceedings are completed respondents find that [*22] disclosure of material is exempt under POL § 87(2)(e)(i) or would be imprudent (id., see the discussion above), or that certain sources and information are still truly confidential (POL § 87[2][e][iii]), or that certain criminal investigative techniques and procedures are still truly non-routine (POL § 87[2][e] [iv]), or that there has been a subsequent determination absolving one initially charged from wrongdoing, or that some other provision of law requires nondisclosure (e.g. sealing under 160.55 CPL) those materials may be kept undisclosed. It simply must be kept in mind that no agency can use a broad, non-particularized, and non-factually-based application of an exemption as a means of avoiding the agency's duty to disclose - e.g.. by considering or stamping everything as "confidential". Each and every redaction, each and every record withheld must be considered within the context of the overall presumption of accessibility, and the applicability of exemptions which must be narrowly construed and if claimed must be supported by the articulation of a factually supported "particularized and specific justification for denying access." (Church of Scientology of Nev York v State of New York, 46 NY 2d at 908 [*23] supra; Matter of Capital Newspapers Div. of the Hearst Corp. v Burns, supra, at 566.

In the same context and applying similar reasoning, respondents' claim for exemption on the ground that disclosure would vitiate the promises of confidentiality which they "routinely" make to their sources (Answer, ¶ 77) may not be maintained. "[I]t is noted that just as promises of confidentiality by the Department do not affect the status of documents as records, neither do they affect the applicability of any exemption. ... ('[T]o allow the government to make documents exempt by the simple means of promising confidentiality would subvert FOIL'S disclosure mandate')." Matter of The Washington Post Co. v New York State Ins. Dept., 61 NY2d 557, 567, 463 N.E.2d 604, 475 N.Y.S.2d 263, quoting Washington Post Co. v United States Dept. of Health & Human Servs., 690 F2d 252, 263, 223 U.S. App. D.C. 139. In addition, respondents have made no showing that they actually made such promises in any of the investigations for which the closing memoranda are at issue herein. Thus, they are improperly asserting a sweeping and indefinite statement of what they "routinely" do, rather than "articulating a particularized and specific justification for denying access." Matter of Capital Newspapers Div. of the Hearst Corp. v Burns, 67 NY2d at 566, [*24] supra. Inasmuch as respondents rely on Hawkins v Kurlander as ground for their assertion, they are in error. The situation in Hawkins is distinguishable from the case at bar because in Hawkins "[r]espondent ... entered into an agreement with hospital administrators whereby they would cooperate with the investigation in exchange for confidentiality." Id. at 17. No such agreement has been shown here.

In sum, if there is any doubt as to the presumptive availability of law enforcement records under FOIL it was dispelled by the Court of Appeals in Gould (supra) which held in a case which was concluded that such documents as police complaint follow-up reports, activity logs, witness statements, and detectives' reports are not, per se, exempt from FOIL in the absence of a "particularized and specific justification" under an appropriate FOIL exemption provision.

B. THE PERSONAL PRIVACY EXEMPTION, POL § 87(2)(b)

One of the nine representative closing memoranda submitted in this matter, dated March 30, 1994, concerns a New York City Marshal who pleaded guilty to charges of books and records violations discovered during an audit of his or her 1992 Annual Financial Statement, and who agreed to accept [*25] the proposed $1,000 fine. DOI redacted the Marshal's name, citing POL § 87(2)(b) as its authority to do so. (The personal privacy exemption)

In its answer, DOI alleges that it

redacted the names of the City Marshals who are the subjects of DOI disciplinary action, other than those resulting in removal from office, in accordance with the guidance of the Appellate Division, First and Second Departments, which has statutory supervision over the marshals and has advised DOI that such information should not be disclosed.

Answer, ¶ 69.

Although DOI has treated its redactions of the identities of City Marshals from its closing memoranda as based upon one exemption, it has actually improperly commingled two distinct exemptions, to wit: personal privacy and the "Judicial Exemption" referred to in the Appellate Division's response to respondents inquiry, and has attempted to apply the resultant amalgam.

The "guidance" which DOI received from the Appellate Division, First and Second Departments, is found in a letter to the DOI, dated July 23, 1990, which referred to a June 12th DOI "request for authority to assert the Freedom of Information Law judicial exemption in denying" a request "to examine [*26] records pertaining to New York City marshals" (emphasis added). The First and Second Departments determined that "no interest will be served by invoking the exemption" and that "the public has a legitimate interest in scrutinizing the work of the marshals." However, should the DOI choose to assert such exemption in the future, the letter went on;

the release of information regarding disciplinary action taken against marshals should not include the identities of the individuals involved in cases where the sanction imposed was less than removal from office.

Id.

However, without specific direction from the Appellate Division with respect to the application of the personal privacy exemption to records which refer to New York City Marshals, any assumptions respondents made concerning the Appellate. Division's position on the matter were improper and based upon sheer speculation. In any event, the proper standard to be employed is that which was applied by the Committee on Open Government (infra).

The personal privacy exemption in POL § 87(2)(b) allows an agency to withhold records which "if disclosed would constitute an unwarranted invasion of personal privacy under the provisions of subdivision [*27] two of section eighty-nine of this article." Section 89(2) provides:

(a) The committee on public access to records may promulgate guidelines regarding deletion of identifying details or withholding of records otherwise available under this article to prevent unwarranted invasions of personal privacy. In the absence of such guidelines, an agency may delete identifying details when it makes records available. (b) An unwarranted invasion of personal privacy includes, but shall not be limited to:

i. disclosure of employment, medical or credit histories or personal references of applicants for employment;

ii. disclosure of items involving the medical or personal records of a client or patient in a medical facility;

iii. sale or release of lists of names and addresses if such lists would be used for commercial or fund-raising purposes;

iv. disclosure of information of a personal nature when disclosure would result in economic or personal hardship to the subject party and such information is not relevant to the work of the agency requesting or maintaining it; or

v. [*28] disclosure of information of a personal nature reported in confidence to an agency and not relevant to the ordinary work of such agency.

Respondents allege that "DOI may delete all details that identify persons from its documents" because "the Committee on Open Government ... has not promulgated any rules particularly describing what constitutes an unwarranted invasion of personal privacy". Melnick 7/24/95 letter, at 4.

Respondents' reliance on POL § 89(2)(a)'s provision that "[i]n the absence of ... guidelines, an agency may delete identifying details when it makes records available" as ground for its wholesale deletion of identifying details in the closing memoranda is flawed. As the statute makes clear, the purpose of the provision is "to prevent unwarranted invasions of personal privacy." Thus, unless the disclosure of identifying details in records which are otherwise available would result in unwarranted invasions of personal privacy, their deletion is not authorized by the statute, whether guidelines regarding deletion have been promulgated by the Committee on Public Access to Records, or not.

It must also be understood that

[t]he statutory authority to delete identifying details [*29] as a means to remove records from what would otherwise be an exception to the disclosure mandated by the Freedom of Information Law extends only to records whose disclosure without deletion would constitute an unwarranted invasion of personal privacy, and does not extend to records excepted in consequence of [other] specific exemption[s] from disclosure.

Matter of Short v Board of Mgrs. of the Nassau County Med. Ctr., 57 NY2d 399, 401, 442 N.E.2d 1235, 456 N.Y.S.2d 724. "[T]here is no counterpart to this subdivision in which provision for deletion is made with respect to records sheltered from disclosure under any of the other seven categories." Id. at 405. Thus, DOI's deletion of names and identifying details, if asserted under any other provision of FOIL (e.g., DOI's effort to protect the names of its investigative employees under "FOIL's law enforcement exemption" [Answer, Par 80]), is unwarranted. Thus the personal privacy exemption may not be invoked to withhold the names and identifying details of individuals who were found to have engaged in wrongdoing. However, as to those who have been cleared of such charges non-disclosure would be appropriate and in fact petitioners do not press for access in such cases.

"'Application [*30] of the privacy exemption from FOIL disclosure requires a balancing of the subject person's expectation of privacy against the statutory policy favoring the right of the public to information concerning the operations of government'." Matter of Newsday v New York State Dept. of Health, 1991 WL 285624 (Sup. Ct. Albany County), at *2, quoting Matter of Dobranski v Houper, 154 AD2d 736, 738, 546 N.Y.S.2d 180.

For example, in the May 17, 1994 redacted closing memorandum, the charge that an individual "gave cash rewards to [Department of Parks and Recreation] employees for work performed by them in the regular course of their jobs" was "substantiated" by DOI's investigation. The memorandum stated that by accepting such gifts, the DPR employees may have violated sections of the New York City Charter and decisions by the Conflicts of Interest Board, and, if such gifts were in excess of $50, the individual who gave them violated the provisions of the New York City charter and the DPR Code of Conduct. Nevertheless, in addition to the redaction of the names and identifying details of the individual and the DPR employees involved, several inches of material following the sentence, "The [*31] following actions are recommended" were redacted, pursuant to POL "§ 87(2)(b) and (e)".

It seems fairly obvious that the acceptance of illegal gifts by City employees and the offering of illegal gifts by an individual are not activities which should be either condoned or protected. Similarly, it would seem clear that "information of a personal nature" tied into such a practice cannot be said to be either "not relevant to the work of the agency requesting or maintaining it" (POL § 89[2][b][iv]) or "not relevant to the ordinary work of such agency" (POL § 89[2][b][v]). It also seems clear that, in balancing the public's interest in seeing what steps its government takes to see that these activities cease with any expectation of privacy which individuals involved in these activities may have, the scales tip unquestionably on the side of the public's right to information concerning the operations of government. Thus, DOI erred in redacting such material under the auspices of the personal privacy exemption.

With respect to whether the identities of City Marshals who engage in wrongdoing may be disclosed, the Committee on Open Government's advisory opinion states:

Although the standard concerning [*32] privacy is flexible and may be subject to conflicting interpretations, the courts have provided substantial direction regarding the privacy of public employees. First, it is clear that public employees enjoy a lesser degree of privacy than others, for it has been found in various contexts that public employees are required to be more accountable than others. Second, with regard to records pertaining to public employees, the courts have found that, as a general rule, records that are relevant to the performance of a public employee's official duties are available, for disclosure in such instances would result in a permissible rather than an unwarranted invasion of personal privacy [citations omitted]. Conversely, to the extent that records are irrelevant to the performance of one's official duties, it has been found that disclosure would indeed constitute an unwarranted invasion of personal privacy [citation omitted].

In situations in which allegations or charges have resulted in the issuance of a written reprimand, disciplinary action, or findings that public employees have engaged in misconduct, records reflective of those kinds of determinations have been found to be available, including [*33] the names of those who are the subjects of disciplinary action [citations omitted]. Similarly, even though the sanction was far short of removal from office, it was recently held that a settlement agreement between an employee and an agency was available insofar as it included admissions of misconduct [citation omitted].

Opinion, at 7-8. Thus, the name and any identifying details of the City Marshal which were redacted from the March 30, 1994 closing memorandum should not have been withheld. In addition, the above standard must be applied to any other closing memoranda which refer to City Marshals who have been found to have engaged in wrongdoing.

Respondents assert that they need not disclose the names of DOI's investigative staff on closing memoranda because

DOI investigative staff perform a variety of roles, including undercover work. Identifying by name the DOI staff who investigated a particular matter potentially undercuts their future effectiveness by disclosing the type of investigative work they do or particular activities they have investigated. In such matters, deference is due to the judgment of the law enforcement agency.

To the extent that disclosure of employee information [*34] serves to promote "open government" by holding employees accountable for their work performance, such purpose is served by DOI's disclosure of the names and titles of the DOI supervisors who approve the disposition of the investigation and sign the closing memoranda.

Answer, ¶¶ 80-81.

The Court notes that DOI has asserted only the personal privacy exemption with respect to its investigative employees, and not the exemption which permits denial of access to material which "if disclosed would endanger the life or safety of any person" (POL § 87[2][f]). However, in their answer, at ¶ 42, respondents mention in passing that "disclosure of the specific activities of the agency's field investigative staff would risk their safety". However, assertion of such exemption requires a greater degree of "particularized" and specific justification than has been offered by respondent.

Any effort by DOI to keep the names of its investigative employees undisclosed under POL § 89(2)(b)(iv) or (v) may not succeed because information concerning the identities of persons doing the agency's work is "relevant to the work of the agency requesting or maintaining it" and is "relevant to the ordinary work of such [*35] agency." In addition, because the purpose of the exemption is to prevent the "unwarranted invasion of personal privacy" (emphasis added), DOI may not engage in mantra-like invocation of the personal privacy exemption in an effort to "have carte blanche to withhold any information it pleases" (Kneel v Ravitch, 93 AD2d 422, 426, 462 N.Y.S.2d 182, affd 62 NY2d 1, 464 N.E.2d 118, 475 N.Y.S.2d 814), especially with respect to information about its employees.

Since tax dollars are spent to pay public employees, the public has a right to know certain facts relating to such employment. This is not to say that public employees do not have a right of privacy. However, the acceptance of public employment carries with it a realization that certain facts relating to such employment must be public knowledge. This includes, for example, a public employee's name, public office address, title and salary (Public Officers Law § 87[3][b]).

Respondents' assertion (Answer, ¶ 80) that "[i]n such matters, deference is due to the judgment of the law enforcement [*36] agency" is without merit, because "since construction of the statutory exception from disclosure dealing with unwarranted invasion of privacy involves pure statutory reading and analysis, there is no basis to rely on any special expertise of [DOI] and thereby accord its statutory interpretation any particular deference." Id.

Lastly, to the extent that respondents withheld material under the personal privacy exemption because it was proffered to them in confidentiality, such material must be disclosed, absent some other exemption, because the fact "[t]hat the documents may have been furnished in confidentiality does not render them beyond the scope of FOIL disclosure [citations omitted]." Matter of New York 1 News v Office of the President of the Borough of Staten Island, 231 AD2d 524, 647 NYS2d 270, 272.

C. THE INTER-/INTRA-AGENCY MATERIALS EXEMPTION

The third exemption under which DOI denied access to its closing memoranda is the inter-/intra-agency materials exemption, POL § 87(2)(g). This exemption protects against the disclosure of inter-agency or intra-agency materials which are not:

i. statistical or factual tabulations or data; ii. instructions to staff that affect the public; iii. [*37] final agency policy or determinations; or iv. external audits, including but not limited to audits performed by the comptroller and the federal government; . . .

While petitioners allege that the closing memoranda are final determinations by DOI, and thus should be fully accessible to them, DOI asserts that

[c]losing memoranda contain more than DOI's final determination in a case. The document summarizes the allegation, steps taken to investigate the allegation (including witness identities and confidential operations), the agency's analysis of the facts, recommendations that grow out of the factual predicate, and the result of DOI's work.

***

DOI properly applied the exemption for intra-agency material to redact portions of closing memoranda that reflect investigative work product, strategy and analysis. DOI also redacted the policy or procedural recommendations it suggested to other agencies (as reflected in the closing memoranda), under the inter-agency exemption. In both cases, the exemption was used properly to protect pre-decisional, deliberative recommendations, analysis, and similar materials.

Mark 3/14/96 Letter to the Committee on Open Government, at 3, 10.

"While the term 'inter-agency [*38] materials' is not defined under the FOIL statute, New York's courts have construed this term to mean 'deliberative material,' i.e., communications exchanged for discussion purposes not constituting final policy decisions [citation omitted]." Matter of Russo v Nassau County Community Coll., 81 NY2d 690, 699, 623 N.E.2d 15, 603 N.Y.S.2d 294; see also. Matter of LaRocca v Board of Educ. of the Jericho Union Free School Dist., 220 AD2d 424, 428, 632 N.Y.S.2d 576; Matter of New York 1 News v Office of the President of the Borough of Staten Island, 647 NYS2d at 271, supra. The purpose of the inter-/intra-agency materials exemption is

to protect the deliberative process so as to ensure the uninhibited right and need of the agency to rely upon opinions and recommendations not only of its own employees, but also of temporary consultants since "efficient government operation requires open discussion among all government policy makers and advisors, whether those giving advice are officially part of the agency or are solicited to give advice only for specific projects" ([Matter of Sea Crest Constr. Corp. v Stubing,] 82 AD2d, at p 549).

Kheel v Ravitch, 93 AD2d at 429, supra. The Court of Appeals recently clarified the scope of this exemption in Matter of Gould v New York City Police Department, 89 N.Y.2d 267, 1996 WL 681055, supra, [*39] where the Court stated:

Although the term "factual data" is not defined by statute, the meaning of the term can be discerned from the purpose underlying the intra-agency exemption, which is "to protect the deliberative process of the government by ensuring that persons in an advisory role [will] be able to express their opinions freely to agency decision makers" [citations omitted]. Consistent with this limited aim to safeguard internal government consultations and deliberations, the exemption does not apply when the requested material consists of "statistical or factual tabulations or data" (Public Officers Law § 87[2][g][i]). Factual data, therefore, simply means objective information, in contrast to opinions, ideas, or advice exchanged as part of the consultative or deliberative process of government decision making [citations omitted].

Id. at *3. The Court explained that the documents requested in that case were "not categorically exempt as intra-agency material", but that the agency was entitled to withhold documents "under any other applicable exemption, such as the law-enforcement exemption or the public-safety exemption, as long as the requisite particularized showing [*40] is made." Id. at *4. Thus in Gould the Court would not, in the absence of specific particularization, exempt such law enforcement documents as police complaint follow up reports, activity logs, witness statements and detective reports.

Respondents have not considered or reconsidered the withheld material under this standard. An obvious example of improper redaction under this standard is respondents' consistent deletion, using § 87(2)(g) as their authority, of the case names, case numbers, DOI numbers, and subjects on the representative closing memoranda. These, as well as the redacted material above the page numbers of the May 17, 1994 closing memorandum, are obviously purely factual data/objective information, devoid of even the possibility of disclosing any "opinions, ideas, or advice exchanged as part of the consultative or deliberative process of government decision making.". Thus, unless this material falls squarely within another exemption, it must be disclosed.

D. THE COMMON-LAW PRIVILEGES

As noted earlier, respondents withheld or redacted material "on the basis of the official information or public interest privilege", citing BusTop, Supra. Melnick 7/24/95 Letter, at 6. Respondents' [*41] reliance upon BusTop is ill-founded.

For one thing, the court in BusTop observed that the parameters of the inter-/intra-agency materials exemption were "far from clear." (Bustop Supra, P. 706) Such is no longer the case (See Gould, Supra).

In addition, in relying upon Bustop as its authority to assert common-law privileges, respondents ignore the fact that that Court applied the official information or public interest privilege within CPLR Article 31, not FOIL stating ("it is unnecessary to rely on the [FOIL] in determining this application since the [FOIL] provides that it shall not be construed to limit otherwise available rights of disclosure. [Public Officers Law,§ 89,.]"; and, "it should be clear that disclosure requested under the rights granted by the [FOIL] must be provided unless it is protected under a specific exemption of the [FOIL] itself."). Id. at 706, 711.

[t]he public policy concerning governmental [*42] disclosure is fixed by the Freedom of Information Law; the common-law interest privilege cannot protect from disclosure materials which that law requires to be disclosed [citation omitted].

Matter of Doolan v Board of Coop, Educ. Servs., 48 NY2d 341, 347, 398 N.E.2d 533, 422 N.Y.S.2d 927. In addition, the Court of Appeals has held that "FOIL expressly refers to statutory exemptions so that a common-law privilege is inapposite." Matter of The Washington Post Co. v New York State Ins. Dept., 61 NY2d at 567, supra.

Thus, respondents' attempt to invoke a "common-law privilege" to avoid disclosure under FOIL is unwarranted.

III. CONCLUSION

In this matter, the various and multiple stages of respondents' responses to petitioner's requests, beginning with their complete denial of any disclosure, and ending, after protracted incremental unveilings, with their "final" disclosure to petitioners of the heavily redacted closing memoranda is inconsistent with the mandates of FOIL as directed by our Court of Appeals in the many cases herein cited. The law provides for maximum access, not maximum withholding, and that agency policy or procedure must narrowly construe exemptions under FOIL.

In view of the foregoing analysis, the Court makes [*43] the following directions with respect to disclosure of DOI's closing memoranda.

1. Where a closing memorandum contains no finding of wrongdoing and no recommendation for further governmental action, that memorandum need not be disclosed. Neither must it be disclosed where, though an initial finding of wrongdoing by DOI, had been made there has been a subsequent acquittal or dismissal of charges in favor of the alleged wrongdoer.

2. Where the closing memorandum contains a finding of wrongdoing or other violation of statute or rule, or contains a recommendation for further governmental action or proceedings, its unredacted contents must be produced for inspection and copying by petitioner unless some specific exemption under FOIL would warrant non-disclosure (e.g, a still pending criminal proceeding). In such circumstances the justification for such exemption must be particularized and rationale stated.

If it is claimed that such particularization would reveal details that would defeat the purpose for the exemption, appropriate remedies exist to determine the legitimacy of such claim viz, in camera review.

In order to implement the Court's directions and provide some specific application [*44] thereof in this proceeding, the respondent is directed to produce unredacted copies of the nine "representative" memoranda submitted by petitioner in this application before a Special Referee for in camera inspection, to hear and report (with recommendations) on: what material, if any, may be withheld by respondents in conformity with this decision and whether petitioners should be awarded costs, including reasonable attorneys' fees.

Counsel shall serve a copy of the settled order upon the Legal Support Office to obtain a hearing date.

TV Appearances by Betsy Combier

Lawline

Contact me with a concern or issue

I assist anyone who needs help, so email me your problem to start the ball rolling! I am a teacher/parent advocate, and I am the editor/writer for this blog and the website parentadvocates.org. I also write about court corruption on my blog "NYC Court Corruption". I am interested in random injustice and the criminalizing of innocent people. If you want to chat you may email me at: betsy.combier@gmail.com and I'm on twitter and have a facebook page too. I'm not an attorney and do not give legal advice.

If you want to talk with me about your 3020-a charges, I consult and go over your case without charge. No fee.

And, in response to the lies of certain individuals who resent my work, the truth is that all conversations are confidential and I do not tape secretly.

Testimonial from an Exonerated Teacher

Dear Betsy,I am forever indebted to you, Betsy, for your expert counsel throughout a horrific ordeal. You worked tirelessly to prove my innocence in a 3020a proceeding that was instigated by a corrupt school district and fueled by lies. My proceedings ended with my complete exoneration, my record expunged and my immediate return to the classroom. We didn't even need to file an appeal! Thank you, Betsy. I am now eligible to retire and enjoy the benefits you helped me to protect. God bless you and the work you do protecting the innocent.Sincerely,Maria Gargano

My Thoughts and Raison d'etre

This blog is about the denial of Constitutional rights by the Mayor, the New York City Department of Education and the Chancellor, New York State and Federal Courts, New York State legislature, and the United Federation of Teachers (UFT), as well as PACs and all parties participating in the business of public school education in New York City, to harm and in neglect of parents, children, and staff of public schools in the five boroughs. These thoughts are not simply mindless conclusions reached out of thin air, but a result of 14 years of research into the NYC DOE and the Courts as a reporter and paralegal.
I am an advocate of Unions and union rights, public schools and charters, and learning online as well as outside of the classroom. I cannot and do not support anyone, whether they be union management, government, private members of the political or legal system, or simply retired teachers with an agenda, if he or she tramples, discards, or rebuffs anyone's individual civil rights. As a reporter, journalist, advocate, researcher and paralegal, I have created this blog to inform the public about my experience working for the UFT and being the parent of four daughters who went through the public school system in NYC, as well as examine issues that flow from the massive denial of due process rights that I saw and have documented. The two most important points you should remember: first, everyone at the New York City Board/Department of Education and all Union bigs are motivated by power and money, and looking good. If anyone dares to blow the whistle on these racketeers, retaliation follows, so be a strategist; second, I am not an Attorney and nothing I write or say is legal advice, simply my thoughts. Take 'em or leave 'em.
Betsy Combier, Editor
NYC Rubber Room Reporter
http://nycrubberroomreporter.blogspot.com
New York Court Corruption
http://newyorkcourtcorruption.blogspot.com
Parentadvocates.org
http://www.parentadvocates.org
Facebook: http://www.facebook.com/betsy.combier
Twitter: http://twitter.com/BetsyCombier
The NYC Public Voice
http://nycpublicvoice.blogspot.com/betsy.combier@gmail.com
Lawline July 27, 2011
http://www.teachem.com/lawlinetv/learn/lawline-tv-teachers-unions-the-last-in-first-out-rule/

Principal Anne Seifullah changes her image so that she can keep her job amidst sexting and trysts in the school, Robert Wagner Secondary Sch...

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FAITH

When we walk to the edge of all the light we have and take the step into the darkness of the unknown, we must believe that one of two things will happen. There will be something solid for us to stand on or we will be taught to fly. Patrick Overton

Truth Seeks Light - Lies Seek Shadows

Twins Jill Danger (left) and Betsy Combier(right)

sayin like it is

Actions Have Consequences

Writing as Music

Rubber Room teachers wish me a happy birthday (2006)

"Educating the mind without educating the heart is no education at all."

Rubber Room Satire

The Labor Movement

The Teaching Equation

We Can Work Out Our Differences

The E-Accountability Foundation

The E-Accountability Foundation brings you this blog which highlights issues that have or should be read by people interested in civil rights, and accountability. The E-Accountability Foundation is a 501(C)3 organization that holds people accountable for their actions online and, through the internet, seeks to bring justice to anyone who has been harmed without reason. We give the'A for Accountability' Awardto those who are willing to blow the whistle on unjust, misleading, or false actions and claims of the politico-educational complex in order to bring about educational reform in favor of children of all races, intellectual ability and economic status.

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Performance Management - Office of Labor Relations

From Betsy Combier

The NYC Office of Labor Relations, with the support of the UFT, has issued to principals a document called"Performance Management" on how to get rid of an incompetent teacher. Who is an "incompetent teacher"? Anyone the NYC Department of Education wants to remove from the system because he/she is too senior (makes too much money), is disabled (and therefore cannot be deemed factory-perfect) and/or is other impaired (is a whistleblower, cannot be intimidated, is ethnically challenged - not the 'right' race, etc).

Candace R. McLaren

Director, Office of Special Investigations (OSI)

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Polo Colon

"Rubber Room"

(1) a space where a worker subject to a disciplinary hearing or other administrative action waits and does no work; generally, a place or personal mind-set of isolation.(2) a literal reference to a padded cell, which is, according to the New Oxford American Dictionary, “a room in a psychiatric hospital with padded walls to prevent violent patients from injuring themselves.”from Double-Tongued Dictionary http://www.doubletongued.org/index.php/dictionary/rubber_room/

"Rubberization"

The word "rubberization" is a new word that is used to describe the process of assigning and paying people to sit and do nothing in a drab room away from their place of employment while their employers make up charges that allege sexual or corporal misconduct without any facts upon which to base the allegation on.

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Theresa Europe, NYC BOE ATU Director

Robin Greenfield

Deputy Counsel to the NYC DOE

UFT Pres. Mike Mulgrew and NYC Mayor Mike Bloomberg

UFT umbrella pals

New York State Supreme Court Judge Manuel Mendez

ATR CONNECT

Tenured Teachers who are found to be guilty of misconduct or incompetency at 3020-a but are not terminated, who have blown the whistle on the misconduct of politically favored NYC Department of Education employees, and/or who are simply disliked for any reason can suddenly find themselves in the ATR ("Absent Teacher Reserve") pool - employees without rights or voices, and without chapter leader union representation.

This new group of people are the "new" rubber roomers without representation at the UFT and denied the protection of the Collective Bargaining Agreement, because basically they have been pushed out of their jobs unfairly and under color of law by Mayor Bloomberg and the Chief Executives of the Department of Education who call themselves "Chancellors", "Network Leaders", "Superintendents", etc., consistently without any facts or evidence to support the false claims.

A group of teachers who are, or were, made into ATRs, ATR Polo Colon, and I, Betsy Combier, an advocate for transparency and labor/employment rights, have joined together to expose the denial of due process, civil and human rights by chiefs of the NYC Department of Education (NYC DOE), certain arbitrators at 3020-a, leaders of the United Federation of Teachers (UFT), the "investigators" -agents who work for the Special Commissioner of Investigation (SCI), Office of Special Investigation (OSI), and the Office of Equal Opportunity (OEO) - and the Attorneys who work for the New York United Teachers (NYSUT), and the New York Law Department (Corporation Counsel).

In order to protect the safety of those who join this group to promote an end to the "Rubberization" process described on this blog since 2007, names of those who tell their stories will, for now, remain anonymous if the person so desires, and Polo and I will be the gatekeepers. So if you are an ATR, or know a story involving an ATR or someone re-assigned or about to go into a 3020-a, please use the email address advocatz77@gmail.com and give us your contact information. We will protect your anonymity and hold onto your privacy.

Betsy Combier and Polo Colon, Editors

FAITH When we walk to the edge of all the light we have and take the step into the darkness of the unknown, we must believe that one of two things will happen. There will be something solid for us to stand on or we will be taught to fly.

Patrick Overton

We have forty million reasons for failure but not a single excuse.Rudyard Kipling (1865-1936)

The Re-Assignment Overview by Betsy Combier

The New York City Board of Education decided in 2002 to rid the public school system of staff who interfered with their takeover and control. The criteria for a "good teacher" is now, more often than not, a "silent teacher", a person who never asks questions, is younger than 40, is making a salary below $50,000, does not care about kids and what they learn, or whether or not money (books, supplies, equipment, etc) is missing. When a teacher or staff member of a school dares to do the right thing and speaks out about wrong-doing - this person is often called a "whistleblower" or "flamethrower" - or, simply is not liked for any reason by the Principal/NYC personnel, suddenly he/she is accused of something by somebody ("given a label of "A", "B", "C", and so on) and whisked away to a drab room called a temporary re-assignment center or "rubber room". Members of the offices of the Special Commissioner of Investigation or the Office of Special Investigations then start work on building a case against the person to justify their being thrown in prison, declared "unfit for duty", or, as Mr. Joel Klein has said, characterized as "guilty of sexual activities and corporal punishment" against the children of New York City.The stories of the people I have met who sit every day in the 8 rubber rooms of NYC prove to me that Mr. Klein is very wrong about his assessment, and this blog is created to prove it to you.

Puppy Snooze

US Department of Labor ELAWS

Aeri Pang, Gotcha Squad Attorney

Attorney Pang, red dress, now chief Attorney For New York State Supreme Court Judge Cynthia Kern

New York State Supreme Court Judge Cynthia Kern

NYC EdStats You Can Use

$12.5 billion: Annual New York City Department of Education (DOE) budget (2002)

$21 billion: Annual New York City DOE budget (2009)
1,719: Number officials employed by the DOE central administration in June 2002

2,442: Number of officials employed by the central administration as of November 2008

2: Number of DOE officials earning more than $180,000 per year in 2004.

22: Number of DOE officials earning more than $180,000 per year in 2007.

5: Number of DOE public relations staffers in 2003.

23: Number of DOE public relations staffers in 2008.

944: Number of contracts approved by DOE in 2008, at a total cost of $1.9 billion.

20: Percentage of contracts that exceeded estimated cost by at least 25 percent.

$67.5 million: Annual budget of Project Arts, a decade-old program that was the sole source of dedicated funding for arts education. It was eliminated in 2007.

86: Percentage of principals who said in a 2008 poll that they were unable to provide a quality education because of excessive class sizes in their schools.

100,000: Number of seats DOE plans to provide for charter school students by 2012.

25,000: Number of seats DOE plans to build under 2010 to 2014 capital plan.

66,895: Number of K-3 school-children in classes of 25 or more during the 2008-09 school year.

15,440: Average number of seats per year built during the last six years of the Rudolph Giuliani administration.

10,895: Average number of seats per year built during the first six years of the Bloomberg administration.

27.2: Percentage of newly hired teachers in 2001-02 who were Black.

14.1: Percentage of newly hired teachers in 2006-07 who were Black.

53.3: Percentage of newly hired teachers in 2001-02 who were white.

65.5: Percentage of newly hired teachers in 2006-07 who were white.

76: Percentage of white and Asian students who performed better than the average Black and Latino students in 8th grade English Language Arts (ELA) in 2003.

75: Percentage of white and Asian students who performed better than the average Black and Hispanic students in 8th grade ELA in 2008.

77: Percentage of white and Asian students who performed better than the average Black and Hispanic 8th graders in math in 2003.

81: Percentage of white and Asian students who performed better than the average Black and Hispanic 8th graders in math in 2008.

54: Percentage of New York City public school parents who disapproved of Mayor Bloomberg’s handling of education, according to a March 2009 Quinnipiac poll.

Sources: New York City Council, New York City Comptroller’s Office, New York Daily News, New York Post, Eduwonkette, Quinnipiac Institute, Black Educator, Class Size Matters, New York City Schools Under Bloomberg and Klein.

Betsy Combier and NYSUT lawyer Chris Callagy

The New York City Whistle Award

NYC Whistlers, Winners of the NYC Whistle Award

...are those individuals in New York City who are willing to whistleblow unjust, misleading, or false actions and claims of the politico-educational complex in order to bring about educational reform in favor of children of all races, intellectual ability and economic status. Whistlers ask questions that need to be asked, such as "where is the money?" and "Why does it have to be this way?" and they never give up.

These people have withstood adversity and have held those who seem not to believe in honesty, integrity and compassion accountable for their actions.

Congratulations, and keep up the good work!

Betsy Combier

Special Commissioner of Investigation Richard Condon

Condon "qualified" for his current post after Bloomberg lowered standards; who will leash him?

A great teacher

After being interviewed by the school administration, the prospective teacher said: 'Let me see if I've got this right.

'You want me to go into that room with all those kids, correct their disruptive behavior, observe them for signs of abuse, monitor their dress habits, censor their T-shirt messages, and instill in them a love for learning.

'You want me to check their backpacks for weapons, wage war on drugs and sexually transmitted diseases, and raise their sense of self esteem and personal pride.

'You want me to teach them patriotism and good citizenship, sportsmanship and fair play, and how to register to vote, balance a checkbook, and apply for a job 'You want me to check their heads for lice, recognize signs of antisocial behavior, and make sure that they all pass the final exams.

'You also want me to provide them with an equal education regardless of their handicaps, and communicate regularly with their parents in English, Spanish or any other language, by letter, telephone, newsletter, and report card.

'You want me to do all this with a piece of chalk, a blackboard, a bulletinboard, a few books, a big smile, and a starting salary that qualifies me for food stamps. 'You want me to do all this and then you tell me. . . I CAN'T PRAY?

NYC Police Commissioner Ray Kelly

Joel Klein's famous statement about rubber room teachers and staff

On November 27, 2006, temporarily re-assigned teacher (TRT) Polo Colon asked Joel Klein, the "pretend" Chancellor of the NYC public school system, if he had voted to terminate teachers at the secret Executive Session held just before the public meeting of the Panel For Educational Policy.Mr. Klein answered,"We did not vote to terminate you. We did vote to terminate a teacher in executive Session...in fact, we voted to terminate two teachers. It's perfectly consistent with the law.Many teachers have been charged with sexual activities and some are charged with corporal punishment...I have no interest in removing people who are qualified to teach, I can assure you, because I dont get any return...and in fact, I have complained publicly about how long this process drags out. But our first concern will always be and, as a former lawyer and somebody who clerked on the United States Supreme Court I will tell you, there is no violation of due process whatsoever..."- extracted from the audiotape of the PEP meeting bought by Betsy Combier after filing a FOIL request to the NYC BOE

November 26, 2007 Candelight Vigil

The School Law Blog

A Review of Battling Corruption in America's Public Schools by Betsy Combier

Lydia Segal's book puts the NYC, Chicago, and California Departments of Education on notice....we who have read this book know more about how the system is not there for our kids than "you" want us to know. Lydia Segal's book Battling Corruption in America's Public Schools changes the public school reform movement forever. We can no longer assume that more money allocated to our schools will "fix" the disaster that is our public school system.

Lydia Segal draws on her 10 years of undercover investigation and research in over five urban school districts, including the three largest, New York City, Los Angeles, and Chicago, and the two most decentralized, Houston and Edmonton, Canada, to provide, in her new book Battling Corruption in America's Public Schools, the details of the corruption, theft, fraud, and patronage that has overrun our public school establishment for several decades. There is no question that anyone who is interested in school reform -this means anyone who pays taxes, is a parent or guardian of a child attending school and/or who works toward a goal of establishing an education system that puts children first - must read this book. Ms. Segal's research and information on the education establishment's 'dark' side outrages the reader, and incites us to demand change. Her book therefore, is much more than a book, it is a call to action. We cannot be bystanders any longer to the systemic abuse she so vividly describes, and we will never be able to listen in the same way ever again to school Principals, Superintendents, school custodians or district board members as they request more money "to help the children."

The book's detailed reports on the corruption and crime in our public schools, supported by 52 pages of interview notes, references and specific examples, provide irrefutable evidence that the current failures of our nation's public schools are not due to the lack of money but the impossibility of getting the money to the children who need it and for whom the money is allocated in the first place. Recent statistics show that students of all ages are not learning what they need to know, schools are overcome with violence, teachers are demoralized, and yet billions of dollars are literally shovelled into the system every year. The New York City school system receives more than $16 billion every year; Los Angeles, $7 billion; and Chicago, $3.6 billion. Where does this money go? We have all asked this question as we have walked through school hallways dodging the paint falling off the walls and ceilings, watching our children sitting on broken chairs, using bathrooms without running water or toilet paper, and struggling to achieve their personal best without the services and resources they are supposed to have. Battling Corruption in America's Public Schools is the first book ever to systematically examine school waste and corruption and how to fight it. Ms. Segal, an undercover school investigator turned law professor, documents where the money goes, how waste and fraud embedded in the operation of large school bureaucracies siphon money from classrooms, distort educational priorities, block initiatives, and what we can do to bring badly-needed change. She describes in detail how only a small percentage of the money allocated to students in our public schools actually gets used by them due to corruption and waste, and how city school systems scoring lowest on standardized tests tend to have the biggest criminal records and most payroll padding. Coding problems, the procurement process, compartmentalization and opacity of information leave administrators with only two options: good corruption (which ultimately helps the kids) and bad corruption (which never helps anyone but the perpetrator and his/her allies and accomplices). Indeed, the system fights those who try the good corruption route.

Ms. Segal argues that the problem is not usually bad people, but a bad system that focuses on process at the expense of results. Decades of rules and regulations along with layers of top-down supervision make it so hard to do business with school systems that they encourage the very fraud and waste they were designed to curb. She tells us about how the "godfathers" and "godmothers" (the school board members) obtain jobs for their "pieces" in order to protect the systemic waste and fraud from being dismantled or exposed. Fortunately, she writes, there are good people involved in the corruption as well who must violate the rules in order to get their jobs done. Nonetheless, absurdities abound: school systems following rules to save every penny spend thousands of dollars hunting down checks as small as $25; it takes so long to pay vendors for their work that some have to bribe school officials to move their checks along; caring Principals who want to fix leaky toilets may have to pay workers under the table because submitting a work order through the central office could, and often does, take years. Meanwhile, those who pilfer from classrooms get away with it because the pyramidal structure of large districts makes schools inherently difficult to oversee. What makes Battling Corruption in America's Public Schools a must-read is not only the fascinating - and depressing - details of the systemic wrong-doing but also Ms. Segal's suggestions for reform, based on the proven track records of school systems across North America that have successfully reduced waste and fraud and have pushed more resources into schools.

The pathology of the corruption suggests the remedy, Ms. Segal says, which is decentralization of power into the schools and the hands of the Principals. Distilling what successful school systems have done, Segal advocates new forms of oversight that do not clog up school systems and recommends giving principals more discretion over their school budgets as well as holding them accountable for job performance. She argues for "autonomy in exchange for performance accountability" as part of a bold, far-reaching plan for reclaiming our schools. Her conclusion is logical and convincing. Everyone who reads this book will find his or her perception of public school education changed forever. We cannot accept any longer that a generation of children has been abused by a system that is so full of greed and corruption without screaming "stop!" and "Your game is up!"

Segal reveals how systemic waste and fraud siphon millions of dollars from urban classrooms and shows how money is lost in systems that focus on process rather than on results, as well as how regulations established to curb waste and fraud provide perverse incentives for new forms of both. Anyone who is interested in school reform--this means anyone who pays taxes, is a parent or guardian of a child attending school, and/or who works toward a goal of establishing an education system that puts children first--must read this book. --

Lydia G. Segal is Associate Professor of Criminal Law and Public Administration at John Jay College of Criminal Justice, City University of New York.

The NYC BOE FAMIS Online Tour

The FAMIS Portal Online Tour provides an overview and demonstration of the FAMIS Portal. Computer speakers or headphones are recommended. Choose an item of interest below, or click on the Introduction to proceed through all of the modules in sequence.

About Me

Reporter, paralegal, advocate,I will investigate, search on the internet and in all data bases for information that will help a person in need of resolution to a problem.I believe in substantive and procedural due process for all individuals, groups and organizations and trademarked the term "e-accountability" to describe the purpose of my work. I am the parent of four daughters.

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