Arbitration Details

MORGAN STANLEY DW INC

NFA ID: 0002490

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Case Summary

Case No.

Filed

Decision Date

Product

88ARB00019

02/03/1988

01/29/1990

Futures (Domestic Exchange)

Summary of Parties

Customers

Members

Representatives

 THOMAS B., JR. DOOLITTLE

 JOHN HAMILTON HUME FREDERICK E KIENEL MORGAN STANLEY DW INC

Proceeding Details

Panel Type

Number of Arbitrators

Proceeding Type

Location (City, State)

NON-MEMBER

3

HEARING

ST PETERSBURG, FL

Summary of Awards and Claims

Type

Claim Amount

Counter Claim

3rd Party Claim

Cross Claim

Compensatory

Punitive

Treble

Interest

Attorney Fees

Costs

Claim

Award

$19,500.00

$0.00

$0.00

$0.00

$0.00

$0.00

NA

$2,228.70

NA

$0.00

NA

$0.00

Claim

Award

$13,004.77

$0.00

$0.00

$0.00

$0.00

$0.00

NA

$0.00

NA

$0.00

NA

$0.00

Claim

Award

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

NA

$0.00

NA

$0.00

NA

$0.00

Claim

Award

$0.00

$0.00

$0.00

$0.00

$0.00

$0.00

NA

$0.00

NA

$0.00

NA

$0.00

Summary of Issues

MISREPRESENTATION, RESPONSIBILITY FOR THE TRADE AND THE RESULTING LOSS RESPONSIBILITY FOR THE DEBIT BALANCE

COUNTERCLAIM: DEBIT BALANCE, DEFECIT

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