Use of gunpowder before the 16th century

Gunpowder warfare was used in the Mongol invasions of Japan in 1274 and 1281, specifically in the form of explosive bombs[1] fired from catapults against enemy soldiers. Japanese scrolls contain illustrations of bombs used by the Yuan-Mongol forces against mounted samurai. Archaeological evidence of the use of gunpowder include the discovery of multiple shells of the explosive bombs in an underwater shipwreck off the shore of Japan, with X-rays providing proof that they contained gunpowder.[2]

In 1326 the earliest known European picture of a gun appeared in a manuscript by Walter de Milemete.[3] In 1350, Petrarch wrote that the presence of cannons on the battlefield was 'as common and familiar as other kinds of arms'.[4]

Early artillery played a limited role in the 100 Years' War, and it became indispensable in the Italian Wars of 1494–1559. Charles VIII, during his invasion of Italy, brought with him the first truly mobile siege train: culverins and bombards mounted on wheeled carriages, which could be deployed against an enemy stronghold immediately after arrival.

Beginning of polygonal fortifications

The period from 1500–1801 saw a rapid advance in techniques of fortification in Europe. Whereas medieval castles had relied on high walls to keep out attackers, early modern fortifications had to withstand artillery bombardments. To do this, engineers developed a style of fortress known as the trace italienne or "Italian style". These had low, thick, sloping walls, that would either absorb or glance off cannon fire.

In addition, they were shaped like stars, with bastions protruding at sharp angles. The reason for this was to ensure that every bastion could be supported with fire from an adjacent bastion, leaving no "dead ground" for an attacker to take cover in. These new fortifications quickly negated the advantages cannon had offered to besiegers.

A polygonal fort is a fortification in the style that evolved around the middle of the 18th century, in response to the development of explosive shells.

The complex and sophisticated designs of star forts that preceded them were highly effective against cannon assault, but proved much less effective against the more accurate fire of rifled guns and the destructive power of explosive shells. The polygonal style of fortification is also described as a "flankless fort". Many such forts were built in the United Kingdom and the British Empire during the government of Lord Palmerston, and so they are also often referred to as Palmerston forts. Their low profile makes them easy to overlook.

In response to the vulnerabilities of star forts, military engineers evolved a much simpler but more robust style of fortification.

Firearms

The power of aristocracies vis à vis states diminished throughout Western Europe during this period. Aristocrats' 200- to 400-year-old ancestral castles no longer provided useful defences against artillery. The nobility's importance in warfare also eroded as medieval heavy cavalry lost its central role in battle. The heavy cavalry - made up of armored knights - had begun to fade in importance in the Late Middle Ages. The English longbow and the Swiss pike had both proven their ability to devastate larger armed forces of mounted knights. However, the proper use of the longbow required a lifetime of training, making it impossible to amass very large forces of archers.

The proper use of the pike required complex operations in formation and a great deal of fortitude and cohesion by the pikemen, again making amassing large forces difficult. Starting in the early 14th-century, armourers added plate-armour pieces to the traditional protective linked mail armour of knights and men-at-arms to guard against the arrows of the longbow and crossbow. By 1415 some infantrymen began deploying the first "hand cannons", and the earliest small-bore arquebuses, with burning "match locks", appeared on the battlefield in the later 15th century.

Decline of plate armour

Assault on a town, early 17th century

In virtually all major European battles during a period of 250 years (1400 to 1650), many soldiers wore extensive plate armour; this includes infantrymen (usually pikemen) and almost all mounted troops. Plate armour was expected to deflect edged weapons and to stop an arquebus or pistol ball fired from a distance, and it usually did. The threat (firearms) and the remedy (plate armour) for it tended to work as long as the velocity and weight of the ball remained quite low, but over time more effective firearms, like flintlock muskets (entering use after 1650) could kill an armoured man at a distance of even 100 yards (though with limited accuracy).

The flintlock musket, carried by most infantrymen other than pikemen after 1650, fired a heavier charge and ball than the matchlockarquebus. A recruit could be trained to use a musket in a matter of weeks. Since the early muskets lacked accuracy, training in marksmanship was of little benefit. Operating a musket did not require the great physical strength of a pikeman or the fairly rare skills of a horseman. Unlike their arquebus predecessors, flintlock muskets could neutralize even the most heavily armoured cavalry forces.

Since a firearm requires little training to operate, a peasant with a gun could now undermine the order and respect maintained by mounted cavalry in Europe and their Eastern equivalents. Though well-smithed plate-armour could still prevent the penetration of gunpowder-weapons, by 1690 it had become no match for massed firearms in a frontal attack and its use ended, even among the cavalry. By the end of the 17th century, soldiers in the infantry and most cavalry units alike preferred the higher mobility of being completely unarmoured to the slight protection - but greatly lessened mobility - offered by wearing plate armour.[citation needed]

Transition to flintlock muskets

The arquebus, in use from 1410, was one of the first hand-held firearms that were relatively light (it still required a stand to balance on) and a single person could operate one. One of these weapons was first recorded as being used in the Battle of Agincourt in 1415, although this was still very much a medieval battle. The term musket originally applied to a heavier form of the arquebus, which fired a shot that could pierce plate armour, though only at close range. In the 16th century it still had to be mounted on a support stick to keep it steady. The caliver was the lighter form of the arquebus. By 1600 armies phased out these firearms in favour of a new lighter matchlock musket. Throughout the 16th century and up until 1690, muskets used the matchlock design.

However, the matchlock design was superseded in the 1690s by the flintlock musket, which was less prone to misfires and had a faster reloading rate. By this time, only light-cavalry scouting units, "the eyes of the army", continued to wear front and back armor plates to protect themselves from distant or undisciplined musket-equipped troops.

While soldiers armed with firearms could inflict great damage on cavalry at a moderate distance, at close quarters the cavalry could slaughter the musket-armed infantry if they could break their formation and close to engage in melee combat. For many years infantry formations included a mix of troops armed with both firearms to provide striking power and pikes to allow for the defence of the arquebusiers or musketeers from a cavalry charge. The invention of the bayonet allowed the combining of these two weapons into one in the 1690s, which transformed the infantry into the most important branch of the early modern military—one that uniformly made use of flintlock muskets tipped with bayonets.

Nature of war

1645 - Siege of the city of Hulst (situated in the Dutch province of Zeeland) by Frederick Henry. Sieges dominated warfare of this era

This period saw the size and scale of warfare greatly increase. The number of combatants involved escalated steadily from the mid 16th century and dramatically expanded after the 1660s. For example, the King of France could field around 20,000 men in total for his wars against Spain in the 1550s, but could mobilize up to 500,000 men into the field by 1700 in the War of the Spanish Succession. Moreover, wars became increasingly deadly in this period. This may in part be attributed to improvements in weapons technology and in the techniques of using it (for example infantry volley fire).

However, the main reason was that armies were now much bigger, but logistical support for them was inadequate. This meant that armies tended to devastate civilian areas in an effort to feed themselves, causing famines and population displacement. This was exacerbated by the increasing length of conflicts, such as the Thirty Years' War and Eighty Years' War, which fought over areas subjected to repeated devastation. For this reason, the wars of this era were among the most lethal before the modern period.

For example, the Thirty Years' War and the contemporary Wars of the Three Kingdoms, were the bloodiest conflicts in the history of Germany and Britain respectively before the First World War. Another factor adding to bloodshed in war was the lack of a clear set of rules concerning the treatment of prisoners and non-combatants. While prisoners were usually ransomed for money or other prisoners, they were sometimes slaughtered out of hand - as at the battle of Dungans Hill in 1647.

One of the reasons for warfare's increased impact was its indecisiveness. Armies were slow moving in an era before good roads and canals. Battles were relatively rare as armies could manoeuvre for months, with no direct conflict. In addition, battles were often made irrelevant by the proliferation of advanced, bastioned fortifications. To control an area, armies had to take fortified towns, regardless of whether they defeated their enemies' field armies. As a result, by far the most common battles of the era were sieges, hugely time-consuming and expensive affairs. Storming a fortified city could result in massive casualties and cities which did not surrender before an assault were usually brutally sacked -for example Magdeburg in 1631 or Drogheda in 1649. In addition, both garrisons and besiegers often suffered heavily from disease.

Gustavus Adolphus at the Battle of Breitenfield. Adolphus was perhaps the greatest military innovator of this era

The indecisive nature of conflict meant wars were long and endemic. Conflicts stretched on for decades and many states spent more years at war than they did at peace. The Spanish attempt to reconquer the Netherlands after the Dutch Revolt became bogged down in endless siege warfare. The expense caused the Spanish monarchy to declare bankruptcy several times, beginning in 1577.

The changes in warfare eventually made the mercenary forces of the Renaissance and Middle Ages obsolete. However this was a gradual change. As late as the Thirty Years' War (1618–48), most troops were mercenaries. However, after this conflict, most states invested in better disciplined and more ideologically inspired troops. For a time mercenaries became important as trainers and administrators, but soon these tasks were also taken by the state. The massive size of these armies required a large supporting force of administrators. The newly centralized states were forced to set up vast organized bureaucracies to manage these armies, which some historians argue is the basis of the modern bureaucratic state.

The combination of increased taxes and increased centralisation of government functions caused a series of revolts across Europe such as the Fronde in France and the English Civil War. In many countries, the resolution of this conflict was the rise of monarchical absolutism. Only in England and the Netherlands did representative government evolve as an alternative. From the late 17th century, states learned how to finance wars through long term low interest loans from national banking institutions like the Bank of England. The first state to master this process was the Dutch Republic.

Battle of Heiligerlee 1568, showing the deployment of infantry bearing pikes and muskets, cavalry and artillery

This transformation in the armies of Europe had great social impact. J. F. C. Fuller famously stated that "the musket made the infantryman and the infantryman made the democrat." This argument states that the defence of the state now rested on the common man, not on the aristocrats, revolts by the underclass, that had routinely been defeated in the Middle Ages, could now conceivably threaten the power of the state. However, aristocrats continued to monopolise the officer corps of almost all early modern armies, including their high command.

Moreover, popular revolts almost always failed unless they had the support and patronage of the noble or gentry classes. The new armies, because of their vast expense, were also dependent on taxation and the commercial classes who also began to demand a greater role in society. The great commercial powers of the Dutch and English matched much larger states in military might. As any man could be quickly trained in the use of a musket, it became far easier to form massive armies. The inaccuracy of the weapons necessitated large groups of massed soldiers. This led to a rapid swelling of the size of armies.

For the first time huge masses of the population could enter combat, rather than just the highly skilled professionals. It has been argued that the drawing of men from across the nation into an organized corps helped breed national unity and patriotism, and during this period the modern notion of the nation state was born. However, this would only become apparent after the French Revolutionary Wars. At this time, the levée en masse and conscription would become the defining paradigm of modern warfare.

Before then, however, most national armies were in fact composed of many nationalities. For example, although the Swedish Army under Gustavus Adolphus was originally recruited by a kind of national conscription, the losses of the Thirty Years' War meant that by 1648 over 80% of its troops were foreign mercenaries. In Spain, armies were recruited from all the Spanish European territories including Spain, Italy, Wallonia and Germany. The French recruited soldiers from Germany, Switzerland and elsewhere as well as from France. Britain recruited Hessian troops until the late 18th century. Irish Catholics made careers for themselves in the armies of many European states (See the Flight of the Wild Geese).

Infantry

Column - This formation was typically used while marching, although with sufficient will and mass it was effective at breaking through line formations, albeit with heavy casualties.

Line - A simple two- or three-rank deep line formation allowed most muskets to be brought to bear and was the most commonly used battle formation. Often the first rank would kneel after firing to allow the second rank to fire.

Square - This formation was used against cavalry. Bayonets would be fixed, the first line would kneel with their muskets angled upward (much like a pike.) The second and third lines would fire at the cavalry when it came close. This formation was very ineffective when faced with combined cavalry and infantry, or artillery fire in the case of plain squares.

Skirmishers - Light infantry would advance and be the first to fire to draw the enemy to attack. Sharpshooters would not target common soldiers, but the officers so that the men were without leadership.

Cavalry

The death of King Gustavus II Adolphus in cavalry melee on 16 November 1632 at the Battle of Lützen

The rise of gunpowder reduced the importance of the once-dominant heavy cavalry, but it remained effective in a new role into the 19th century. The cavalry, along with the infantry, became more professional in this period but it retained its greater social and military prestige than the infantry. Light cavalry was introduced for skirmishing and scouting because of its advantage in speed and mobility. The new types of cavalry units introduced in this period were the dragoons or mounted infantry.

Dragoons were intended to travel on horseback but fight on foot and were armed with carbines and pistols. Even orthodox cavalry carried firearms, especially the pistol, which they used in a tactic known as the caracole. Cavalry charges using swords on undisciplined infantry could still be quite decisive, but a frontal charge against well-ordered musketeers and pikemen was all but futile. Cavalry units, from the 16th century on, were more likely to charge other cavalry on the flanks of an infantry formation and try to work their way behind the enemy infantry. When they achieved this and pursued a fleeing enemy, heavy cavalry could still destroy an enemy army.

However, the power formerly wielded by a heavy cavalry-focused army was at an end. For the first time in millennia, the settled people of the agricultural regions could defeat the horse peoples of the steppe in open combat. The power of the Mongols was broken in Russia and, no longer threatened from the east, Russia began to assert itself as a major force in European affairs. Never again would nomads from the east threaten to overrun Europe or the Middle East. In the Siege of Kazan (1552), Russia had employed cavalry, infantry armed with arquebus (Streltsy), artillery and sappers, while the Khanate of Kazan had only employed cavalry. The use of sappers proved decisive.

The one exception to this was the Ottoman Empire, which had been founded by Turkish horsemen. Arguably the world's greatest power for almost the entirety of the early modern period, the Ottomans were some of the first to embrace gunpowder artillery and firearms and integrated them into their already formidable fighting abilities. As European infantry became better armed and disciplined, by about 1700, the Ottoman forces began to be regularly defeated by the troops of the Austrian Habsburgs and other Western forces.

The spread of European power around the world was closely tied to naval developments in this period. The caravel for the first time made unruly seas like the Atlantic Ocean open to exploration, trade, and military conquest. While in all previous eras, European navies had been largely confined to operations in coastal waters, and were generally used only in a support role for land-based forces, this changed with the introduction of the new vessels like the caravel, carack and galleon and the increasing importance of international waterborne trade in the sixteenth and seventeenth centuries. The new caravels were large enough and powerful enough to be armed with cannons with which they could bombard both shoreline defenses and other vessels.

Ottoman Empire

The Ottoman Empire had been one of the first Middle Eastern states (that extended into Europe, making them the first European state as well) to effectively use gunpowder weapons and used them to great effect conquering much of the Middle East, North Africa, and the Balkans. In the 17th century the state began to stagnate as more modern technologies and strategies were not adopted. Specifically, the Ottoman Empire was slow to adopt innovations like boring cannon (rather than casting them in a mold), making the conversion from matchlock firearms to flintlocks, and the lightening of field guns and carriages.[5]

In part this was because the military elite had become a powerful force in the empire and change threatened their positions. David Nicolle theorizes that one contributing factor to the Ottoman reluctance to adopt the flintlock musket, despite its superiority over the matchlock ignition system, was the dusty climate of much of the Middle East which could cause problems with reliability.[6]

Overall, the Ottoman Empire between the 15th and 18th centuries has been assessed as a third-tier military producer, that is a producer which copies existing technologies, but does not capture the underlying process of innovation (first-tier producer) or adaption (second-tier producer).[7] Other research, though, complicates that view. A Chinese military manual published in 1644 compared Ottoman and European firearms in the following manner:[8]

Firearms have been in use since the beginning of the dynasty, and field armies in battle formation have found them convenient and useful to carry along...Since muskets have been transmitted to China, these weapons have lost their effectiveness...In battle formation, aside from various cannon such as the "three generals", the breech-loading swivel gun, and the "hundred-league thunder", nothing has more range or power than the Ottoman musket. The next best is the European one.

The fact that Ottoman firearms were considered by 17th-century Chinese writers to be superior to European firearms demonstrates that the Ottoman Empire was at least a second tier producer of muskets during this period. However, some claim that the 'European' firearms the Chinese researcher tested were actually Japanese arquebuses based on fifty-year-old Portuguese models. The design of the Ottoman matchlock is substantially different from that of the European variety and it in turn influenced the matchlocks produced in both SafavidPersia and MughalIndia.

15th century

The Ottoman Empire was one of the first states to put gunpowder weapons into widespread use.[dubious– discuss] The famous Janissary corps of the Ottoman army began using matchlock muskets as early as the 1440s.[6] The army of Mehmed the Conqueror, which conquered Constantinople in 1453, included both artillery and foot soldiers armed with gunpowder weapons.[9] The Ottomans brought to the siege sixty-nine guns in fifteen separate batteries and trained them at the walls of the city. The barrage of Ottoman cannon fire lasted forty days, and they are estimated to have fired 19,320 times.[10]

16th century

The 16th century saw the first widespread use of the matchlock musket as a decisive weapon on the battlefield with the Turks becoming leaders in this regard. The first of these campaigns was the campaign against the Persians in 1514 under Yavuz Sultan Selim, or Selim the Grim. Armed with gunpowder weapons, his army defeated the Persians at the Battle of Chaldiran.[11] After his victory over the Safavids, Selim turned his attention towards the Mamluk dynasty in Egypt. The decisive battle of his campaign against the Mamluks, and the battle which highlighted the importance of the musket in the Ottoman military, was the Battle of Raydaniyah, fought in 1517. There, Selim outflanked the entrenched Mamluk artillery, and attacked the Mamluk forces with his Janissaries. The Janissaries, armed with firearms, destroyed the Mamluk army, armed mostly with traditional swords and javelins.[12]

Reference was made by João de Barros to a sea battle outside Jiddah, in 1517, between Portuguese and Ottoman vessels. The Muslim force under Salman Reis had "three or four basilisks firing balls of thirty palms in circumference".[13] This was estimated to be a cannon of about 90 inch bore "firing cut stone balls of approximately 1,000 pounds (453 kg)".[13]

After the death of Selim, he was succeeded by his son Suleiman the Magnificent. During his reign, gunpowder weapons continued to be used effectively. One important example, is the Battle of Mohács in 1526. During this battle, Ottoman artillery, and Janissaries armed with muskets, were able to cut down charging Hungarian cavalry.[14]

17th century

Although the cannon and musket were employed by the Ottomans long beforehand, by the 17th century they witnessed how ineffective the traditional cavalry charges were in the face of concentrated musket-fire volleys.[15] In a report given by an Ottoman general in 1602, he confessed that the army was in a distressed position due to the emphasis in European forces for musket-wielding infantry, while the Ottomans relied heavily on cavalry.[15] Thereafter it was suggested that the janissaries, who were already trained and equipped with muskets, become more heavily involved in the imperial army while led by their agha.[15]

By the middle of the 17th century, the continued reliance of the Ottomans on over-heavy ordnance had been made out by European officers as a liability. Raimondo Montecuccoli, the Habsburg commander who defeated the Ottomans at Battle of Saint Gotthard commented on Ottoman cannon:

This enormous artillery produces great damage when it hits, but it is awkward to move and it requires too much time to reload and site. Furthermore, it consumes a great amount of powder, besides cracking and breaking the wheels and the carriages and even the ramparts on which it is placed . . . our artillery is more handy and more efficient and here resides our advantage over the cannon of the Turks.[16]

Persia

Soon after the Ottoman Empire, two other Muslim gunpowder empires appeared: the Safavid Empire in Persia and the Mughal Empire in India. They both began in the early 16th century but later collapsed in the 18th century.

The refusal of their Qizilbash forces to use firearms contributed to the Safavid rout at Chaldiran in 1514.[17]

Despite this initial reluctance, the Persians very rapidly acquired the art of making and using handguns. A Venetian envoy, Vincenzo di Alessandri, in a report presented to the Council of Ten on 24 September 1572, observes:

"They used for arms, swords, lances, arquebuses, which all the soldiers carry and use; their arms are also superior and better tempered than those of any other nation. The barrels of the arquebuses are generally six spans long, and carry a ball little less than three ounces in weight. They use them with such facility that it does not hinder them drawing their bows nor handling their swords, keeping the latter hung at their saddle bows till occasion requires them. The arquebus is then put away behind the back so that one weapon does not impede the use of the other."

Somalia

The Ethiopian–Adal war was a military conflict between the Ethiopian Empire and the Adal Sultanate from 1529 until 1543. The Imam Ahmad ibn Ibrihim al-Ghazi (nicknamed Gurey in Somali and Gragn in Amharic (ግራኝ Graññ), both meaning "the left-handed") came close to extinguishing the ancient realm of Ethiopia, and converting all of its subjects to Islam; the intervention of the European Cristóvão da Gama, son of the famous navigator Vasco da Gama, helped to prevent this outcome. Many historians trace the origins of hostility between Somalia and Ethiopia to this war. Some historians also argue that this conflict proved, through their use on both sides, the value of firearms such as the matchlock musket, cannons, and the arquebus over traditional weapons. Imam Ahmed was the first African commander to use cannon warfare on the continent during the Adal's conquest of the Ethiopian Empire under Dawit II.

East Asia

Japan

Japanese arquebus of the Edo era (teppo)

In Japan the pattern of military development was somewhat different from that in Europe or the Middle East. Soon after contact with Portuguese traders in the year 1543, firearms were adopted in the nation and an era of gunpowder warfare followed for several decades, culminating at the famous Battle of Nagashino in 1575, where volley fire was introduced. The Japanese under Toyotomi Hideyoshi also used firearms against the Koreans and Chinese during the Imjin War of the 1590s, which proved effective, yet the Chinese and Koreans matched this with farther-range cannon fire.

Once the Japanese home islands were unified in the early 17th century, the Tokugawa shogunate launched an effort to solidify the power of the feudal samurai class and banned the use and manufacture of all firearms (as well as repairs to feudal castles). Between the seventeenth and late 19th centuries Japanese warfare remained medieval and its society feudal in nature.

Vietnam

Western arquebuses and matchlocks were imported into Vietnam during the 16th century. The raging and lengthy wars between Le and Mac dynasties, and later Trinh and Nguyen clans invoked an arm race between the opposing factions. Gunnery and marksmanship rapidly spread across the country and soon Vietnamese musketeers became infamous as masters of firearms.

Upper:Goa style arquebuses- probably were widespread in Vietnam during the 17th century