Building NGO Capacity and Autonomy in China

A great challenge facing many Chinese reformers since the late Qing era has been to build a unified and strong nation that is also energized by a vibrant civil society. Such efforts have been hampered to varying extents by a patriarchal tradition that is based on hierarchical and dependent relationships. This tradition has continued to influence civil society and NGO development in contemporary China.

Liang Qichao reported his experience of visiting Chinatowns in North America in the early 1900s. As a renowned reformer at the time, Liang was warmly welcomed by overseas Chinese in North America and stayed in several Chinese communities for months in 1902. His observation was that civic organizations in Chinatowns in North America were either dominated by a handful of strong leaders or at the edge of chaos.

For Liang Qichao, Chinese communities at his time, in general, lacked self-governing capacities; this observation strengthened his belief that China needed gradual reform rather than a revolution, otherwise China would likely face the replacement of one form of tyranny by another form, reminiscent of Alexis De Tocqueville’s analysis in The Old Regime and the Revolution.

Writing in the 1930s and 40s, the renowned Chinese anthropologist Fei Hsiao-Tung argued that personal networks emerged in traditional China to mitigate the abuses caused by a centralized and unaccountable government bureaucracy. When given the opportunities, each individual would try to build his unique personal network to further his own interests or those of his close family members and associates. As most of these personal networks arose randomly in response to specific individual or collective interests, no reliable mechanisms existed to hold them accountable.

These networks could be used for socially beneficial purposes, but some could also be used for socially destructive ones. Such informal networks differ from contemporary civic associations in the West, in which once the institutional foundation of a civic association is built, the personal networks that helped its initial establishment would become less and less important. Individuals may move in and out of it while the association persists to serve its constituencies. In traditional China, in contrast, personal networks and civic associations often moved as well as grew and died together with the specific persons involved.

This type of problem is evident among many NGOs in contemporary China as their operations are strongly shaped by their founders’ personal networks. Once their founders retire, they face serious difficulty in continuing their operations as those personal networks can easily vanish together with the founders’ departure. A major challenge for strengthening China’s civil society is to help civic associations to be more institutionalized such that they are less dependent on the personal networks of their founders for long-term survival.

In contemporary China, many non-enterprise units and NGOs were initially creations of the party-state. Some of these organizations, for example, were former service organizations (shiye danwei) that were part of the government; some were established as conduits for channeling funding from donors outside China. For those that were not directly created by the party-state, many of their leaders were former government officials or had extensive personal connections with the party-state.

Business organizations in China have traditionally had strong ties to government as well. This is rooted in the traditional socialist economy in which public enterprises themselves are created and owned by governments. Even among the privately created and owned enterprises, ties to government have remained important to their success. As indicated by Victor Nee and Sonja Opper’s research, such ties have decreased in importance in recent years. This is especially true among firms that rely less on government entities to obtain factors of production and are more exposed to international markets, while many firms remain highly dependent on governments to secure lands, obtain government permits, and pass regulatory requirements.

The current Chinese leadership appears to understand the potential contributions of NGOs to addressing various types of social and economic issues. While they support a gradual expansion of the philanthropic and NGO sectors, they have also tried to put them under tighter party and government control. To consider the prospect for future development of the NGO sector in China, we must answer two critical questions. One is internal to the sector itself, that is, how to strengthen the self-governing capacity of individual organizations so that they can survive beyond the tenure of the initial founders. The other one is external, that is, how to develop collaborative relationships with the party-state, but at the same time maintain a reasonable degree of autonomy.

If the experience of the business sector is a guide, NGOs must first be able to develop their sustainable capacity to operate beyond a narrow set of personalized networks. With that foundation, they can be in a better position to seek greater autonomy from government control.

Shui-Yan Tang is Francis R. and John D. Duggan Professor of Public Administration in the Sol Price School of Public Policy at the University of Southern California.Image Credit: CC by Skoll Foundation/Flickr.

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