In this issue:
- FINRA Proposes to Amend Rule 11892
- SEC Approves FINRA Rule Change to Limit Self-Trading
- FATCA Transitional Relief and Extension of Time for the Implementation of New Account...more

In This Issue:
Leading the Past Week; Legislative Branch; Executive Branch; and Upcoming Hearings.
Excerpt from Leading the Past Week -
While the Senate was on recess, the House was in, but staffs from...more

In This Issue:
Leading the Past Week; Legislative Branch; Executive Branch; and Upcoming Hearings.
Excerpt from Leading the Past Week -
What had been a relatively quiet week, where until Friday it seemed...more

The Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), which was adopted in July 2010 with the goals of reducing risk, increasing transparency and promoting market integrity within the...more

The article reviews indicators and warning signs that should alert a taxpayer that what he/she is being told and/or sold is a tax scam that may put him/her at risk for severe civil or criminal penalties. Look at what...more