4 National Science Foundation Arden L. Bement, Jr. Director Directorate for Social, Behavioral, and Economic Sciences Myron P. Gutmann Assistant Director Division of Science Resources Statistics Lynda T. Carlson Mary J. Frase Division Director Deputy Director Stephen Cohen Chief Statistician Human Resources Statistics Program Emilda B. Rivers Program Director Division of Science Resources Statistics The Division of Science Resources Statistics (SRS) fulfills the legislative mandate of the National Science Foundation Act to provide a central clearinghouse for the collection, interpretation, and analysis of data on scientific and engineering resources and to provide a source of information for policy formulation by other agencies of the federal government To carry out this mandate, SRS designs, supports, and directs periodic surveys as well as a variety of other data collections and research projects. These surveys yield the materials for SRS staff to compile, analyze, and disseminate quantitative information about domestic and international resources devoted to science, engineering, and technology. If you have any comments or suggestions about this or any other SRS product or report, we would like to hear from you. Please direct your comments to National Science Foundation Division of Science Resources Statistics 4201 Wilson Blvd., Suite 965 Arlington, VA Telephone: (703) Fax: (703) DECEMBER 2009 Information and data from the Division of Science Resources Statistics are available on the Web at To request a printed copy of this report go to or call (703) 292-PUBS (7827). For NSF s Telephonic Device for the Deaf, dial toll-free (800) or (703) ii Doctorate Recipients from U.S. Universities: Summary Report

7 Figures Figure Figure 1 Annual rate of change in doctorates awarded by U.S. colleges and universities: Figure 2 Doctorates awarded by U.S. colleges and universities: Figure 3 Doctorates granted, by percentile of doctorate-awarding institutions: Figure 4 Top 20 doctorate-granting states: Figure 5 Science and engineering doctorates awarded, by broad field of study: Selected years, Figure 6 Doctorates awarded in education, humanities, and other fields: Selected years, Figure 7 Percentage distribution of doctorate recipients, by broad field of study: 1978 and Figure 8 Doctorate recipients, by sex: Figure 9 Female doctorate recipients, by broad field of study: Selected years, Figure 10 Doctorates awarded to U.S. citizen and permanent resident racial/ethnic minorities, by selected race/ethnicity: Selected years, Figure 11 Doctorates earned by U.S. citizen and permanent resident racial/ethnic minorities, by selected race/ethnicity: 1988 and Figure 12 Doctorates earned by U.S. citizen and permanent resident racial/ethnic minorities, by broad field of study: Figure 13 Distribution of doctorates earned by male and female U.S. citizens and permanent residents, by race/ethnicity: Figure 14 Highest educational attainment of either parent of doctorate recipients: Figure 15 U.S. citizen and permanent resident doctorate recipients who earned a master s degree, by broad field of doctoral study and selected race/ethnicity: Figure 16 Median years to doctorate, from baccalaureate award and from graduate school entry, and age at doctorate: Selected years, Figure 17 Distribution of age at time of doctorate, by broad field of study: Figure 18 Primary source of financial support for doctorate recipients, by broad field of study: Page Figure 19 U.S. citizen and permanent resident doctorate recipients with levels of graduate school debt greater than $30,000, by broad field of study and race/ethnicity: Figure 20 Postgraduation plans of doctorate recipients with definite postgraduation commitments, by broad field of study: NSF v

8 Preface This year s edition of the Summary Report from the Survey of Earned Doctorates (SED) reflects six changes from previous editions. Multiple Year Format. Both 2007 and 2008 data are presented in this report to expedite release of 2 years of data. Only a few 2007 SED data tables could be released in 2008, pending development of new data protection procedures. The full complement of 2007 SED data tables is released in a special section in this report, without accompanying discussion. The narrative section of the report discusses the results of the 2008 SED, with figures and 2008 summary and detailed data tables. Future editions of the SED Summary Report will return to a single-year format. Report Organization. The current-year summary and detailed data tables now follow the body of the report. The 2007 data supplement follows the current-year data tables. Locating all data tables together should make it easier for readers to find the data they want. Appendix A now provides the technical notes and includes information for both the 2007 and 2008 SED cycles. Appendix B includes the questionnaires for both survey years. Reporting of Citizenship Status. In past editions of the Summary Report, tables reporting citizenship status have displayed U.S. citizens, permanent residents, and temporary visa holders as separate citizenship categories. Beginning with this year s edition only two citizenship categories will be reported, and the data of U.S. citizen doctorate recipients will be combined with that of permanent resident doctorate recipients. New Race Category. Respondents to the SED who indicated more than one race will now be reported in a separate multi-race category in all Summary Report tables reporting race/ethnicity data. In previous Summary Reports these respondents had been grouped into the Other/Unknown race/ethnicity category. New Publisher. The SED Summary Report is now published by the National Science Foundation on behalf of the other federal sponsors. Previous Summary Reports had been published by the SED survey contractor. New Disclosure Protection Procedure. A new disclosure protection procedure has been applied to detailed data tables 36 and 37 (formerly appendix tables A-1 and A-2), resulting in minor revisions to the tables. In a series of outreach meetings held late in 2008, representatives of the SED data user community provided important insights that shaped the design of this new procedure. See Disclosure Protection, appendix A, for further detail. vi Doctorate Recipients from U.S. Universities: Summary Report

9 Acknowledgments The conduct of the Survey of Earned Doctorates (SED), the maintenance of the SED, and resulting publications are funded jointly by the National Science Foundation (NSF), National Institutes of Health (NIH), U.S. Department of Education (USED), National Endowment for the Humanities (NEH), U.S. Department of Agriculture (USDA), and National Aeronautics and Space Administration (NASA). These federal agencies gratefully acknowledge the support and assistance of graduate deans and their staff, registrars, dissertation officers, and other administrators who participate in the SED effort and contribute to its success. Heartfelt thanks are extended to the new research doctorate recipients who completed the 2008 survey. Representatives from the six sponsoring agencies provided constructive reviews of the survey design and analysis. Jennifer Sutton (NIH), Nancy Borkow (USED), Frank Shaw (NEH), Greg Smith (USDA), Mabel Matthews (NASA) and Mark Fiegener, SED Project Manager (NSF, Division of Science Resources Statistics), who also oversaw the preparation of this report. Nancy Leach, Mary Frase, and Stephen Cohen at NSF/SRS provided additional review and comment. Reviewers Nathan Bell (Council of Graduate Schools), Ralph Ferguson (Texas Tech University), and Suzanne Ortega (University of New Mexico) provided valuable comments. Staff at the National Opinion Research Center (NORC) conduct survey operations for the SED and prepared this report. NORC staff who have played a valuable role in the SED are Syed Ahsan, Mireya Dominguez, Brianna Groenhout, Tom Hoffer, Lino Jimenez, Sharnia Lashley, Mary Ann Latter, Lindsay Virost, Kristy Webber, Vincent Welch Jr., and Mary Hess. NSF vii

10 Introduction Doctorate Recipients from U.S. Universities: Summary Report is the 41st in a series of reports on research doctorates awarded by universities in the United States. Data presented in this report were collected by the Survey of Earned Doctorates (SED). 1 The SED has been conducted annually since 1957 and is sponsored by six federal agencies: the National Science Foundation (NSF), National Institutes of Health (NIH), U.S. Department of Education (USED), U.S. Department of Agriculture (USDA), National Endowment for the Humanities (NEH), and National Aeronautics and Space Administration (NASA). The SED is a census of all individuals who receive a research doctorate from a U.S. academic institution in a given academic year (1 July through 30 June of the following year). This report presents data from the 2007 and 2008 SED. The 2008 census covered 48,802 individuals who earned research doctorates in the academic year ending June 2008; the 2007 census covered 48,112 individuals who earned research doctorates in the academic year ending June All survey responses become part of the Doctorate Records File (DRF), a cumulative database on research doctorate recipients from 1920 to The DRF now contains 1,745,673 records of research doctoral degrees earned over the last 89 years at U.S. institutions. Organization of the Report The body of this report discusses the results of the 2008 SED, beginning with a summary of key findings. Trends in the numbers and percentages of doctorate recipients through 2008 are reported by the broad fields in which doctorate recipients earn their degrees, and by sex, race/ethnicity, and citizenship. Cross-sectional data on the educational pathways that 1 The SED collects information on research doctorate recipients only. This survey differs from the U.S. Department of Education s Integrated Postsecondary Education Data System (IPEDS), which collects the number of doctoral degrees awarded per institution by field of study. For an evaluation of the differences, see National Science Foundation, 1993, Science and Engineering Doctorates: , NSF , pp. 2 6, Washington, DC. doctorate recipients take to the research doctorate are reported for the 2008 cohort, as well as data on the average amount of time taken to complete the doctoral degree, doctorate recipients reporting disabilities, sources of financial support during graduate school, and the postgraduation status and plans of doctorate recipients. The data tables follow the main text, beginning with summary data tables for 2008 (tables 1 35), which display the numbers and percentages from which the figures and the numbers cited in the text are drawn. Detailed data tables for 2008 research doctorate recipients (tables 36 46) and for the previous 10-year period ( , tables 47 50) follow the summary 2008 data tables. Data collected by the 2007 SED are presented as a data supplement without accompanying narrative. These supplementary summary and detailed data tables follow the 2008 tables. Appendix A supplies technical notes, including field of study classifications, research degree titles included in the SED, response rates, and other information related to data collection and tables and figures in the report. Appendix B contains the SED questionnaires for the 2007 and 2008 academic years. Data Availability and Related Publications This report is available on the Web at statistics/doctorates/. The 2007 and 2008 data tables are available for download in Excel and PDF file formats. NSF publishes data from the SED annually in the Science and Engineering Doctorate Awards series of detailed statistical tables and in InfoBriefs and Special Reports that focus on selected topics. These reports, the annual Summary Report from recent years, SED questionnaires, and information on SED methodology are also online at statistics/doctorates/. A set of detailed statistical tables that reports national-level counts of doctorate recipients by fine field of doctorate, sex, viii Doctorate Recipients from U.S. Universities: Summary Report

11 and race/ethnicity for U.S. citizens and permanent residents formerly available through the survey contractor will also be published by NSF. These will be available on the Web beginning early SED data are also included in the series Science and Engineering Degrees and Science and Engineering Degrees by Race/Ethnicity of Recipients; Science and Engineering Indicators; and Women, Minorities, and Persons with Disabilities in Science and Engineering. Survey data from earlier years of the SED are published in the Special Report U.S. Doctorates in the 20th Century (NSF ), which provides an overview of the development of the American system of doctoral education from 1900 to All of these publications are available online at SED data are also included in Science and Engineering Doctorates: (NSF ). This publication is out of print, but tables from it are available on request. Access to restricted data for researchers interested in analyzing microdata can be arranged through a licensing agreement (http://www.nsf.gov/statistics/database. cfm#microdata). The SED is conducted by the National Opinion Research Center (NORC) under contract to NSF. The survey contractor can produce on-demand tabulations of the SED data (at cost), customized to the data requester s research specifications. For more information on additional sources of SED data, please contact the SED project officer, Mark Fiegener ). NSF ix

12

13 Key Findings: 2008 Trends in the Numbers of New Research Doctorate Recipients The 48,802 research doctorates awarded in 2008 is the highest number in the history of U.S. higher education, but growth rates have slowed in recent years (table 1). Life sciences accounted for 11,088 research doctorates awarded in 2008, the largest number by broad field (table 5). Women received 46% of all research doctorates awarded in 2008, the 13th consecutive year in which women received more than 40% of doctorates awarded (table 7). A total of 6,981 U.S. citizens and permanent residents who are members of racial/ethnic minority groups were awarded research doctorates in % of the U.S. citizens and permanent residents who earned research doctorates and reported race/ethnicity (table 8). Asians earned 2,543 research doctorates in 2008, more than members of any other U.S. racial/ethnic minority group (table 8). Of graduates with known citizenship status, 67% were U.S. citizens or permanent residents and 33% were non-u.s. citizen temporary visa holders (table 11). Financial Resources and Indebtedness Three fourths of graduates reported teaching assistantships, research assistantships/traineeships, and fellowships/grants to be their primary source of support during graduate school (table 22). Just over half (53%) of graduates reported having no graduate or undergraduate education-related debt, 19% reported cumulative debt of $20,000 or less, and 8% reported debt over $70,000 (table 23). Postgraduation Plans, Employment, and Location Sixty-nine percent of graduates reported having definite postgraduation plans (table 27). Of those, 64% planned to work and 36% planned postdoctoral study, predominately in the broad fields of life sciences and physical sciences (table 28). Of the graduates with firm commitments for U.S. employment, 51% planned to work in academe, 27% planned to work in industry or be self-employed, and 6% planned to work in government (table 29). China (including Hong Kong) was the country of origin for the largest number of non-u.s. graduates in 2008, with 4,526 (table 12). The median total time span from baccalaureate to doctorate among graduates was 9.4 years; median duration between starting and completing graduate school was 7.7 years (table 18). NSF

14 Trends among Doctorate Recipients Individual research doctorate recipients from U.S. universities are the primary respondents to the Survey of Earned Doctorates. 2 Throughout this report, the terms doctorate and doctoral degree are used to represent any of the research doctoral degrees covered by the survey. Overall Trends and Rates of Change During the 12-month period ending 30 June 2008, U.S. universities awarded 48,802 research doctoral degrees, compared with 48,112 in 2007 and 45,615 in 2006 (table 1). Although the 2008 total is the largest number of research doctorates awarded in the history of U.S. higher education, the rate of increase over 2007 was small, 1.4% (figure 1). The long-term trend in the number of new research doctorates is characterized by considerable growth. Since the SED began in 1957, the number of doctorates granted by U.S. universities has, on average, increased by about 3.5% per year. Between 1961 when the number of annual doctorates awarded surpassed 10,000 for the first time and 1971, the number of doctorates awarded grew at an average annual rate of nearly 12%, and the total almost tripled (31,867). From 1972 to 1985 the growth rate slowed, then declined, and the number of doctorates awarded annually stabilized at about 31,000. In 1986, a second period of growth began that persisted until 1998, when 42,638 research doctorates were awarded. From 1998 to 2002, the number of doctorates awarded fluctuated, reaching a low point in Growth resumed from 2003 to 2008, leading to an all-time high in 2008 for number of doctorates earned (figure 2, table 1). Doctorate-Granting Institutions The SED project closely monitors the universe of institutions that grant research doctorates, and it annually reviews 2 Doctorates are reported by academic year (from 1 July of one year through 30 June of the following year) and include research doctorates in all fields. Research doctoral programs are oriented toward preparing students to make original intellectual contributions in a field of study and typically entail the completion of a dissertation. Doctoral degrees, such as the PhD, DSc, and research EdD, are covered by this survey; professional degrees (e.g., MD, DDS, DVM, JD, PsyD, DMin) are not. A full list of included degrees is in appendix A. Before 2001, the SED covered only the first research doctorate earned. Since then, the SED has also covered the second research doctorate. In 2008, a total of 109 individuals earned a second research doctorate. all accredited institutions recognized by the U.S. Department of Education in its Integrated Postsecondary Education Data System (IPEDS). The data-collection contractor for the SED contacts newly identified institutions, determines whether those institutions grant research doctorates (see appendix A), and adds institutions to the SED universe when they award a qualifying degree. Detailed data tables 45a and 45b display the full list of institutions that granted research doctorates in During the 2008 academic year, there were 421 universities in the United States and Puerto Rico that awarded at least one research doctorate. The mean number of doctorates awarded per institution was 116, and the median was 43 (table 2). As the substantial difference between the mean and the median indicates, a relatively small number of institutions award a disproportionately large number of doctorates. The top 10% of institutions granted nearly half (46%) of all doctorates in 2008, and institutions in the 80th to 89th percentiles accounted for more than one fifth (22%) (figure 3). The trend data in table 2 show that the median number of degrees awarded per institution grew rapidly during the late FIGURE 1. Annual rate of change in doctorates awarded by U.S. colleges and universities: Annual percentage change Annual percentage change Long-term average (3.5%) SOURCE: NSF/NIH/USED/USDA/NEH/NASA, 2008 Survey of Earned Doctorates. 2 Doctorate Recipients from U.S. Universities: Summary Report

16 1960s, from 43 in 1968 to 55 in Following the end of the Vietnam War in 1972 and the enrollment boosts that accompanied the availability of student deferments from military service, the median number quickly dropped to 42 in 1973 and has vacillated between 35 and 46 since. In 2008 the University of California-Berkeley granted the largest number of doctorates, 856, or 2% of all doctorates awarded that year, followed by the University of Texas-Austin (821), the University of Wisconsin-Madison (740), the University of Illinois Urbana-Champaign (735), and the University of California-Los Angeles (724). In 2008 (as has been the case for the past several years), the 10 institutions awarding the highest number of doctoral degrees granted approximately 15% of all doctorates (table 3, detailed data tables 45a, 45b). Among the states, California universities led the nation by awarding 5,925 doctorates, or 12% of all doctorates in 2008 (figure 4, table 4). New York institutions followed with 3,986, then Texas (3,384), Massachusetts (2,591), Pennsylvania (2,463), Illinois (2,362), Florida (2,018), Ohio (1,921), and Michigan (1,599). These nine states accounted for 54% of all doctorates awarded in Field of Study There were 292 fields of specialization into which the SED classified research doctoral degrees in 2008 (listed in the SED questionnaire, appendix B). Because fields of specialization are dynamic entities that reflect the evolving programs of researchers and their constituencies, the SED list is assessed periodically to identify emerging fields and is modified, as needed, to accommodate changes in the world of doctoral education. Consistent with past practice in presenting the SED data, the fields of specialization are grouped into seven broad fields: life sciences (including agricultural sciences/ natural resources, biological/biomedical sciences, and health sciences), physical sciences (including mathematics and computer and information sciences), social sciences (including psychology), engineering, education, humanities, and a heterogeneous group classified as other fields (including business, communication, social work, and theological programs). Detailed data tables 36, 37, and 47 report numbers of doctorate recipients by field of specialization. The institutions that in 2008 granted the largest numbers of doctorates in each of the seven broad fields are listed in table 3. The Johns Hopkins University led all universities in life sciences (235), the University of California-Berkeley granted the most doctorates in the physical (192) and social sciences (159), and the Georgia Institute of Technology granted the most engineering doctorates (319). Teachers College of Columbia University led all universities in education doctorates awarded (154), Harvard had the highest total in the humanities (138), and the University of Texas-Austin granted the most doctorates in the diverse other fields category (70). The numbers of doctorates awarded in the seven broad fields were also concentrated in a relatively small number of institutions. The 10 institutions that granted the largest number of doctorates awarded 15% of all doctorates in 2008, but the concentration was higher in five of the seven broad fields: 27% in engineering, 22% in humanities, and 18% in life sciences, physical sciences, and other fields (table 3). The slight overall increase of 1.4% in doctorates awarded between the 2007 and 2008 academic years was a result of increases in five of the seven broad fields: life sciences and social sciences were each up 4%, education and engineering by 2% each, and physical sciences by 1%. The increases in FIGURE 4. Top 20 doctorate-granting states: 2008 Number of doctorates 6,000 5,000 4,000 3,000 2,000 1,000 0 CA NY TX MA PA IL FL OH MI NC GA MD IN VA NJ WI MN AZ MO WA State See table 4. SOURCE: NSF/NIH/USED/USDA/NEH/NASA, 2008 Survey of Earned Doctorates. 4 Doctorate Recipients from U.S. Universities: Summary Report

17 those fields were partially offset by a decrease in humanities (8%) and other fields (2%) (detailed data table 47). Since 1990 life sciences has been the largest broad field, and 11,088 doctorates were awarded in Over the 5-year period , the number of doctorates awarded in engineering, physical sciences, and life sciences have shown the largest increases: 49%, 39%, and 30%, respectively (table 5). Doctorate completions in education and humanities were slightly lower just under 1% and 9% fewer degrees awarded, respectively, in 2008 than were awarded 5 years earlier (figures 5, 6; table 5). Life sciences, physical sciences, social sciences, and engineering the four broad fields that together constitute science and engineering (S&E) represented 71% of all doctorates awarded in S&E doctorates accounted for 67% of all doctorates in 1998, 65% of the total in 1988, and 58% in 1978 (table 5). The 30-year comparisons for all seven broad fields are shown in figure 7. The relative shares of graduates in life sciences, physical sciences, and engineering were greater in 2008 than in 1978, relative shares of graduates in social sciences, humanities, and education were smaller, and relative shares of graduates in other fields in 1978 and 2008 were about the same (figure 7). At the major field level, biological/biomedical sciences (within life sciences), computer and information sciences (within physical sciences), and electrical and related engineering were the fields that showed the greatest increase in their relative share over the past 30 years (5 percentage points for biological sciences, and 3 percentage points for computer and information science and electrical and related engineering). Education research showed the greatest decline in relative share, down 5 percentage points in 2008 as compared with 1978 (table 5). The numbers of doctorate recipients in the largest subfields within the seven broad fields are shown in table 5. The main fields of growth within life sciences were health sciences, which grew from 512 doctorate recipients in 1978 to 2,094 in 2008, and biological/biomedical sciences, which grew from 3,516 to 7,793. Within these two subfields, the fine fields that increased the most over the past decade are epidemiology, genetics/genomics, and neurosciences. In physical sciences, the most growth occurred in computer and information sciences, increasing from 121 doctorate recipients in 1978 to 1,786 in The largest growth in social sciences was in the diverse other social sciences subfield. Within this subfield, the fine fields of geography, area/ethnic/ cultural/gender studies, and public policy analysis experienced the most growth over the past decade (detailed data table 47). FIGURE 5. Science and engineering doctorates awarded, by broad field of study: Selected years, Number of doctorates 12,000 10,000 8,000 6,000 4,000 2,000 Social sciences Physical sciences Engineering Life sciences See table 5. SOURCE: NSF/NIH/USED/USDA/NEH/NASA, 2008 Survey of Earned Doctorates. FIGURE 6. Doctorates awarded in education, humanities, and other fields: Selected years, Number of doctorates 12,000 10,000 8,000 6,000 4,000 2,000 Education Other fields Humanities See table 5. SOURCE: NSF/NIH/USED/USDA/NEH/NASA, 2008 Survey of Earned Doctorates. In the broad field of engineering, electrical and related engineering showed considerable growth. Nearly one-third of the total increase in engineering doctorate recipients from 1978 to 2008 was in this field, which increased from 539 in 1978 to 2,299 in The subfield of industrial engineering showed the greatest growth during this 30-year period; however, the absolute numbers for this field are still relatively small (281 in 2008). NSF

18 The numbers of new doctorate recipients increased in two of the three broad non-s&e fields (humanities and other fields); however, there was a decrease in the proportion of the cohort that earned doctoral degrees in humanities. The largest growth in humanities subfields was in other humanities. The detailed field totals in detailed data table 47 indicate that, over the past decade, the other humanities fields with increasing numbers of doctorate recipients included American/U.S. studies, archaeology, and religion/religious studies. Within other fields, the largest growth was seen in the subfield of business and management, from 713 in 1978 to 1,437 in The numbers of doctorates awarded in education dropped over the 30-year period. The only subfield within education that showed growth from 1978 to 2008 was education administration, from 1,455 doctorates to 2,248 (table 5, detailed data table 47). Demographic Characteristics Sex In 2008, the number of doctorates awarded to men rose by 95 over the previous year, and doctorates awarded to women rose by 612 (figure 8; detailed data tables 49, 50). Women s share of all doctorates earned in 2008 was 46%, similar to that in 2007 (table 6) was the 13th consecutive year in which the representation of female doctorate recipients has surpassed 40%. Women constituted 45% of all doctorate recipients in 2003, 42% in 1998, and 27% in 1978 (table 6). The proportion of doctorates earned by women has also grown consistently within all of the broad fields of study. Women constituted over two thirds (67%) of all education doctorate recipients for 2008 and were the majority in social sciences (58%), life sciences (53%), and humanities (52%). The representation of women among doctorate recipients in physical sciences and engineering for 2008 was 28% and 22%, respectively (figure 9). However, these percentages represent significant increases over the last 30 years. In 1978, when 27% of all doctorate recipients were women, 10% of the doctorates in physical sciences and 2% in engineering were awarded to women. Less dramatic but similar long-term trends are discernible in other broad fields as well. Between 1978 and 2008 the proportion of female doctorate recipients increased from 23% to 53% in the life sciences, from 31% to 58% in the social sciences, and from 38% to 52% in humanities fields (figure 9, table 6). In 2008 women constituted 41% of S&E doctorate recipients and 58% of those earning doctorates in non-s&e fields. Of the major fields that evidenced greater than 60% growth in the proportion of women over the past decade, all were in engineering (table 7). The largest growth in the share of female doctorate recipients from 1998 to 2008 was observed in other engineering (80%), electrical and related engineering (72%), industrial engineering (63%), and aerospace/aeronautical engineering (63%) Race/Ethnicity of U.S. Citizens and Permanent Residents A total of 6,981 U.S. citizens and permanent residents who are members of racial/ethnic minority groups were awarded FIGURE 7. Percentage distribution of doctorate recipients, by broad field of study: 1978 and 2008 Percent Life sciences Physical sciences Social sciences Engineering Education Humanities Other fields See table 5. SOURCE: NSF/NIH/USED/USDA/NEH/NASA, 2008 Survey of Earned Doctorates. Field of study 6 Doctorate Recipients from U.S. Universities: Summary Report

19 doctorates in 2008, 23% of the U.S. citizens and permanent residents who earned research doctorates and reported race/ ethnicity (table 8). 3 (In this report, American Indians, Asians, blacks, Hispanics, Native Hawaiians, and individuals who reported more than one race are considered to be minority racial/ethnic groups). This number is higher than in 2007, when 6,587 minority group members earned research doctorates (22% of the total) (detailed data table 48). Among U.S. citizens and permanent residents who reported race/ethnicity, Asians earned the most doctorates (2,543) of the minority groups in 2008, followed by blacks (2,030), Hispanics (1,765), persons of multiple race (520), American Indians (123), and Native Hawaiians (96). A total of 249 U.S. citizens reported that they were not Hispanic but did not report their racial background in the 2008 survey. These individuals are not counted here as racial/ethnic minorities. They 3 American Indians or Alaska Natives are referred to as American Indians in this report, blacks or African Americans are referred to as blacks, and Native Hawaiians or Other Pacific Islanders are referred to as Native Hawaiians. FIGURE 8. Doctorate recipients, by sex: Number of doctorates 30,000 25,000 Male Female 20,000 15,000 10,000 5, See tables 49 and 50. SOURCE: NSF/NIH/USED/USDA/NEH/NASA, 2008 Survey of Earned Doctorates. FIGURE 9. Female doctorate recipients, by broad field of study: Selected years, Percent Life sciences Physical sciences Social sciences Engineering Education Humanities Other fields Field of study See table 6. SOURCE: NSF/NIH/USED/USDA/NEH/NASA, 2008 Survey of Earned Doctorates. NSF

20 and the Native Hawaiians are grouped in the other category and are not shown separately in table 8 or figure The number of minority doctorate recipients among U.S. citizens and permanent residents in 2008 was 21% higher than the total in 2003 and 19% higher than in Doctorate production among non-hispanic whites showed a more modest increase (7%) from 2003 to 2008 and decreased by 4% from 1998 to FIGURE 10. Doctorates awarded to U.S. citizen and permanent resident racial/ethnic minorities, by selected race/ethnicity: Selected years, Number of doctorates 3,000 2,500 2,000 Asian Although rates of change have varied between 1988 and 2008, the historical trend has been growth in the number of doctorates awarded to racial/ethnic minorities throughout the entire 20-year period. The 20-year increases were greater for Hispanics (154%), than for blacks (110%), Asians (106%), and American Indians (31%) (figures 10, 11; table 8). 1,500 1, Black Hispanic Minority group members were most highly represented in 2008 in the broad fields of engineering (27% of U.S. citizens and permanent residents earning doctorates), education (26%), and other fields (26%). The lowest percentages of minorities were in humanities (18%) and physical sciences (20%) (figure 12). The proportional representation of the different minority groups varied by broad field. Asians were the largest contingent in engineering, physical sciences, and life sciences, representing 62%, 54%, and 47%, respectively, of all minority group members earning doctorates in those broad fields during the 2008 academic year. Blacks were the largest minority population in education (53%) and other fields (44%), and Hispanics were the largest minority population in social sciences (34%) and humanities (32%). This pattern of relative representation has been consistently observed since 1988, except in the social sciences and other fields (table 8). (See table 9 for the numbers of minority doctorate recipients in each of the 25 subfields in 2008.) The pattern of growth for the aggregate U.S. citizen and permanent resident minority populations also held for most of the separate minority groups within most of the seven broad fields of study from 1988 to The general pattern for minority recipients has been one of increases from 1988 to Within the broad fields of study, however, there were some noteworthy trends. One was that the number of American Indian doctorate recipients fell in American Indian See table 8. SOURCE: NSF/NIH/USED/USDA/NEH/NASA, 2008 Survey of Earned Doctorates. FIGURE 11. Doctorates earned by U.S. citizen and permanent resident racial/ethnic minorities, by selected race/ethnicity: 1988 and 2008 Percent American Indian Asian Black Hispanic Race/ethnicity See table 8. SOURCE: NSF/NIH/USED/USDA/NEH/NASA, 2008 Survey of Earned Doctorates. 4 Following the federal standards established for the 2000 decennial census of the U.S. population, the SED changed the way in which race and ethnicity were requested starting with the 2001 questionnaire. The new format asked respondents to mark one or more racial categories that apply to them, rather than a single category as had been requested since 1974, when race and ethnicity questions were first added to the SED questionnaire. Additional changes included separating Pacific Islanders from Asians and creating a new category, Native Hawaiians or Other Pacific Islanders, and adding a Cuban response option to the Hispanic ethnicity question. The 2008 SED questionnaire is provided in appendix B. 8 Doctorate Recipients from U.S. Universities: Summary Report

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