SoundGuidance

Meet the Team: Lana Calton

Managing Director, Head of Clearing

Managing Director Lana Calton serves as HilltopSecurities’ Head of Clearing Services, responsible for overseeing the firm’s correspondent broker-dealer and registered investment adviser relationships, as well as the growth of the firm’s correspondent base and the implementation of correspondent education and training on new policies and procedures.

Mrs. Calton has been with the firm for 24 years, serving in a variety of areas including the Private Client Group, SWS Financial Services, and Equity Trading, before joining Clearing Services as a Relationship Manager in 1997. Prior to her current position, Calton held various supervisory roles as an Assistant Supervisor, Manager of Clearing Services, SVP of Sales and SVP of Product Development.

She currently is a board member of the Bond Dealers of America and is the Chair of the organization’s Small Firm’s Division.

Department / Office LocationClearing Services / Dallas, TX

EducationBBA in Finance, Stephen F. Austin State University Graduate of the Securities Industry Institute at Wharton

Registrations and Qualification Exams*Series 7, 24, 53, 63, 66

*To become registered and licensed to offer securities, state and federal law require HilltopSecurities financial professionals to pass qualifying exams administered by FINRA to demonstrate their competencies for the securities activities they perform.