In the matter of the amendment and transfer of ARM 6.10.502, pertaining to Broker-Dealers and Investment Advisers

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CORRECTED NOTICE OF

AMENDMENT AND Transfer

TO:All Concerned Persons

1. On August 14, 2008, the Department of Securities published MAR Notice No. 6-180 pertaining to a public hearing on the proposed amendment and transfer of the above-stated rule at page no.1635 of the 2008 Montana Administrative Register, Issue Number 15.On September 25, 2008, the department published the notice of amendment and transfer at page no. 2046 of the 2008 Montana Administrative Register, Issue Number 18.

2.This notice is being submitted to correct a typographical error in the first paragraph.The rule, as amended in corrected form, reads as follows, deleted matter interlined, new matter underlined:

6.10.502CANADIAN BROKER-DEALERS AND SALESPERSONS(1)A Canadian broker-dealer that is resident in Canada, and has no office or other physical presence in the United States, and is not an office of, branch of, or a natural person associated with a broker-dealer otherwise registered in the United States may transact business in this state without registering as a broker-dealer pursuant to 30-20-20130-10-201, MCA, under the following conditions:

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