Requesting sample transaction reporting data

We provide samples of the data back to firms after the submitted transaction reports have been validated by instrument reference data. This helps them in identifying errors in the reports.

Under Article 15 of the Commission Delegated Regulation (EU) 2017/590 firms are required to regularly request data samples and reconcile their front office trading records against these samples. Where data feeds are received into a front office system these should also be included.

A firm will be able to request a sample of transaction reporting data where a user is identified as being associated with the executing or submitting entity identified on the transaction report.

Requesting sample transaction reporting data

We provide samples of the data back to firms after the submitted transaction reports have been validated by instrument reference data. This helps them in identifying errors in the reports.

Under Article 15 of the Commission Delegated Regulation (EU) 2017/590 firms are required to regularly request data samples and reconcile their front office trading records against these samples. Where data feeds are received into a front office system these should also be included.

A firm will be able to request a sample of transaction reporting data where a user is identified as being associated with the executing or submitting entity identified on the transaction report.