Securities Law Resources

Links

Links and information are given about resources and articles dealing with securities and securities law. Over fifteen links to securities and exchange sites are provided with a short synopsis of the site and what is provided.

The Securities Lawyer's DeskbookPublished by the University of Cincinnati College of Law, links are provided for the Securities Act of 1933, The Securities Exchange Act of 1934, The Investment Company Act of 1940, The Investment Advisers Act of 1940, Sarbanes-Oxley Act of 2002 and a variety of regulations related to marketing and securities. An internal search engine can be used to search for specific securities terms.

Other Sites Involving Securities Self-Regulation

American
Stock Exchange
This site sponsored by the American Stock Exchange offers American Stock Exchange News items, market and historical data, a listing of exchange traded funds (ETFs), listed equities, and options market information.

Boston
Stock ExchangeThe Boston Stock Exchange is a self regulatory organization that oversees and regulates all trading on the Boston Equities Exchange LLC and the Boston Options Exchange LLC. Rules of the Exchange, news & publications, and Equity trading through the Boston Equities Exchange are resources available on this site.

Chicago
Board Options Exchange CBOE makes available to you daily ETF market statistics, Daily market statistics, equity volume and more. You will also find a Learning Center with links for The Options Institute which provides training on how to manage risk through the use of options strategies. Products available: equity options, index options, options on ETFs, interest rate options and more.

Philadelphia
Stock Exchange Information about products available on the Philadelphia Stock Exchange, quote and trade information, press releases about the exchange and its products, newsletters and market analysis reports, trade publications and guides to financial products, links to financial websites, and a glossary of financial terms with definitions.

Municipal
Securities Rulemaking Board The MSRB is responsibile for making rules that regulate dealers of municipal bonds, municipal notes, and other municipal securities. Any changes to these rulese are also posted on this site.