Fladgate is an international multi-practice firm with deep expertise across a broad range of legal specialisms. This breadth of expertise enables us to provide clients with practical, ‘joined-up’ solutions in the following areas:

We have the expertise to provide our clients with a wide range of commercially focused legal services and have in-depth experience of a number of industry sectors. Our partner-led teams cover the following areas:

We offer our clients with international business a technically expert, efficient service, characterised by commercial and cultural awareness and delivered by experienced, multilingual, multi-qualified teams of lawyers. Our partner-led teams cover the following areas:

Regulatory

Our regulatory team are experienced in a wide range of matters relating to the regulation of banking, securities and investment firms in the UK, acting both for authorised firms and those seeking advice on authorisation.

Our clients include funds, banks, broker-dealers, investment advisers, investment managers, providers of online trading platforms and start-ups. Reflecting the breadth of the sector, we are renowned for our experience across the full spectrum of products and asset classes including derivatives, forex, contracts for difference (CFDs) and hedge funds.

We have considerable expertise in the regulation of the marketing of investments and funds to UK investors, particularly those established in offshore jurisdictions aimed at high-net-worth investors.

Our team advise clients on PRA/FCA Handbook compliance issues and related legislation, including all relevant European law. This includes the Capital Requirements Directive, the Markets in Financial Instruments Directive (MiFID), the European Market Infrastructure Regulation, customer documentation, prime brokerage, white labelling, introducing broker, custody and other agreements and commercial documentation.

We are also experienced in advising individuals and institutions involved in investigations conducted by various regulatory bodies and who are subject to regulatory action.

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The legal content provided by Fladgate LLP is for information purposes only and should not be relied on in any specific case without legal or other professional advice.

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Fladgate LLP is a limited liability partnership, registered in England and Wales with registered number OC334334. It is authorised and regulated by the Solicitors Regulation Authority, number 484783. The term partner is used to refer to a member of Fladgate LLP. A list of members is available at the registered office shown above.