MIRAE ASSET SECURITIES (USA) MANAGEMENT TEAM

Jae Ryu

President

Jae Ryu is the President of Mirae Asset Securities (USA). Jae is an industry veteran with expertise in investment banking, investor relations, equity sales and business development. With 16 years of industry experience, he has positioned the firm as a leader in meeting the complex needs of the firm’s global clients.

Robert E. Akeson

Co-Head Prime Brokerage & Correspondent Clearing

Robert serves as Co-Head of Prime Brokerage and Correspondent Clearing for Mirae Asset Securities (USA). Robert has 37 years of experience which includes various management positions within the prime brokerage, correspondent clearing, agency execution, global finance and asset management businesses. In addition, Robert has general partner and advisory board level experience with small money management firms and is an active participant in various industry groups.

37

Years of Experience

Brandon E. Angus

Chief Technology Officer

Brandon is Chief Technology Officer of Mirae Asset Securities (USA). With 21 years of experience, his primary focus is on providing the technical direction and vision for the firm. With expertise in technology management, product development, prime brokerage and correspondent clearing, Brandon focuses on developing solutions for and building partnerships with financial companies around the world. Brandon has held various management positions at several leading financial firms.

21

Years of Experience

Sanghyun Bae

Chief Compliance Officer

Sang is Chief Compliance Officer at Mirae Asset Securities (USA). With 23 years of experience, he is responsible for Compliance, Financial and Operations Management oversight.

23

Years of Experience

Joseph Falkowski

Chief Operating Officer

Joe is Chief Operating Officer of Mirae Asset Securities (USA). A Broker-Dealer and industry veteran with over 20 years of experience, specializing in business strategy and implementation, financial analysis, and reporting. Joe has held senior management & leadership roles that extend across multiple businesses and equity trading products.

20

Years of Experience

Daniel Hanuka

Chief Financial Officer

Daniel is the Chief Financial Officer and Financial Operations Principal for Mirae Asset Securities (USA) Inc. Mirae is engaged in the business of prime-brokerage services, correspondent clearing, securities financing, agency order execution and research distribution. Daniel’s responsibilities at Mirae include financial management of the firm and the preparation of the firm’s financial statements in accordance with Generally Accepted Accounting Principles.

Daniel has worked as a senior finance officer in the securities industry for over twenty years and has expertise in financial and regulatory reporting. In addition, Daniel has assisted in building a successful financial infrastructure to support self-clearing and market making activities.Daniel is also a Certified Public Accountant licensed in the State of New York and is a member of the American Institute of Certified Public Accountants and the New York State Society of Certified Public Accountants.