SEC NEWS DIGEST
Issue 2005-226 November 25, 2005
COMMISSION ANNOUNCEMENTS
ENFORCEMENT PROCEEDINGS
IN THE MATTER OF ROBERT HENRICKS
The United States Securities and Exchange Commission (Commission) announced the issuance of an Order
Makings Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange
Act of 1934 (Order) against Robert Henricks.
The Order finds that from July 2000 to December 2000, Robert Henricks was associated as an unregistered
representative with Bryn Mawr Investment Group, a broker-dealer registered with the Commission, which
was later known as Valley Forge Securities, Inc. (Valley Forge). On October 6, 2005, Henricks pled guilty
to one count of conspiracy to commit securities fraud. United States v. Henricks, 05 Cr. 716 (D.N.J.) (WGB).
The count of the criminal information to which Henricks pled guilty alleged, inter alia, that Henricks
defrauded investors while working at Valley Forge by receiving undisclosed excessive commissions for
selling stock and misleading customers concerning the suitability and value of the stock.
Based on the above, the Order bars Robert Henricks from association with any broker or dealer. Robert
Henricks consented to the issuance of the Order, without admitting or denying the Commissionís findings,
except as to the Commissionís jurisdiction over him, the subject matter of the proceedings, and his criminal
conviction.
(Rel. 34-52833; File No. 3-12093)
SELF REGULATORY ORGANIZATIONS
ACCELERATED APPROVAL OF PROPOSED RULE CHANGE
The Commission noticed and granted accelerated approval to a proposed rule change (SR-NYSE-2005-67) submitted
bythe New York Stock Exchange under Rule 19b-4 of the Securities Exchange Act of 1934 relating to the iShares
Dow Jones U.S. Energy Sector Index Fund and the iShares Dow Jones U.S. Telecommunications Sector Index Fund.
Publication is expected in the Federal Register during the week of November 28.
(Rel. 34-52826)
WITHDRAWALS
An order has been issued granting the application of Sunoco, Inc. to withdraw its common stock, $1.00 par value,
from listing and registration on the Philadelphia Stock Exchange effective at the opening of business on
November 25.
(Rel. 34-52831)
An order has been issued granting the application of Del Monte Foods Company to withdraw its common stock, $.01
par value, from listing and registration on the Pacific Exchange effective at the opening of business on
November 25.
(Rel. 34-52832)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933. The
reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of
the security; Title and the number and/or face amount of the securities being offered; Name of the managing
underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the
statement is a New Issue.
Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at
450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: .
In most cases, this information is also available on the Commission's website: .
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events:
1.01 Entry into a Material Definitive Agreement
1.02 Termination of a Material Definitive Agreement
1.03 Bankruptcy or Receivership
2.01 Completion of Acquisition or Disposition of Assets
2.02 Results of Operations and Financial Condition
2.03 Creation of a Direct Financial Obligation or an Obligation under an
Off-Balance Sheet Arrangement of a Registrant
2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation
under an Off-Balance Sheet Arrangement
2.05 Cost Associated with Exit or Disposal Activities
2.06 Material Impairments
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing
3.02 Unregistered Sales of Equity Securities
3.03 Material Modifications to Rights of Security Holders
4.01 Changes in Registrantís Certifying Accountant
4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit
Report or Completed Interim Review
5.01 Changes in Control of Registrant
5.02 Departure of Directors or Principal Officers; Election of Directors;
Appointment of Principal Officers
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05 Amendments to the Registrantís Code of Ethics, or Waiver of a
Provision of the Code of Ethics
6.01. ABS Informational and Computational Material.
6.02. Change of Servicer or Trustee.
6.03. Change in Credit Enhancement or Other External Support.
6.04. Failure to Make a Required Distribution.
6.05. Securities Act Updating Disclosure.
7.01 Regulation FD Disclosure
8.01 Other Events
9.01 Financial Statements and Exhibits
8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at
450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: .
In most cases, this information is also available on the Commission's website: .
STATE 8K ITEM NO.
NAME OF ISSUER CODE DATE COMMENT