Meet Our Team

Meet Our Client Services Team

Our Client Services Team are the front line staff to our offices, they handle all incoming correspondence and distribute where needed within the firm. Greeting our clients with welcoming attributes the Client Services Team provide a high standard of service to ensure our clients and advisors are seen to with the utmost care.

We provide administrative knowledge and support primarily to Drew Horter, Founder & Chief Financial Strategist as well as the Sales Team. Additionally we ensure that the building runs efficiently with daily maintenance responsibilities and providing help where need to all colleagues who require it.

Our responsibilities to our advisors will provide support in the following areas:

Our Team continuously strive to provide the best experience we can offer to our clients and advisors. We are dedicated to using the resources provided around us to learn additional areas within the firm to provide a better quality and informative knowledge to clients and advisors.

Client Service Team

PattieHall

Executive Administrative Assistant

TriciaWinterman

Administrative Assistant

AshleyOverbey

Receptionist

Meet Our Compliance Team

Our Compliance Team work hard to develop and maintain a culture of compliance at Horter. We strive to educate our advisors on procedural accuracy as well as keep them informed and up to date on any regulatory change issued by authorizing person(s).

We are responsible for registering all new advisors and preparing required disclosure statements. We continue to work with our advisors throughout the relationship focusing on the following areas:

Our Team members work under the Investment Advisers Act of 1940 and are continuously educated to keep well informed on the focus to service our advisors better in the practice of Compliance.

Meet Jason Long | Chief Compliance Officer

Jason is a 17 year veteran of the financial services industry, including banking and wealth management. He has a strong background in compliance and risk management and will play a key role in building and maintaining our compliance program as we continue to grow. Jason was most recently head of accounting, operations, human resources and compliance for another registered investment advisory firm in Cincinnati. Prior to that, he was chief financial officer for a community bank and a bank operations and technology center. His career in banking had a strong focus on risk management, compliance and working with regulatory authorities. Jason majored in Finance and Accounting at Miami University and attended Xavier University for his MBA.

Compliance Team

SadieAdams

Compliance Support

Meet Our Operations Team

Our Operations Team will be here to administer account processing and funding for client accounts. We will correspond with you and custodians on any issues raised and resolve as efficiently as possible. We provide guidance on the completion of required documentation for both Horter and Custodial needs.

Upon registration you will be assigned a dedicated Investment Advisor Representative Support Specialist that will work with you to provide the following:

• Ensuring that the accuracy and suitability of accounts opened are in accordance with our compliance regulations
• Processing fund transfers from and to custodians
• Providing correspondence and confirmation to clients in concerns to their accounts and providing online access upon request

The Operations Team will work closely with you to ensure the process runs as smoothly as possible. We will continue to provide education and help where needed to advisors and assistants who require it.

Meet Kevin Hetzer | Assistant Director of Operations & Technology

Mr. Hetzer is a member of the management team and has been with Horter Investment Management, LLC since March 2008. His knowledge encompasses all facets of Horter such as IAR support, trading, billing, payouts, CRM and portfolio management software, Liberty and the various other technologies that Horter offers. Kevin is responsible for efficiently running Horter’s back office and evolving technology for Horter and our Advisors.

Operations Team

Jessica Vierling

Trading Supervisor

Ian Gedminas

Advisor Development Specialist

MitchDeskins

Sales Support Specialist

OmarDaas

Trading Specialist

Shruti Choudhary

Strategic Investment Analyst

CindyAlexander

IAR Support Specialist

KeliReynolds

IAR Support Specialist

MandyPerry

IAR Support Specialist

JasmineKohli

Trading Specialist

JessicaAdams

IAR Support Specialist

JayneFisher

IAR Support Specialist

MikeSheehan

IAR Support Specialist

JessicaHopkins

IAR Support Specialist

Meet Our Marketing Team

Meet Sarah Botwright | Marketing Specialist

Sarah assists the Director of Operations and Director of Compliance & Business Development in completing projects within the company to make all departments run more efficiently. Her experience includes database management, writing operating procedure documents, creating professional documentation, advisor promotional tracking and performs analytical evaluations based on data being presented. She is knowledgeable on project management and has the ability to handle a multiplicity of tasks simultaneously. Her main concentration for database management is our Portfolio Management Software and client Web Portal. Sarah is versed in all aspects of client services. Sarah worked in England as an Administrative Officer with a qualification in National Verification in Business Administration.

Marketing Team

LeighFisher

Evelyn Davis

Marketing Assistant

AndrewMurray

Web Design / Marketing Support

Meet Judy Test | Controller

Contact Us

Address: 11726 Seven Gables Road | Cincinnati, OH 45249

Phone Number: (513)-984-9933

Fax Number: (513)-984-5219

Connect With Us

Let us help you sort through the challenges of all your financial options.

Media

The professional insight and investment strategies of Drew Horter, founder and chief investment strategist of Horter Investment Management, are highlighted in the nation’s leading publications.
Click Here

Copyright 2016 - All Right Reserved

1Low Risk, Low Volatility Disclosure: Your investment advisor may recommend third-party money managers who utilize investment strategies designed to minimize portfolio volatility and reduce the risk of declines in account values. Like any other investment strategy, this approach entails risks, including the risk that client accounts can still lose value and the risk that a defensive position may, at any given point in time, prevent client accounts from appreciating in value.

We describe the Horter investment management platform by using the terms "Low Risk" and "Low Volatility" to emphasize the strategies employed by our money managers. However, notwithstanding the risk management strategies employed by these money managers, certain investment portfolios employed by our money managers present a greater degree of investment risk than others depending upon the performance of the underlying securities. We typically refer to these strategies as "Moderate Risk" and "Moderate Volatility". Such performance can be impacted by a number of risk factors, including but not limited to (i) the level of price volatility (equity securities generally have greater price volatility than debt securities, (ii) changes in interest rates, and (iii) the ability of the manager to purchase or sell a security in a timely manner at desired prices.

Investment advisory services offered through Horter Investment Management, LLC, a SEC-Registered Investment Advisor. Horter Investment Management does not provide legal or tax advice. Investment Advisor Representatives of Horter Investment Management may only conduct business with residents of the states and jurisdictions in which they are properly registered or exempt from registration requirements. Insurance and annuity products are sold separately through Horter Financial Strategies, LLC. Securities transactions for Horter Investment Management clients are placed through E*TRADE Advisor Services, TD Ameritrade and Nationwide Advisory Solutions.