With over 20 years of experience as the industry benchmark for real-time and T 1, cross-market surveillance platforms, Nasdaq SMARTS Surveillance technology powers surveillance and compliance for 40 marketplaces, 11 regulators and 100 market participants across 65 markets globally. Scalable to millions of transactions and flexible to manage a number of unique data sources, SMARTS Surveillance holistically examines scenarios across multiple venues and asset classes. The solution effectively gathers the data required via direct feeds from trading venues, and provides intuitive visualizations and alerts that distill millions of pieces of data into an easily readable snapshot to efficiently identify potentially abusive instances.

Unparalleled Expertise

SMARTS Surveillance technology goes well beyond "ticking the box". SMARTS Surveillance is backed by a team of unrivaled financial and technology professionals who have in-depth understanding and insight into market surveillance, supervision and compliance. They understand the complex issues associated with maintaining market integrity at exchanges, regulators and market participants and have developed systems that can both meet the multifaceted requirements of today, and are flexible enough to adapt to future requirements.

Beyond Surveillance

From award-winning capabilities for market and trade surveillance to robust analytics and case management tools that enable firms to proactively conduct surveillance beyond the alert to partnerships with leaders in the eComms monitoring and relationship analytics space, Nasdaq provides all of tools necessary to keep surveillance professionals ahead of the sophisticated traders they are watching.

Surveillance Solutions

Nasdaq helps ensure that customers are positioned to meet current needs and adhere to future requirements by providing marketplaces, regulators and trading institutions, across both buy-and sell-sides with surveillance SMARTS:

SMARTS iQ Analytics is the next generation surveillance intelligence for market participants. SMARTS iQ Analytics uncovers behaviors that are not well suited to codified alerts by using adjustable parameters in heat maps, tree maps and other visualizations that amplify a surveillance analysts’ ability to identify meaningful information.

SMARTS surveillance and compliance capabilities go well beyond the alert. By deploying an extended suite of tools, compliance teams can enhance effectiveness and operate more efficiently, even as data volumes and sources multiply.