About RM Capital

RM Capital is committed to providing professional services

MISSION STATEMENT

The RM Group is a firm of dedicated professionals committed to serving the investment needs of our clients.

RM Group engages only the highest quality advisers to provide financial advice.

Through research and value driven transactions, the company aims to build relationships that enable our clients to access all of the firm’s resources in the pursuit of their financial goals.

RM Group aims to meet its Corporate and Business objectives by adhering to the highest ethical standards recognised by its clients for putting their interests first.

WHAT SETS US APART

We are a research driven organisation. Our Research focuses on small to medium sized companies.

Our superior research capacity together with our corporate skills provides our clients with tremendous leverage to projects around the globe.

Our Authorised Representatives operate a diverse range of businesses and are free from major institutions.

The RM Group and its principals often co-invest and take the risk with our clients.

FUTURE DIRECTION

The RM Group is likely to continue to direct its focus towards the provision of corporate, securities dealing and research services, within the minerals and energy sectors as well as within the IT, Biotech and emerging industrial sectors.

Our position as a niche operator in the Australian market places us in a unique and enviable position in the financial services sector.

Our size and flexible structure allows us to consider opportunities often overlooked by the bigger brokerage houses. This often entails co-investment alongside our clients as a means to align investment interests.

MEET THE TEAM

RM Capital has a dedicated management team involved in the development, documentation negotiation and marketing of a number of successful financial instruments that have encompassed various sectors of the investment market.

OUR EXTENDED FAMILY

RM CAPITAL Responsible Executives

James B Richardson

Managing Director & Responsible Executive

Dip, Fin. Plan

Authorised Representative #223169

Mr Richardson is currently a Director RM Capital Pty Ltd and is actively involved in a range of corporate activities on behalf of RM Capital. Mr Richardson has been actively involved in the development, documentation negotiation and marketing of a number of successful financial instruments that have encompassed various sectors of the investment market.

His experience has been gained predominantly from the front end of these commercial transactions that have included complex negotiations between various government departments, both domestic and international, on behalf of investment projects. Mr Richardson has been employed as a specialist business development executive in some of the most successful national financial services organisations.

Several of these investment companies have since become listed on the Australian Stock Exchange. He has gained extensive experience in evaluating investment opportunities, structuring projects and negotiating financial transactions to meet the expectations of the investment market, in particular the retail public.

Mr Richardson holds a Diploma in Financial planning from Deakin University in Victoria.

Guy T. Le Page

Director & Responsible Executive

B.A., B.Sc. (Hons), M.B.A., AusIMM, FFIN

Authorised Representative #223170

Mr Le Page is currently a Director & Corporate Adviser of RM Capital specialising in resources. He is actively involved in a range of corporate initiatives from mergers and acquisitions, initial public offerings to valuations, consulting and corporate advisory roles.

Mr Le Page was Head of Research at Morgan Stockbroking Limited (Perth) prior to joining Tolhurst Noall as a Corporate Advisor in July of 1998. As Head of Research, Mr Le Page was responsible for the supervision of all Industrial and Resources Research. As a Resources Analyst, Mr Le Page published detailed research on various mineral exploration and mining companies listed on the Australian Stock Exchange. The majority of this research involved valuations of both exploration and production assets.

Prior to entering the stockbroking industry, he spent 10 years as an exploration and mining geologist in Australia, Canada and the United States. His experience spans gold and base metal exploration and mining geology, and he has acted as a consultant to private and public companies. This professional experience included the production of both technical and valuation reports for resource companies.

Mr Le Page holds a Bachelor of Arts, a Bachelor of Science and a Masters Degree in Business Administration from the University of Adelaide, a Bachelor of Applied Science (Hons) from the Curtin University of Technology and a Graduate Diploma in Applied Finance and Investment from the Securities Institute of Australia.