COMMUNICATIONS WITH OPPOSITE PARTY ¾An
attorney may ethically communicate with an opposing party who is not represented by
counsel with respect to prospective litigation provided he does not mislead the opposing
party in any way or undertake to advise him as to the law or his status as a litigant.

"Mr. and Mrs. Plaintiff have employed this law firm to investigate the accident
which occurred on October 25, 1965, in which you were involved.

"As you know, as a result of this accident, the Plaintiffs received injuries which
may well be permanent. I realize that what happened was unintentional on your part and Mr.
and Mrs. Plaintiff recognize this also. I want you to know that there are no hard feelings
toward you on the part of Mr. and Mrs. Plaintiff and I am sure you have none toward them.

"I know that you, like myself, have been paying insurance premiums for many years
for the express purpose of seeing that whoever might be injured as a result of a traffic
mishap have their expenses and losses paid, and this is done with a minimum of
inconvenience to ourselves and to the injured party.

"You may be assured that every effort will be made to amicably secure the payment
of the medical bills and losses by settlement; however, it may become necessary, in this
instance, for Mr. and Mrs. Plaintiff to make a claim for their injuries through our Courts.

"Although you may be named as Defendant, it is your insurance company against whom
the claim is actually made. The law requires that you be named as the party against whom
suit is brought. If suit is filed naming you, I hope you will not feel any personal
affront.

"Please remember that a suit will be filed only if we are unable to settle this
claim fairly. A suit will certainly entail as much distress and inconvenience to Mr. and
Mrs. Plaintiff as to you, and no suit will be brought unless our medical evidence is such
that we feel it would convince a jury of 12 reasonable people that our clients' injuries
are sufficiently serious to justify a larger award than that for which the insurance
company has offered to settle.

"I strongly urge that, should you have questions or doubts regarding this matter,
you consult an attorney of your own rather than one of the insurance company's choosing.
Most lawyers would not charge for such consultation or advice.

"Yours truly

John Doe,

Attorney"

Opinion: This inquiry probably has been sufficiently answered by prior opinions of this
Committee but we write further in the hope that this question and similar questions may be
fully resolved.

"Negotiations with opposite party. A member should not in any way
communicate upon the subject of controversy with a party represented by counsel. He should
not undertake to negotiate or compromise the matter with the party, but should deal only
with his counsel. It is incumbent upon the member most particularly to avoid everything
that may tend to mislead a party not represented by counsel, and he shall not undertake to
advise him as to the law."

This Canon covers two subjects ¾ (1) communications with a
party represented by counsel, and (2) communications with a party not represented by
counsel. The prohibition against communications with a party who is represented by
counsel is absolute and we have repeatedly held that an attorney may not ethically
communicate with an opposite party represented by counsel in any respect concerning the
subject matter of the controversy (Opinions 57, 78, 163 and 170), except on the single subject of a demand for
physical examination where the law requires direct communication with the party (Opinions
139, 229 and 235). There is, however, no absolute prohibition against communications with
a party who is not represented by counsel and such communications are permitted so
long as the communication does not mislead the party nor advise him as to the law or his
status as a litigant. See Opinions 97, 130 and 201, modifying Opinion 101.

In the instant case, the letter goes too far. It seeks to advise the prospective
defendant upon legal matters and it is misleading as to the real party against whom claim
will be made. Canon 9 is violated. (9-0. )