SCTP Characteristics

Stream Control Transmission Protocol (SCTP) is a relatively new protocol in the game, but since it is growing in usage and complements the TCP and UDP protocols, I have chosen to add this section about it. It has an even higher reliability than TCP, and at the same time a lower overhead from protocol headers.

The protocol was originally developed for Telephony over IP, or Voice over IP (VoIP), and has some very interesting attributes due to this. Industry grade VoIP requires very high reliability for one, and this means that a lot of resilience has to be built into the system to handle different kind of problems. The following is a list of the basic features of SCTP.

• Unicast with Multicast properties. This means it is a point-to-point protocol but with the ability to use several addresses at the same end host. It can in other words use different paths to reach the end host. TCP in comparison breaks if the transport path breaks, unless the IP protocol corrects it.

• Reliable transmission. It uses checksums and SACK to detect corrupted, damaged, discarded, duplicated and reordered data. It can then retransmit data as necessary. This is pretty much the same as TCP, but SCTP is more resilient when it comes to reordered data and allows for faster pickups.

• Message oriented. Each message can be framed and hence you can keep tabs on the structure and order of the datastream. TCP is byte oriented and all you get is a stream of bytes without any order between different data inside. You need an extra layer of abstraction in TCP in other words.

• Rate adaptive. It is developed to cooperate and co-exist with TCP for bandwidth. It scales up and down based on network load conditions just the same as TCP. It also has the same algorithms for slow starting when packets where lost. ECN is also supported.

• Multi-homing. As previously mentioned, it is able to set up different end nodes directly in the protocol, and hence doesn't have to rely on the IP layer for resilience.

• Multi-streaming. This allows for multiple simultaneous streams inside the same stream. Hence the name Stream Control Transmission Protocol. A single stream can for example be opened to download a single webpage, and all the images and html documents can then be downloaded within the same stream simultaneously. Or why not a database protocol which can create a separate control stream and then use several streams to receive the output from the different queries simultaneously.

• Initiation. 4 packet initiation of connections where packet 3 and 4 can be used to send data. The equivalent of syncookies is implemented by default to avoid DoS attacks. INIT collision resolution to avoid several simultaneous SCTP connections.

Note In SCTP we talk about chunks, not packets or windows anymore. An SCTP frame can contain several different chunks since the protocol is message oriented. A chunk can either be a control or a data chunk. Control chunks is used to control the session, and data chunks are used to send actual data.

Initialization and association

Each connection is initialized by creating an association between the two hosts that wants to talk to each other. This association is initialized when a user needs it. It is later used as needed.

The initialization is done through 4 packets. First an INIT chunk is sent, which is replied to with an INIT ACK containing a cookie, after this the connection can start sending data. However, two more packets are sent in the initialization. The cookie is replied to with a COOKIE ECHO chunk, which is finally replied to with a COOKIE ACK chunk.

Data sending and control session

SCTP can at this point send data. In SCTP there are control chunks and data chunks, as previously stated. Data chunks are sent using DATA chunks, and DATA chunks are acknowledged by sending a SACK chunk. This works practically the same as a TCP SACK. SACK chunks are control chunks.

On top of this, there are some other control chunks that can be seen. HEARTBEAT and HEARTBEAT ACK chunks for one, and ERROR chunks for another. HEARTBEATs are used to keep the connection alive, and ERROR is used to inform of different problems or errors in the connection, such as invalid stream id's or missing mandatory parameters et cetera.

Shutdown and abort

The SCTP connection is finally closed by either an ABORT chunk or by a graceful SHUTDOWN chunk. SCTP doesn't have a half-closed state as TCP, in other words one side can not continue sending data while the other end has closed its sending socket.

When the user/application wants to close the SCTP socket gracefully, it tells the protocol to SHUTDOWN. SCTP then sends all the data still in its buffers, and then sends a SHUTDOWN chunk. When the other end receives the SHUTDOWN, it will stop accepting data from the application and finish sending all the data. Once it has gotten all the SACK's for the data, it will send a SHUTDOWN ACK chunk and once the closing side has received this chunk, it will finally reply with a SHUTDOWN COMPLETE chunk. The whole session is now closed.

Another way of closing a session is to ABORT it. This is an ungraceful way of removing an SCTP association. When a connecting party wants to remove an SCTP association instantaneously, it sends an ABORT chunk with all the right values signed. All data in the buffers et cetera will be discarded and the association will then be removed. The receiving end will do the same after verifying the ABORT chunk.