UBS AG (EPT) Form 8.5 (EPT/RI)

UBS AG (EPT) - Form 8.5 (EPT/RI)
RNS Number : 1597O
UBS AG (EPT)
08 October 2012
﻿
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS AG London Branch
(b) Name of offeror/offeree in relation to whose African Barrick Gold Plc
relevant securities this form relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt African Barrick Gold
principal trader is connected: Plc
(d) Date dealing undertaken: 05 October 2012
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchases/ Total number Highest price per Lowest price per
relevant sales of securities unit paid/received unit paid/received
security
10p Ordinary Buy 58772 4.74000 GBP 4.61900 GBP
10p Ordinary Sell 16763 4.73800 GBP 4.61900 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference
security e.g. opening/closing a securities
e.g. CFD long/short position,
increasing/reducing a
long/short position
10p CFD Long 3776 4.682334
Ordinary GBP
10p CFD Short 10287 4.688543
Ordinary GBP
10p CFD Short 4452 4.701681
Ordinary GBP
10p CFD Short 7170 4.688553
Ordinary GBP
10p CFD Short 1178 4.713571
Ordinary GBP
10p CFD Short 7269 4.704334
Ordinary GBP
10p CFD Short 2960 4.688759
Ordinary GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security e.g. call selling, to which per unit e.g. paid/
option varying option American, received
etc. relates European per unit
etc.
(ii) Exercising
Class of relevant Product description Number of Exercise price per
security securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
e.g. subscription,
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 08 October 2012
Contact name: Gemma Crewdson
Telephone number: +44 (0)20 7568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FEREAEEPEANAFFF -0- Oct/08/2012 10:30 GMT