Solicitor – Financial Services Regulation

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Ruth Finch works with financial institutions to identify, understand and respond to the regulatory, legal and strategic issues they face and so find solutions to problems. Work is also carried out on authorisation and variation of permissions applications and on projects and assignments for financial institutions:

In relation to crisis management;

To solve problems and implement solutions;

To review and address governance matters;

To prepare organisations for regulatory visits and individuals for interviews with regulators; and