Please understand the utility of maintaining a running account before signing the
authorization for the same. Maintaining a Running Account with us is not compulsory.

Please provide the authorization letter if any family member/any other person is
going to place the order on behalf of the client.

DONT's

Do not sign the KYC form and other documents without clearing your doubts in respect
thereof.

Do not fill in wrong or incomplete details. Do not overwrite, cancel and misspell
the details.

Do not provide information which is factually incorrect as the same is illegal.

pre-trading

DO’s

Adopt trading / investment strategies commensurate with your risk bearing capacity,
as all investments carry risk, the degree of which varies according to the investment
strategy adopted.

Make investments based on your sound reasoning, after taking into account all publicly
available information and information made available.

Check the veracity of the information available.

Access the websites of Companies and Regulators for information.

Keep copies of the KYC form and your trading account related documents.

DONT's

Do not trade in any product without knowing and/or understanding the associated
risks and rewards.

Do not be influenced by information which is not originating from an appropriate
source.

Do not rely on any implicit / explicit promise made by the issuer or any third party
on returns.

Do not be influenced into buying fundamentally unsound companies (penny stocks)
based on sudden spurts in trading volumes or prices or non-authentic favorable looking
articles/stories.

Do not match / synchronize trades with any other person for any thinly traded shares.

Do not be misled by rumors circulating in the market.

Do not indulge in any trading activity which results in disturbance of market equilibrium
in any manner including manipulation of price of any scrips.

Do not follow the herd or play on momentum – it could turn against you.

Do not be misled by so called hot tips.

Do not pay in cash or do not issue a cheque in the name of any employee of the Basan
Equity Broking Limited or any other person in respect of the transactions.

Do not get carried away by luring advertisements, if any.

trading

DO’s

Call on the landline numbers of your local branch and give clear and unambiguous
instructions while placing orders over the phone. In case you visit the branch office,
kindly give your orders in writing.

Be aware of the risk associated with your Cash Market and Futures & Options positions
in the market and margin calls on them. In case of inadequate margin or nonpayment
of margin in your account, your positions will be squared off by the Risk Management
Team.

Change your password every fortnight.

Please bear in mind that while it is our endeavor to inform you in case of a margin
call, it is your responsibility to maintain margins. Basan Equity Broking Limited
will square up outstanding position in case of shortfall in margin and delay in
payments.

Maintain secrecy of your password in case of Internet trading, since you will be
solely responsible for all transactions effected from its usage.

Please contact your relationship manager in case of any issue.

DONT's

Do not give instructions which are not clear. They should be given verbally over
recorded phone lines or in writing.

Do not reveal your password to any other person.

Do not forget to take note of risks involved in the investment. Do not believe if
Basan Equity Broking Limited representative tells you that margins are not required
or payments on time need not be made.

post-trading

DO’s

Insist and ensure that for every executed trade you receive duly signed contract
note from Basan Equity Broking Ltd., highlighting the details of the trade, trade
time and number, transaction price, brokerage along with your unique client-id,
broker’s name.

Verify all details in contract notes, immediately on receipt.

Check your email account mentioned in the ‘Know Your Client’ form daily. All your
account related information including trade confirmation and margin calls will be
emailed to you.

ATTENTION INVESTORS:

"KYC is one time exercise while dealing in securities markets - once KYC is done
through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need
not undergo the same process again when you approach another intermediary."

"Prevent Unauthorized Transactions in your demat and trading account --> Update
your Mobile Number with your Depository Participant and Stock Broker. Receive alerts
on your Registered Mobile for all debit and other important transactions in your
demat/trading account directly from CDSL and Stock Exchanges on the same day.........issued
in the interest of investors. Circular No.: NSDL/POLICY/2014/0094, NSC/INSP/27436,
BSE - 20140901 -21"

"No need to issue cheques by investors while subscribing to IPO. Just write the bank
account number and sign in the application form to authorise your bank to make payment
in case of allotment. No worries for refund as the money remains in investor's account."