Osobní finance

Commercial Clients - XII. Services Relating to Securities Trading

Note: This is a historical version of the List of Tariffs and Fees of ?eská spo?itelna valid from 20.10.2008 to 31.03.2009. Currently valid versions of the List are available at another part of our web.

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*) Fee applicable to newly invested funds.
Entry and exit fees are paid by investment companies to Česká spořitelna, a.s. As regards client investing into mutual funds of Erste Bank Group under the Securities Management Agreement with Česká spořitelna, a.s., fees are agreed individually according to the clients' status.
**)
With third-party funds, the maximum fee is subject to the prospectus of the particular fund. Entry and exit fees are paid by investment companies to Česká spořitelna, a.s.
***)
Entry and exit fees are paid by investment companies to Česká spořitelna, a.s.

4.
Asset management

Fees are determined on an individual basis

5.
Securities custody, management and depositing

Item

Text

Price (CZK)

5.1.

Deposit account (securities account)

5.1.1.

deposit account opening and maintenance – annual fee

30

5.1.2.

collection of securities from the central deposit of the Stock Exchange Securities Register (does not directly relate to the settlement of a securities trading transaction)

500 per offering, maximum 1,000

5.1.3.

failure to collect the securities within a date specified in advance

0.5% per day from the total nominal value, minimum 100 per day

5.2.

Securities custody

5.2.1.

for accepting securities into custody *)

5.2.1.1.

bulk

to 0.5% from the total nominal value, however, at minimum 30 per securities offering (per ISIN) + 19% VAT

5.2.1.2.

separate

to 1.0% from the total nominal value, however, at minimum 100 per securities offering (per ISIN) + 19% VAT

5.2.2.

annual fee for the custody of securities**)

5.2.2.1.

bulk

to 0.4% from the total nominal value, however, at minimum 30 per securities offering (per ISIN) + 19% VAT

5.2.2.2.

separate

to 0.8 % from the total nominal value, however, at minimum 100 per securities offering (per ISIN) + 19% VAT

5.3.

Securities management

5.3.1.

for accepting securities into custody *)

to 0.6% from the total nominal value, however, at minimum 40 per securities offering (per ISIN)***)

5.3.2.

annual fee for the custody of securities**)

to 0.5% from the total nominal value, however, at minimum 40 per securities offering (per ISIN)***)

5.3.3.

for securing and arranging collection

to 0.3% from the total nominal value, however, at minimum 50 per securities offering (per ISIN)***)

5.4.

Deposition of securities (custody associated with management)

5.4.1.

for accepting securities into deposition*)

5.4.1.1.

bulk

to 0.8% from the total nominal value, however, minimum 50 per securities offering (per ISIN) + 19% VAT

5.4.1.2.

separate

to 1.5 % from the total nominal value, however, at minimum 100 per securities offering (per ISIN)

5.4.2.

annual deposition fee **)

5.4.2.1.

bulk

to 0.6% from the total nominal value, however, at minimum 50 per securities offering (per ISIN) + 19% VAT

5.4.2.2.

separate

to 1.3% from the total nominal value, however, at minimum 100 per securities offering (per ISIN) + 19% VAT

5.4.3.

arrangement of security yields

5.4.3.1.

bulk

to 3% from the yield, however, at minimum 20 per securities offering (per ISIN)

5.4.3.2.

separate

to 3% from the yield, however, at minimum 30 per securities offering (per ISIN)

5.4.4.

arrangement of security principal collection

5.4.4.1.

bulk

to 0.5% from the total nominal value, however, at minimum 30 per securities offering (per ISIN)

5.4.4.2.

separate

to 1.0% from the total nominal value, however, at minimum 50 per securities offering (per ISIN)

*) This fee applies to the period from the acceptance of securities until 31st December of the respective year.
**) This fee applies to the period of the year following the acceptance of the securities as well as to successive years, at all times based on the state as at 31st December of the respective year.
***) Where, pursuant to Section 36 and 37 of the Securities Act and Act No. 513/1991 Coll., the Commercial Code, an agreement on domestic (foreign) securities management and on securities transaction settlement stipulates separate fees for:

arranging the collection of security yields, it shall be deemed as remuneration for a tax exempt activity;

whereas for other activities, it shall bee deemed as remuneration for taxable fulfilment subject to 19% VAT.If no separate fees for the arrangement of the collection of security yields and for other activities are specified by the agreement, the total fee for securities management stipulated by the Agreement on Securities Management shall be deemed as remuneration for performance, which is considered as a tax exempt activity.

6.
Other capital market services

Item

Text

Price (CZK)

6.1.

Sending of asset account number (and/or more account numbers)

50

6.2.

Fee for the transfer of securities at the Prague Securities Centre

100

6.3.

Per unit certificate (only Bondinvest – open-end mutual fund)

60

7.
Securities portfolio management

For selected clients the fees are determined on an individual basis

8.
Common and other items

Item

Text

Price (CZK)

8.1.

Direct sale of Česká spořitelna, a.s. equity securities

0 up to 200

8.2.

Replacement of specimen signature

10

If services that are subject to VAT are provided to persons registered for VAT in another Member State or to a foreign individual liable to taxation, the tax liability (place of performance) lies outside the country and the fee therefore is not subject to VAT.

Note: This is a historical version of the List of Tariffs and Fees of ?eská spo?itelna valid from 20.10.2008 to 31.03.2009. Currently valid versions of the List are available at another part of our web.