Investment Company Act Notices and Orders
Category Listing

This page lists notices and orders issued on or after January 1, 2007, relating to applications filed under the Investment Company Act. See Public Records and Information for instructions on obtaining paper copies of applications not filed electronically on EDGAR.

If you would like to use any of the applications listed below as a basis for an application for new exemptive relief, the most recently filed application under the relevant category or subcategory will, in most cases, be the most appropriate application to use. If you are unsure as to which application should serve as the basis for your application for exemptive relief, feel free to contact the staff at (202) 551-6821.