Regulatory & Operations Risk Services

Lead. Navigate. Disrupt.

Businesses today face complex regulatory and operational risk challenges as the regulatory landscape continues to increase in complexity across the globe. Deloitte leverages deep knowledge of industry-specific issues with innovative and technology-enabled solutions to help predict changes in the regulatory and operational risk environment, preserve and create organizational value, and respond to regulatory changes or risk failures when they occur.

How we can help

Deloitte Risk and Financial Advisory’s Regulatory and Operations Risk professionals use proprietary tools, predictive technologies, and accelerators to help clients more proactively manage risk and achieve regulatory compliance. We design enterprise-wide compliance programs and advise clients on how to effectively navigate a regulatory investigation or inquiry.

Let’s work together

Resolving complex matters for clients

Our anti-money laundering and sanctions consulting practice has helped resolve money laundering, terrorist financing, and other complex matters related to financial crime around the world. Our global network includes former bank regulators, federal law enforcement officials, compliance officers, and more. Count on us to understand the complexities you face and offer a breadth of services to help you respond.

Aligning people, process, and technology

Our business operations solutions helps clients align their people, process, and technologies with business objectives, and to improve and transform their operations and operational risk programs in a strategic and efficient way.

Stronger operations. Competitive advantage. Shareholder value.

Our enterprise compliance professionals focus on a centralized, coordinated approach to ethics and compliance management program design and assessment that cuts across multiple business units within an organization. A programmatic approach, built from the top down, enterprise compliance focuses on the specific risks the organization faces.

Managing regulatory, capital, and liquidity risks

As regulatory compliance consultants, we help our clients to identify the regulatory changes that impact their business and to implement effective and efficient processes to manage regulatory, capital, and liquidity risks.

Get in touch

Principal | Deloitte Risk and Financial Advisory

Alok is the Regulatory and Operations Risk market leader for Deloitte Risk and Financial Advisory. A Deloitte & Touche LLP principal, he previously was the Banking & Securities advisory leader and Del... More

Deloitte refers to one or more of Deloitte Touche Tohmatsu Limited, a UK private company limited by guarantee ("DTTL"), its network of member firms, and their related entities. DTTL and each of its member firms are legally separate and independent entities. DTTL (also referred to as "Deloitte Global") does not provide services to clients. In the United States, Deloitte refers to one or more of the US member firms of DTTL, their related entities that operate using the "Deloitte" name in the United States and their respective affiliates. Certain services may not be available to attest clients under the rules and regulations of public accounting. Please see www.deloitte.com/about to learn more about our global network of member firms.