9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

Clough Capital Partners, LP is undertaking the reporting of voting right shares in the reported issuer as investment manager of the client accounts listed under Item 4. Collectively, the client accounts own 3.15% of the shares of the reported issuer, with the largest single holding at 1.44% of shares outstanding, with all other accounts holding .63% or less of shares outstanding.

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