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Election Notice – 4/20/18

Special Election to Fill a FINRA Large Firm Governor Vacancy

Petitions for Candidacy Due: Monday, June 4, 2018

Summary

FINRA will conduct a special meeting of large firm members on or about Thursday, June 28, 2018, to elect one individual to fill a vacant Large Firm Governor seat on the FINRA Board of Governors (FINRA Board).1 A formal notice of the special meeting, including the precise date, time and location, will be mailed to executive representatives on or about Monday, June 11, 2018.

Eligible individuals who have not been nominated by FINRA’s Nominating Committee may be included on the ballot for the election of governors by following the petition procedures set forth in the By-Laws and as further described in this Election Notice.