Capital Raising

The firm’s principals have extensive experience in raising capital for publicly traded and privately held companies. The firm offers product expertise as manager or agent including:

Private placements of debt and equity

Shareholder rights offerings

Best efforts public offerings

Public offering advisory

Mutual to stock conversions

De novo bank offering advisory

The firm’s principals also specialize in leverage buyout funds, and their respective portfolio companies, providing the breadth of senior and mezzanine level capital raising capabilities and advisory services available throughout the firm.

A typical capital raising assignment would include the following:

Assess current market environment for public offering or private placement of capital