Portfolio management for businesses (other than small businesses) or institutional clients

Pension consulting services

Selection of other advisers (including private fund managers)

Other

Types of Clients

Registered States

Registered Investment Advisor

Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

Jonathan Neuman (CRD# 4452118) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Deerfield, IL and has over 14 years of experience in the finance industry.

Jonathan was a Vice-President at Morgan Stanley prior to joining Wells Fargo Advisors. He holds an MBA from DePaul University and an undergraduate degree in business from The University of Illinois at Chicago where he was inducted into the National Honor Society of Business Students. He is a Certified Financial Planner ("CFP") and a Chartered Financial Consultant ("ChFC"). To learn more about Jonathan and his group, visit www.thenorthshoregroup.wfadv.com

Allen Short (CRD# 5279302) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Minneapolis, MN and has over 9 years of experience in the finance industry. Allen Short has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

Robert Ainslie (CRD# 4176455) is an Investment Advisor Representative working at
Wells Fargo Clearing Services, LLC in Ithaca, NY and has
over 17 years
of experience in the finance industry.
Robert Ainslie has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,
pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put
clients' interests first and comply with the Financial Planning Practice Standards.

Christopher Carbone (CRD# 1548675) is an Investment Advisor Representative working at
Wells Fargo Clearing Services, LLC in New Hartford, NY and has
over 31 years
of experience in the finance industry.
Christopher Carbone has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,
pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put
clients' interests first and comply with the Financial Planning Practice Standards.

Stephen Reagh (CRD# 1376675) is an Investment Advisor Representative working at
Wells Fargo Clearing Services, LLC in Chagrin Falls, OH and has
over 32 years
of experience in the finance industry.
Stephen Reagh has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,
pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put
clients' interests first and comply with the Financial Planning Practice Standards.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.