Work Highlights

High profile operations investigation matter for major financial institution as lead internal investigation partner and Davis Polk representative before the institution’s Board of Directors and senior management, as well as numerous other investigation and enforcement actions, including SEC and FINRA matters involving RMBS bond trading and broker-dealer/investment advisory rules

Dismissal with prejudice for General Dynamics Information Technology in class action alleging violations of the Telephone Consumer Protection Act

Representations of AstraZeneca in Antiterrorism Act case brought against major pharmaceutical companies and industry probe by the SEC and DOJ of potential FCPA violations

Victories for Morgan Stanley in lawsuits brought across the country by fund managers, insurance companies, and other investors based on purchases of RMBS and other instruments, including lead defense group roles in:

Dismissal with prejudice of lawsuit filed by Town North Bank in response to motion for interlocutory appeal

Dismissal with prejudice of qui tam litigation seeking potentially billions of dollars in damages as measured by the costs incurred by Chicago and Illinois as a result of the financial crisis