Privacy Policy

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

Income

Employment and residential information

Social security number

Cash balance

Security balances

Transaction detail history

Objectives, goals, and risk tolerance

When you close your account, we continue to share information about you according to our policies.

How?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Legacy Capital Partners chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information

Does Legacy Capital Partners share?

Can you limit this sharing?

For our everyday business purposes such as to provide advice, process your transactions, and maintain your account(s)

Yes

No

For our marketing purposes to offer our products and services to you

No

We do not share

For joint marketing with other financial companies

No

We do not share

For our affiliates’ everyday business purposes information about your transactions and experiences

No

We do not share

For our affiliates’ everyday business purposes information about your creditworthiness

No

We do not share

For our affiliates to market to you

No

We do not share

For non-affiliates to market to you

No

We do not share

Contact Us

Call 414-271-1664

Please note:

If you are a new customer, we do not share your personal information other than to provide services or as otherwise legally required. When you are no longer our customer, this policy continues to apply to you.

Sharing Practices

How often does Legacy Capital Partners notify me about their practices?

We must notify you about our sharing practices when you open an account and each year while you are a customer.

How does Legacy Capital Partners protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Legacy Capital Partners collect my personal information?

We collect your personal information, for example, when you

establish an investment advisory relationship

contract for financial planning services

open an account or deposit money with custodians

purchase or sell securities with executing borker-dealers

We also collect your personal information from others, such as custodians, broker-dealers, or other companies.

State laws and individual companies may give you additional rights to limit sharing.

Definitions

Everyday business purposes

The actions necessary by financial companies to run their business and manage customer accounts, such as providing investment advisory and financial planning advice, processing securities transactions, and otherwise providing financial services to you.

Affiliates

Legacy Capital Partners does not have affiliate entities.

Non-affiliatess

Legacy Capital Partners does not share information with non-affiliates for marketing purposes.

Joint marketing

Legacy Capital Partners does not engage in joint marketing with non-affiliates.