Regulatory Compliance

Under AFSSIN Regulatory Compliance portfolio, it shall mean Financial Regulatory Compliance (FRC). We offer, assist and provide the following services:

Assess and evaluate your current policies, procedures and control structure and framework and to identify weaknesses or risk therefrom with advice for remedial action.

Assist in the development of compliance framework, Structure, operating policies and internal control procedures, and monitoring program including compliance training for your employees covering requirements prescribed by Government Authority or Government Agency or a Regulator.

Review and assess your current regulatory returns and reporting process for accuracy and adequacy, but not limited to the assessment of disclosure requirements.

Contact us for a FREE consultation and to understand how AFSSIN paralegal services can be of assistance to you by completing the form below.