The House takes its name from Habsburg Castle, a fortress built in the 1020s in present-day Switzerland by Count Radbot of Klettgau, who chose to name his fortress Habsburg. His grandson, Otto II, was the first to take the fortress name as his own, adding "Count of Habsburg" to his title. The House of Habsburg gathered dynastic momentum through the 11th, 12th and 13th centuries.

By 1276, Count Radbot's seventh generation descendant, Rudolph of Habsburg, had moved the family's power base from Habsburg Castle to the Duchy of Austria. Rudolph had become King of Germany in 1273, and the dynasty of the House of Habsburg was truly entrenched in 1276 when Rudolph became ruler of Austria, which the Habsburgs ruled until 1918.

A series of dynastic marriages[2] enabled the family to vastly expand its domains, to include Burgundy, Spain and her colonial empire, Bohemia, Hungary, and other territories into the inheritance. In the 16th century, the family separated into the senior Habsburg Spain and the junior Habsburg Monarchy branches, who settled their mutual claims in the Oñate treaty.

History

Counts of Habsburg

The progenitor of the House of Habsburg may have been Guntram the Rich, a count in the Breisgau who lived in the 10th century. His grandson Radbot, Count of Habsburg founded the Habsburg Castle, after which the Habsburgs are named. The origins of the castle's name, located in what is now the Swiss canton of Aargau, are uncertain. Most people assume the name to be derived from the High GermanHabichtsburg (Hawk Castle), but some historians and linguists are convinced that the name comes from the Middle High German word "hab/hap" meaning ford, as there is a river with a ford nearby. The first documented use of the name by the dynasty itself has been traced to the year 1108.[3][4][5]
The Habsburg Castle was the family seat in the 11th, 12th and 13th centuries.

The Habsburgs expanded their influence through arranged marriages and by gaining political privileges, especially countship rights in Zürichgau, Aargau and Thurgau. In the 13th century, the house aimed its marriage policy at families in Upper Alsace and Swabia. They were also able to gain high positions in the church hierarchy for their members. Territorially, they often profited from the extinction of other noble families such as the House of Kyburg.[6]

In 1282, the Habsburgs gained the rulership of the Duchy of Austria, which they then held for over 600 years, until 1918. Through the forged Privilegium Maius document (1358/59), a special bond was created between the House and Austria. The document, forged at the behest of Rudolf IV, Duke of Austria (1339–1365), also attempted to introduce rules to preserve the unity of the family's Austrian lands. In the long term, this indeed succeeded, but Rudolph's descendants ignored the rule, leading to the separation of the Albertian and Leopoldian family lines in 1379.[6]

By marrying Elisabeth of Luxembourg, the daughter of Holy Roman EmperorSigismund in 1437, Duke Albert V (1397–1439) became the ruler of Bohemia and Hungary, expanding the family's political horizons. The next year, Albert V was crowned as the King of the Romans as Albert II. After his early death in war with the Turks in 1439, and after the death of his son Ladislaus Postumus in 1457, the Habsburgs lost Bohemia and Hungary again. National kingdoms were established in these areas, and the Habsburgs were not able to restore their influence there for decades.

Holy Roman Emperors

In 1440, Frederick III was chosen by the Electoral College to succeed Albert II as the king. After several Habsburg kings had attempted to gain the imperial throne over the years, success finally arrived on 19 March 1452, when Pope Nicholas V crowned Frederick III as the Holy Roman Emperor in a grand ceremony held in Rome. In Frederick III, the Pope found an important political ally with whose help he was able to counter the conciliar movement.[6]

While in Rome, Frederick III married Eleanor of Portugal, enabling him to build a network of connections with dynasties in the west and southeast of Europe. In contrast to Frederick, who was rather distant to his family, Eleanor had a great influence on the raising and education of Frederick's children, and therefore played an important role in the family's rise to prominence. After Frederick III's coronation, the Habsburgs were able to hold the imperial throne almost continuously for centuries, until 1806.[6]

As Emperor, Frederick III took a leading role inside the family and positioned himself as the judge over the family's internal conflicts, often making use of the privilegium maius. He was able to restore the unity of the house's Austrian lands, as the Albertinian line was now extinct. Territorial integrity was also strengthened by the extinction of the Tirolian branch of the Leopoldian line in 1490/1496. Frederick's aim was to make Austria a united country, stretching from Rhine to Mur and Leitha.[6]

After the death of his father in 1493, Maximilian was proclaimed the new King of the Romans, receiving the name Maximilian I. Maximilian was initially unable to travel to Rome to receive the Imperial title from the Pope, due to opposition from Venice and from the French, who were occupying Milan, as well a refusal from the Pope due to enemy forces being present on his territory. In 1508, Maximilian proclaimed himself as the "chosen Emperor", and this was also recognized by the Pope due to changes in political alliances. This had a historical consequence in that in the future, the Roman King would also automatically become Emperor, without needing the Pope's consent. In 1530, Emperor Charles V, became the last person to be crowned as the Emperor by the Pope.[7]

Maximilian's rule (1493–1519) was a time of great expansion for the Habsburgs. In 1497, Maximilian's son, Philip the Handsome (also known as Phillip the Fair) married Joanna of Castile, also known as Joan the Mad, heiress of Castile, Aragon and most of Spain. Phillip and Joan had six children, the eldest of whom became Charles V and inherited the kingdoms of Castile and Aragon, including their colonies in America; Southern Italy, Austria and the Low Countries.[8]

The foundations for the later empire of Austria-Hungary were laid in 1515 by the means of a double wedding between Louis, only son of Vladislaus II, King of Hungary, and Maximilian's granddaughter Mary; and between her brother, Archduke Ferdinand and Vladislaus' daughter, Anna. The wedding was celebrated in grand style on 22 July 1515, and has been described by some historians as the First Congress of Vienna due to its significant implications for Europe's political landscape. As all the children were still minors, the wedding was formally completed in 1521. Vladislaus died on 13 March 1516, and Maximilian died on 12 January 1519, but his designs were ultimately successful: on Louis's death in 1526, Maximilian's grandson, Ferdinand I, Holy Roman Emperor, became the King of Bohemia.

Division of the house: Spanish and Austrian Habsburgs

After the April 21, 1521 assignment of the Austrian lands to Ferdinand I by his brother Emperor Charles V (also King Charles I of Spain) (1516–1556), the dynasty split into the junior branch of the Austrian Habsburgs and the senior branch of the Spanish Habsburgs. The Austrian Habsburgs held the title of Holy Roman Emperor after Charles' death in 1558, as well as the Habsburg Hereditary Lands and the Kingdoms of Bohemia and Hungary.

The senior Spanish branch ruled over Spain, its Italian possessions and its colonial empire, the Netherlands, and, for a time (1580-1640), Portugal. Hungary was partly under Habsburg rule from 1526. For 150 years most of the country was occupied by the Ottoman Turks but these territories were re-conquered in 1683–1699.

Extinction of the Spanish Habsburgs

The Habsburgs sought to consolidate their power by the frequent use of consanguineous marriages, with ultimately disastrous results for their gene pool. Marriages between first cousins, or between uncle and niece, were commonplace in the family. A study of 3,000 family members over 16 generations by the University of Santiago de Compostela suggests that inbreeding directly led to their extinction. The gene pool eventually became so small that the last of the Spanish line Charles II, who was severely disabled by genetic disorders, possessed a genome comparable to that of a child born to a brother and sister, as did his father, likely due to "remote inbreeding".[9]

Inbreeding in the ancestry of Charles II

Extinction of the Austrian Habsburgs

The Austrian branch went extinct in the male person in 1740 with the death of Charles VI and in the female person in 1780 with the death of his daughter Maria Theresa and was succeeded by the Vaudemont branch of the House of Lorraine in the person of her son Joseph II. The new successor house styled itself formally as House of Habsburg-Lorraine (German: Habsburg-Lothringen), although it was often referred to as simply the House of Habsburg. The heiress of the last Austrian Habsburgs Maria Theresa had married Francis Stephan, Duke of Lorraine[10] (both of them were great-grandchildren of Habsburg Emperor Ferdinand III, but from different empresses), and their descendants carried on the Habsburg tradition from Vienna under the dynastic name Habsburg-Lorraine, although technically a new ruling house came into existence in the Austrian territories, the House of Lorraine (see Dukes of Lorraine family tree). It is thought that extensive intra-family marriages within both lines contributed to their extinctions.

Habsburg-Lorraine

On August 6, 1806 the Holy Roman Empire was dissolved under the French Emperor Napoleon I's reorganization of Germany. However, in anticipation of the loss of his title of Holy Roman Emperor, Francis II declared himself hereditary Emperor of Austria (as Francis I) on 11 August 1804, three months after Napoleon had declared himself Emperor of the French on 18 May 1804.

The Austro-Hungarian Compromise of 1867 created a personal union, whereby the House of Habsburg agreed to share power with the separate Hungarian government, dividing the territory of the former Austrian Empire between them. The Austrian and the Hungarian lands became independent entities enjoying equal status[11] Under this arrangement, the Hungarians referred to their ruler as king and never emperor (see k. u. k.). This prevailed until the Habsburgs' deposition from both Austria and Hungary in 1918 following defeat in World War I.

On 11 November 1918, with his empire collapsing around him, the last Habsburg ruler, Charles I (who also reigned as Charles IV of Hungary) issued a proclamation recognizing Austria's right to determine the future of the state and renouncing any role in state affairs. Two days later, he issued a separate proclamation for Hungary. Even though he did not officially abdicate, this is considered the end of the Habsburg dynasty. In 1919, the new republican Austrian government subsequently passed a law banishing the Habsburgs from Austrian territory until they renounced all intentions of regaining the throne and accepted the status of private citizens. Charles made several attempts to regain the throne of Hungary, and in 1921 the Hungarian government passed a law which revoked Charles' rights and dethroned the Habsburgs.

The Habsburgs did not formally abandon all hope of returning to power until Otto von Habsburg, Emperor Charles' eldest son, renounced all claims to the throne.

The dynasty's motto, "Leave the waging of wars to others! But you, happy Austria, marry; for the realms which Mars awards to others, Venus transfers to you.",[12] indicates the knack of the Habsburgs to have members intermarry into other royal houses in order to build alliances and inherit territory. Empress Maria Theresa is recognized quite notably for it and is sometimes referred to as the "Great-Grandmother of Europe".

Family tree

This family tree only includes male scions of the direct House of Habsburg who survived to adulthood.

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Similarly, this family tree only includes male scions of the House of Habsburg-Lorraine who survived to adulthood:

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Monarchs of the House of Habsburg

A word about the coats of arms: the Habsburg Empire was never composed of a single unified and unitary state as Bourbon France, Hohenzollern Germany, or Great Britain was. It was made up of an accretion of territories that owed their historic loyalty to the head of the house of Habsburg as hereditary lord. The Habsburgs had mostly married the heiresses of these territories, most famously of Spain and the Netherlands. They used their arms then as a statement of their right to rule all these territories. As there were many territories, so their arms were complex and reflected the waxing and waning position of the Habsburgs within European power politics. It was not until the 19th century (see below Arms of Dominion of the Austro-Hungarian Empire) that the arms began to take on their own life as symbols of a state which may have an existence outside of the Habsburg dynast. A complete listing of the arms can be found at the Habsburg Armory.

The Habsburg dukes gradually lost their homelands south of the Rhine and Lake Constance to the expanding Old Swiss Confederacy. Unless mentioned explicitly, the dukes of Austria also ruled over Further Austria until 1379, after that year, Further Austria was ruled by the Princely Count of Tyrol. Names in italics designate dukes who never actually ruled.

When Albert's son Duke Rudolf IV of Austria in 1365, his younger brothers Albert III and Leopold III quarelled about his heritage and in the Treaty of Neuberg of 1379 finally split the Habsburg territories: The Albertinian line would rule in the Archduchy of Austria proper (then sometimes referred to as "Lower Austria" (Niederösterreich), but comprising modern Lower Austria and most of Upper Austria), while the Leopoldian line ruled in the Styrian, Carinthian and Carniolan territories, subsumed under the denotation of "Inner Austria". At that time their share also comprised Tyrol and the original Habsburg possessions in Swabia, called Further Austria; sometimes both were collectively referred to as "Upper Austria" (Oberösterreich) in that context, also not to be confused with the modern state of that name.

After the death of Leopold's eldest son William in 1406, the Leopoldinian line was further split among his brothers into the Inner Austrian territory under Ernest the Iron and a Tyrolean/Further Austrian line under Frederick IV. In 1457 Ernest's son Duke Frederick V of Inner Austria also gained the Austrian archduchy after his Albertine cousin Ladislaus the Posthumous had died without issue. 1490 saw the reunification of all Habsburg lines, when Archduke Sigismund of Further Austria and Tyrol resigned in favour of Frederick's son Maximilian I. In 1512, the Habsburg territories were incorporated into the Imperial Austrian Circle.

The archducal title was only officially recognized in 1453 by Emperor Frederick III.[13] Emperor Frederick III himself used just "Duke of Austria", never Archduke, until his death in 1493. The title was first granted to Frederick's younger brother, Albert VI of Austria (d. 1463), who used it at least from 1458.

In 1477, Frederick III also granted the title archduke to his first cousin, Sigismund of Austria, ruler of Further Austria.
Frederick's son and heir, the future Emperor Maximilian I, started to use the title, but apparently only after the death of his wife Mary of Burgundy (d. 1482), as Archduke never appears in documents issued jointly by Maximilian and Mary as rulers in the Low Countries (where Maximilian is still titled "Duke of Austria"). The title appears first in documents issued under the joint rule of Maximilian and Philip (his under-age son) in the Low Countries.

Archduke was initially borne by those dynasts who ruled a Habsburg territory, i.e., only by males and their consorts, appanages being commonly distributed to cadets. But these "junior" archdukes did not thereby become independent hereditary rulers, since all territories remained vested in the Austrian crown. Occasionally a territory might be combined with a separate gubernatorial mandate ruled by an archducal cadet.

From the 16th century onward, archduke and its female form, archduchess, came to be used by all the members of the House of Habsburg (e.g., Queen Marie Antoinette of France was born Archduchess Maria Antonia of Austria.

Rudolph II, son of Rudolph I, duke of Austria and Styria together with his brother 1282–1283, was dispossessed by his brother, who eventually would be murdered by one of Rudolph's sons.

Leopoldine-Tyrol sub-line

Frederick IV (Friedrich), brother of Ernst, 1402–1439 duke of Tyrol and Further Austria

Sigismund, also spelled Siegmund or Sigmund, 1439–1446 under the tutelage of the Frederick V above, then duke of Tyrol, and after the death of Albrecht VI in 1463 also duke of Further Austria.

Reuniting of Habsburg possessions

Sigismund had no children and adopted Maximilian I, son of duke Frederick V (emperor Frederick III). Under Maximilian, the possessions of the Habsburgs would be united again under one ruler, after he had re-conquered the Duchy of Austria after the death of Matthias Corvinus, who resided in Vienna and styled himself duke of Austria from 1485–1490.

King of the Romans and Holy Roman Emperors prior to the reunion of the Habsburg possessions

Kings of Hungary prior to the reunion of the Habsburg possessions

Holy Roman Emperors, Archdukes of Austria

The title Archduke of Austria, the one most famously associated with the Habsburgs, was invented in the Privilegium Maius, a 14th-century forgery initiated by Duke Rudolf IV of Austria. Originally, it was meant to denote the ruler of the (thus 'Arch')duchy of Austria, in an effort to put that ruler on par with the Prince-electors, as Austria had been passed over in the Golden Bull of 1356, when the electorships had been assigned. Holy Roman Emperor Charles IV refused to recognize the title. Ladislaus the Posthumous, Duke of Austria, who died in 1457, was never in his lifetime authorized to use it, and accordingly, not he nor anyone in his branch of the dynasty ever used the title.

Duke Ernest the Iron and his descendants unilaterally assumed the title "archduke". This title was only officially recognized in 1453 by his son, Emperor Frederick III, when the Habsburgs had (permanently) gained control of the office of the Holy Roman Emperor. Emperor Frederick III himself used just Duke of Austria, never Archduke, until his death in 1493.

Frederick's son and heir, the future Emperor Maximilian I, started to use the title, but apparently only after the death of his wife Mary of Burgundy (died 1482) as the title never appears in documents of joint Maximilian and Mary rule in the Low Countries (where Maximilian is still titled Duke of Austria). The title appears first in documents of joint Maximilian and Philip (his under-age son) rule in the Low Countries. It only gained currency with Charles V and the descendants of his brother, the Emperor Frederick.

The reigning duke of Burgundy, Charles the Bold, was the chief political opponent of Maximilian's father Frederick III. Charles controlled not only Burgundy (both dukedom and county), but the wealthy and powerful Netherlands, the real center of his power. Frederick was concerned about Burgundy's expansive tendencies on the western border of his Holy Roman Empire, and to forestall military conflict, he attempted to secure the marriage of Charles's only daughter, Mary of Burgundy, to his son Maximilian. After the Siege of Neuss (1474–75), he was successful. The wedding between Maximilian and Mary took place on the evening of 16 August 1477, after the death of Charles.[14] Mary and the Habsburgs lost the Duchy of Burgundy to France, but managed to defend and hold onto the rest what became the 17 provinces of the Habsburg Netherlands. After Mary's death in 1482, Maximilian acted as regent for his son:

The Netherlands were frequently governed directly by a regent or governor-general, who was a collateral member of the Habsburgs. By the Pragmatic Sanction of 1549 Charles V combined the Netherlands into one administrative unit, to be inherited by his son Philip II. Charles effectively united the Netherlands as one entity. The Habsburgs controlled the 17 Provinces of the Netherlands until the Dutch Revolt in the second half of the 16th century, when they lost the seven northern Protestant provinces. They held onto the southern Catholic part (roughly modern Belgium and Luxembourg) as the Spanish and Austrian Netherlands until they were conquered by French Revolutionary armies in 1795. The one exception to this was the period of (1601-1621), when shortly before Philip II died on 13 September 1598, he renounced his rights to the Netherlands in favor of his daughter Isabella and her fiancé, Archduke Albert of Austria, a younger son of Emperor Maximilian II. The territories reverted to Spain on the death of Albert in 1621, as the couple had no surviving offspring, and Isabella acted as regent-governor until her death in 1633:

the Archdukes

King Consort of England

Spanish Habsburgs: Kings of Spain, Kings of Portugal (1580–1640)

The Habsburg Kingdom(s) of Spain were more a personal union of possessions of the Habsburg king and dynast, who was King of Castile, Leon, Aragon, Valencia, sometime of Portugal, Naples and Sicily, Duke of Milan, and Lord of the Americas, as well as Duke of Brabant, Count of Flanders and Holland, Duke of Luxemburg (i.e. all the Habsburg Netherlands). A listing of a number of the titles can be seen here. The dynast (head of the Spanish Habsburgs, i.e. the King, showed this wide range of claims in his arms. There are many more variants of these arms in the Habsburg Armory, Spanish Section as well as coat of arms of the King of Spain, coat of arms of Spain, coat of arms of the Prince of Asturias, and coats of arms of Spanish Monarchs in Italy. The Spanish Habsburgs also kept up the Burgundian court tradition of the dynast being known by a "nickname" (e.g. the Bold, the Prudent, the Bewitched)[15]

House of Habsburg-Lorraine, main line: Emperors of Austria

House of Habsburg-Lorraine: Grand dukes of Tuscany

Francis Stephen assigned the grand duchy of Tuscany to his second son Peter Leopold, who in turn assigned it to his second son upon his accession as Holy Roman Emperor. Tuscany remained the domain of this cadet branch of the family until Italian unification.

Burials

Kings of Hungary

The kingship of Hungary remained in the Habsburg family for centuries; but as the kingship was not strictly inherited (Hungary was an elective monarchy until 1687) and was sometimes used as a training ground for young Habsburgs,as "Palatine"of Hungary, the dates of rule do not always match those of the primary Habsburg possessions. Therefore, the kings of Hungary are listed separately.

Kings of Bohemia

The kingship of Bohemia was from 1306 a position elected by its nobles. As a result, it was not an automatically inherited position. Until rule of the Ferdinand I Habsburgs didn't gain hereditary accession to the throne and were shifted by other dynasties. Hence, the kings of Bohemia and their ruling dates are listed separately.

Arms of Dominion of the Austro-Hungarian Empire

The arms of dominion began to take on a life of their own in the 19th century as the idea of the state as independent from the Habsburg dynasty took root. They are the national arms as borne by a sovereign in his capacity as head of state and represent the state as separate from the person of the monarch or his dynasty. Since the states, territories, and nationalities represented were in many cases only united to the Austro-Hungarian Empire by their historic loyalty to the head of the house of Habsburg as hereditary lord, these full ("grand") arms of dominion of Austria-Hungary reflect the complex political infrastructure that was necessarily to accommodate the many different nationalities and groupings within the empire after the Austro-Hungarian Compromise of 1867.

The western or Austrian part of the empire, Cisleithania, continued using the shield of the Empire in 1815 but with the seals of various member territories located around the central shield. Paradoxically, some of these coats of arms belonged to the territories that were part of the Hungarian part of the empire and shield. This shield, the most frequently used until 1915, was known as the middle shield. There was also the small shield, with just the personal arms of the Habsburgs, as used in 1815.

Version of 1915

In 1915, in the middle of World War I, Austria-Hungary adopted a heraldic composition uniting the shield that was used in the Hungarian part, also known as the Lands of the Crown of St. Stephen, with a new version of the medium shield of the Austrian part as depicted above in the section on the main line of the Emperors of Austria.

Before 1915, the arms of the different territories of the Austrian part of the Empire (heraldry was added to some areas not shown in the previous version and to the left to the Hungarian part) appeared together in the shield positioned on the double-headed eagle coat of arms of the Austrian Empire as an inescutcheon. The eagle was inside a shield with a gold field. The latter shield was supported by two griffins and was topped by the Austrian Imperial Crown (previously these items were included only in the large shield). Then, shown in the center of both arms of dominion, as an inescutcheon to the inescutcheon, is the small shield, i.e. personal arms, of the Habsburgs. All this was surrounded by the collar Order of the Golden Fleece[17][18]

In the heraldic composition of 1915, the shields of the two foci of the empire, Austria and Hungary, were brought together. The griffin supporter on the left was added for Austria and an angel on the right as a supporter for Hungary. The center featured the personal arms of the Habsburgs (Habsburg, Austria and Lorraine). This small shield was topped with a royal crown and surrounded by the collar of the Order of the Golden Fleece, below which was the Military Order of Maria Theresa, below which was the collars of the Orders of St. Stephen's and Leopold. At the bottom was the motto that read "AC INDIVISIBILITER INSEPARABILITER" ("indivisible and inseparable"). There were other simplified versions which did not have the supports depicted, and the simple shields of Austria and Hungary. These were the arms of the Empire of Austria with an inescutcheon of Austria, and the Arms of Hungary (with chequer of Croatia at the tip).

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