Retirement Plan Tools

ADDRESSING THE CHALLENGE

If you’re like most plan sponsors, you have many demanding challenges competing for your attention. LPL advisors work with retirement plans every day, and they will help save you time, effort and worry. LPL advisors bring the experience and tools that deliver value, seek to improve participant outcomes, and address your fiduciary risks.

When you partner with an LPL retirement advisor, we work together to create an optimal, tailored plan configuration, helping you provide the best possible fit for your employees.

Fiduciary Best Practices

Fiduciary Monitoring System

Efficiently monitors your investment lineup and notifies you of changes in performance or criteria, and creates a customized investment policy statement.

Retirement Plan Health Check

Unbiased reporting on your plan’s health and value, using key plan attributes in comparison to a valid peer group. Attributes may include age based group deferral rates, average account balances, portfolio diversification by age group and in total, aggregate plan performance, and more.

Prudent Fee Management

Creates a comprehensive fee-analysis overview covering total plan fees, including those for investment management, recordkeeping, and advisor/ consultant, as well as plan benefits and features.

Investments Best Suited to Your Plan Needs

Investment Due Diligence

Timely research reports from the LPL Financial Research Team, compiling precise quarterly reports to keep your advisor up-to-date on funds and the market.

Fund Line-up Comparison Tool

Compares up to five service provider portfolios for fees and performance, demonstrating relative strengths and weaknesses of fund options.

Plan Advice Manager

Evaluates plan’s investment lineup and identifies investments that should be included on the “watch” and “replace” lists, based on the plan’s investment policy statement and selected investment parameters.

Download Our Free App

We’ve built a handy mobile app that allows you to ask us questions on-the-go and to receive helpful notifications.

Steven Swanson began his career in 2000 at Prudential Insurance Corporation with a firm commitment to the understanding that the basic principles of financial planning begins in areas that protect and build a foundation for success....

Christina joined LPL Financial in September 2016 as an LPL Registered Administrative Assistant. In this capacity her duties include preparing update materials for your annual and semi-annual portfolio reviews, account maintenance,...

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