Herrick helps public and private companies succeed in their securities transactions, and to meet their corporate governance and regulatory obligations. At Herrick, you'll find dependable, consistent, and cost effective service. We keep abreast of the latest issues and help make sure you're on top of them, too. We'll help you address the day-to-day issues, and to find smart solutions to whatever obstacles stand between you and your business goals.

Our clients hail from a range of industries, including financial services, life sciences, manufacturing, technology, and toys and games, to name a few, and range in size from start-ups with a handful of employees to companies with market capitalizations in the hundreds of millions of dollars. Here are the main areas in which we serve them:

Securities Transactions

Registered primary and secondary equity and debt offerings pursuant to the Securities Act of 1933, including Securities Act registration and exemption