Guilty: one count of conspiracy to illegally obtain $776,860 in USDA
subsidy payments, two counts of false statements to USDA and one count of false
entries on USDA forms to illegally obtain the subsidy payments.

Guilty: one count of conspiracy to illegally obtain $776,860 in USDA
subsidy payments, two counts of false statements to USDA and one count of false
entries on USDA forms to illegally obtain the subsidy payments.

AFEC@) resulting from
$46,000 in illegal campaign contributions to Henry Espy for Congress and one count
violation of Foreign Corrupt Practices Act resulting from falsification of corporate
books and records to conceal the illegal campaign contributions.

Sentence 1/21/97: $2,000,000 fine, $400 special assessment

6. John J.
Hemmingson

Indictment: 5/30/96

Jury Trial: 1/27/97

Verdict: 2/13/97

Court: Judge Gladys Kessler - Washington, D.C.

Not guilty:
one count of conspiracy to defraud FEC resulting from $46,000 in illegal campaign
contributions to Henry Espy for Congress and two counts of false statements to FEC
to conceal the illegal campaign contributions.

Dismissed by Court Pretrial: two counts of falsifying books and
records, ten counts of false statements to the SEC, one count of security fraud, two
counts of false statements to auditors.

7. Gary A.
Black

Indictment: 5/30/96

Jury Trial: 1/27/97

Verdict: 2/13/97

Court: Judge Gladys Kessler - Washington, D.C.

Not guilty:
one count of conspiracy to defraud FEC resulting from $46,000 in illegal campaign
contributions to Henry Espy for Congress and two counts of false statements to FEC
to conceal the illegal campaign contributions.

Dismissed by Court Pretrial: two counts of falsifying books and
records, ten counts of false statements to the SEC, one count of security fraud, two
counts of false statements to auditors.

8. Sun-Diamond

Growers of California

Indictment: 6/13/96

Jury Trial: 9/9/96

Verdict: 9/24/96

Court: Judge Ricardo M. Urbina - Washington, D.C.

Guilty: one
count of providing illegal gratuities worth $5,911 to Secretary Espy (reversed on
appeal), two counts of committing mail fraud resulting from $5,000 illegal campaign
contribution scheme and five counts of making illegal campaign contributions to
Henry Espy for Congress worth $4,000.

Not guilty: one count of providing illegal gratuity worth $3,100 to
Secretary Espy.

Guilty: one
count of interstate transportation of stolen property, seven counts of money laundering,
and two counts of false statements to government agents all resulting from a $20,000
illegal campaign contribution to Henry Espy for Congress and efforts to conceal the source
of those funds.

Guilty: one
count of interstate transportation of stolen property and two counts of money laundering, all
resulting from a $20,000 illegal campaign contribution to Henry Espy for Congress and
efforts to conceal the source of those funds.

Guilty: one
count of conspiracy to make false statements to a federally insured bank to induce and
extend repayment deadline on $75,000 Henry Espy for Congress loan, and to defraud the FEC
by concealing $46,000 in illegal campaign contributions to Henry Espy for Congress, and; five
counts of false statements to a federally insured bank.

Sentence 5/14/97: consolidated with no. 9, supra

Presidential Pardon 1/20/01

12. Municipal
Healthcare Cooperative, Inc.

Indictment: 7/9/96 Transferred on Defendant

=s motion from
New Orleans: 11/6/96

Guilty Plea: 2/24/97

Court: Judge L.T. Senter, Jr. - Oxford, MS

Guilty: one
count of conspiracy to make false statements to a federally insured bank to induce and
extend repayment deadline on $75,000 Henry Espy for Congress loan, and to defraud the FEC
by concealing $46,000 in illegal campaign contributions to Henry Espy for Congress, and; five
counts of false statements to a federally insured bank.

Sentence 5/14/97: 3 years probation;$200 special assessment

13. Ferrouillet
& Ferrouillet, law firm

Indictment: 7/9/96 Transferred on Defendant

=s motion from
New Orleans: 11/6/96

Guilty Plea: 2/24/97

Court: Judge L.T. Senter, Jr. - Oxford, MS

Guilty: one
count of conspiracy to make false statements to a federally insured bank to induce and
extend repayment deadline on $75,000 Henry Espy for Congress loan.

Five counts of false statements dismissed pursuant to plea agreement

Sentence 5/14/97: $10,000 fine and 5 years probation to terminate
immediately upon payment of the fine; $50 special assessment.

14. Henry Espy

Indictment: 7/9/96

Transferred on Defendant

=s motion from New Orleans: 11/6/96

Court Trial: 2/24/97

Verdict: 3/4/97

Court: Judge L.T. Senter, Jr. - Oxford, MS.

Judgment of
Acquittal pursuant to defense Rule 29 motion 3/4/97: one count of conspiracy of making
false statements to a federally insured bank to induce and extend repayment deadline on
$75,000 Henry Espy for Congress loan, and making false statements to the FEC to conceal
$46,000 in illegal campaign contributions to Henry Espy for Congress, and; five counts
of false statements to a federally insured bank.

15. Jack L.
Williams

Indictment: 9/17/96

Jury Trial: 3/17/97

Verdict: 3/21/97

Court: Judge James Robertson - Washington, D.C.

Guilty: two
counts of false statements to government agents concealing knowledge of (1) gratuities
worth $1,119 given to Secretary Espy and others, (2) scholarship to Secretary Espy

=s girlfriend and
(3) nature of his relationship with Secretary Espy and girlfriend.

Verdict Set Aside by court on 6/4/97 on defense motion for new
trial because of a Brady violation.

Reindictedsee 22, infra.

16. Richard
Douglas

Indictment: 10/16/96

Jury Trial: 10/28/97

Verdict: 11/24/97

Information: 3/16/98

Guilty Plea: 3/16/98

Court: Judge Thelton E. Henderson - San Francisco, CA

Severed by Court Pretrial
4/2/97: nine counts of wire fraud to be tried subsequent to the gratuities case; Dismissed
by Court Pretrial 4/2/97: two counts of false statements to FBI; Government

Verdict Set Aside by court on 2/20/98 on ruling that venue in
N.D.CA. improper.

Guilty pursuant to plea agreement 3/16/98: one count of false
statements to government agents denying that he gave gratuities to Secretary Espy and
claiming that he supplied Secretary Espy with tickets to playoff basketball game. Nine
counts of wire fraud resulting from false statements on $416,000 mortgage application
dismissed pursuant to Plea Agreement.

Sentence 7/27/98: 18 months probation; $3000 fine; $100 special
assessment; 100 hours of community service; Probation terminated early over Government

=s objections:
9/2/99

Presidential Pardon 1/20/01

17. Norris J.
Faust, Jr.

Indictment: 11/19/96

Jury Trial: 2/12/97

Verdict: 2/14/97

Court: Judge William H. Barbour, Jr. - Jackson, MS

Not guilty:
three counts of perjury before a Federal Grand Jury concealing the circumstances
surrounding the change in a Mississippi state USDA regulation in 1993.

18. Ronald H.
Blackley

Indictment: 4/22/97

Jury Trial: 11/17/97

Verdict: 12/1/97

Court: Judge Royce C. Lamberth - Washington, D.C.

Guilty: three counts
of false statements to government agencies to conceal receipt of $22,025 from
prohibited sources while serving as Secretary Espy

=s Chief of
Staff.

Sentence 3/18/98: 27 months imprisonment; 3 years supervised
release

Defendant

=s Appeal to D.C. Circuit filed: 3/18/98

Opinion issued 1/26/99: affirmed convictions and sentence

Defendant

=s Petition to Supreme Court filed 6/28/99; denied 10/4/99

Presidential Pardon 1/20/01

19. Smith
Barney, Inc.

Complaint: 7/29/97

Settlement Agreement: 7/29/97

Court: Judge Thomas A. Flannery - Washington, D.C.

Liable
pursuant to settlement for procuring a breach of a fiduciary duty and interference
with Secretary Espy's agency relationship with the USDA and the Executive Branch and unlawfully
supplementing the salary of a federal government official with gift of $2,200 ticket
to Super Bowl to Secretary Espy.

Not guilty: eight counts of deprivation of honest services
by mail and wire fraud, ten counts of accepting gratuities in violation of the
federal gratuities statute, three counts of accepting illegal gifts in violation of the
Meat Inspection Act, four counts of traveling in interstate commerce to violate the Meat
Inspection Act and gratuities statute, one count of false statements to USDA regarding
travel involving gifts received from prohibited sources, one count of directing a
subordinate to falsify travel itinerary in response to request from USDA
investigators, one count of false statements to government agents concealing source
of gifts, and two counts of false statements resulting from failure to disclose
$12,752 in gifts on financial disclosure form.

Judgment of Acquittal pursuant to defense Rule 29 motion 11/24/98: three
counts of deprivation of honest services by wire fraud, one count of deprivation of honest
services by mail fraud, three counts of illegal gratuities, one count of Travel Act, and
part of one count of false statements to USDA-OIG

21. Tyson
Foods, Inc.

Information: 12/29/97

Guilty Plea: 12/29/97

Sentence: 1/12/98

Court: Judge Ricardo M. Urbina - Washington, D.C.

Guilty: one
count of providing gratuities for or because of official acts in excess of $12,000 to
Secretary Espy which included: 4 tickets to the 1993 Presidential Inaugural Dinner; air
transportation, meals, lodging and entertainment for Secretary Espy and his girlfriend to
attend Don and John Tyson's birthday party; a Tyson Foundation Scholarship check for
Secretary Espy's girlfriend; and airline tickets, skybox tickets, food and entertainment
for Secretary Espy and his girlfriend to attend a Dallas Cowboys-Green Bay Packers playoff
game.

Liable
pursuant to settlement for participating in breach of a fiduciary duty and
interference with Secretary Espy's agency relationship with the USDA and the Executive
Branch and unlawfully supplementing the salary of a federal government official
with gift of wine valued at $187 and dinner for Secretary Espy and his girlfriend valued
at $207 to or for the benefit of Secretary Espy.

During the course of its investigations, the Office of Independent Counsel
uncovered evidence of violations of various Federal laws which it ultimately determined
not to prosecute and instead referred to other agencies for resolution. The matters listed
below are those which have to date resulted in proceedings that have become public.

Department of Justice -- 53
count indictment in the Southern District of Mississippi, Jackson Division, charging bank
fraud in the disbursement of loan proceeds to fictitious and nominee borrowers and false
and fraudulent promissory notes.

Guilty of conspiracy, 11 counts of aiding and abetting
misapplication of bank funds, and 5 counts aiding and abetting making false entries on
bank records.

Federal Election
Commission -- found reason to believe that Sun-Land knowingly and willfully made illegal
corporate and conduit contributions in 1992 and 1993 by paying stipends to non-management
directors for political contributions; OIC investigated and referred to Department of
Justice (see below).

Civil penalty:
$80,000

28. Sun-Land
Products

Information: 8/6/98

Plea Agreement: 8/26/98

Sentence: 8/26/98

Court: Wayne D. Brazil (Magistrate) - Oakland, CA

Department of
Justice -- 2 count Information in the Northern District of California charging illegal
conduit contributions in violation of FECA using stipends paid to non-management directors
totaling $16,000 in 1992 and $21,000 in 1993; Sun-Land

Asuggested@ contributions
in 1992 to Bush-Quayle >92 Primary Committee Inc. and in 1993 to Campaign America.

Fine 8/26/98:
$400,000

29. Rodalton
Hart, et al.

Indictment: 11/17/99

Court: William Barbour, James Sumner - Jackson, MS

Office of
Inspector General - 12 count indictment in the Southern District of Mississippi charging
conspiracy to defraud the Farm Service Agency of the USDA (

AFSA@), false
statements, conversion of government property, bribery, all in relation to crop subsidy
loans granted by the FSA