Signals intelligence

The last German message intercepted by the British during World War II, signaling Germany's unconditional surrender

Signals intelligence (often abbreviated as SIGINT) is intelligence-gathering by interception of signals, whether communications between people (communications intelligence— abbreviated to COMINT) or from electronic signals not directly used in communication (electronic intelligence— abbreviated to ELINT). Signals intelligence is a subset of intelligence collection management.

As sensitive information is often encrypted, signals intelligence often involves the use of cryptanalysis to decipher the messages. Traffic analysis—the study of who is signaling whom and in what quantity - is also used to derive information.

Intercepting written but encrypted communications, and extracting information, probably did not lag long after the development of writing. A simple encryption system, for example, is the Caesar cipher.

Electronic interception appeared as early as 1900, during the Boer Wars. The Boers had captured some British radios, and, since the British were the only people transmitting at the time, no special interpretation of the signals was necessary.[1]

Legality in US

In the United States, there has been legal controversy over what signal intelligence can be used for and how much freedom the National Security Agency has to use signal intelligence. Therefore, the government has recently changed how it uses and collects certain types of data, specifically phone records. President Barack Obama has asked lawyers and his national security team to look at the tactics that are being used by the NSA. President Obama made a speech on January 17, 2014 where he defended the national security measures, including the NSA, and their intentions for keeping the country safe through surveillance. He said that it is difficult to determine where the line should be drawn between what is too much surveillance and how much is needed for national security because technology is ever changing and evolving, therefore, the laws cannot keep up with the rapid advancements.

However, President Obama did make some changes to the national security laws and how much data can be legally collected and surveyed. The first thing that was added, was more presidential directive and oversight so that privacy and basic rights are not violated. The president would look over requests on behalf of American citizens to make sure that their personal privacy is not violated by the data that is being requested. Secondly, surveillance tactics and procedures are becoming more public, including over 40 rulings of the FISC that have been declassified. Thirdly, further protections are being placed on activities that are justified under Section 702, such as the ability to retain, search and use data collected in investigations, which allows the NSA to monitor and intercept interaction of targets overseas. Finally, national security letters, which are secret requests for information that the FBI uses in their investigations, are becoming less secretive. The secrecy of the information requested will not be definite and will terminate after a set time if future secrecy is not required. Concerning the bulk surveillance of Americans phone records, President Obama also ordered a transition from bulk surveillance under Section 215 to a new policy that will eliminate un-necessary bulk collection of metadata.

The details of this transition are still being worked out. One of the proposals being investigated is an outside third party source holding the bulk metadata, where the NSA would then need to ask permission to access the data if it is relevant to national security. President Obama emphasized that the government is not spying on ordinary citizens, but rather working to keep America safe. [2]

Being a broad field, SIGINT has many sub-disciplines. The two main ones are communications intelligence (COMINT) and electronic intelligence (ELINT).

Disciplines shared across the branches

Targeting

A collection system has to know to look for a particular signal. "System", in this context, has several nuances. Targeting is an output of the process of developing collection requirements:

"1. An intelligence need considered in the allocation of intelligence resources. Within the Department of Defense, these collection requirements fulfill the essential elements of information and other intelligence needs of a commander, or an agency.

"2. An established intelligence need, validated against the appropriate allocation of intelligence resources (as a requirement) to fulfill the essential elements of information and other intelligence needs of an intelligence consumer."[3]

Need for multiple, coordinated receivers

First, atmospheric conditions, sunspots, the target's transmission schedule and antenna characteristics, and other factors create uncertainty that a given signal intercept sensor will be able to "hear" the signal of interest, even with a geographically fixed target and an opponent making no attempt to evade interception. Basic countermeasures against interception include frequent changing of radio frequency, polarization, and other transmission characteristics. An intercept aircraft could not get off the ground if it had to carry antennas and receivers for every possible frequency and signal type to deal with such countermeasures.

Second, locating the transmitter's position is usually part of SIGINT. Triangulation and more sophisticated radio location techniques, such as time of arrival methods, require multiple receiving points at different locations. These receivers send location-relevant information to a central point, or perhaps to a distributed system in which all participate, such that the information can be correlated and a location computed.

Intercept management

Modern SIGINT systems, therefore, have substantial communications among intercept platforms. Even if some platforms are clandestine, there is a broadcast of information telling them where and how to look for signals.[4] A United States targeting system under development in the late 1990s, PSTS, constantly sends out information that helps the interceptors properly aim their antennas and tune their receivers. Larger intercept aircraft, such as the EP-3 or RC-135, have the on-board capability to do some target analysis and planning, but others, such as the RC-12 GUARDRAIL, are completely under ground direction. GUARDRAIL aircraft are fairly small, and usually work in units of three to cover a tactical SIGINT requirement, where the larger aircraft tend to be assigned strategic/national missions.

Before the detailed process of targeting begins, someone has to decide there is a value in collecting information about something. While it would be possible to direct signals intelligence collection at a major sports event, the systems would capture a great deal of noise, news signals, and perhaps announcements in the stadium. If, however, an anti-terrorist organization believed that a small group would be trying to coordinate their efforts, using short-range unlicensed radios, at the event, SIGINT targeting of radios of that type would be reasonable. Targeting would not know where in the stadium the radios might be, or the exact frequency they are using; those are the functions of subsequent steps such as signal detection and direction finding.

Once the decision to target is made, the various interception points need to cooperate, since resources are limited. Knowing what interception equipment to use becomes easier when a target country buys its radars and radios from known manufacturers, or is given them as military aid. National intelligence services keep libraries of devices manufactured by their own country and others, and then use a variety of techniques to learn what equipment is acquired by a given country.

Knowledge of physics and electronic engineering further narrows the problem of what types of equipment might be in use. An intelligence aircraft flying well outside the borders of another country will listen for long-range search radars, not short-range fire control radars that would be used by a mobile air defense. Soldiers scouting the front lines of another army know that the other side will be using radios that must be portable and not have huge antennas.

Signal detection

Even if a signal is human communications (e.g., a radio), the intelligence collection specialists have to know it exists. If the targeting function described above learns that a country has a radar that operates in a certain frequency range, the first step is to use a sensitive receiver, with one or more antennas that listen in every direction, to find an area where such a radar is operating. Once the radar is known to be in the area, the next step is to find its location.

If operators know the probable frequencies of transmissions of interest, they may use a set of receivers, preset to the frequencies of interest. These are the frequency (horizontal axis) versus power (vertical axis) produced at the transmitter, before any filtering of signals that do not add to the information being transmitted. Received energy on a particular frequency may start a recorder, and alert a human to listen to the signals if they are intelligible (i.e., COMINT). If the frequency is not known, the operators may look for power on primary or sideband frequencies using a spectrum analyzer. Information from the spectrum analyzer is then used to tune receivers to signals of interest. For example, in this simplified spectrum, the actual information is at 800 kHz and 1.2 MHz.

Hypothetical displays from four spectrum analyzers connected to directional antennas. The transmitter is at bearing 090 degrees.

Real-world transmitters and receivers usually are directional. In the figure to the left, assume that each display is connected to a spectrum analyzer connected to a directional antenna aimed in the indicated direction.

Countermeasures to interception

Spread-spectrum communications is an electronic counter-countermeasures (ECCM) technique to defeat looking for particular frequencies. Spectrum analysis can be used in a different ECCM way to identify frequencies not being jammed or not in use.

Direction-finding

The earliest, and still common, means of direction finding is to use directional antennas as goniometers, so that a line can be drawn from the receiver through the position of the signal of interest. (See HF/DF.) Knowing the compass bearing, from a single point, to the transmitter does not locate it. Where the bearings from multiple points, using goniometry, are plotted on a map, the transmitter will be located at the point where the bearings intersect. This is the simplest case; a target may try to confuse listeners by having multiple transmitters, giving the same signal from different locations, switching on and off in a pattern known to their user but apparently random to the listener.

Individual directional antennas have to be manually or automatically turned to find the signal direction, which may be too slow when the signal is of short duration. One alternative is the Wullenweber array technique. In this method, several concentric rings of antenna elements simultaneously receive the signal, so that the best bearing will ideally be clearly on a single antenna or a small set. Wullenweber arrays for high-frequency signals are enormous, referred to as "elephant cages" by their users.

An alternative to tunable directional antennas, or large omnidirectional arrays such as the Wullenweber, is to measure the time of arrival of the signal at multiple points, using GPS or a similar method to have precise time synchronization. Receivers can be on ground stations, ships, aircraft, or satellites, giving great flexibility.

Modern anti-radiation missiles can home in on and attack transmitters; military antennas are rarely a safe distance from the user of the transmitter.

Traffic analysis

When locations are known, usage patterns may emerge, from which inferences may be drawn. Traffic analysis is the discipline of drawing patterns from information flow among a set of senders and receivers, whether those senders and receivers are designated by location determined through direction finding, by addressee and sender identifications in the message, or even MASINT techniques for "fingerprinting" transmitters or operators. Message content, other than the sender and receiver, is not necessary to do traffic analysis, although more information can be helpful.

For example, if a certain type of radio is known to be used only by tank units, even if the position is not precisely determined by direction finding, it may be assumed that a tank unit is in the general area of the signal. Of course, the owner of the transmitter can assume someone is listening, so might set up tank radios in an area where he wants the other side to believe he has actual tanks. As part of Battle of Pearl Harbor, were made from Japanese local waters, while the attacking ships moved under strict radio silence.

Traffic analysis need not focus on human communications. For example, if the sequence of a radar signal, followed by an exchange of targeting data and a confirmation, followed by observation of artillery fire, this may identify an automated counterbattery system. A radio signal that triggers navigational beacons could be a landing aid system for an airstrip or helicopter pad that is intended to be low-profile.

Patterns do emerge. Knowing a radio signal, with certain characteristics, originating from a fixed headquarters may be strongly suggestive that a particular unit will soon move out of its regular base. The contents of the message need not be known to infer the movement.

There is an art as well as science of traffic analysis. Expert analysts develop a sense for what is real and what is deceptive. Harry Kidder, for example, was one of the star cryptanalysts of World War II, a star hidden behind the secret curtain of SIGINT.[5]

Electronic Order of Battle

Generating an Electronic order of battle (EOB) requires identifying SIGINT emitters in an area of interest, determining their geographic location or range of mobility, characterizing their signals, and, where possible, determining their role in the broader organizational order of battle. EOB covers both COMINT and ELINT.[6] The Defense Intelligence Agency maintains an EOB by location. The Joint Spectrum Center (JSC) of the Defense Information Systems Agency supplements this location database with five more technical databases:

FRRS: Frequency Resource Record System

BEI: Background Environment Information

SCS: Spectrum Certification System

EC/S: Equipment Characteristics/Space

TACDB: platform lists, sorted by nomenclature, which contain links to the C-E equipment complement of each platform, with links to the parametric data for each piece of equipment, military unit lists and their subordinate units with equipment used by each unit.

EOB and related data flow

For example, several voice transmitters might be identified as the command net (i.e., top commander and direct reports) in a tank battalion or tank-heavy task force. Another set of transmitters might identify the logistic net for that same unit. An inventory of ELINT sources might identify the medium- and long-range counter-artillery radars in a given area.

Signals intelligence units will identify changes in the EOB, which might indicate enemy unit movement, changes in command relationships, and increases or decreases in capability.

Using the COMINT gathering method enables the intelligence officer to produce an electronic order of battle by traffic analysis and content analysis among several enemy units. For example, if the following messages were intercepted:

U1 from U2, requesting permission to proceed to checkpoint X.

U2 from U1, approved. please report at arrival.

(20 minutes later) U1 from U2, all vehicles have arrived to checkpoint X.

This sequence shows that there are two units in the battlefield, unit 1 is mobile, while unit 2 is in a higher hierarchical level, perhaps a command post. One can also understand that unit 1 moved from one point to another which are distant from each 20 minutes with a vehicle. If these are regular reports over a period of time, they might reveal a patrol pattern. Direction-finding and radiofrequency MASINT could help confirm that the traffic is not deception.

The EOB buildup process is divided as following:

Signal separation

Measurements optimization

Data Fusion

Networks build-up

Separation of the intercepted spectrum and the signals intercepted from each sensors must take place in an extremely small period of time, in order to separate the deferent signals to different transmitters in the battlefield. The complexity of the separation process depends on the complexity of the transmission methods (e.g., hopping or time division multiple access (TDMA)).

By gathering and clustering data from each sensor, the measurements of the direction of signals can be optimized and get much more accurate than the basic measurements of a standard direction finding sensor.[7] By calculating larger samples of the sensor's output data in near real-time, together with historical information of signals, better results are achieved.

Data fusion correlates data samples from different frequencies from the same sensor, "same" being confirmed by direction finding or radiofrequency MASINT. If an emitter is mobile, direction finding, other than discovering a repetitive pattern of movement, is of limited value in determining if a sensor is unique. MASINT then becomes more informative, as individual transmitters and antennas may have unique side lobes, unintentional radiation, pulse timing, etc.

Network build-up, or analysis of emitters (communication transmitters) in a target region over a sufficient period of time, enables creation of the communications flows of a battlefield.[8]

COMINT

COMINT (Communications Intelligence) is a sub-category of signals intelligence that engages in dealing with messages or voice information derived from the interception of foreign communications. It should be noted that COMINT is commonly referred to as SIGINT, which can cause confusion when talking about the broader intelligence disciplines. The US Joint Chiefs of Staff defines it as "Technical information and intelligence derived from foreign communications by other than the intended recipients".[3]

COMINT, which is defined to be communications among people, will reveal some or all of the following:

Who is transmitting

Where they are located, and, if the transmitter is moving, the report may give a plot of the signal against location

If known, the organizational function of the transmitter

The time and duration of transmission, and the schedule if it is a periodic transmission

The frequencies and other technical characteristics of their transmission

If the transmission is encrypted or not, and if it can be decrypted. If it is possible to intercept either an originally transmitted cleartext or obtain it through cryptanalysis, the language of the communication and a translation (when needed).

The addresses, if the signal is not a general broadcast and if addresses are retrievable from the message. These stations may also be COMINT (e.g., a confirmation of the message or a response message), ELINT (e.g., a navigation beacon being activated) or both. Rather than, or in addition to, an address or other identifier, there may be information on the location and signal characteristics of the responder.

Voice interception

A basic COMINT technique is to listen for voice communications, usually over radio but possibly "leaking" from telephones or from wiretaps. If the voice communications are encrypted, traffic analysis may still give information.

In the Second World War, for security the United States used Native American volunteer communicators known as code talkers, who used languages such as Navajo, Comanche and Choctaw, which would be understood by few people, even in the U.S. Even within these uncommon languages, the code talkers used specialized codes, so a "butterfly" might be a specific Japanese aircraft. British forces made limited use of Welsh speakers for the same reason.

Modern electronic encryption does away with the need for armies to use obscure languages, it is possible that some irregular groups might use rare dialects that few outside their ethnic group would understand.

Text interception

Morse code interception was once very important, but Morse code telegraphy is now obsolete in the western world, although possibly used by special operations forces. Such forces, however, now have portable cryptographic equipment. Morse code is still used by military forces of former Soviet Union countries.

Specialists scan radio frequencies for character sequences (e.g., electronic mail) and fax.

Signaling channel interception

A given digital communications link can carry thousands or millions of voice communications, especially in developed countries. Without addressing the legality of such actions, the problem of identifying which channel contains which conversation becomes much simpler when the first thing intercepted is the signaling channel that carries information to set up telephone calls. In civilian and many military use, this channel will carry messages in Signaling System 7 protocols.

Retrospective analysis of telephone calls can be made from Call detail record (CDR) used for billing the calls.

Monitoring friendly communications

More a part of communications security than true intelligence collection, SIGINT units still may have the responsibility of monitoring one's own communications or other electronic emissions, to avoid providing intelligence to the enemy. For example, a security monitor may hear an individual transmitting inappropriate information over an unencrypted radio network, or simply one that is not authorized for the type of information being given. If immediately calling attention to the violation would not create an even greater security risk, the monitor will call out one of the BEADWINDOW codes[9] used by Australia, Canada, New Zealand, the United Kingdom, the United States, and other nations working under their procedures. Standard BEADWINDOW codes (e.g., "BEADWINDOW 2") include:

Position: (e.g., disclosing, in an insecure or inappropriate way, "Friendly or enemy position, movement or intended movement, position, course, speed, altitude or destination or any air, sea or ground element, unit or force."

Wrong circuit: "Inappropriate transmission. Information requested, transmitted or about to be transmitted which should not be passed on the subject circuit because it either requires greater security protection or it is not appropriate to the purpose for which the circuit is provided."

Other codes as appropriate for the situation may be defined by the commander.

In WWII, for example, the Japanese Navy made possible the interception and death of the Combined Fleet commander, Admiral Isoroku Yamamoto, by poor practice. They had identified a key person's movement over a low-security cryptosystem.

Electronic signals intelligence

Electronic signals intelligence (ELINT) refers to intelligence-gathering by use of electronic sensors. Its primary focus lies on non-communications signals intelligence. The Joint Chiefs of Staff define it as "Technical and geolocation intelligence derived from foreign noncommunications electromagnetic radiations emanating from other than nuclear detonations or radioactive sources."[3]

Signal identification is performed by analyzing the collected parameters of a specific signal, and either matching it to known criteria, or recording it as a possible new emitter. ELINT data are usually highly classified, and are protected as such.

The data gathered are typically pertinent to the electronics of an opponent's defense network, especially the electronic parts such as radars, surface-to-air missile systems, aircraft, etc. ELINT can be used to detect ships and aircraft by their radar and other electromagnetic radiation; commanders have to make choices between not using radar (EMCON), intermittently using it, or using it and expecting to avoid defenses. ELINT can be collected from ground stations near the opponent's territory, ships off their coast, aircraft near or in their airspace, or by satellite.

Complementary relationship to COMINT

Combining other sources of information and ELINT allows traffic analysis to be performed on electronic emissions which contain human encoded messages. The method of analysis differs from SIGINT in that any human encoded message which is in the electronic transmission is not analyzed during ELINT. What is of interest is the type of electronic transmission and its location. For example, during the Battle of the Atlantic in World War II, Ultra COMINT was not always available because Bletchley Park was not always able to read the U-boatEnigma traffic. But "Huff-Duff" (High Frequency Direction Finder) was still able to find where the U-boats were by analysis of radio transmissions and the positions through triangulation from the direction located by two or more Huff-Duff systems. The Admiralty was able to use this information to plot courses which took convoys away from high concentrations of U-boats.

Yet other ELINT disciplines include intercepting and analyzing enemy weapons control signals, or the Identification, friend or foe responses from transponders in aircraft used to distinguish enemy craft from friendly ones.

Role in air warfare

A very common area of ELINT is intercepting radars and learning their locations and operating procedures. Attacking forces may be able to avoid the coverage of certain radars, or, knowing their characteristics, electronic warfare units may jam radars or send them deceptive signals. Confusing a radar electronically is called a "soft kill", but military units will also send specialized missiles at radars, or bomb them, to get a "hard kill". Some modern air to air missiles also have radar homing guidance systems, particularly for use against large airborne radars.

Knowing where each surface-to-air missile and anti-aircraft artillery system is and its type means that air raids can be plotted to avoid the most heavily defended areas and to fly on a flight profile which will give the aircraft the best chance of evading ground fire and fighter patrols. It also allows for the jamming or spoofing of the enemy's defense network (see electronic warfare). Good electronic intelligence can be very important to stealth operations; stealth aircraft are not totally undetectable and need to know which areas to avoid. Similarly, conventional aircraft need to know where fixed or semi-mobile air defense systems are so that they can shut them down or fly around them.

ELINT and ESM

Electronic Support Measures (ESM) are really ELINT techniques, but the term is used in the specific context of tactical warfare. ESM give the information needed for Electronic Attack (EA) such as jamming. EA is also called Electronic Counter-Measures. ESM provides information needed for Electronic Counter-Counter Measures (ECCM), such as understanding a spoofing or jamming mode so one can change one's radar characteristics to avoid them.

ELINT for meaconing

Meaconing[10] is the combined intelligence and electronic warfare of learning the characteristics of enemy navigation aids, such as radio beacons, and retransmitting them with incorrect information.

Foreign instrumentation signals intelligence

FISINT (Foreign instrumentation signals intelligence) is a sub-category of SIGINT, monitoring primarily non-human communication. Foreign instrumentation signals include (but not limited to) telemetry (TELINT), tracking systems, and video data links. TELINT is an important part of national means of technical verification for arms control.

Counter-ELINT

Still at the research level are techniques that can only be described as counter-ELINT, which would be part of a SEAD campaign. It may be informative to compare and contrast counter-ELINT with ECCM.

SIGINT versus MASINT

A model of a German SAR-Lupe reconnaissance satellite inside a Russian Cosmos-3M rocket.

Signals intelligence and measurement and signature intelligence (MASINT) are closely, and sometimes confusingly, related.[11] The signals intelligence disciplines of communications and electronic intelligence focus on the information in those signals themselves, as with COMINT detecting the speech in a voice communication or ELINT measuring the frequency, pulse repetition rate, and other characteristics of a radar.

MASINT also works with collected signals, but is more of an analysis discipline. There are, however, unique MASINT sensors, typically working in different regions or domains of the electromagnetic spectrum, such as infrared or magnetic fields. While NSA and other agencies have MASINT groups, the Central MASINT Office is in the Defense Intelligence Agency (DIA).

Where COMINT and ELINT focus on the intentionally transmitted part of the signal, MASINT focuses on unintentionally transmitted information. For example, a given radar antenna will have sidelobes emanating from other than the direction in which the main antenna is aimed. The RADINT (radar intelligence) discipline involves learning to recognize a radar both by its primary signal, captured by ELINT, and its sidelobes, perhaps captured by the main ELINT sensor, or, more likely, a sensor aimed at the sides of the radio antenna.

MASINT associated with COMINT might involve the detection of common background sounds expected with human voice communications. For example, if a given radio signal comes from a radio used in a tank, if the interceptor does not hear engine noise or higher voice frequency than the voice modulation usually uses, even though the voice conversation is meaningful, MASINT might suggest it is a deception, not coming from a real tank.

References

^Obama, Barack (January 17, 2014). "Remarks by the President on Review of Signals Intelligence". The White House. Washington, D.C.: The White House Office of the Press Secretary. Retrieved 22 April 2014.

^ abcd

^"Precision SIGINT Targeting System (PSTS)". Intelligence Research Program (Federation of American Scientists).

^Whitlock, Duane (Autumn 1995). "The Silent War against the Japanese Navy". Naval War College Review. XLVIII (4). Retrieved 30 September 2007.

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