Mazur’s swindle

Let be a natural number. A basic operation in the topology of oriented, connected, compact, -dimensional manifolds (hereby referred to simply as manifolds for short) is that of connected sum: given two manifolds , the connected sum is formed by removing a small ball from each manifold and then gluing the boundary together (in the orientation-preserving manner). This gives another oriented, connected, compact manifold, and the exact nature of the balls removed and their gluing is not relevant for topological purposes (any two such procedures give homeomorphic manifolds). It is easy to see that this operation is associative and commutative up to homeomorphism, thus and , where we use to denote the assertion that is homeomorphic to .

(It is important that the orientation is preserved; if, for instance, , and is a chiral 3-manifold which is chiral (thus , where is the orientation reversal of ), then the connect sum of with itself is also chiral (by the prime decomposition; in fact one does not even need the irreducibility hypothesis for this claim), but is not. A typical example of an irreducible chiral manifold is the complement of a trefoil knot. Thanks to Danny Calegari for this example.)

The -dimensional sphere is an identity (up to homeomorphism) of connect sum: for any . A basic result in the subject is that the sphere is itself irreducible:

Theorem 1 (Irreducibility of the sphere) If , then .

For (curves), this theorem is trivial because the only connected -manifolds are homeomorphic to circles. For (surfaces), the theorem is also easy by considering the genus of . For the result follows from the prime decomposition. But for higher , these ad hoc methods no longer work. Nevertheless, there is an elegant proof of Theorem 1, due to Mazur, and known as Mazur’s swindle. The reason for this name should become clear when one sees the proof, which I reproduce below.

Suppose . Now consider the infinite connected sum

This is an infinite connected sum of spheres, and can thus be viewed as a half-open cylinder, which is topologically equivalent to a sphere with a small ball removed; alternatively, one can contract the boundary at infinity to a point to recover the sphere . On the other hand, by using the associativity of connected sum (which will still work for the infinite connected sum, if one thinks about it carefully), the above manifold is also homeomorphic to

which is the connected sum of with an infinite sequence of spheres, or equivalently with a small ball removed. Contracting the small balls to a point, we conclude that , and a similar argument gives .

A typical corollary of Theorem 1 is a generalisation of the Jordan curve theorem: any locally flat embedded copy of in divides the sphere into two regions homeomorphic to balls . (Some sort of regularity hypothesis, such as local flatness, is essential, thanks to the counterexample of the Alexander horned sphere. If one assumes smoothness instead of local flatness, the problem is known as the Schönflies problem, and is apparently quite subtle, especially in the four-dimensional case .)

One can ask whether there is a way to prove Theorem 1 for general without recourse to the infinite sum swindle. I do not know the complete answer to this, but some evidence against this hope can be seen by noting that if one works in the smooth category instead of the topological category (i.e. working with smooth manifolds, and only equating manifolds that are diffeomorphic, and not merely homeomorphic), then the exotic spheres in five and higher dimensions provide a counterexample to the smooth version of Theorem 1: it is possible to find two exotic spheres whose connected sum is diffeomorphic to the standard sphere. (Indeed, in five and higher dimensions, the exotic sphere structures on form a finite abelian group under connect sum, with the standard sphere being the identity element. The situation in four dimensions is much less well understood.) The problem with the swindle here is that the homeomorphism generated by the infinite number of applications of the associativity law is not smooth when one identifies the boundary with a point.

The basic idea of the swindle – grouping an alternating infinite sum in two different ways – also appears in a few other contexts. Most classically, it is used to show that the sum does not converge in any sense which is consistent with the infinite associative law, since this would then imply that ; indeed, one can view the swindle as a dichotomy between the infinite associative law and the presence of non-trivial cancellation. (In the topological manifold category, one has the former but not the latter, whereas in the case of , one has the latter but not the former.) The alternating series test can also be viewed as a variant of the swindle.

Another variant of the swindle arises in the proof of the Cantor–Bernstein–Schröder theorem. Suppose one has two sets , together with injections from to and from to . The first injection leads to an identification for some set , while the second injection leads to an identification . Iterating this leads to identifications

and

for some additional set . Using the identification then yields an explicit bijection between and .

(Thanks to Danny Calegari for telling me about the swindle, while we were both waiting to catch an airplane.)

[Update, Oct 7: See the comments for several further examples of swindle-type arguments.]

Nice explanation. Slight nitpick about the exotic spheres: if you happen to have an example of an exotic 4-sphere, you should write an article about it ;) Also, for the exotic 4-spheres it is not known whether they form a group under connected sums, only a monoid. Though of course, it could happen to be a group after all. [Fair enough; I’ve amended the relevant comment to refer only to exotic spheres of dimension five or more. -T]

I wasn’t previously familiar with the term “chiral manifold”, but I assume there is a there a typo in the first sentence of the second paragraph (“A chiral manifold which is chiral”). [Oops, the first “chiral” should have been “irreducible” – T.] Interesting post!

Another example: if is an infinite-dimensional separable Hilbert space, then is contractible. The proof I know uses the identifications and it’s those identifications that allow an infinite sum to be regrouped.

Small typo: in the Schroder-Bernstein example, the deductions of the identifications from the injections should be the other way round – i.e. the first injection gives , the second gives . [Corrected, thanks – T.]

Generalizations of Pelczynski’s decomposition method for Banach
spaces containing a complemented copy of their squares
El´oi Medina Galego
Abstract. Suppose that X and Y are Banach spaces isomorphic to
complemented subspaces of each other. In 1996, W. T. Gowers solved the
Schroeder-Bernstein Problem for Banach spaces by showing that X is not
necessarily isomorphic to Y . However…

For commenters

To enter in LaTeX in comments, use $latex <Your LaTeX code>$ (without the < and > signs, of course; in fact, these signs should be avoided as they can cause formatting errors). See the about page for details and for other commenting policy.